The correspondence concerns uniform pro-p groups and powerful Lie lattices, with their natural morphisms. Put for odd and for . A powerful pro-p group is a pro-p group whose closed commutator subgroup lies in its closed -power subgroup. It is uniform when it is topologically finitely generated and all successive indices in its lower p-series are equal. Equivalently, a finitely generated powerful pro-p group is uniform precisely when it is a torsion-free group. A powerful Lie algebra over p-adic integers means a Lie algebra over that is free of finite rank as a module and satisfies
Here a Lie algebra over a ring is a module with an alternating bilinear Lie bracket satisfying the Jacobi identity. Finite freeness is an essential part of the lattice convention. The zero-bracket module satisfies the bracket inclusion but has torsion, and its additive group is not uniform. Thus allowing arbitrary torsion modules would make the categorical assertion false.
The basic structural facts behind the construction can be seen from the power layers. Write with . Collection for a powerful pro-p group gives
For odd , the power lifting is exactly the successive-correction argument of Question 3, followed by compactness; at the stronger fourth-power commutator condition makes the corresponding collection corrections work. The maps between successive layers are surjective linear maps. Uniformity makes their finite dimensions equal, so these maps are isomorphisms. Comparing the first layer in which two elements differ now shows that the power map is injective, while the power-set formula makes it surjective. Thus all the roots used below exist uniquely in the indicated layer. If lift a basis of , the images of form a basis of . Successively choosing their coefficients modulo gives the unique ordered expression
Existence follows by lifting one layer at a time and taking a limit; uniqueness follows by comparing the first nonzero coefficient layer. In particular and these layers form a neighbourhood basis. These are the power-layer and coordinate facts needed in the proof, rather than an assumption that an arbitrary pro-p group has unique roots.
On the underlying set of , set the additive zero to , the additive negative of to , and define
The p-adic integers act through limits of integer powers in the closed cyclic subgroup generated by . In the second formula the product belongs to ; in the third the group commutator belongs to . The symbols and denote the unique group roots, not unrestricted division in a group. We next justify convergence and the Lie algebra laws together.
A useful concrete tool is a complete normed group algebra containing . In its completed group algebra, put . Ordered-coordinate uniqueness gives unique expansions with . To see why, first work modulo and : the ordered products of the with exponents below form the regular basis, and the change to the corresponding products of is triangular with diagonal entries one. Take inverse limits and then lift the coefficient digits successively in powers of . Define the weight
It is a genuine separated, submultiplicative weight. Indeed reordering produces a group-commutator correction in ; the binomial expansion of a th power gives that correction weight at least , so collection never decreases total weight. Also . Inverting and completing therefore gives a Banach algebra over . For , ordered coordinates show
with value infinity at . Thus the induced topology on is exactly its original topology. This construction supplies the ambient algebra without presupposing the uniform pro-p group and powerful Lie lattice correspondence. The weighted construction, including the case , is described in Equivariant D-modules on rigid analytic spaces, Section 6.5.
Since , the p-adic logarithm and p-adic exponential converge on the relevant balls in :
The estimates and show that term weights tend to infinity. Formal substitution is legitimate there and proves that the two maps are inverse. They preserve the leading weight. In particular embeds the compact set homeomorphically into , and .
Put and . Expanding the convergent Baker--Campbell--Hausdorff formula in gives
The first expansion has linear part and all other terms have degree at least two in . The second has leading term and all remaining terms have degree at least three. After division by the displayed powers of , the extra factor of forces those errors to zero. The normalized expressions are logarithms of the unique roots already specified. Since is compact and closed in , both limits belong to . Scalar multiplication also remains in by continuity of powers. Consequently is a module over , closed under the associative-algebra Lie bracket . Bilinearity, alternation and the Jacobi identity follow by expanding products in the associative algebra . Transporting these operations back gives exactly above.
The commutator-layer inclusion places every normalized bracket root in . Since and this set is compact, passage to the limit proves . Addition modulo is the original multiplication modulo : collection shows , as the nonlinear errors lie at least one layer deeper. Thus has dimension , with basis . Given , write its residue as and repeat on . This iterative digit lifting converges because the remainders stay in the bounded compact set . It gives with . A nontrivial relation among the could be divided by the smallest power of among its coefficients, contradicting their independence modulo . Hence is free of rank , proving that it is a powerful Lie lattice.
Conversely, let be a powerful Lie lattice. In , define
The formal Baker--Campbell--Hausdorff formula and its coefficient estimate are the algebraic ingredients used here. More precisely, the degree- component can be expressed as an integral Lie polynomial divided by a number of -adic valuation at most . One way to obtain this estimate is to bound the associative coefficients of and use an integral ordered basis of the free Lie algebra. The denominator bound , where is the base- digit sum, is at most . A precise primary reference for that denominator estimate is Smallest common denominators for the homogeneous components of the Baker-Campbell-Hausdorff series. A length- Lie bracket in lies in . Thus the degree- term belongs to
These exponents are nonnegative and tend to infinity; for they are at least one. This proves integral convergence, continuity and . Associativity follows from the formal identity in the completed universal enveloping algebra. Substitution of three elements is justified by the same valuation estimates, so the two associative expressions agree. The identity is , the inverse is , and because every nonlinear term involving only vanishes.
For powerfulness, formal conjugation gives
The difference lies in : its th term has valuation at least for . The group commutator is therefore . Its linear term is . Every nonlinear Lie term contains , since it vanishes when , and the extra divisibility makes all those terms lie in too. Hence . The ideals are open normal subgroups for , and their finite quotients have order . The group is consequently a pro-p group. Its power sets are exactly , its lower-series indices are constantly , and a basis of topologically generates it by the same successive digit lifting. The BCH group is uniform.
To check the inverse constructions, powers in the Baker--Campbell--Hausdorff formula group are ordinary multiples in . Therefore
and the similarly normalized group commutator tends to . The limit constructions recover the original Lie algebra exactly. In the other direction, the ambient Banach algebra construction gives , so the recovered operation is the original multiplication of .
Finally a continuous group homomorphism between uniform pro-p groups preserves integer powers and powers with exponents in the p-adic integers, preserves the unique roots in the power layers, and commutes with their limits. It therefore becomes a linear Lie algebra homomorphism. Conversely a linear Lie algebra homomorphism between finite free modules is continuous and preserves every term of the convergent Baker--Campbell--Hausdorff formula, hence is a continuous group homomorphism for . The constructions preserve identity maps and composition, and the inverse identifications are natural. They are mutually inverse functors, giving the stated category correspondence with the finite-free lattice convention.
Introduce a parameter to keep track of total degree. The power series for the matrix exponential gives
Set and , where the commutator is . Expanding a second matrix exponential gives
Since
the two expressions agree through total degree two. More explicitly, applying the local matrix logarithm to the first expansion gives . This proves the displayed order of the Baker--Campbell--Hausdorff formula. The Lie algebra is closed under the commutator, so its displayed exponent lies in the same Lie algebra. The expansion is a formal power series identity, or a convergent identity sufficiently near the identity matrix; this argument does not assert unrestricted global convergence.
The next two terms of the Baker--Campbell--Hausdorff formula are the two cubic commutators:
Here means total degree at least four in . If one continues by one more degree, the quartic contribution is .
For the Pauli matrices, use the Pauli matrix multiplication law
Put . The antisymmetric term disappears when contracted with , so . Consequently every even power of equals , and every odd power equals . Splitting the matrix exponential into even and odd terms of its power series yields
The Pauli matrices are Hermitian matrices, and the components of are real, so . For real , the resulting matrix satisfies
Also and , so its two eigenvalues are . The eigenvalues of are therefore , whose product is one. Thus is a unitary matrix with determinant one: it belongs to the SU(2) group.
Multiplying the two exact Pauli matrix exponentials, and using , gives
In particular, the term has a minus sign. Its quadratic Taylor expansion is
Taking , , the Pauli matrix commutator identity gives . The quadratic exponent in the Baker--Campbell--Hausdorff formula is therefore . In , only the linear part of contributes to through degree two. The anticommutator gives , reproducing the exact product's quadratic expansion.
Put , which commutes with both operators by hypothesis. Differentiating gives , so this conjugate is . Similarly the product conjugates to itself: the two central commutator shifts cancel. Hence
With , the operator differential equation gives . At this proves the central-commutator Baker--Campbell--Hausdorff formula
These formal manipulations apply on a suitable common domain, or to the oscillator exponentials below where the corresponding unitary identities are well defined.
The oscillator has and . Its normalized states and energies are
Since , put . Taking , gives . The formula implies . Averaging the two signs proves the requested normal ordering of the cosine.
Because , expansion of the remaining creation exponential gives
Odd matrix elements vanish, the ground expectation is , and the magnitude squared for is . The nondegenerate second-order nondegenerate perturbation theory formula is . Therefore
The negative second-order sign comes from the higher unperturbed energies in every denominator.
A Lie group is a group and smooth manifold whose multiplication and inversion are smooth. A Lie algebra is a vector space with a bilinear alternating bracket satisfying the Jacobi identity. For a Matrix Lie group , a logarithmic chart of a matrix Lie group near sends to ; the matrix exponential is its local inverse, and the Baker--Campbell--Hausdorff formula makes the local group operations smooth.
For , consider the group commutator
Its logarithm takes values in the vector space , and expansion at gives
Thus is closed under the commutator. Bilinearity, alternation, and the Jacobi identity follow from matrix multiplication, so this proves that the Lie algebra of a matrix Lie group has
A principal bundle with structure group is a smooth fiber bundle with a free right -action, each fiber a single orbit, and equivariant local trivializations .
For the right action of the unitary group on , define
The matrix is a positive-definite matrix and a Hermitian matrix, and for . The polar decomposition of an invertible complex matrix gives the unique factorization
Consequently
is a diffeomorphism. If is a neighborhood of zero and , then is an open neighborhood of , it is a union of complete orbits, and
Moreover, two matrices have the same value of exactly when they differ by right multiplication by a unitary matrix. Thus induces the smooth identification
under which is projection . This is the general linear group modulo the unitary group, and is in fact a globally trivial principal -bundle.
A Qp-Banach algebra is a -algebra with a complete non-Archimedean submultiplicative norm compatible with the p-adic absolute value. A p-valued group is p-saturated when it is complete and every with has a pth root.
In the completed rational Iwasawa algebra , the filtration of is . Since , the terms of
have filtrations tending to infinity, so the series converges. The Baker--Campbell--Hausdorff formula expresses in terms of and , and its commutator expansion expresses with leading term . Completeness and p-divisibility allow the higher terms to be removed successively. Integer powers give , and continuity extends scalar multiplication to . Thus the Lazard logarithm of a p-saturated group shows that is a -Lie subalgebra.
The group-like coproduct identity implies
so each logarithm is primitive. If is an ordered basis, their initial forms are linearly independent. Conversely, for a primitive element, its lowest initial form must be linear rather than a product; subtracting a -linear combination of the raises its filtration. Iteration and completeness leave zero. Hence the primitive elements of a completed rational Iwasawa algebra satisfy
For the upper-triangular group, ordinary matrix logarithms give
with the quotient interpreted as at . For odd , both and are respectively a bijection and a unit-valued function. Therefore
In exponential coordinates, the Baker--Campbell--Hausdorff formula gives
Comparison with gives
For the Strang splitting
reversing reverses all three factors, so
It is therefore a time-symmetric numerical method. Multiplication of the three exponential series shows agreement with through degree two. Equivalently, the Baker--Campbell--Hausdorff formula gives an odd modified generator
for a matrix made from nested commutators. Exponentiating gives
for a matrix depending on and .
Expand both sides through second order as , holding fixed. The product is
Put . Its exponential is
Thus
This is the quadratic part of the Baker--Campbell--Hausdorff formula. The remainder estimate is in any fixed finite-dimensional matrix norm, and is an asymptotic statement rather than an exact formula for arbitrary finite .
A normalized oscillator coherent state is an eigenstate of the annihilation operator, . Expanding it in Fock states gives
Since , , and , the variance is . Hence
independently of the complex amplitude .
For and , the commutator is the scalar . The Baker--Campbell--Hausdorff formula therefore terminates and gives the displacement operator
Because , applying it to the Fock vacuum yields exactly the Fock state expansion above:
For a general complex , its complex conjugate is required in the annihilation term. The expression with printed in the paper is valid when is real.
Define the signed dimensionless displacement
The spatial translation operator is , and the phases of the new energy eigenstates are fixed by . Their expansion coefficients are therefore
Since ,
Set and . Their commutator is , which commutes with both operators. Thus the stated special case of the Baker--Campbell--Hausdorff formula is applicable and gives
Because ,
Taking the overlaps with therefore proves
This is the coherent state after shifting an oscillator equilibrium. Its normalization follows from .
There is a sign qualification in the printed expansion: agrees with when , equivalently . For a general signed displacement , the odd coefficients have the opposite sign in the specified translated basis. The squared displacement alone fixes the occupation probabilities, not these coherent relative phases. The two-exponential identity also requires the central-commutator condition used above; it is not valid in that simple form for arbitrary operators.
Choose ordered minimal topological generators of a uniform pro-p group for odd , put , and choose . Ordered monomials give power-series coordinates in the integral completed group algebra. The displayed Non-Archimedean absolute value filtration gives a complete normed -algebra after completion of the rational group algebra. The power relation raises valuation by one, and interchanging adds terms of valuation at least , so multiplication does not decrease total valuation. The p-adic logarithm and p-adic exponential are inverse on the relevant small balls. In particular is a faithful realization of the Lie algebra of a uniform pro-p group, useful for verifying its intrinsic limit operations and the Baker--Campbell--Hausdorff formula without assuming the correspondence in advance.