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An optical scattering force transfers momentum from light to a particle through scattering of light. In a usual single-beam optical trap, its axial contribution pushes along beam propagation; the optical gradient force must balance it for axial confinement. This balance can place the stable equilibrium away from the beam focus.

Optical tweezers hold and move a small particle using the force exerted by a tightly focused beam of light, usually from a laser. They can position transparent beads in a liquid and manipulate suitable biological cells. Attaching a molecule to a trapped bead turns the bead into a handle: a measured bead displacement, together with a calibrated spring constant, reveals the force exerted on the attachment. This makes microscopic manipulation and measurement possible without a mechanical tool touching the bead. Living biological cells were manipulated with infrared beams by Ashkin, Dziedzic and Yamane in 1987; Svoboda and Block used trapped beads to measure forces from individual molecules in 1994. ^{[ref] [ref]}.

Why can light pull a bead towards a focus? Light carries momentum. A transparent bead with a higher refractive index than the surrounding liquid bends transmitted light rays by refraction, changing their momentum; conservation of momentum requires an opposite transfer to the bead. In the geometrical optics picture, unequal illumination of a displaced bead produces a net restoring force towards the brighter region. For a particle much smaller than the wavelength, a physical optics description replaces that ray picture. The detailed force depends on particle size, refractive index, beam shape and wavelength; the qualitative attraction does not supply a universal formula for every particle.

The optical gradient force draws a suitable transparent bead towards high illumination, while the optical scattering force generally pushes along beam propagation. A stable three-dimensional optical trap needs a balance with a restoring force in each direction: transverse confinement alone does not ensure axial confinement. Strong focusing can make the backward axial gradient contribution large enough to balance the forward scattering contribution, with the equilibrium displaced from the focus. Higher refractive index alone is insufficient; absorbing particles, different index contrasts and different beam geometries can behave differently. ^[ref].

Historically, Ashkin's 1970 experiments accelerated and trapped particles using radiation pressure. The 1986 paper by Ashkin, Dziedzic, Bjorkholm and Chu demonstrated the single-beam gradient optical trap for transparent particles. These are distinct steps: the earlier work established optical manipulation, and the later work supplied the tightly focused single-beam arrangement. ^{[ref] [ref]}.

Near a stable equilibrium, a harmonic optical trap behaves like a spring; thermal calibration of an optical trap uses its Brownian motion to determine the effective spring constant. The later passage through a translating optical trap sections instead consider a moving localized potential energy, which need not remain harmonic throughout a passage.

Because the sphere lies below the optical axis, a ray passing through its upper half samples a brighter part of the Gaussian beam than a comparable ray through its lower half. For a particle with higher refractive index than its surroundings, the stronger upper ray is deflected downward overall and transfers an upward reaction to the particle. The weaker lower ray gives a smaller downward reaction. Their transverse sum is therefore upward, toward the brighter axis.

If the displacement reverses, the force reverses, so the central position is transversely stable. Summing all the rays gives an optical gradient force toward the intensity maximum. There is also a forward optical scattering force. A tightly focused beam can have an axial restoring component that balances it, generally at a small displacement downstream of the ideal focus.^[ref]

Three-dimensional stability requires the restoring axial component to exceed the forward force over part of the trajectory. A Gaussian transverse intensity profile alone does not prove that condition; insufficient focusing can yield transverse confinement while the particle still moves downstream.

A high-numerical aperture objective focuses a laser to a steep intensity gradient. For a transparent particle with higher refractive index than its surroundings, refraction transfers photon momentum to the particle, giving a optical gradient force towards the intensity maximum. A forward scattering force pushes along the beam; a stable single-beam optical trap requires the restoring axial optical gradient force to exceed that push. In the small-particle limit, the same result follows from the induced-dipole potential energy, proportional to minus the local squared electric field. Close to the trap centre,An optical tweezers experiment can attach a bead to one end of a DNA molecule, hold the other end fixed, and obtain its force-extension relation from the bead displacement and calibrated trap stiffness. The measurement must distinguish the restoring force from Brownian motion and account for heating or optical damage.

At an equilibrium ${\mathbf{r}}_{\ast }$, the total force vanishes. A small transverse displacement must produce a transverse restoring force; a small axial displacement must also restore the bead. Downstream of a tight focus, the backward optical gradient force can oppose the forward optical scattering force. Equality at one point is insufficient: the total axial force must decrease as the bead moves downstream through that point. The equilibrium can therefore lie downstream of the intensity maximum.

For uncoupled overdamped coordinates, ${\zeta }_i\dot{\delta r_i}=-k_i\delta r_i$ with ${\zeta }_i>0$ decays only when each $k_i>0$. More generally, linearizing gives $\dot{\delta \mathbf{r}}=MJ\delta \mathbf{r}$, where $M$ is the hydrodynamic mobility matrix and $J_{ij}=\partial F_i/\partial r_j$ at equilibrium. All eigenvalues of $MJ$ must have negative real parts for linear asymptotic stability. For a conservative force with symmetric positive-definite mobility, a positive-definite Hessian matrix of the potential energy supplies this condition. A general optical force need not possess a global potential energy.

Increasing numerical aperture admits more strongly converging light rays and a steeper axial variation of the field. But a larger nominal numerical aperture alone does not establish trapping: illumination of the objective pupil, optical aberration, particle properties and the actual in-liquid focus also matter. A harmonic optical trap describes local confinement after this stability question has been answered; it does not predict capture from arbitrary positions or an infinite holding force.