Etendue ($G=n^{2}A\Omega$)

Etendue measures how much position-and-direction space a bundle of light rays occupies. A small spot accepting a wide range of directions can have the same etendue as a large spot accepting a narrow range. This makes etendue useful for deciding whether an optical instrument can deliver an extended source's entire admitted radiant flux to a small receiver. For forward crossings of a surface, the geometrical optics definition iswhere $\mathcal{B}$ is the occupied set of surface positions and directions, $n$ is the local refractive index, $dA$ is actual surface area, $d\Omega$ is solid angle, and $\theta$ is the angle to the forward unit normal. The cosine supplies the projected area. Opposite crossing directions must be counted separately with positive projected area, rather than cancelling them in a signed integral. ^[ref]

The shorthand $G\simeq n^{2}A\Omega$ assumes constant refractive index, a narrow nearly normal bundle, and the same admitted directions across the whole area $A$. At larger angles, use the cosine-weighted integral; a position-dependent angular acceptance cannot generally be replaced by the product of two independent extents.

Lossless reversible propagation preserves the etendue of the same bundle of light rays. Here the model uses stationary isotropic media, specular reflection and refraction, with every selected light ray reaching the output and with no optical gain or scattering of light. An aperture that blocks some incident light rays changes which bundle is counted; the full incident and transmitted etendue need not be equal. ^[ref]

The underlying phase space has four coordinates. In a planar section with constant refractive index, let $(x,y)$ locate a light ray and setThe Jacobian determinant from spherical coordinates givesThus etendue is a four-dimensional volume, preserved by the optical counterpart of Liouville theorem in Hamiltonian mechanics. Individual position and direction extents may change, and correlations between them matter. The Lagrange optical invariant is a related paraxial approximation invariant for pairs of light rays, rather than the full four-dimensional measure.

Basic radiance is radiance divided by the square of the refractive index. For radiance $L$ at a fixed wavelength,Lossless propagation conserves reduced radiance along each light ray; $L$ itself is conserved only when the endpoint refractive indices agree. A larger irradiance at a smaller image can result from admitting more directions without increasing reduced radiance. Uniform wave absorption can lower radiant flux while leaving the occupied geometric etendue unchanged; an opaque aperture removes part of that occupied set. ^[ref]

Consider a planar circular aperture of diameter $D$ in constant refractive index $n$. Suppose every position in its area $A=\pi D^2/4$ is filled with directions inside the same rotationally symmetric cone about the unit normal, with half-angle ${\theta }_{\max }$. Using spherical coordinates, the exact etendue iswhere $\mathrm{NA}=n\sin {\theta }_{\max }$ is the appropriate side's numerical aperture. The ordinary cone solid angle is $2\pi (1-\cos {\theta }_{\max })$; its cosine-weighted value is $\pi {\sin }^2{\theta }_{\max }$. A full forward hemisphere therefore gives $G=n^{2}A\pi$, rather than $2\pi n^{2}A$. ^[ref]

For an original model example, choose $n=1$, $D=10\mathrm{mm}$, and ${\theta }_{\max }=30^{\circ }$. ThenIf the radiance is uniform across this filled bundle and equals $L=100\mathrm{W}{\mathrm{m}}^{-2}\mathrm{s}{\mathrm{r}}^{-1}$, its radiant flux is $\Phi =LG/n^2\approx 6.1685\mathrm{mW}$. Neither the geometry nor the chosen radiance is an experimental measurement.

When both endpoint bundles have the filled circular-cone geometry of etendue of a circular aperture and cone, conservation of etendue givesFor the same refractive index, quadrupling the area halves the sine of the cone half-angle. In the $10\mathrm{mm}$, $30^{\circ }$ example, an ideal output of diameter $20\mathrm{mm}$ must have $\sin {\theta }_2=1/4$, so ${\theta }_2\approx 14.4775^{\circ }$. The exact result differs from simply halving $30^{\circ }$. Conversely, reducing the diameter to $5\mathrm{mm}$ requires a complete forward hemisphere, ${\theta }_2=90^{\circ }$, as a limiting case.

Equal bounding area and solid angle do not alone prove equal etendue: an actual output can have unoccupied directions or position-direction correlations. The filled-cone equation is an exact model of the specified bundles and a capacity constraint on an optical instrument, not a guarantee of an aberration-free implementation.

Insert a centred opaque circular stop of diameter $d=6\mathrm{mm}$ directly in the plane of the $D=10\mathrm{mm}$ bundle. It transmits the same $30^{\circ }$ directions at every surviving position, but discards the surrounding annulus. ThereforeWith the uniform radiance of etendue of a circular aperture and cone, the transmitted radiant flux is $2.2207\mathrm{mW}$ and the blocked fraction is $64\%$. Surviving light rays retain their radiance; the stop has not concentrated them. Lossless propagation after the stop preserves the etendue of this surviving subset, not that of the original incident bundle. A stop placed elsewhere can select positions and directions together, so its physical area ratio alone need not give the transmitted radiant flux fraction.

An optical concentrator redirects light from an entrance area $A_{\mathrm{in}}$ to a smaller receiver area $A_{\mathrm{out}}$. Its geometric concentration ratio is $C=A_{\mathrm{in}}/A_{\mathrm{out}}$. Specify the admitted angular distribution and losses before interpreting $C$ as an irradiance gain: if a fraction $\eta$ of incident radiant flux reaches the receiver, the ratio of mean receiver to mean entrance irradiance is $\eta C$.

Suppose an extended source fills every position of the entrance aperture with a cone of half-angle ${\theta }_{\mathrm{in}}$, and all these light rays must reach a one-sided planar receiver. If the receiver accepts at most a cone of half-angle ${\theta }_{\mathrm{out}}$, its available etendue bounds the admitted etendue:ConsequentlyThis original derivation combines conservation of etendue with the exact cone integral; the second inequality allows the complete output hemisphere. It bounds capacity and does not prove that a chosen shape attains the bound.

For the $30^{\circ }$ input cone with $n_{\mathrm{in}}=n_{\mathrm{out}}=1$, $C\le 4$: a $10\mathrm{mm}$ entrance cannot deliver the entire filled bundle to a circular receiver smaller than $5\mathrm{mm}$ in diameter. If the output half-angle is restricted to $60^{\circ }$, $C\le 3$ and the receiver diameter must be at least $10/\sqrt{3}\approx 5.7735\mathrm{mm}$. For a receiver medium with model refractive index $n_{\mathrm{out}}=1.5$, the full-hemisphere capacity bound instead gives $C\le 9$; that larger value also depends on transmitting the bundle into that medium.

Attempting $C=10$ in the air-to-air example forces rejection of some input. For the uniform radiance already specified, even filling the entire output hemisphere givesThe maximum mean irradiance gain remains $\eta C\le 4$. With nonuniform radiance, rejecting a given fraction of geometric etendue need not reject the same fraction of radiant flux.

These bounds use a filled extended-source bundle in passive reversible geometrical optics, comparing the same wavelength and the same radiation channels. An ideal optical point source does not fill that four-dimensional set. Diffraction, optical coherence, or coupling a Gaussian beam into an optical fiber require a physical optics calculation; the cone bound is not a universal guarantee for a single wave mode. Likewise, optical gain or fluorescence changes the propagation assumptions.

A proposed optical bench test uses a steady illuminated diffuse patch, a relay made from two optical lens elements, interchangeable centred circular stops, and a calibrated optical power meter large enough to collect the whole output bundle. Start with small cone angles so an ordinary relay approximates the area-angle tradeoff. Measure the patch's image diameter and the accepted angular extent at both conjugate planes; the transverse magnification gives the spatial scale, but does not by itself measure etendue.

Map the local radiance with a baffled photodiode on translation and rotation stages, using two small aligned holes to select a narrow known solid angle. Keep the sampled position fixed while scanning direction, calibrate the sampling footprint and angular response, and repeat at several positions. Numerically integrate $n^2\cos \theta dAd\Omega$ over the occupied samples, and integrate $(L/n^2)dG$ to predict the collected radiant flux. This checks the filled-cone assumption instead of inferring it from two outer dimensions.

Compare the relay without a stop and with a stop of $0.6$ times the illuminated diameter in the same plane. The uniform-bundle prediction is a radiant flux ratio of $0.36$, with unchanged local radiance in the surviving samples. Cover the input for a dark reading, monitor source drift, repeat the open-stop reading, check detector linearity with calibrated optical attenuators, and enlarge the collecting detector or scan it to check for missed light rays. Lens losses, angular response, illumination gradients, alignment errors and diffraction can spoil the ideal prediction; their effects must be measured separately. This is a procedure to try, with predicted readouts, not purported experimental data.