On a fixed shell with , put and . If is smooth and zero on both boundary spheres, direct radial and spherical integration by parts gives
The last term is controlled by the first-order energy estimate. The spherical Hessian identity controls angular second derivatives, and the radial/mixed derivatives follow from and . The polar orthonormal-frame formulas for the Cartesian Hessian matrix then prove the estimate. Zero boundary values eliminate the radial boundary remainders because every angular derivative of their traces is zero.
A smooth uniformly elliptic differential expression with symmetric Dirichlet bilinear form has an unbounded self-adjoint operator realization on , whose domain is on a smooth bounded domain. If the form is strictly positive, the Lax-Milgram theorem and elliptic regularity make a bounded map from to . Its action on is compact by the Rellich-Kondrachov compactness theorem and self-adjoint by symmetry of the form. The spectral theorem for compact Hermitian operators therefore gives an orthonormal basis of smooth Dirichlet eigenfunctions with positive eigenvalues tending to infinity.
A nonlinear elliptic boundary value problem contains a nonlinear dependence on the unknown function or its derivatives while retaining an elliptic principal part. Small-data existence can often be proved by applying a fixed-point theorem to the inverse of the linear elliptic part.
For , a subsolution and supersolution satisfy and , respectively. An ordered pair additionally satisfies throughout the domain, with boundary data between their boundary traces. This interior condition is separate from boundary ordering when is non-increasing: for , a positive first Dirichlet Laplacian eigenfunction and both solve the homogeneous equation and vanish on the boundary, but taking and produces reversed interior barriers.
For smooth non-increasing and an ordered subsolution and supersolution, begin with and solve successive Poisson equations with forcing and the fixed boundary data. The weak maximum principle for elliptic operators applied to the negatives of consecutive differences gives
The global Schauder estimate and the Hölder interpolation inequality bound the iterates uniformly in . Their bounded monotone sequence converges, and compact embedding of Hölder spaces permits passing to the equation. The uniform Hölder seminorm bounds retain regularity of the limit.
Suppose the inverse of a linear elliptic boundary value problem is bounded by , and a nonlinear map satisfies
Then maps a sufficiently small closed ball into itself and is a contraction mapping when and are sufficiently small. The Banach fixed-point theorem gives a solution of with zero Dirichlet boundary condition, unique within that ball. Invertibility follows from the Fredholm alternative for an elliptic Dirichlet problem when the homogeneous null space is zero.
In three dimensions the map sends into , because . On an ball of radius it is locally Lipschitz with constant .
For a uniformly elliptic operator on a bounded regular domain, exactly one of the following equivalent descriptions applies to its homogeneous Dirichlet problem. If , every forcing has a unique solution. Otherwise is solvable exactly when is orthogonal to , and any two solutions differ by an element of . Moreover .
The zero-boundary problem is uniquely solvable if has a sufficiently small positive part depending only on the bounded regular domain. Write with . The supremum norm barrier for an elliptic Dirichlet problem gives for a homogeneous solution. If , its kernel is zero and the Fredholm alternative for an elliptic Dirichlet problem gives existence for every forcing and boundary datum.
For real and on a bounded regular domain, let be the zero-boundary kernel. The problem , on the boundary is solvable exactly when for every . The sign follows from Green second identity. After subtracting a boundary extension of , this is the usual orthogonality of the forcing to the null space of the self-adjoint Dirichlet realization. All solutions then differ by an element of .
A second-order operator with coefficient matrix is uniformly elliptic when some satisfies everywhere.
The quadratic form of a matrix only sees its symmetric part. Thus need not bound the skew part of a measurable coefficient matrix. For the quadratic form is exactly , regardless of . On a square, take off the line , with a finite arbitrary value on that line. Two compactly supported smooth functions that equal and near the origin have there; the purported energy pairing is not integrable. A Lax-Milgram theorem proof therefore requires bounded full coefficients or another hypothesis that makes the bilinear form bounded. Symmetry supplies the missing matrix bound from the quadratic upper bound.
A nondivergence-form elliptic operator applies its principal coefficients directly to the Hessian matrix: . Only the symmetric part of contributes to the second-derivative term. Uniform ellipticity bounds its quadratic form below by with a constant independent of position.
A divergence-form elliptic operator is , with bounded measurable coefficients whose symmetric part has a uniform positive lower bound. Its weak formulation involves only first weak derivatives, so differentiability of the coefficients is unnecessary.
On an interval, the weak equation makes constant almost everywhere. If , the derivative energy on concentric subintervals satisfies . This supplies dyadic energy decay even though a one-dimensional annulus is disconnected.
If and contains , then . Thus shifting a weak solution to make it nonnegative changes the forcing unless the operator annihilates constants. This bookkeeping is essential in applying the Weak Harnack inequality to upper and lower oscillations.
For a bounded measurable coefficient matrix , an weak solution of satisfies for every compactly supported smooth test function. By density this identity extends to compactly supported tests. If is symmetric and , Caccioppoli inequalities follow without differentiating .
For , a weak supersolution satisfies as a distribution, equivalently for every nonnegative compactly supported test function . The Weak Harnack inequality applies to nonnegative weak supersolutions with this sign convention.
For the sign convention , a weak subsolution satisfies as a distribution, equivalently for every nonnegative compactly supported test function . A weak supersolution has the reversed inequality.
For a uniformly elliptic divergence-form elliptic operator with lower-order coefficients in the supercritical Lebesgue spaces, truncation tests and Moser iteration bound the positive part of a weak subsolution on an interior ball by its Lp norm on a larger ball and the forcing norms. In particular, every weak subsolution of the homogeneous equation is locally bounded above. This is the preliminary estimate needed when a strong maximum principle is phrased using essential suprema.
Let on for a bounded smooth domain, smooth symmetric uniformly positive coefficients, and bounded real . If for every nonzero , then for some . If this failed, choose with . The Rellich-Kondrachov compactness theorem gives a subsequence weakly converging in and strongly in . The principal energy has weak lower semicontinuity, and the potential term converges, so strict positivity forces the limit to be zero. Uniform ellipticity then gives , contradicting normalization. Merely being a positive semidefinite operator is insufficient: has a nonzero Dirichlet eigenfunction of zero energy.
If the constant symmetric matrix satisfies , then every smooth function with compact support satisfies
Indeed, the Fourier transform of a derivative and the Plancherel theorem turn the squared norms into integrals with Fourier multipliers and .
If for every , then the Cauchy-Schwarz inequality gives
Consequently preserves half of the estimate's lower bound.
For a uniformly elliptic operator with continuous coefficients and ,
Uniform continuity lets one freeze on sufficiently small open balls and use the perturbation of a constant-coefficient elliptic second-derivative estimate. A partition of unity and cutoff functions reduce the global interior estimate to finitely many such balls; derivatives of the cutoffs produce only the displayed lower-order norm.
Let be uniformly elliptic with continuous coefficients. The coefficient-freezing interior second-derivative estimate extends from smooth functions to the graph norm closure of on : if in and in , then is Cauchy in for every . Hence and . Equivalently, the standard local regularization argument gives the same conclusion for weak solutions.
A second-order operator is strictly elliptic at a point when its symmetric principal coefficient matrix is positive definite there. Uniform ellipticity strengthens this pointwise condition by requiring one positive lower bound throughout the domain.
For a second-order elliptic operator with , the inequality on a bounded domain implies
An exponential barrier reduces the non-strict inequality to a contradiction at a positive interior maximum.
Let be continuous, odd, strictly increasing and onto. Suppose tends to zero at infinity and satisfies , with bounded . At a positive maximum of , , so . Apply the same argument to to obtain the displayed bound, using the maximum-point argument of the weak maximum principle for elliptic operators. For , strict monotonicity follows by integrating , whose zeros are isolated. Thus . The stronger bound by holds when that norm is at most , but need not hold for larger sources.
If , , and on the boundary of a bounded domain inside , let and . The nonnegative barrier satisfies . Apply the weak maximum principle for elliptic operators to and to get .
For a locally uniformly elliptic operator with locally bounded coefficients and , a function satisfying on a connected domain cannot attain a nonnegative global maximum inside unless it is constant. If , the maximum can have either sign. If the maximum set were proper, choose an interior ball in its complement tangent to that set. The Hopf boundary point lemma gives a nonzero normal derivative at the contact point, contradicting the vanishing gradient at an interior maximum.
The strong minimum principle for elliptic operators follows by applying this to . For nonnegative with , replacing by retains the inequality, so the strict positivity-or-zero conclusion does not require an original sign restriction on .
For with and , the function satisfies
If had a strict interior maximum above the boundary maximum, then would retain an interior maximum for small , where ellipticity gives . This contradicts its strictly positive image under .
A positive zeroth-order coefficient can destroy the weak maximum principle. On , the function has zero boundary values and a positive interior maximum, but
The Alexandrov–Bakelman–Pucci estimate bounds the positive maximum of a function by its boundary maximum and an norm of the negative part of a uniformly elliptic operator applied to it. It yields a maximum principle and a sup-norm estimate for elliptic equations with measurable principal coefficients.
Let be uniformly elliptic with bounded coefficients and nonpositive zeroth-order coefficient. If , , and vanishes at an interior point of a connected domain, then vanishes identically. This is the minimum form of the strong maximum principle.
A Schauder estimate bounds a solution in a Hölder norm two derivatives stronger than the forcing term. For a uniformly elliptic Dirichlet problem with coefficients,
For , , and every ,
with analogous estimates for lower Hölder seminorms. Scaling reduces the result to the unit ball.
For and a uniformly elliptic operator with coefficients,
The constant deteriorates as approaches the boundary.
The bounded-forcing norm alone cannot control the Hölder seminorm of the Hessian matrix. On a unit Euclidean ball take and . The derivative supremum norm and stay bounded, but the Hessian matrix difference between zero and gives on .
A compactness proof of the interior Schauder estimate can magnify a pair of points where the Hölder seminorm of the Hessian matrix is nearly attained. If the proposed estimate fails, normalize that seminorm to one while lower norms and forcing tend to zero. The separation of the chosen pair tends to zero. Subtract the quadratic Taylor polynomial and divide by after rescaling space by .
The resulting functions have uniformly bounded Hessian Hölder seminorms on expanding domains and vanishing Taylor data at zero. Compact embedding of Hölder spaces yields an entire harmonic function whose second derivatives have finite global -Hölder seminorms, with . The polynomial-growth Liouville theorem for harmonic functions makes those derivatives constant, contradicting the normalized nonzero oscillation. The Simon absorption lemma removes the residual small multiple of the larger-ball seminorm.
Subtracting the quadratic Taylor polynomial at the rescaling centre makes the function, gradient and Hessian matrix vanish there. Dividing by preserves the normalized Hölder oscillation of the Hessian matrix while turning a small forcing-to-oscillation ratio into a harmonic limiting equation. The three vanished Taylor coefficients provide local bounds needed by the Arzelà-Ascoli theorem.
For a uniformly elliptic equation on a half-ball with coefficients and Dirichlet data on its flat face,
On a smooth bounded domain, interior and boundary Schauder estimates combine into a estimate up to the full boundary. The constant depends on the domain regularity, coefficient norms, and ellipticity constants.
On a fixed smooth bounded domain, zero-boundary solutions with forcing in a bounded subset of are uniformly bounded in by a maximum-principle barrier and the global Schauder estimate. The Arzelà-Ascoli theorem gives convergence in . A closed Hölder-norm constraint passes to the limit by lower semicontinuity of a Hölder seminorm, so the constrained solution set is compact rather than merely relatively compact.
For a fixed uniformly elliptic operator with coefficients on a bounded smooth connected domain, nonnegative solutions with zero Dirichlet boundary condition satisfy the displayed estimate when is nonempty and compactly contained in . If it failed, normalize the global supremum to one. The forcing and the interior infimum then tend to zero. The global Schauder estimate and compact embedding of Hölder spaces produce a nonzero homogeneous limit with an interior zero, contradicting the strong minimum principle for elliptic operators. An arbitrary bounded zeroth-order coefficient is allowed: replace by for the positivity argument. Keeping global boundary control prevents the normalized maximum from disappearing in the limit.
The Simon absorption lemma turns a scale-local estimate containing a sufficiently small multiple of the same quantity on a larger ball into a uniform estimate. Its boundary form uses balls intersected with a half-space and is the covering step that absorbs local boundary Hölder seminorms.
If weakly solves with bounded measurable uniformly elliptic coefficients, then is locally Hölder continuous. For , some and depending only on the dimension, ellipticity bounds, and satisfy
For a fixed bounded measurable uniformly elliptic operator in divergence form, solutions bounded by one have uniform local Caccioppoli inequalities and Hölder continuity estimates. A diagonal subsequence argument yields a local weak limit, while the Arzelà-Ascoli theorem gives uniform convergence on a fixed smaller closed Euclidean ball. The weak equation passes to the limit because the coefficients are fixed and bounded. A global supremum normalization does not force the interior limit to be nonzero.
Moser iteration combines a Caccioppoli inequality with the Sobolev embedding theorem to raise an integrability exponent geometrically. On nested balls it turns an bound for a nonnegative subsolution of a uniformly elliptic divergence-form equation into a local supremum bound.
For , , a uniform power gain for elliptic solutions bounds the successive norms by factors . Their infinite product is
It is finite because both and converge. Uniform control of the norms on then controls the essential supremum, by comparing with the measure of a set where the function exceeds the proposed bound. A constant independent of left outside the power at every step would instead give a divergent product.
For , a nonnegative entire weak subsolution of a bounded measurable uniformly elliptic divergence-form equation that belongs to for some is zero almost everywhere. Rescaling the local Moser iteration estimate gives . Let .
The weak estimate for supersolutions is distinct from the sup-to-inf Harnack inequality for uniformly elliptic divergence-form equations for solutions.
For a nonnegative weak supersolution of a uniformly elliptic divergence-form equation, a positive mean on a ball is bounded by a constant times the infimum on a smaller concentric ball. The admissible exponent and constant depend only on dimension and the ellipticity bounds.
For a nonnegative weak supersolution with zero forcing, the Weak Harnack inequality makes zero essential infimum on an interior ball imply vanishing almost everywhere on that ball. An overlapping ball then has zero essential infimum too. Chains of overlapping interior balls propagate the vanishing through a connected domain.
For a weak solution of a uniformly elliptic divergence-form equation, local boundedness and the Weak Harnack inequality imply
for a universal . Iteration gives local Hölder continuity.
If the essential oscillation on concentric balls obeys with and , dyadic iteration gives for every . The resulting decay gives a Hölder continuous function. Taking the exponent strictly below both decay rates avoids a logarithmic factor when the rates coincide.
A nonnegative weak solution of a uniformly elliptic divergence-form equation satisfies
whenever a fixed larger concentric ball lies in the domain. Combine the subsolution bound from Moser iteration with the Weak Harnack inequality for supersolutions.
A degenerate elliptic operator has a positive semidefinite principal form that may lose positive definiteness at some points or jets. The p-Laplacian with degenerates where its solution has zero gradient.
For with zero vertical-side values on , the Fourier coefficient obeys the Cauchy-Euler differential equation . Boundedness at removes the negative indicial root, leaving . Bounded top coefficients give absolute convergence of the Fourier sine series below the top boundary.
For the bounded continuous solutions in the sine-mode expansion for a quadratically degenerate elliptic equation, every surviving mode tends to zero at . The estimate bounds the absolute sum by a constant times , uniformly in . The lower boundary trace must therefore be zero. Continuous boundary data prescribing a nonzero lower trace and zero vertical sides are incompatible with the equation.
For in a three-dimensional domain, let with fixed smooth compact support. Then remains bounded whereas grows proportionally to . Thus no uniform estimate holds. The missing third-direction coercivity, rather than boundary data, causes the failure.
The method of continuity joins an invertible operator to a target operator through a continuous family. Uniform a priori estimates make the set of invertible parameters both open and closed.
For with bounded coefficients and uniform ellipticity near a boundary point satisfying the interior sphere condition, suppose has and in a tangent open ball. With the outward unit normal of that ball, . Consequently the outward normal derivative is positive whenever it exists. The given boundary continuity alone does not assert that the derivative exists. The minimum version follows by applying this to ; operators with a zeroth-order term require additional sign hypotheses.
Let be on a connected domain and away from its zero set, with wherever . If negative and zero points coexist, an interior Euclidean ball in touches its zero set. On that Euclidean ball , so the Hopf boundary point lemma forces a nonzero derivative at an interior maximum, contrary to . Thus is identically zero or strictly negative. Mere Lipschitz continuity does not suffice: on has both negative and zero regions.
A domain satisfies the interior sphere condition at a boundary point if an open ball contained in the domain is tangent to its boundary there. It gives the local barrier geometry for the Hopf boundary point lemma. The condition at a single point suffices for the corresponding local derivative conclusion.

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