Cartan's criterion 2026-10-14
For a finite-dimensional Lie algebra over a field of characteristic zero, Cartan's criterion characterizes a solvable Lie algebra by vanishing of its Killing form on , and a semisimple Lie algebra by nondegeneracy of that form. The Cartan solvability criterion and Cartan criterion for semisimplicity state the two distinct tests.
Past exam of the mathematics course of the University of Cambridge 2004 iii Paper 58 1 Solution Created 2026-10-03 Updated 2026-10-14
For the Lie algebra of a Lie group , let . The Killing form is the symmetric bilinear formFor a finite-dimensional real Lie algebra, the Cartan criterion for semisimplicity says that is nondegenerate precisely when is a semisimple Lie algebra. Thus a semisimple Lie group supplies the required condition. Compactness alone is insufficient: an abelian Lie algebra, including that of a torus, has zero Killing form.
The Jacobi identity gives . Cyclic invariance of the trace therefore givesThere is also invariance under the full Adjoint representation of a Lie group: , so .
Define a pseudo-Riemannian metric by translating from the identity:It is smooth and nondegenerate. Left translations preserve it by construction. Right translation, expressed in left-translated tangent coordinates, acts by , so it also preserves the metric. This constructs a bi-invariant pseudo-Riemannian metric.
For left-invariant vector fields, the derivative terms in the Koszul formula vanish. Invariance of then givesUse the Riemann curvature tensor convention . Substituting the Levi-Civita connection and using the Jacobi identity yieldsThe Ricci tensor is the trace of . Since , it follows thatThis is the Killing-form Einstein metric. Rescaling to , with nonzero constant , gives Einstein metric constant .
For a compact semisimple Lie group, is negative definite and is a positive-definite bi-invariant Riemannian metric. For example, has topology and metric signature for , while has the same Lie algebra and metric signature, but topology . The special linear group has metric signature and topology ; its universal covering Lie group has topology and the same Killing form. The real Lie algebra of has metric signature , and the group has topology . Thus the Killing form distinguishes compact from noncompact directions in these semisimple examples, but does not determine global topology or distinguish different covering groups.
Past exam of the mathematics course of the University of Cambridge 2008 iii Paper 49 1 Solution 2026-10-14
For a finite-dimensional Lie algebra, write for its Adjoint representation. The Killing form is the symmetric bilinear formThe Jacobi identity gives . Using the cyclic property of the trace,Thus it is an invariant bilinear form on a Lie algebra. If , the adjoint matrix has entries . Its trace product yields the structure constants of a Lie algebra formulaA semisimple Lie algebra has zero solvable radical, equivalently no nonzero solvable ideal. In characteristic zero, the Cartan criterion for semisimplicity characterizes it by nondegeneracy of its Killing form. A real compact Lie algebra is the Lie algebra of a compact Lie group, equivalently one admitting a positive-definite invariant inner product. For a real semisimple algebra, the compactness criterion from the Killing form says compactness is equivalent to negative-definiteness of . An abelian compact-type algebra has zero Killing form, so this last characterization specifically concerns the semisimple case.
Past exam of the mathematics course of the University of Cambridge 2012 iii Paper 1 3 Solution Created 2026-10-03 Updated 2026-10-07
A finite-dimensional complex Lie algebra is a semisimple Lie algebra when its solvable radical is zero, equivalently when it has no nonzero solvable ideals. Its Killing form is the symmetric bilinear formThe cyclic trace identity and giveThus the Killing form is an invariant bilinear form on a Lie algebra. In particular its radical is an ideal.
We supply the trace argument needed for nondegeneracy rather than assuming the Cartan criterion for semisimplicity. The matrix form of the Cartan solvability criterion says: if and for every , , then is solvable. To prove this direction, fix . Let be its generalized eigenspace decomposition, and define to act on by the scalar . On , the semisimple part of has eigenvalue , whereas acts by . Polynomial interpolation on the finitely many eigenvalues, with all derivatives through the sizes of the nilpotent blocks set to zero, therefore givesHere the same difference always has the same conjugate, so the interpolation is consistent; the prescribed zero derivatives remove every nilpotent block. Since , it follows that .
Write . By cyclicity and the trace hypothesis,On the other hand, . Thus all eigenvalues of vanish, and every element of is nilpotent. The Engel theorem makes nilpotent as a Lie algebra, hence solvable; is abelian, so is solvable. This is the Conjugate-spectrum proof of Cartan solvability.
Apply this to the Killing radical . For , the adjoint actions preserve and act as zero on , because is an ideal. Computing traces in a basis adapted to givesThe matrix Lie algebra consequently satisfies the trace criterion and is solvable. Its kernel is , an abelian ideal; a central extension of a solvable algebra is solvable. Thus is solvable. This proves the reusable assertion that the Killing radical is a solvable ideal. Semisimplicity forces , and hence is nondegenerate.
A Cartan subalgebra is a nilpotent subalgebra which is self-normalizing:For a complex semisimple algebra this is equivalently a maximal toral subalgebra. The nilpotent, self-normalizing definition permits a proof of the restricted nondegeneracy without first assuming the toral characterization.
Use the generalized-weight decomposition for a nilpotent Lie algebra for the adjoint action of :For completeness, the stability underlying this decomposition follows directly from nilpotence of . For fixed , every on is nilpotent. If and in a finite-dimensional representation, then for sufficiently large . The identityshows that preserves each generalized eigenspace of . Starting with a basis of , refine these primary decompositions successively; all summands remain -invariant. Each resulting summand has only one eigenvalue for each basis element. The Lie theorem triangularizes the action on that summand, so those eigenvalues extend to a single linear character on all of . This proves the displayed decomposition and nilpotence of all shifted operators there.
Since is nilpotent, . The space is a subalgebra: repeated use of the derivation rule for shows that the bracket of two generalized zero-eigenvectors is another such vector. If , the adjoint action of on this quotient consists entirely of nilpotent maps. The Engel theorem supplies a nonzero coset with , contradicting self-normalization. Therefore the zero generalized weight space of a Cartan subalgebra is exactly .
Finally, when . Choose with and put . On , a power vanishes. On , is invertible. For and , write ; invariance givesIf is orthogonal to , it is now orthogonal to every summand of , so nondegeneracy of implies . The restriction is nondegenerate. This establishes the nondegeneracy of the Killing form on a Cartan subalgebra for every Cartan subalgebra, without requiring a chosen root basis.
Past exam of the mathematics course of the University of Cambridge 2014 iii Paper 2 5 Solution Created 2026-10-03 Updated 2026-10-07
Let be a finite-dimensional Lie algebra representation. The form denoted isIt is the Trace form of a Lie algebra representation; the Killing form without a subscript is specifically the case , . The distinction matters: the form of the trivial representation cannot detect whether the algebra is semisimple.
Linearity of and trace proves bilinearity, and cyclicity of the trace gives symmetry. With , and , the representation identity givesThus it is an invariant bilinear form on a Lie algebra, and in particular the Adjoint representation preserves the Killing form.
The Cartan solvability criterion has two useful formulations. For a finite-dimensional complex Lie algebra ,Its matrix version says that a Lie subalgebra is solvable precisely when for all and . We prove the matrix version first, with ordinary trace in .
If is solvable, the Lie theorem makes all its matrices upper triangular. Their commutators are strictly upper triangular, so multiplying such a matrix by an upper triangular one still has zero diagonal and hence zero trace. This proves the easy direction.
Conversely assume the trace-orthogonality condition and fix . We show that all eigenvalues of vanish. Use its Additive Jordan decomposition with . On the generalized eigenspace of , define an auxiliary endomorphism to be . This need not be in ; we only need control of its commutator with .
On , acts by and by . Choose a polynomial with and at the finitely many distinct differences. Polynomial interpolation supplies it because equal differences have equal conjugates. Therefore .
The adjoint compatibility of additive Jordan decomposition identifies as the semisimple part of . Elementary Jordan–Chevalley decomposition gives for a polynomial with . Hence is a polynomial in with zero constant term. Since maps into and preserves that Lie algebra ideal, we obtainNo assumption that , or belongs to was made.
Write with . Cyclicity and the assumed orthogonality now giveOn the other hand the nilpotent parts have zero trace on each generalized eigenspace, soThus all are zero and is a nilpotent endomorphism. This is the Conjugate-spectrum proof of Cartan solvability.
The permitted Engel theorem, in the form needed here, states: a finite-dimensional Lie subalgebra of endomorphisms in which every element is nilpotent has a nonzero vector annihilated by all its elements, and iteration on quotients makes every element simultaneously strictly upper triangular. Apply it to . The strictly upper triangular algebra is nilpotent, so is a nilpotent Lie algebra and therefore solvable. Since is abelian, the derived series of a Lie algebra of terminates too. This proves the matrix criterion.
Apply it to . The condition on is exactly the matrix condition on . Thus is solvable. The kernel of is the center of a Lie algebra, which is abelian, so is solvable as well: once the derived series maps to zero it is central, and its next term vanishes. Conversely a solvable has solvable adjoint image, proving the abstract Cartan solvability criterion in both directions.
A finite-dimensional Lie algebra is a semisimple Lie algebra when it has no nonzero solvable Lie algebra ideal, equivalently its solvable radical is zero. Let . Invariance makes an ideal. For , induces zero on , and the block trace gives , where is the adjoint Killing form of itself. The Cartan solvability criterion therefore makes solvable. If is semisimple, .
Conversely suppose is a nondegenerate bilinear form. If a nonzero solvable ideal existed, its last nonzero derived term would be an abelian ideal of . For and , the operator has image in and is zero on , so its square and its trace are zero. Thus , contradicting nondegeneracy. This is Abelian ideals lie in the radical of the Killing form. We conclude the Cartan criterion for semisimplicity:
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 102 2 Solution Created 2026-10-03 Updated 2026-10-07
The form attached to is . More generally, for a Lie algebra representation , the Trace form of a Lie algebra representation isThe unqualified Killing form is the special case of the Adjoint representation,The distinction matters: a Trace form of a Lie algebra representation can be degenerate even when is semisimple, for example on the trivial Lie algebra representation.
The Trace form of a Lie algebra representation is bilinear and symmetric, because . It is an invariant bilinear form on a Lie algebra:This follows by expanding both commutators and cyclically permuting factors under the matrix trace. Equivalently,Its radical of a bilinear form is an ideal of a Lie algebra, since if , then . The Killing form is also preserved by every automorphism of a Lie algebra, because the corresponding adjoint operators are conjugate. On a complex finite-dimensional Lie algebra, the Cartan criterion for semisimplicity says that the Killing form is nondegenerate exactly when the Lie algebra is semisimple. The Cartan solvability criterion says that is solvable exactly when .
We next construct the sl2 subalgebra associated with a root. Use the root-space decompositionFor , , invariance of the Killing form givesThus unless , and for nonzero . Nondegeneracy of on now implies that is a root and that pairs and nondegenerately.
Nondegeneracy of defines a unique byChoose and with . Their Lie bracket lies in the zero root space, namely , andTherefore .
The essential nonisotropic root lemma is that . Suppose instead that it vanished. Then , so would be a solvable Lie algebra with derived algebra . Apply the Lie theorem to its action on by the Adjoint representation. The commutator is strictly upper triangular in a suitable basis, hence nilpotent. But , so the root-space decomposition makes diagonalizable. A diagonalizable nilpotent linear map is zero. Thus is central in . The center of a Lie algebra of a semisimple Lie algebra is zero; equivalently a central element lies in the radical of the Killing form. This forces , contradicting .
Writing , defineThe root-space decomposition and giveThe three vectors are linearly independent because they lie in the distinct summands , , and . Their span is therefore a copy of the sl2 Lie algebra.
The weight lattice consists of the functionals integral on all coroots. With the coroot above, the weight lattice iswhere the fundamental weights satisfy for the simple roots . Here lies in the real span of the roots, viewed inside .
The classification of finite-dimensional sl2 representations says that every finite-dimensional complex sl2 Lie algebra representation is a direct sum of irreducibles , , on which the standard has eigenvalues . Restrict any finite-dimensional Lie algebra representation of to each sl2 subalgebra associated with a root. If has weight , then , so is an integer. Thus every weight lies in . The same restrictions show that the commuting simple coroots act diagonalizably, justifying the simultaneous weight-space decomposition.
For , the roots are , , and . Work on with the alternating bilinear form having matrixThe symplectic Lie algebra isUsing the matrix units , take the Cartan subalgebraDefine . A regular diagonal element of has centralizer precisely , and every element of acts diagonalizably. Thus it is a Cartan subalgebra. The requested Cartan decomposition is the root-space decompositionChoose positive roots , , , . The symplectic root sl2 triple are given explicitly byFor the negative root spaces, use the corresponding . These eight root vectors, together with , form a basis: the block description above has dimension , and the ten listed vectors are independent. Finally, the matrix unit identityverifies for every row. The diagonal differences verify and . Thus each row supplies a basis of the required sl2 subalgebra associated with a root.
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 302 2 Solution 2026-10-06
A Lie algebra representation on a vector space is a linear map preserving the Lie bracket:The Adjoint representation acts on by . The Jacobi identity givesIf is nonabelian, some is nonzero, so this Adjoint representation is not the trivial Lie algebra representation. It is the required nontrivial representation of dimension . Nontriviality does not require its homomorphism to be injective.
For the finite-dimensional algebras here, with normalization one, the Killing form isIt is a symmetric bilinear form by cyclicity of the matrix trace. To prove its invariance, write , , . ThenThis also gives , the equivalent invariant bilinear form on a Lie algebra identity.
For the unheaded structural requests, a simple Lie algebra is nonabelian and has no ideals of a Lie algebra other than zero and itself. A semisimple Lie algebra has no nonzero solvable ideal of a Lie algebra; in finite dimension over or this is equivalently a direct sum of simple Lie algebras.
Suppose first that the Killing form is nondegenerate. If is an abelian ideal of a Lie algebra and , then maps into and vanishes on . Every preserves . Therefore has zero diagonal blocks relative to a basis adapted to , andNondegeneracy forces . If a nonzero solvable ideal of a Lie algebra existed, its last nonzero derived series of a Lie algebra term would be a nonzero abelian ideal of a Lie algebra, again impossible. Hence the solvable radical is zero, provingThis argument proves the needed implication rather than assuming the Cartan criterion for semisimplicity.
One can also see the direct-sum formulation explicitly through orthogonal ideal splitting for a nondegenerate Killing form. For an ideal of a Lie algebra , invariance makes an ideal of a Lie algebra. If , then for , , so . Thus is an abelian ideal of a Lie algebra, and must vanish. Consequently and the two summands commute. Select a minimal nonzero ideal; it is nonabelian, and any ideal inside it is an ideal of because the complementary summand commutes with it. It is therefore simple. The restricted form is the remaining summand’s own Killing form, because the two ideals commute. Repeating the splitting there terminates in a direct sum of simple ideals.
Conversely the radical of the Killing formis an ideal of a Lie algebra by the invariance just proved. For a simple Lie algebra it is either zero or the whole algebra. The permitted hypothesis that is not identically zero excludes the second alternative. ThusThe computations in the two following parts illustrate both a nondegenerate compact example and a degenerate algebra with an abelian ideal.
Past exam of the mathematics course of the University of Cambridge 2018 iii Paper 102 1 a Solution Created 2026-10-03 Updated 2026-10-07
For a finite-dimensional complex Lie algebra , the following three conditions are equivalent descriptions of a semisimple Lie algebra.
First, its solvable radical is zero. An ideal of a Lie algebra is a linear subspace satisfying . A solvable Lie algebra is one whose derived series, defined by and , eventually becomes zero. The solvable radical is the largest solvable ideal of a Lie algebra; its vanishing is equivalent to the absence of nonzero solvable ideals.
Second, the Killing formis a nondegenerate bilinear form: if for every , then . Here is the Adjoint representation, and is the trace. This equivalence is the Cartan criterion for semisimplicity.
Third, is a direct sum of Lie algebras that are nonabelian simple Lie algebras. A simple Lie algebra is nonabelian and has no ideals of a Lie algebra other than zero and itself. Thus the three equivalent criteria are
Past exam of the mathematics course of the University of Cambridge 2018 iii Paper 302 2 Solution Created 2026-10-03 Updated 2026-10-05
Work over or , in finite dimension and characteristic zero. The Killing form of a Lie algebra is the trace form of its Adjoint representation:It is bilinear and symmetric by the cyclic property of the trace. It is an invariant bilinear form on a Lie algebra, since the Jacobi identity gives and henceEquivalently, . A Lie algebra automorphism preserves the form, because it conjugates the adjoint matrices. Its radical of a bilinear form is an ideal of a Lie algebra by invariance. The center of a Lie algebra lies in this radical, so the form vanishes for an abelian algebra. On a direct sum of ideals the summands are orthogonal and the form restricts to their own Killing forms.
A short argument proves the requested implication without assuming the Cartan criterion for semisimplicity. Let be an abelian ideal of a Lie algebra, , and . The map takes into and vanishes on , while preserves . Therefore has image in and is zero on . In a basis extending a basis of , both diagonal blocks are zero, so its trace vanishes. This proves that abelian ideals lie in the radical of the Killing form.
If the solvable radical were nonzero, its derived series of a Lie algebra would have a last nonzero term . The Jacobi identity makes every derived term an ideal of , and the last one is abelian. Thus , contradicting nondegeneracy. We obtainThe converse holds as well in characteristic zero; together these implications are the Cartan criterion for semisimplicity.
For a complex simple Lie algebra, that criterion gives nondegeneracy on . Let be a Cartan subalgebra. Use the standard root-space decompositionFor and a root vector , choose with . Invariance givesThus is orthogonal to every nonzero root space. If is also orthogonal to , it is orthogonal to all of and hence is zero. This establishes nondegeneracy of the Killing form on a Cartan subalgebra:The same invariance calculation shows that unless . Opposite root spaces are therefore paired nondegenerately. Tracing the adjoint action on the root-space decomposition yieldssince the root spaces of a complex semisimple algebra are one-dimensional and its adjoint action on is zero.
The relevant Euclidean subspace of a Cartan subalgebra iswhere the are the simple coroots, normalized by . The standard Euclidean property is that is real and positive definite on this space. The displayed trace formula explains it: is a sum of real squares, and the roots span , so all squares vanish only for . Via the nondegenerate form, the roots can consequently be regarded as vectors in a real Euclidean normed vector space. The induced dual inner product makes root reflections orthogonal and allows root lengths and angles to be encoded by Cartan integers and the Dynkin diagram.
This positivity is on a specified real subspace; the complex Killing form is a bilinear form, not a positive Hermitian inner product. On a compact real form the Killing form is instead negative definite. For example the Killing form of the special linear Lie algebra gives for , so but .
Past exam of the mathematics course of the University of Cambridge 2021 iii Paper 102 2 Solution Created 2026-09-28 Updated 2026-10-05
A Lie algebra is semisimple when its soluble radical is zero. Its Killing form isThe radical of this invariant symmetric form is an ideal. The solvability result behind the Cartan criterion for semisimplicity applied to that ideal shows that it is soluble; semisimplicity therefore makes it zero. Hence is nondegenerate.
An abelian subalgebra is a Cartan subalgebra when its elements are semisimple and it is maximal toral, equivalently when . An arbitrary abelian subalgebra need not lie in one: in , the line spanned by the nilpotent matrix is abelian, whereas every element of a Cartan subalgebra is semisimple.
Let for a regular , as allowed. Generalized eigenspaces of giveIf is orthogonal to , invariance givesThus is orthogonal to all of , and nondegeneracy gives . Therefore is nondegenerate.
Past exam of the mathematics course of the University of Cambridge 2024 iii Paper 102 2 c iii Solution Created 2026-09-24 Updated 2026-09-25
Relative to , the adjoint action has block formMultiplying two such block-triangular matrices and taking the trace givesthe Killing form of a semidirect product with a module. It does not depend on or , so lies in its radical. Therefore can be nondegenerate only if . In that case , which is nondegenerate exactly when is semisimple by the Cartan criterion for semisimplicity. Thus