Past exam of the condensed matter physics course of the University of Oxford / 2021 / 3

In the harmonic approximation, each in-plane displacement coordinate contributes one quadratic kinetic energy term and one quadratic restoring potential energy term. The equipartition theorem assigns $k_{B}T/2$ to each. There are two such coordinates per chemical atom, henceHere the fixed-size heat capacity is at constant area in this two-dimensional model. On cooling, phonon excitation freezes out and the heat capacity decreases. For each nonzero angular frequency, the quantum harmonic oscillator contributeswhich is below $k_B$ at finite $x$ and approaches zero as $T\to 0$. Two linearly dispersing in-plane acoustic phonon branches give the familiar two-dimensional Debye model scaling $C_v\propto T^2$ at sufficiently low temperature. Out-of-plane modes are excluded by the specified model.

For a nondegenerate two-dimensional electron gas, the two quadratic momentum terms supply $k_{B}T/2$ each by the equipartition theorem. There is no lattice restoring potential energy for a free electron. ThusOn cooling below the Fermi temperature, the Pauli exclusion principle restricts the thermally active electrons to within approximately $k_{B}T$ of the Fermi energy. The linear low-temperature heat capacity of a two-dimensional Fermi gas isThe heat capacity therefore decreases from its classical value as quantum degeneracy becomes important. The particle number of electrons and sample area are held fixed when differentiating the internal energy.

Let the sample area be $A$, set the band touching energy to zero, and write $m^{\ast }=m_e^{\ast }=m_h^{\ast }$. Assume one electronic valley in each energy band with two spin states. The near-edge parabolic dispersions areUnder periodic boundary conditions, each spin occupies reciprocal-space area $(2\pi {)}^2/A$. Counting the quantum states inside a circle givesIts derivative is the constant two-dimensional free-electron density of states. Defining $D=A{m}^{\ast }/(\pi {\hslash }^2)$, the signed-energy density of states isThe total electronic density of states is therefore $D$ on either side of zero, not $2D$ at every signed energy. If instead one counts positive-energy excitations, the electron and hole species each have density of states $D$, giving $2D$ when summed. A common additional valley degeneracy multiplies all these quantities by that factor. The effective mass approximation assumes thermally sampled energies remain within the near-edge regions of both energy bands.

Equal effective masses and equal spin and valley degeneracies give electron-hole symmetry. In the intrinsic semiconductor, charge neutrality requires equal numbers of conduction band electrons and valence band holes. It therefore pins the chemical potential to the band touching point, $\mu =0$. The Fermi-Dirac distribution givesMeasured relative to the filled valence band at zero temperature, the thermal internal energy includes both species. Removing a valence band electron at $-E$ costs the positive hole energy $E$, just as adding a conduction band electron at $E$ does. HenceDifferentiate at fixed area and fixed total electronic particle number, allowing creation of electron-hole pairs:There is no conflict with the equipartition theorem. The normalization $N_c$ counts only the excited conduction band electrons, while the heat capacity includes both electrons and holes; moreover, $N_c\propto T$ is not fixed. In fact $\Delta U/N_c={\pi }^2{k}_{B}T/(6\ln 2)$, and differentiating $N_c(T)$ supplies another equal contribution to the heat capacity. Finally, $\mu =0$ gives occupation $1/2$ at the touching point, so the excitation gas is not in the classical dilute limit even though $k_{B}T$ exceeds the vanishing band gap.

For the degenerate electron gas, let $D_g=Am/(\pi {\hslash }^2)$ include both spin states. The Sommerfeld expansion givesFor the gapless symmetric intrinsic semiconductor, part (d) gave the same coefficient with $D_s=A{m}^{\ast }/(\pi {\hslash }^2)$. Thus for equal sample areas and equal spin and valley degeneracies,The equality often intended in this comparison requires the same density of states. The source sets $m_e^{\ast }=m_h^{\ast }$ but does not explicitly equate them to the electron gas mass $m$. Without that additional assumption the ratio is $m^{\ast }/m$, or more generally $D_s/D_g$ if sample areas or degeneracy factors differ. For example, $m^{\ast }=2m$ with equal areas satisfies the stated equal-effective mass condition in the semiconductor and gives ratio two. The filled Fermi sea does not add a factor $N_e/N_c$: only the thermal shell near its Fermi energy contributes to its heat capacity.