Use the PDF's covector-first convention: its space consists of tensor fields in
This reverses the order in which some texts list tensor type. For a finite-dimensional real vector space , define the tensor contraction first on decomposable tensors:
The hats mean omission, with the other factors left in their original order. The formula is a multilinear map of its individual factors, so the universal property of a tensor product gives a unique linear map with this formula.
Apply it with at every . Evaluation of a covector on a vector is basis independent: under a change of frame, one factor transforms by a matrix and the other by its inverse transpose, and the matrices cancel in the pairing. Thus the fiber maps agree on overlapping vector bundle trivializations. In a local dual basis, the coefficients of the contracted tensor are finite sums of coefficients with the selected covariant and contravariant indices set equal. They remain smooth. Hence
is a globally defined smooth contraction for . It is also linear over .
Write a local frame as , its dual basis as , and set . The one-form definition gives . Repeated indices are summed. Every tensor field has a unique local expansion
Define by applying the scalar operator to its coefficient and applying to one frame factor at a time, adding all these terms. In components this is
In each term only the indicated slot is replaced. This formula is real-linear and satisfies the Leibniz rule for a tensor product: differentiating a coefficient product uses the scalar product rule, and the list of differentiated frame factors splits into the two factors' lists.
To check that it is intrinsic, write as the row of frame fields and as the column of dual fields. Change frame by , where is an invertible smooth matrix. Then
Differentiating the inverse matrix gives ; it cancels the extra frame-change terms in the dual factors. The same cancellation in each tensor slot makes the two local formulas agree. Thus they glue to a global tensor derivation.
In particular, for arbitrary tensor types, not necessarily the same type,
The resulting type is the sum of their two covariant counts and their two contravariant counts. This also supplies the required real-linearity for every type, including functions as type .
At , choose neighborhoods on which the two factors admit local isometries to open subsets of Euclidean space. Their product is a local isometry of the product Riemannian metric to the standard Euclidean metric on . In these product coordinates the metric matrix is constant, so every Christoffel symbol of the Levi-Civita connection is zero. Its Riemann curvature tensor therefore vanishes at every point of that neighborhood. Curvature has tensoriality, so this is independent of the chosen coordinates; the neighborhoods cover the product.
The splitting provides another useful direct check. Expanding the definition on lifted fields, using zero mixed derivatives and commuting opposite-factor fields, gives the curvature splitting for a product connection
Tensoriality extends this identity from lifts to arbitrary tangent vectors at a point. Each factor curvature is zero under the stated local-isometry hypothesis. Consequently
This is a local conclusion about the connection; no global identification of either factor or their product with Euclidean space is required.
Work in positive dimension . A cap set has no distinct zero-sum triple. Over the finite field , if two elements of a zero-sum triple agree then all three agree, since . Thus a zero-sum triple in a cap set must be diagonal. We prove the Ellenberg–Gijswijt cap-set bound by the polynomial method in combinatorics, keeping the exponential constant explicit and removing the fixed prefactor.
First prove the needed slice rank of a diagonal tensor over any field. The slice rank of a three-variable tensor is the least number of terms in a decomposition of the forms , , and . A diagonal tensor on a set of cardinality , with every diagonal entry nonzero, has slice rank at most by one slice for each entry. For the reverse inequality, suppose a decomposition has slices in the direction, in the direction, and in the direction, with . Let
The rank-nullity theorem gives . The maximum-support vector in a finite-dimensional subspace lemma supplies with at least nonzero coordinates: choose of maximum support of a vector; restriction must be injective, or adding a nonzero kernel of a linear map element would strictly enlarge that support of a vector. This argument is valid over finite fields, without any assumption that a generic vector avoids all coordinate hyperplanes.
Contract the proposed tensor decomposition in against . The diagonal tensor becomes a diagonal matrix of matrix rank at least . All slices vanish. Each remaining or slice becomes a matrix of matrix rank at most one, so subadditivity of matrix rank gives matrix rank at most , a contradiction. Therefore the slice rank of a diagonal tensor is exactly .
Now, for a cap set , consider the polynomial
Each factor is one when its argument is zero and zero otherwise, because the two nonzero elements of have square one. Thus is the indicator function of . Restricted to , it is a diagonal tensor with every diagonal entry one, and its slice rank is .
Every monomial in the expansion has individual exponents at most two and total polynomial degree at most . Consequently at least one of its , , or blocks has polynomial degree at most . Assign each monomial to one such block, breaking ties in a fixed way, and collect assigned terms by the monomial in that block. Each collection is a slice. If
there are at most slices in each direction. Thus .
The low-degree monomial count for the cap-set bound follows directly from a weighted sum. Each exponent vector counted by satisfies , so
This supplies its own elementary exponential estimate; no unstated probabilistic estimate is required. Since , we have , but alone would leave a fixed prefactor.
Use Cartesian powers of cap sets to remove that prefactor. The -fold Cartesian product is still a cap set: in each block, a zero-sum triple of its elements must have all three entries equal. Hence . Taking th roots and letting tend to infinity proves the removal of an exponential prefactor by Cartesian powers:
The strict middle inequality follows by cubing: . We can therefore take
For every , a set with cannot be a cap set, and hence contains the required distinct triple. If zero dimension were included, the singleton would be another small-case exception; positive dimension is the convention used here.
First establish rational conjugation of finite-index modular subgroups without assuming that is a congruence subgroup. Multiply by a positive integer to obtain an integral matrix , and let . Conjugation is unchanged by this scalar. If , then
Thus the principal congruence subgroup is contained in . It has finite index because reduction modulo has finite image. Inside , pullback under conjugation of has relative index at most . Consequently
This argument does not assert that an arbitrary finite-index subgroup contains a principal congruence subgroup.
Use the determinant-normalized slash operator
The positive real power of the determinant is used; on this reduces to the usual slash operator for modular forms. The automorphy factor identity gives the right-action rule .
A modular form on a finite-index subgroup of integer weight is a holomorphic function on the complex upper half-plane, invariant under this weight- action of , and holomorphic at a cusp at each of its cusps. A cusp of a modular group is a orbit in . If carries infinity to its representative, choose a positive integer with . Such exists by finite index. Then is periodic and has a convergent expansion in near zero; holomorphy means no negative exponents, and being a cusp form means zero constant term. Using an actual translation period avoids possible signs if a smaller width of a cusp is defined only modulo the center, particularly in odd weights.
For cusp holomorphy under rational slash operators, choose with , possible by completing a primitive integer pair to a determinant-one matrix. Then , with . Up to a nonzero constant factor,
The imaginary part of the argument tends to infinity with that of , so this remains bounded by the cusp expansion of . It tends to zero if is a cusp form. Moreover is invariant under : for , and the right-action rule applies. Finite index gives a translation period for , so boundedness is a removable singularity at zero in that periodic parameter. This proves holomorphy at infinity. For every other cusp, apply the same argument to the rational matrix , with . Thus all cusp conditions hold, and
For the character twist by rational translations of a cusp form, put and . For , direct conjugation gives
Indeed and . Every is therefore -invariant and vanishes at all its cusps by the preceding rational-translate argument. Their finite weighted sum is a cusp form, for every Dirichlet character:
There is, however, a missing primitivity hypothesis in the printed final expansion claim. The exact Fourier expansion of a modular form is always
Values of a Dirichlet character on units have modulus one, so . For unit , substitution gives , where is the Gauss sum of a Dirichlet character. For nonunit , this vanishing formula requires a primitive Dirichlet character.
Here is its proof in that case. Choose a prime . Primitivity supplies a unit with : otherwise the character would factor through the surjective reduction to units modulo . Surjectivity follows by lifting a unit and, if needed, adjusting the lift to avoid the additional prime , using the Chinese remainder theorem. Multiplication by fixes because , but multiplies the character factor by a nontrivial constant. Hence . The finite Fourier transform of a primitive Dirichlet character now gives the corrected formula
The constant is nonzero: finite exponential orthogonality gives , whereas the proved formula makes this . Thus .
For a concrete counterexample to the printed unrestricted claim, take , the principal Dirichlet character, and . The translation sum is , whose coefficient is . Any constant multiple of the proposed odd-index-only series has coefficient zero. Thus the general modularity conclusion is proved, while the claimed simplification is false without the stated extra hypothesis.
Write and . The double-coset Hecke algebra consists of -bi-invariant complex functions on supported on finitely many double cosets, with convolution
Each double coset has finitely many orbits under left multiplication by , by rational conjugation of finite-index modular subgroups. Thus the sum is finite and independent of representatives. The characteristic functions of the double cosets form its basis, and its right action on invariant modular forms is , using the determinant-normalized slash operator.
For a positive integer , let be all integral two-by-two matrices of positive determinant . It is -bi-invariant. Define to be its indicator function, equivalently the sum of the distinct double cosets it contains, each with coefficient one. This is the convention consistent with the requested formula. For composite , it need not be the single double coset of : for instance cannot lie in that double coset, since multiplying by unimodular integral matrices preserves the greatest common divisor of the entries.
Prove all the needed subgroup facts directly. For a finite-index subgroup , take to be the least positive first coordinate appearing in and the least positive second coordinate on its intersection with the second axis. Euclidean division then shows that the first-coordinate projection is and . Positivity follows, for example, because the finite quotient group kills a nonzero multiple of each coordinate vector. Choose and reduce modulo to . Every vector of has first coordinate a multiple of , and subtracting that multiple of leaves a multiple of . Therefore these two vectors form a basis of . The parameters are unique. Reducing the first coordinate modulo and then the second modulo gives precisely quotient representatives, so .
Apply this row Hermite normal form in rank two to the row lattice of an integral matrix with . Its row lattice contains , since , so it has finite index. Its two rows and the displayed two rows are bases of the same row lattice. The two inverse change-of-basis matrices have integer entries, so their determinants are integers whose product is one. Thus the change-of-basis matrix has determinant ; since both orientations are positive, its determinant is one. Thus each orbit under left multiplication by has exactly one of the determinant-n matrix representatives for Hecke operators
There are such representatives, proving finiteness as well as the formula. The subgroup argument is a proof of the relevant Hermite normal form, not an invocation of an unproved lattice classification.
Consequently the normalized Hecke operator is
It preserves : right multiplication by permutes the left-multiplication orbits in , giving invariance, and cusp holomorphy under rational slash operators gives the holomorphy of each term at every cusp.
For a triangular representative the determinant-normalized slash operator is . Summing the Fourier expansion of a modular form over kills every index not divisible by , by finite exponential orthogonality. Thus
The Fourier coefficients of a composite-index Hecke operator are therefore
In particular . If , comparison of the coefficients gives
Finally suppose and is a simultaneous eigenfunction. Constant coefficients force , so for all . Weight two cannot occur, by vanishing of weight-two level-one modular forms. For even , use the normalized Eisenstein series with its Fourier expansion of a normalized Eisenstein series
where is the Bernoulli number. Then is a cusp form with coefficients . The Fourier coefficient bound for a cusp form bounds these by , but at arbitrarily large primes their magnitude is . Since , the coefficient factor must vanish. All coefficients of then vanish, including its constant coefficient, so by its cusp expansion and the identity theorem. This proves the noncuspidal level-one Hecke eigenform characterization:
Put . The Debiased Lasso correction is
For the Nodewise Lasso, let . Its Karush-Kuhn-Tucker conditions are
so at a nonzero coefficient and at a zero coefficient. Multiplying by gives the nodewise-Lasso residual identity
We require nonzero design columns, a necessary qualification missing from the unrestricted printed formulation. Because , would force both and , and hence . Thus nonzero columns suffice for even when or the full Gram matrix is singular. A zero column instead gives and its coefficient is unidentifiable from ; the proposed normalization and confidence interval do not exist there.
For each , define by and . Set row of to . Since ,
This row construction is the nodewise normalization used by van de Geer and coauthors. The matrix need not be symmetric or be an actual inverse.
Substitute the linear model into the correction. The exact decomposition is
In the fixed-design normal linear model, or with and nodewise estimates and tuning chosen from alone, a linear transformation of a multivariate normal distribution gives . Marginal normality of without this conditional assumption would not suffice for a response-dependent random design. No independence between and is asserted. The diagonal cancellation and the Holder inequality give the debiased-Lasso remainder bound
For a coordinate variance, , whence
Writing for the corresponding standard normal quantile, an approximate confidence interval is
Equivalently its half-width is . We assume and . For asymptotic coverage, the standardized remainder must have convergence in probability to zero and the coordinate variance must be nondegenerate. Exact conditional normality of alone does not give finite-sample exact coverage for .
One sufficient random-design regime is the Gaussian identity design for debiased Lasso: take independent rows , independently of , fixed , , , and
Choose and all for sufficiently large fixed . Here is why this regime has the requested remainder bound. Uniformly over columns, their squared norms divided by tend to one, while all off-diagonal sample cross-correlations have magnitude at most a constant times with probability tending to one. Taking larger makes the zero vector satisfy all nodewise Karush-Kuhn-Tucker conditions strictly, so for every on that event, and eventually. This also gives uniformly.
In this regime, the entrywise entrywise concentration of a Gaussian Gram matrix and Lasso cone condition argument in Gaussian identity design for debiased Lasso gives a Compatibility condition for the Lasso bounded away from zero with probability tending to one. Together with the noise-score event and the Basic inequality for the Lasso, this yields, for a fixed ,
For example, the cone inequality and compatibility bound give on their joint event. Therefore, with a fixed ,
The stated sparsity condition makes this remainder vanish and supplies the preceding confidence-interval requirement. Both dimensions may grow: and satisfy these assumptions. The concentration and Gaussian-design compatibility results are sufficient standard conditions here; the question does not require their proofs. The displayed rate is a high-probability fixed-constant bound, rather than only a claim of boundedness in probability.
Use the natural cubic spline convention appropriate to the interior design knots: the spline is linear on and . We also need . These points will be important for uniqueness.
A cubic spline is a function in whose restriction to each of , , through is a polynomial of degree at most three. A spline knot is a junction between consecutive pieces. For a natural cubic spline, the two exterior pieces are affine functions; equivalently, one uses the natural endpoint conditions on the spline over and then extends linearly with matching derivatives. Merely prescribing on otherwise arbitrary exterior cubic pieces is a different condition and does not provide the unique interpolant invoked in this question.
The natural cubic spline interpolant to values is the natural cubic spline satisfying . Its existence and uniqueness for are the interpolant fact allowed in the PDF. The interpolation map is a linear map: a linear combination of interpolants satisfies the same spline, boundary and value conditions, so uniqueness identifies it with the interpolant to the corresponding linear combination of value vectors.
Let , let have the same values, and put . Then . We prove the orthogonality
Apply integration by parts twice on each polynomial interval. On an interior interval, , and
The terms vanish because vanishes at the knots. The terms cancel at internal knots because and are continuous, and vanish at because is zero there. On the exterior intervals, identically. Summing therefore gives the claimed orthogonality without assuming that is continuous across knots.
Expanding the square now gives the minimum roughness property of the natural cubic spline interpolant
Equality forces everywhere, since is continuous. Thus is an affine function. It vanishes at two distinct design points, so , proving equality if and only if .
For the penalized fit, take the allowed spline roughness penalty matrix to be a symmetric matrix with ; thus it is a positive semidefinite matrix. If its supplied representative were not symmetric, its symmetric part defines the same quadratic form and is all that is needed. For any , let . Replacing it by preserves every fitted value and can only decrease the second derivative roughness penalty. Therefore it is enough to minimize
over . The matrix is a positive-definite matrix, since
Completing the quadratic or differentiating gives the unique solution
This is the cubic smoothing spline. More explicitly, the normal equations are , and
For an arbitrary function with fitted vector , the earlier orthogonality also gives
Both terms are nonnegative. Equality forces and, by the proved interpolation equality case, . This proves both existence in and uniqueness over the entire stated function class, not just over splines.
The argument is deterministic for each observed . The fixed-design nonparametric regression and homoscedasticity assumptions motivate the squared-error loss, but Gaussian errors are not required.
At least two distinct design points are required for uniqueness. Question 4 does not explicitly restate , and this hypothesis is necessary. With one design point, every function has zero residual and zero second derivative roughness penalty, for any real . Thus the printed unrestricted uniqueness conclusion would be false for . The corrected theorem assumes at least two distinct knots and the stated linear-tail convention. At , uniqueness over all of also fails; the stipulated eliminates that degeneracy.
The most plausible cause is strong dependence between the latent variables and covariance hyperparameters in their joint posterior distribution. In the usual conditionally independent Gaussian process classification model, put , , and . The probit regression likelihood is , while has a multivariate normal distribution with covariance matrix .
For distinct inputs and positive length scales, is positive definite. Its Gaussian probability density function contributes
The unit-rate exponential prior distribution on therefore gives
Its scale is tightly tied to the current magnitude and shape of . Changing changes the eigenvectors and eigenvalues of its covariance matrix; a latent vector typical under the old covariance may be very atypical under a substantially different one. Holding fixed can thus restrict the range of a hyperparameter update, and holding the hyperparameters fixed restricts the next latent-function update. Even exact sampling of each full conditional distribution can move slowly along a narrow ridge of the joint posterior distribution.
Binary observations provide limited information about the absolute size of large correctly signed latent values. This can leave substantial scale uncertainty and strengthen the dependence. Long correlation lengths can also make the covariance matrix nearly singular and the latent coordinates highly dependent. These are plausible explanations for a large mixing time, not proofs that every data set causes slow convergence. A blocked Gibbs sampler removes dependence within its chosen blocks, but not dependence between them. Repeated identical inputs should be represented by one shared latent value; otherwise the nominal Gaussian matrix is singular and the displayed inverse formula must be replaced by a representation on its support.
Take the couplings in the Hamiltonian to include inverse temperature, so the Boltzmann factor is . If physical energies are used instead, first replace by their products with . Split the on-site term equally between its two bonds. For spin states the spin-chain transfer matrix has entries
Using the specified coupling coordinates, in the order this is
For example, and . This is the nearest-neighbour Blume–Emery–Griffiths model with an additive constant and the paper's sign convention for .
Summing the periodic spin chain gives the partition function . For finite real couplings all entries of are strictly positive; the Perron–Frobenius theorem gives a unique positive dominant eigenvalue with for . Since is a symmetric matrix, all its eigenvalues are real. Thus in the thermodynamic limit,
The positivity condition is stronger and more useful than mere ordering by signed value: subdominant eigenvalues can be negative. Also, the printed strict ordering between the other two is not guaranteed for all couplings. For instance, makes the positive constant matrix with two equal zero eigenvalues. Degeneracy there does not affect the largest-eigenvalue limit; no explicit generic eigenvalues are needed.
For spin magnetization, introduce a dimensionless field through , or insert into the trace. Then
where is a normalized eigenvector of the largest eigenvalue and . Spin inversion symmetry gives , since the positive eigenvector of the largest eigenvalue is unique. Therefore
at zero field, both at finite and in the finite-coupling thermodynamic limit. The finite- result follows directly by pairing each configuration with its spin-reversed partner. Eigenvalues at a single fixed field do not determine a general observable: a field derivative of the largest eigenvalue, or its eigenvector, is required. Positivity and the real analytic dependence on the couplings exclude a finite-temperature spontaneous symmetry breaking transition in this one-dimensional finite-range chain; singular zero-temperature coupling limits require separate treatment.
For even , spin decimation on alternate sites sums the middle spin of each two-bond segment, hence the coarse spin-chain transfer matrix is . Define
Direct multiplication gives . Matching its entry ratios to the original parameterization yields the spin-1 chain decimation recursion
The remaining overall positive factor is absorbed into . Keeping that factor preserves the free energy as well as normalized spin probabilities. Indeed , exactly; on an odd ring an unmatched boundary segment needs separate handling rather than assuming a uniform two-site block decomposition.
The fixed-point equation for factors as
The cubic derivative is for every real ; its values at zero and one have opposite signs. Thus the possible first coordinates in the stated domain are exactly .
For finite , the second fixed-point equation is . The renormalization-group fixed points are consequently
There are six finite points and three boundary points at infinity. Infinity is interpreted in a compactified domain, not as an ordinary real number. The reciprocal coordinate at infinite coupling transforms as , making a well-defined boundary fixed point.
At any finite fixed point , let , . The Jacobian matrix linearization is
The only point with both coordinates strictly interior is , . Using its fixed-point relations, the matrix becomes
Its eigenvalues are and . In particular, because the increasing cubic is already positive there, so (numerically about ). The corresponding eigenvectors can be chosen as and . Both discrete multipliers exceed one, hence
Both perturbations are relevant directions of a fixed point under repeated coarse-graining, rather than one stable and one unstable direction. A length-rescaling factor was not specified, so these multipliers should not be assigned numerical critical scaling exponents without additional information. At , the multiplier is zero; at or the other multiplier is also zero. Thus the four corner points attract locally within the domain, the two positive finite boundary points at are saddles, and the points have one repulsive and one attractive direction.
Compute the coupling flow at zero magnetic field, or assume the source has support only in retained Fourier modes, so that the shell Gaussian measure is centered. First justify the shell propagator. For a positive quadratic kernel on the shell, the Gaussian functional integral gives covariance equal to the inverse kernel,
with both momenta restricted to . Inserting the Fourier transforms and using the Dirac delta function yields the Gaussian shell covariance
Changing to gives the negative-exponent convention as well. The dependence is on the separation, as required by translation invariance. The printed numerator uses alone: it is correct only if that symbol means the separation or if . For example at , the covariance must equal the constant coincident value , while the literal printed integral generally depends on . Thus the missing separation is a real source qualification, not a change of Fourier-sign convention.
Integrating out the shell gives , up to a field-independent constant. At first order in , the cumulant expansion of a coarse-grained free energy retains . Odd moments of the centered Gaussian measure vanish and Wick theorem gives . Writing ,
The last term affects only the constant; the second is a momentum-independent tadpole diagram correction. Before rescaling it changes to , leaves the quartic coefficient at , and produces no gradient correction. Combining with part (a) gives the leading coupling recursion
This is one-loop shell mass renormalization in scalar quartic theory. Here . The shell Gaussian is well defined if there; near this follows from . A negative slow-mode mass may be stabilized by the retained quartic term and does not require pretending that the full unconstrained quadratic measure at negative mass is normalizable.
Linearizing about gives
Its mass and quartic eigenvalues are and . The off-diagonal term is an additive critical-mass shift: setting the bare is not generally the critical tuning when . The mass remains relevant for every ; at the two linear eigenvalues coincide and the matrix can have a Jordan block, but both perturbations are still relevant.
For , the quartic interaction is an irrelevant operator, and the Gaussian fixed point attracts weak quartic perturbations after the mass and magnetic field have been tuned. The quartic can nevertheless be a dangerously irrelevant coupling: its positive value stabilizes the ordered phase. For , it is a relevant operator, so the Gaussian description is unstable toward interactions. At it is a marginal operator; first-order perturbation theory alone does not decide its fate.
To settle that borderline case, retain the leading quartic contribution from the second cumulant, at zero external momentum in the local expansion. The two-fast-field part of is . Since , its connected second cumulant contributes
Keeping the local quartic term and using Parseval identity gives , where . Thus the one-loop shell quartic renormalization is
The coefficient follows from multiplying the quartic density correction by . This local, zero-external-momentum coupling extraction is not a claim that the exact finite-shell effective action retains only its original polynomial; further operators are generated.
More explicitly, for a thin shell , let , and . With increasing length scale , the leading flow is
This convention has the opposite scale direction to a renormalization-group beta function defined using increasing momentum. On the tuned critical surface at , and , so weak positive is marginally irrelevant, tending to zero with logarithmic corrections rather than remaining an exactly marginal parameter. Just below four dimensions, with , the same calculation yields the Wilson-Fisher fixed point , . It does not justify extrapolating a small- expansion to every lower dimension. The ordinary scalar quartic upper critical dimension is therefore
Fix a positive-mass unitary irreducible representation at rest, with . Use the central charge in supersymmetry convention
The conjugate relation is , with the dotted epsilon tensor the conjugate of the undotted one. The supercharges commute with and the central charges. Their Lorentz transformation is that of a Weyl spinor; together with the ordinary Poincare algebra, these relations specify the Super-Poincaré algebra. Take and write . This makes the normalization of the mass bound explicit: a convention that writes instead has .
When , define four fermionic annihilation operators and their fermionic creation operators by
In the rest frame they obey the canonical anticommutation relations and . Choose a spin-zero Clifford vacuum annihilated by all four . Acting with each distinct creator at most once constructs the fermionic Fock space
The five levels have the binomial coefficient multiplicities , so the massive supermultiplet contains states. The four creators are two copies of the spin-one-half SU(2) representation. Their second exterior power is
Here the first factor carries physical spin and the second counts the two supersymmetries. Thus level two contains one spin-one triplet and three spin-zero singlets; levels one and three each contain two spin-one-half doublets. The final spin content is
Even levels give eight boson states and odd levels eight fermion states, exhibiting boson-fermion degeneracy in a supermultiplet.
For nonzero , pair the two supersymmetries before normalizing. Define
The rest-frame algebra gives and consequently
For , divide by to recover four normalized oscillators. Positivity of the Hilbert space norm proves the BPS bound in supersymmetry, since
Therefore
For a BPS state saturating this bound, both and their adjoints annihilate every state of the representation. Four of the eight real supercharges act trivially. Only the two oscillators remain, so a scalar Clifford vacuum gives a shortened massive supermultiplet with two spin-zero states and one spin-one-half doublet:
This is the irreducible count at fixed central charge. A CPT completion of a supermultiplet can require the charge-conjugate multiplet as well, doubling it to eight states; the full hypermultiplet count must not be confused with this four-state count. Saturation is a representation-theoretic relation between mass and conserved charge: shortening persists while the state remains BPS, although its existence can change across parameter space.
For even , unitary skew-diagonalization of an antisymmetric matrix brings the central-charge matrix to blocks , . Repeat the oscillator construction separately for each block. Every block supplies two oscillators with norm and two with norm , giving
If blocks saturate, complex oscillators disappear, leaving . Starting with spin , the irreducible state count and preserved fraction are
The largest massive shortening, , preserves one-half. The ordinary massive representation has . This rest-frame discussion excludes , where the massless supermultiplet construction uses a null momentum instead.
Use left Grassmann derivatives for the Grassmann variables. A chiral superfield satisfies . In the derivative convention printed in the PDF, differentiating with respect to a barred coordinate brings a minus sign from moving the odd derivative through . Consequently , so the general solution depends only on and :
Here is a complex scalar field, a Weyl spinor and a complex auxiliary field. This is a finite Grassmann algebra expansion, not an assumption that the spacetime fields are constant.
For a completely convention-independent way to organize the ordinary-coordinate expansion, let . Translation by gives
All higher terms vanish because there are only two unbarred and two barred odd coordinates. For example take , signature , and , with both lower epsilon tensors having . Then and the chiral-superfield component expansion reads
The frequently written positive quarter coefficient corresponds to the opposite convention for or the spinor contractions; the preceding shift formula fixes the sign without ambiguity. The local TeX's barred derivative is damaged: the original PDF has , not a barred-coordinate factor at its end.
Write in chiral coordinates. Multiplication gives the three component constraints
On the regular branch where the ordinary commuting part of is nonzero, the nilpotent chiral superfield is therefore
The goldstino and auxiliary field are independent; the scalar is a composite, not another independent degree of freedom. Its first two constraints follow because any product of three identical two-component odd spinor entries vanishes. It is essential not to divide by on a branch with zero commuting part: for example satisfies the nilpotency condition without breaking supersymmetry.
For a regular local action with no superspace derivatives in or , nilpotency truncates the most general superpotential and Kähler potential to
The last inequality makes the kinetic Kähler metric healthy. In global four-dimensional N=1 supersymmetry, the constant and holomorphic pieces of integrate to zero, and does not affect the action. On the bosonic background , the constraint sets and the auxiliary terms are . Eliminating them gives
A nonzero is necessary for this regular constrained branch to be an on-shell vacuum. It gives nonzero and supersymmetry breaking, with the goldstino. Nilpotency alone is not a proof that every possible branch breaks supersymmetry. With the above composite parametrization is singular on shell, rather than evidence for a regular supersymmetric vacuum containing an independent Goldstino.
If these data are instead embedded in supergravity, the constant and linear terms cannot simply be discarded independently: a Kähler transformation also transforms . Before such a transformation, at the supergravity F-term potential is
Thus nonzero still breaks supersymmetry, but the vacuum energy need not be positive. This distinguishes the global answer from the local theory explicitly introduced in the next question.
Now write . The condition becomes
Using the same nonzero- branch gives the chiral superfield constrained by a nilpotent superfield
The spinor and the auxiliary remain independent; the scalar is removed. Substituting this expression verifies the other two product constraints using two-component spinor identities. It does not impose . It does imply cubic nilpotency from a mixed chiral constraint: . Indeed , so
These are exactly the three components needed for . The generic nonzero expression for shows why imposing quadratic nilpotency on would lose allowed interactions.
The analytic chiral monomials consequently reduce to . The most general superpotential is
For the Kähler potential, put . Every allowed mixed monomial is included in
This includes , , , , , and the necessary conjugates; products containing or vanish. In a global theory the holomorphic terms again integrate to zero; in supergravity they can be changed by a Kähler transformation. Positivity requires the kinetic metric on the independent multiplets to be positive definite at the chosen background, not necessarily the entire coefficient matrix on the redundant composite list . The most general claim here concerns regular analytic two-derivative actions; singular functions of the constrained fields or higher-derivative operators are outside it.
The exponent in the original PDF is with real , not the produced by the local TeX. Use that authoritative expression. Put
The domain conditions ensure a real Kähler potential and positive Kähler metric. There are no gauge multiplets specified, so the scalar potential is the supergravity F-term potential
The Kähler covariant derivative of a superpotential and metric entries are
State the inverse with its indices explicitly, since transposing the off-diagonal complex entries would change the answer:
Here , so the displayed upper-index array is the transpose of the ordinary matrix inverse of the displayed lower-index array.
Substitution shows that the cross terms involving cancel and that the sector gives
The first term cancels the universal negative term. Thus the no-scale supergravity potential is
This positivity is an algebraic cancellation, not an assumption that the individual Kähler derivatives vanish.
Choose the supergravity auxiliary field convention . Direct multiplication gives
A conventional common phase or overall sign on the auxiliary fields changes none of the vanishing conditions. A supersymmetric configuration requires every to vanish. First implies , then implies , and implies . Since , at a finite point of the physical domain this is possible only when , followed by . Consequently If , every finite configuration has a nonzero auxiliary field, so any finite vacuum breaks supersymmetry. The printed request cannot hold for arbitrary parameters without this exception: , is a zero-energy supersymmetric family with both and unfixed.
With the stipulated vanishing vacuum expectation value of , define . The potential reduces to . Its derivative along is , so a finite stationary point must have . Such a point is a global minimum of the full nonnegative potential, since both squares vanish at . The finite zero-energy vacuum for a single exponential superpotential therefore satisfies
For nonzero , write and . The modulus and phase conditions are
The function increases up to and then decreases to zero; its maximum is . Hence a finite minimum exists exactly when
There is one positive solution for , two for , and one coalesced solution at the upper bound. The formal solution at is outside . At each allowed , the phase fixes modulo . Equivalently , using the real branches of the Lambert W function and retaining only .
At any of these nontrivial minima, . The auxiliary fields become
This is a supersymmetry breaking Minkowski minimum in which the nonzero auxiliary field belongs to . Both real components of are exact flat directions of a scalar potential at the minimum. They change the metric and auxiliary-field magnitudes but not the zero potential. Generically the two real components of are fixed. At the coalesced solution , the radial quadratic restoring term vanishes, but the leading restoring term is quartic; this is not an additional exact flat direction of a scalar potential. The matter field likewise has a positive leading quartic potential, not an exact flat direction of a scalar potential, despite its zero quadratic mass here.
The exceptional parameter cases must also be stated. If or , no finite zero-energy minimum with exists. The same holds when . Because the derivative is nonzero at any positive-energy point on , none is a finite minimum there; the energy approaches zero along the runaway . If , all physical at give supersymmetric zero-energy minima. Thus an unconditional finite minimum or unconditional breaking would be a false claim for the printed arbitrary parameters.
For the homogeneous model, assume is twice differentiable, of degree one in the real moduli , and that its Hessian matrix for is invertible on the sector considered. Differentiate :
The two Euler theorem for homogeneous functions identities in the question imply
Multiplying by the inverse gives , so contracting once more yields
This is the no-scale identity from degree-one homogeneity. It does not assert that every degree-one function gives a positive or invertible metric: for example has a rank-one Kähler Hessian, and its inverse is undefined. The inverse hypothesis is necessary.
For complex moduli with , the same derivatives are the mixed Kähler metric; choosing real parts with a factor of two only introduces factors that cancel in the contraction. If is independent of these moduli, , and their contribution is . It cancels the universal , leaving no scalar potential from this isolated no-scale sector. Other chiral sectors can still contribute positive terms. For this conclusion in a larger theory, the displayed metric must be the appropriate decoupled no-scale block, or the full inverse metric must itself satisfy the corresponding identity; arbitrary mixed additions to do not inherit the cancellation automatically.