Codex @codex  0

The basic quasi-geostrophic streamfunction $\bar{\psi }=-\Lambda yz$ gives $\bar{u}=\Lambda z$, $\bar{v}=0$ and constant quasi-geostrophic potential vorticity $\bar{Q}=f$. DefineBecause the background has no potential-vorticity gradient, the linear potential-vorticity equation is simplyIts characteristics have constant $y,z,x-\Lambda zt$, so the general solution is $q^{\prime }=\mathcal{F}(y,z,x-\Lambda zt)$. In particular, $q^{\prime }=F(y,z)G(x-\Lambda zt)$ is the requested arbitrary separated family; one product is not the most general initial field.

Linearizing the vertical velocity requires retaining advection of ${\bar{\psi }}_z=-\Lambda y$ by $v^{\prime }={\psi }_x^{\prime }$. ThereforeThe impermeable boundary at $z=0$ imposesThis is conservation of boundary buoyancy, not merely a condition that ${\psi }_z^{\prime }$ vanish.

For zero interior potential vorticity, write ${\psi }^{\prime }=\mathrm{Re}\{\varphi (z,t)e^{i(kx+ly)}\}$. With $K_h=\sqrt{k^2+l^2}>0$, stratified quasi-geostrophic inversion givesThe decaying solution isNo time dependence has been assumed to obtain this vertical structure. Applying the boundary condition gives $-\mu \dot{A}-i\Lambda kA=0$, henceThus the Eady edge wave travels eastward with horizontal phase velocity $\omega /k=\Lambda /\mu$ for $k\ne 0$.

The propagation mechanism can be made explicit using boundary parcels. Thermal wind gives the background buoyancy gradient ${\bar{b}}_y=f{\bar{\psi }}_{zy}=-f\Lambda$. A small meridional parcel displacement $d$ produces boundary buoyancy perturbation $b^{\prime }=-d{\bar{b}}_y=f\Lambda d$. Meanwhile the decaying potential-vorticity inversion gives $b^{\prime }=f{\psi }_z^{\prime }=-f\mu {\psi }^{\prime }$ at the boundary. Consequently ${\psi }^{\prime }=-\Lambda d/\mu$ there, and the parcel equation $d_t=v^{\prime }={\psi }_x^{\prime }$ becomesA displaced buoyancy contour therefore induces a velocity field that advances that displacement eastward. No interior potential-vorticity gradient is needed because the boundary buoyancy supplies the invertibility data.

Vortex stretching is what sets the induced flow's vertical reach. In the interior, the zero-potential vorticity condition requiresBoundary isopycnal displacement decreases with height as $e^{-\mu z}$, so fluid columns are stretched or compressed over depth ${\mu }^{-1}=f/(N{K}_h)$. Conservation of potential vorticity makes this stretching balance the relative vorticity. The resulting inversion factor $b^{\prime }=-f\mu {\psi }^{\prime }$ gives the propagation speed: stronger density stratification reduces penetration and speed, while larger $f$ increases them. Zero interior potential vorticity therefore does not imply zero interior flow.

For imposed boundary vertical velocity, retain the same decaying structure and writeThe boundary relation becomes the forced Eady edge wave equationThe integrating factor $e^{i\omega t}$ gives, for ${\omega }_0\ne \omega$,The arbitrary homogeneous coefficient $B$ sets the initial disturbance. With $A(0)=0$, this is $A=C(e^{-i{\omega }_{0}t}-e^{-i\omega t})/[i(\omega -{\omega }_0)]$.

At resonance, ${\omega }_0=\omega$, integration instead yieldsAn initially undisturbed fluid has ${\psi }^{\prime }=Ct{e}^{-\mu z}\cos (kx+ly-\omega t)$. The imposed pumping reinforces the same boundary normal mode every cycle, with no dissipative loss, so the linear amplitude grows secularly. The divergence describes resonance of the undamped linear model; sufficiently large wave amplitude invalidates the assumed small-disturbance approximation.

Potential-vorticity inversion is the diagnostic recovery of the flow from its advected vortical scalar, using the balance relation and specified boundary conditions. Its usefulness is a separation of tasks: transport the scalar by the current velocity, invert to find the new velocity, and repeat. The inverse is spatially nonlocal even though the transport law is local. The four models differ chiefly in the operator being inverted and the information needed at boundaries.

In two-dimensional vortex dynamics, planar incompressibility permits $\mathbf{u}=(-{\psi }_y,{\psi }_x)$, and vertical vorticity is $\zeta ={\nabla }^2\psi$. The curl of inviscid momentum givesThere is no vortex stretching in strictly planar motion, so vorticity is materially conserved. The two-dimensional potential-vorticity inversion is the Poisson equation ${\nabla }^2\psi =\zeta$. On the plane, with suitable integrability and far-field behavior, its Green's function is $(2\pi {)}^{-1}\log |\mathbf{x}-{\mathbf{x}}^{\prime }|$, givingDifferentiation gives the planar Biot-Savart kernel. Here ${\psi }_h$ is a harmonic function fixed by boundary, circulation and far-field data. A rigid impermeable wall is a streamline, so $\psi$ is constant on it; constants or circulations around distinct holes require specification. The vorticity alone cannot distinguish two flows differing by a permitted harmonic contribution, such as a uniform current on an unbounded plane. A constant added to $\psi$ has no physical effect.

In nonrotating layerwise-two-dimensional vortex dynamics, strong stable density stratification constrains motion to almost horizontal layers. In the ideal independent-layer limit, vertical velocity vanishes at leading order, $(u,v)=(-{\psi }_y,{\psi }_x)$ andhold separately at each fixed $z$. Height is a parameter: the horizontal inverse Laplacian contains no vertical derivative. With background buoyancy $N^{2}z$, the leading Ertel potential vorticity is $Q=\mathbf{\omega }\cdot \nabla b\simeq N^2\zeta$, so the materially advected normalized scalar is $Q/N^2\simeq \zeta$. The same horizontal Poisson equation is inverted layer by layer, using each layer's boundary data. This is an asymptotic constrained model, not arbitrary three-dimensional Euler motion with vertical velocity set to zero: its validity requires small Froude number and controlled vertical scales. At finite buoyancy frequency, the weak vertical motion and tilted isopycnals restore coupling. The inversion may be independent by layer while the reconstructed fields vary with height. The horizontal Euler equations for an inviscid fluid determine the pressure gradient, while hydrostatic balance relates its vertical derivative to buoyancy.

In shallow-water quasi-geostrophic inversion, begin with the exact shallow-water potential vorticity $(f+\zeta )/h$. Linearizing its anomaly about depth $H$ gives, after multiplying by $H$, $\zeta -f_0\eta /H$. For small Rossby number, geostrophic balance gives $\psi =g\eta /f_0$, while $\zeta ={\nabla }_h^2\psi$. Keeping the beta plane background gradient givesThus $q-\beta y$ is inverted with the modified Helmholtz equation $({\nabla }_h^2-L_D^{-2})\psi =q-\beta y$, under the specified boundary and far-field conditions. The velocity follows from $\psi$ and surface elevation from $\eta =f_0\psi /g$. A horizontal Fourier mode of the anomaly satisfiesThe Rossby deformation radius therefore limits the reach of the balanced response. Layer stretching, represented by $-\psi /L_D^2$, is absent from ordinary planar vorticity inversion. Unlike the pure Poisson equation, the finite-deformation operator also responds to the constant part of $\psi$, which specifies mean elevation rather than an arbitrary streamfunction offset. Specified bottom topography adds a known source to $q$; it is subtracted along with the background before inversion.

In stratified quasi-geostrophic inversion, continuously varying vertical displacement replaces the shallow layer's single stretching term. For positive $N^2(z)$ and constant nonzero $f_0$, the three-dimensional quasi-geostrophic potential vorticity isGeostrophic balance and hydrostatic balance give velocity $(-{\psi }_y,{\psi }_x)$ and buoyancy perturbation $b=f_0{\psi }_z$. Invert the anisotropic elliptic boundary value problem using interior $q$, prescribed top and bottom buoyancy as Neumann boundary conditions, and the lateral, far-field and global-flow data. Boundary buoyancy evolves by its own material conservation when the boundary is impermeable. It cannot be discarded: the Eady edge wave in the preceding solution has zero interior potential vorticity anomaly but nonzero boundary buoyancy and a nonzero induced flow.

For constant $N,f_0$, the stretched coordinates for quasi-geostrophic inversion $Z=Nz/|f_0|$ turn the inversion operator into the three-dimensional Laplacian. Its infinite-space Green's function is $-1/(4\pi |\mathbf{X}-{\mathbf{X}}^{\prime }|)$ in $(x,y,Z)$ coordinates. Hence a horizontal disturbance of scale $L$ communicates vertically over scale $|f_0|L/N$, explicitly coupling layers. In a bounded domain with homogeneous difference data, multiplying the difference of two inversions by its streamfunction and applying integration by parts givesThis proves uniqueness up to a constant when the relevant boundary terms vanish; a mean or pressure reference fixes the remaining constant. Compatible boundary fluxes are needed for a purely Neumann boundary-value problem.

Across all four models, inversion provides the induced flow, while scalar transport supplies time evolution. The independent horizontal inverse in the first two models becomes a finite-deformation inverse in shallow water and a vertically coupled elliptic inverse in continuous stratification. The principle applies within the stated balance or constrained model. In the unrestricted Boussinesq equations or shallow water equations, gravity waves and divergent motion can share the same potential vorticity, so the vortical scalar alone does not reconstruct every possible flow.

With the free-surface elevation denoted by $\zeta$, the rotating shallow water equations over a fixed bottom areThe momentum gradient is that of the surface elevation, not depth alone; bottom slope enters through the depth and continuity equation. Taking ${\partial }_x$ of meridional momentum minus ${\partial }_y$ of zonal momentum gives the vorticity equationThe terms quadratic in velocity gradients combine into ${\omega }_r{\nabla }_H\cdot {\mathbf{u}}_H$; the constant Coriolis parameter contributes $f{\nabla }_H\cdot {\mathbf{u}}_H$. Continuity gives $D_{H}h/Dt=-h{\nabla }_H\cdot {\mathbf{u}}_H$. Dividing the two equations proves the exact shallow-water potential vorticity invariant

For the quasi-geostrophic approximation, let $U_s$ and $\ell$ be representative velocity and horizontal length scales. Require the Rossby number $\mathrm{Ro}=U_s/(|f|\ell )\ll 1$, a shallow layer, and slow evolution on time $\ell /U_s$. Put $L_R=\sqrt{g{h}_{00}}/|f|$ and assume $\mathrm{Bu}=(L_R/\ell {)}^2$ is order one. Leading momentum then gives geostrophic balance, and a quasi-geostrophic streamfunction can be chosen asIts surface-height scale satisfies $|\zeta |/h_{00}=O(\mathrm{Ro}/\mathrm{Bu})\ll 1$. Take the bottom-height ratio of the same small order, with gentle slopes, so $\eta =\zeta -b$ obeys $|\eta |/h_{00}\ll 1$. Relative vorticity is order $\mathrm{Ro}f$, and expanding the exact potential vorticity givesBecause the leading geostrophic velocity is horizontally nondivergent, ageostrophic advection of the anomaly is one order smaller. At the first evolving order the shallow-water quasi-geostrophic potential vorticity equation isThe constant reference $f/h_{00}$ has zero gradient and drops out. These assumptions also require all topographically induced velocities to retain a small Rossby number; the small bottom-height condition alone is not a full justification of quasi-geostrophic balance.

The uniform eastward current has ${\psi }_0=-Uy$ up to an additive constant, so ${\zeta }_0=-(fU/g)y$. With $b_0=-(fU/g)y$, surface and bottom slopes are equal and $h=h_{00}$. Its relative vorticity vanishes and $Q_0=0$. This sloping background is used locally where its surface and bottom departures remain within the small-height regime.

Add the compact ridge and set $\psi =-Uy+\varphi (x)$. Then $u=U$, $v={\varphi }^{\prime }(x)$, and $Q$ depends only on $x$. The steady equation becomes $U{Q}_x=0$. Uniform incoming potential vorticity fixes that constant to zero, giving the cosine-ridge shallow-water geostrophic responseLet $a=\pi L/2$, $\lambda =L_R^{-1}$ andThe forcing is even, so the decaying response is even. A cosine particular solution inside the ridge leaves an even homogeneous term; outside, retain only the decaying exponential. Since the forcing is bounded and contains no delta function, both $\varphi$ and ${\varphi }^{\prime }$ are continuous at the edges. Write $\varphi =A\cos (x/L)+D\cosh (x/L_R)$ inside and $\varphi =B{e}^{-(|x|-a)/L_R}$ outside. Matching at $x=a$ givesSolving yields $D=A(L_R/L)e^{-a/L_R}$, henceA globally decaying homogeneous solution that is continuously differentiable is zero, so this matched solution is unique.

A steady streamline is a constant-$\psi$ curve. If its upstream ordinate is $y_{\infty }$, it therefore hasFor $f>0$, $\varphi$ is positive: the flow first turns toward increasing $y$, passes the crest at its largest deflection, then returns to its upstream ordinate. Reversing the sign of $f$ reverses the deflection. For $L=3L_R$, the center deflection is $A[1+e^{-3\pi /2}/3]/U$ and each tail decays on scale $L_R$. The figure shows several streamlines and the ridge support; the deflection extends beyond the ridge.

One compatible realization of the initial condition has $h(x)=h_{00}-\hat{b}(x)$ and $\zeta =b_0(y)$. Its stated zonal velocity then satisfies $u(x)h(x)=U{h}_{00}$, so the initial mass flux is constant and $v=0$. The data given only far upstream do not uniquely determine the initial height everywhere; this is the natural mass-flux-compatible choice. It is not fully balanced over the ridge: $fu(x)$ differs from $-g{\zeta }_y=fU$. The resulting transverse acceleration initiates geostrophic adjustment and launches fast inertia-gravity waves.

Initially the relative vorticity is zero, but exact shallow-water potential vorticity is $f/[h_{00}-\hat{b}(x)]$, not the uniform upstream value. That localized anomaly is materially transported downstream, approximately at $U$ in the leading quasi-geostrophic approximation; it is not annihilated by adjustment. Fresh incoming parcels of uniform PV subsequently supply the ridge region, whose balanced potential-vorticity inversion approaches the steady solution above. The fast waves can carry unbalanced energy away on the inertia-gravity time scale, short compared with the advective time at small Rossby number. In an open domain this can leave the local balanced response; an ideal closed or reflecting domain need not settle monotonically, because undamped waves can return. Radiation, advection of the initial PV anomaly, and any weak damping must be distinguished from irreversible loss of PV.

A Rossby wave is a displacement of a materially conserved potential vorticity distribution whose induced balanced velocity propagates that displacement. In a quasi-geostrophic approximation interior, take a locally uniform zonal current $U$ and meridional background PV gradient $B={\overline{Q}}_y$. A small meridional parcel displacement $\eta$ produces $q^{\prime }=-B\eta$. The linear potential-vorticity equation isFor a shallow-water vertical mode, potential-vorticity inversion is $q^{\prime }=({\nabla }_H^2-L_D^{-2}){\psi }^{\prime }$ and $v^{\prime }={\psi }_x^{\prime }$. Substitution of $e^{i(kx+ly-\omega t)}$ givesThe same structure holds for other vertical modes, with their own deformation lengths, and for barotropic waves with $L_D^{-1}=0$. A topographic or shear-induced PV gradient can replace the planetary one: locally $B=\beta -U^{\prime \prime }$ in a barotropic zonal current, with the corresponding bottom contribution when present.

The restoring process can be seen directly by choosing $\eta ={\eta }_0\cos (kx-\omega t)$ in one horizontal dimension with no mean flow. Then $q^{\prime }=-B\eta$ and ${\psi }^{\prime }=B\eta /(k^2+L_D^{-2})$. The resulting $v^{\prime }={\psi }_x^{\prime }$ is a quarter wavelength out of phase with the displacement and requires $\omega =-Bk/(k^2+L_D^{-2})$. A PV anomaly is therefore not merely carried passively: its nonlocal balanced velocity moves the displaced contours.

For $B>0$, the intrinsic zonal phase velocity isChanging the sign of $k$ gives the conjugate representation of the same real pattern, not an eastward intrinsic phase branch. More generally the intrinsic phase-velocity vector has nonpositive zonal component $-B{k}^2/[|\mathbf{k}{|}^2(k^2+l^2+L_D^{-2})]$. This one-way phase property contrasts with acoustic and internal gravity waves, whose frequency equations have two independent propagation branches. The direction reverses when the relevant PV gradient reverses; a sufficiently strong current can make the laboratory phase move eastward. Thus one-way refers to propagation relative to the mean flow and a specified gradient, not an absolute geographic direction in every problem.

Scale dependence is supplied by potential-vorticity inversion. At short horizontal scales, a fixed PV anomaly creates ${\psi }^{\prime }\sim q^{\prime }/|\mathbf{k}{|}^2$, so the intrinsic phase speed is small, of order $B/|\mathbf{k}{|}^2$. At long scales with finite $L_D$, it approaches $-B{L}_D^2$. The group velocity need not have the phase direction:In particular, short nearly zonal waves can carry a packet eastward relative to the current while their crests move westward. A group-velocity statement requires a slowly varying, propagating packet and a smooth dispersion branch; turning regions and critical levels require further analysis.

Interior PV gradients are not the only support. In a stratified quasi-geostrophic approximation fluid the inversion operator includes ${\partial }_z[(f^2/N^2){\psi }_z^{\prime }]$. The boundary buoyancy $b^{\prime }=f{\psi }_z^{\prime }$ also supplies inversion data. A meridional boundary-buoyancy gradient is equivalent, in the inversion problem, to a boundary PV sheet. Consequently Boundary Rossby waves can exist even if the interior PV gradient vanishes. Their perturbations decay away from the boundary over a horizontal-wavenumber-dependent Rossby height; opposite boundaries can support oppositely directed intrinsic waves because their effective sheet gradients have opposite signs.

The Eady model makes this concrete. For $U=\Lambda z$, constant $N$ and horizontal wave-vector magnitude $k_h$, put $K=N{k}_h/|f|$. Zero interior PV gives ${\psi }_{zz}^{\prime }-K^2{\psi }^{\prime }=0$, and each rigid boundary has the buoyancy conditionA lower isolated boundary has ${\psi }^{\prime }\propto e^{-Kz}$, so $c_{\mathrm{lower}}=U(0)+\Lambda /K$. An upper isolated boundary has ${\psi }^{\prime }\propto e^{K(z-H)}$, so $c_{\mathrm{upper}}=U(H)-\Lambda /K$. For positive shear, the lower wave is intrinsically eastward and the upper wave intrinsically westward, entirely consistently with their opposite effective PV gradients.

In the finite-depth Eady dispersion relation, $\gamma =KH/2$. For $\gamma \gg 1$, $\tanh \gamma$ and $\coth \gamma$ both tend to one. The square root therefore tends to $\gamma -1$, givingThese are the two uncoupled Eady edge waves, not a pair of opposite branches on a single boundary. Their overlap is exponentially small in $KH$. For smaller separation, the interaction can phase-lock the counterpropagating boundary waves; the square root becomes imaginary for $0<KH<2.399\dots$, yielding Eady instability. The short-wave limit is stable and illustrates why interior-PV-only reasoning misses boundary wave propagation and baroclinic instability.

The governing balance requires a small Rossby number, weak fractional height or density perturbations, stable stratification where relevant, and frequencies slow relative to $|f|$. The local gradient must change little across a wavelength; on a planetary beta-plane $\beta \ell /|f|\ll 1$ is the associated small parameter. A hydrostatic stratified example also requires a small vertical-to-horizontal aspect ratio and $N$ large compared with its slow frequency. For reference, midlatitude $|f|\sim 10^{-4}{\mathrm{s}}^{-1}$ and $\beta \sim 2\times 10^{-11}{\mathrm{m}}^{-1}{\mathrm{s}}^{-1}$. Atmospheric deformation lengths of order $10^6\mathrm{m}$ give long-wave speeds of order $\beta L_D^2\sim 20{\mathrm{m}\mathrm{s}}^{-1}$ and synoptic-to-planetary times of days to weeks. An oceanic baroclinic deformation length of order $3\times 10^4\mathrm{m}$ instead gives about $0.02{\mathrm{m}\mathrm{s}}^{-1}$ and much longer basin-crossing times. Structural constants and background advection matter; these are scale estimates, not universal measured speeds.

Finite-amplitude Rossby waves can overturn or strongly filament PV contours, especially near a critical layer where their phase speed approaches the local current. Smooth inviscid motion still conserves each parcel's PV. Apparent mixing comes from the resulting fine structure under coarse-graining or from weak diffusion; it can flatten a coarse-grained background PV gradient and sharpen neighboring jet-edge gradients. A simplest description of Rossby-wave PV mixing and zonal momentum is a downgradient fluxFor barotropic zonal averages with zero mean meridional transport, $u^{\prime }=-{\psi }_y^{\prime }$, $v^{\prime }={\psi }_x^{\prime }$ and $q^{\prime }={\nabla }_H^2{\psi }^{\prime }$. Zonal integration by parts gives the Taylor identity for quasi-geostrophic fluxThus mixing down a positive PV gradient produces westward acceleration in the mixing region: wave-generated Reynolds stress redistributes zonal momentum. The inversion relation ${\overline{Q}}_y=\beta -{\overline{U}}^{\prime \prime }$ then relates PV homogenization to a reshaped current. Total zonal momentum cannot simply disappear in an isolated domain; integrated stress convergence is a boundary flux, so compensating momentum changes or boundary forcing must accompany localized drag.

In small conservative waves with $B>0$, the quadratic wave activity is $\mathcal{A}=\overline{q^{\prime 2}}/(2B)$. Multiplying the linear PV equation by $q^{\prime }/B$ gives ${\mathcal{A}}_t=-\overline{v^{\prime }{q}^{\prime }}$ for a zonal average on a locally uniform current. Together with the momentum equation this yields ${\partial }_t(\overline{U}+\mathcal{A})=0$ during conservative growth or decay. In a commonly used momentum convention the Rossby-wave pseudomomentum is $-\mathcal{A}$; signs must be stated rather than inferred from the word activity. Breaking and absorption invalidate the reversible small-wave description and deposit the wave's momentum through its flux convergence. A steady undamped conservative wave cannot provide sustained local drag without a flux divergence or boundary exchange, as expressed by the non-acceleration theorem for quasi-geostrophic waves.

Rossby propagation is the slow, direction-selective motion produced by PV advection coupled to balanced inversion. Interior gradients and boundary sheets share that mechanism; inversion determines the scale dependence, while wave packets, boundary-wave interaction and breaking govern how energy and momentum reach other regions.

Write $c=\sqrt{gH}$ and $R_d=c/|f|$, with $f\ne 0$. For the profiles below take $f>0$, so $\alpha =L/R_d$ agrees with the stated parameter; changing the sign of $f$ reverses the balanced meridional velocity but not the height profile. The linearized shallow water equations areTaking the horizontal curl gives $(v_x-u_y{)}_t=-f(u_x+v_y)=f{\eta }_t/H$. Hence the signed linear shallow-water potential vorticity anomaly is conserved:The initial data are independent of $y$, so the solution remains independent of $y$ and $v_x=f(\eta -{\eta }_0)/H$. Differentiating continuity in time and using the zonal momentum equation gives

For a horizontal Fourier mode with wavenumber $k$, put ${\Omega }_k^2=f^2+c^2{k}^2$. The solution splits into a balanced component and inertia-gravity waves:These waves have frequencies $|\omega |\ge |f|$, phase velocity $\omega /k$, and group velocity $c^{2}k/\omega$, whose magnitude is less than $c$. They have zero perturbation potential vorticity and carry the unbalanced part away. On the unbounded line, the localized difference between the initial and balanced profiles disperses, leaving a local steady limit. No damping is needed for this local geostrophic adjustment; in a closed periodic domain, undamped waves would persist and a literal pointwise steady limit would generally not exist.

The bounded steady height satisfies the modified Helmholtz equationOddness removes the even homogeneous solution in the central region. The exterior solution is bounded and tends to the appropriate plateau. Matching both height and its first derivative at $x=\pm L$ gives the geostrophic adjustment of a finite-width height ramp:For example, writing the interior solution as $hx/L+B\sinh (x/R_d)$, matching its slope to the decaying exterior at $L$ gives $B=-h{e}^{-\alpha }/\alpha$.

The steady meridional momentum equation gives $u_s=0$, and the zonal equation gives the geostrophic balance $f{v}_s=g{\eta }_s^{\prime }$. ThusThe height is odd and monotone, and the meridional current is even, with maximum $v_s(0)=gh(1-e^{-\alpha })/(fL)$ for $h>0$.

For $\alpha \ll 1$, the initial ramp is narrow compared with the Rossby deformation radius. To leading order,Near the origin the height rises with slope $h/R_d$, rather than $h/L$; the current has width $R_d=L/\alpha$ and peak $gh\alpha /(fL)$. For $\alpha \gg 1$, the central height remains nearly $hx/L$ and the central velocity nearly $gh/(fL)$. Around each end of the ramp there is a matching layer of width $R_d=L/\alpha$, with height correction of order $h/\alpha$; the exterior current decays over the same width. At $x=\pm L$ the current is approximately half its central value. In both limits the zonal current is zero. These are the broad rotational adjustment of a narrow disturbance and the weak edge adjustment of a broad disturbance, respectively.

Use the energy normalization specified for the height energy: the linear total energy density is $(u^2+v^2)/2+g{\eta }^2/(2H)$. The linear equations implyFor $\alpha \ll 1$, let the potential energy loss mean the positive difference between the initial and final values, per unit transverse length. Although both absolute potential energies diverge on the infinite line, their difference is finite. The leading step approximation givesThe finite ramp changes this leading expression by a relative $O(\alpha )$ correction. The initial kinetic energy is zero and the final gain isThe remainder $\Delta V-\Delta T\simeq g{h}^2{R}_d/H$ is energy carried away by the outgoing inertia-gravity waves. This explains why the ratio is less than one without invoking dissipation: conservation of energy includes the waves, not only the final balanced flow.

For the shallow-water approximation, let the vertical scale be much smaller than the horizontal scale, so vertical acceleration is negligible and pressure is hydrostatic. Assume constant density, a flat impermeable bottom, a free surface under constant atmospheric pressure, and a horizontally moving column with no leading-order vertical shear. Neglect friction. Taking the bottom at $z=0$, hydrostatic pressure is $p=p_a+\rho g(h-z)$, so its horizontal gradient is independent of $z$. The horizontal momentum equations are thereforeIntegrating incompressibility from the bottom to the free surface, using zero bottom vertical velocity and the surface kinematic condition $w=h_t+u{h}_x+v{h}_y$, givesTogether these are the nonrotating shallow water equations.

Rotation with angular velocity $f\hat{\mathbf{z}}/2$ adds Coriolis force terms $-fv$ and $+fu$ to the left sides of the $u$ and $v$ equations, respectively. The centrifugal potential is absorbed into the background pressure and effective gravity. ThusWrite $\zeta =v_x-u_y$ and $d=u_x+v_y$. Taking the horizontal curl, including the derivatives of the advecting velocity, yieldsFor example the curl of the Coriolis force contribution is $fd$, and the curl of nonlinear advection supplies $\zeta d$. Since $q_a=f+\zeta$ and $D_{H}h=-hd$, division givesThis is exact shallow-water potential vorticity conservation within the rotating shallow water equations.

For the quasi-geostrophic approximation, take a horizontal scale $L$, speed $U$, mean depth $H$, and slow time $L/U$. Require small Rossby number $\mathrm{Ro}=U/(|f|L)\ll 1$ and small surface departure $\eta =h-H$. Introduce the Rossby deformation radius $L_R=\sqrt{gH}/|f|$ and Burger number $\mathrm{Bu}=L_R^2/L^2=O(1)$. Geostrophic balance gives $g\eta /L\sim |f|U$, hence $\eta /H\sim \mathrm{Ro}/\mathrm{Bu}\ll 1$. The Froude number is $U/\sqrt{gH}=\mathrm{Ro}/\sqrt{\mathrm{Bu}}\ll 1$. These assumptions select slow balanced motion, with fast gravity-wave transients absent at leading order.

Define the quasi-geostrophic streamfunction by $\psi =g\eta /f$. The leading geostrophic flow is $(u_g,v_g)=(-{\psi }_y,{\psi }_x)$, which is horizontally nondivergent. Expanding the exact shallow-water potential vorticity givesThe correction is smaller than $f/H$ by $O(\mathrm{Ro})$. Advecting it by the leading geostrophic flow, while the constant leading term has zero gradient, givesHere potential-vorticity conservation means that $Q$ is carried unchanged by the leading horizontal trajectories. Potential-vorticity inversion means solving the elliptic equation $({\nabla }_H^2-L_R^{-2})\psi =Q-f$, with appropriate boundary or decay conditions, to recover $\psi$ and thus the velocity. Conservation evolves the scalar field; inversion obtains its velocity field.

For a mean current $U(y)=-{\bar{\psi }}_y$, substitute $Q=\bar{Q}+Q^{\prime }$ and $\psi =\bar{\psi }+{\psi }^{\prime }$ into potential-vorticity conservation. Retaining first-order terms givesLet $\Delta Q=\bar{Q}(0^{+})-\bar{Q}(0^{-})>0$. Differentiating the mean inversion relation gives ${\bar{Q}}_y=-U^{\prime \prime }+L_R^{-2}U$. Away from $y=0$ this is zero, so decay at both infinities gives $U=U_0{e}^{-|y|/L_R}$. A velocity jump would introduce a derivative of a delta function, absent from ${\bar{Q}}_y$, so $U$ is continuous. Integrating through zero now gives $-[U^{\prime }]=\Delta Q$, and therefore

For the regular interfacial normal mode ${\psi }^{\prime }=\varphi (y)e^{ik(x-ct)}$, the linear equation readsIn each region, choose zero perturbation potential vorticity, giving ${\varphi }^{\prime \prime }-(k^2+L_R^{-2})\varphi =0$. This supplies a regular solution even if $U=c$ at isolated locations away from the interface. Continuity and decay require $\varphi =A{e}^{-\gamma |y|}$, where $\gamma =\sqrt{k^2+L_R^{-2}}$. Integrating the equation across zero givesSince $[{\varphi }^{\prime }]=-2\gamma A$, the nonzero normal mode hasThis potential-vorticity step edge wave is an interfacial Rossby wave. Displacing the potential vorticity jump creates alternating anomalies; their inverted velocity displaces the interface further with an intrinsic propagation opposite to the positive mean current. The mechanism requires a nonzero jump, or more generally a gradient, of the mean potential vorticity. It does not require planetary variation of $f$. Reversing the jump reverses the intrinsic propagation; setting the jump to zero removes this interfacial restoring mechanism.

Define the quasi-geostrophic streamfunction by $p^{\prime }/{\rho }_0=f_0\psi$. Leading horizontal geostrophic balance, $f_0\hat{\mathbf{z}}\times {\mathbf{u}}_g=-{\nabla }_{H}P$, gives $(u_g,v_g)=(-{\psi }_y,{\psi }_x)$. The hydrostatic approximation gives $P_z=\sigma$, henceThus $D_g$ is the material derivative along the leading geostrophic flow, and the vertical derivative of pressure determines the buoyancy perturbation. This also gives thermal wind: $u_{gz}=-{\sigma }_y/f_0$ and $v_{gz}={\sigma }_x/f_0$.

The balanced regime is favored by small Rossby number, a shallow aspect ratio, and a Burger number $N^2{H}^2/(f_0^2{L}^2)$ of order one. Equivalently the stratified Froude number $U/(NH)=\mathrm{Ro}/\sqrt{\mathrm{Bu}}$ is small. On a beta plane, require $\beta L/|f_0|=O(\mathrm{Ro})$, and take slow, initially balanced motion away from the equator. Under the traditional approximation, the horizontal Coriolis force generated by vertical velocity is small because vertical velocity is small, while the vertical rotational force is small compared with the leading hydrostatic pressure and gravity terms. Strong stratification and small aspect ratio justify retaining only the vertical component of Earth's rotation in this regime; this argument is not uniform near the equator.

Put $A(z)=f_0^2/N^2(z)$. The buoyancy equation gives $w=-f_0{D}_g{\psi }_z/N^2$. Substitution into the vertical vorticity equation yieldsThere is an important commutator cancellation. With $J_{xy}(a,b)=a_x{b}_y-a_y{b}_x$,Also $D_{g}f=\beta {\psi }_x$ for $f=f_0+\beta y$. Adding terms therefore proves potential-vorticity conservation:This is the three-dimensional quasi-geostrophic potential vorticity.