For a chiral superfield of mass dimension one, a renormalizable quantum field theory has a quadratic Kähler potential and a superpotential of degree at most three. Before canonical normalization one may write
with real , and
The purely holomorphic terms in , their conjugates and its constant have vanishing full superspace integration; they are Kähler transformations of the global theory. Rescaling the chiral superfield sets , so the physically general kinetic choice is up to these terms. The constant superpotential in global supersymmetry also has no component effect. The dimensions of are respectively two, one and zero.
To eliminate the linear term, translate the complex chiral superfield as . The shifted linear coefficient is
If , this quadratic has a root over the complex numbers; if but , take . The resulting linear term vanishes and the new quadratic coefficient is . The canonical Kähler potential changes only by holomorphic, antiholomorphic and constant terms, which do not change the global kinetic action. This is the superpotential critical-point shift.
The claim needs an exception: if but , the superpotential is purely linear and no invertible translation can remove it. More generally an invertible regular field redefinition cannot turn a nowhere-zero derivative into a critical point. The theory with has , a constant positive scalar potential , and flat F-term breaking with a linear superpotential. Below, and denote the quadratic/cubic coefficients after the valid shift, as intended by the question.
Expand in chiral coordinates. The highest component of is , while the full-superspace kinetic term contains . Thus the auxiliary field part of the component Lagrangian is
Varying and independently gives
Substitution gives , and hence the F-term scalar potential
It is nonnegative and vanishes at , and also at when . These are supersymmetric vacua, since the auxiliary field vanishes. Thus the quadratic/cubic model does not spontaneously break supersymmetry. If but , zero is the sole critical point; if both vanish, every is a zero-energy vacuum. Nonzero give the usual two vacua, coinciding when .
For the loop argument, promote the coefficients to background chiral spurions. One convenient pair of independent formal charge assignments is
Both symmetries act nontrivially on all three of ; the second is an R-symmetry. The superspace integration measure has R-charge , so both tree monomials give invariant actions. These are spurionic selection rules, not necessarily actual symmetries after fixing numerical couplings. The R-row is an ordinary-charge redefinition of the usual Wess–Zumino spurion charge assignment.
A local Wilsonian superpotential is a holomorphic function of the chiral fields and chiral spurions. The ratio is neutral under both charge assignments and has dimension zero, whereas has exactly the charges and dimension of . The general symmetry-allowed form, on a patch with and up to a physically irrelevant global constant, is therefore
with holomorphic where that description is regular. Symmetry by itself does not determine .
For a regular perturbative local Wilsonian effective action retaining the same elementary field and an infrared cutoff, expand . Its term of order is . Negative are singular in , while are singular in ; these are excluded by perturbative holomorphic regularity at the free-coupling limits. Thus only the quadratic and cubic terms survive. Their regular holomorphic coefficients cannot acquire coupling-dependent invariant corrections. At the quadratic theory is Gaussian, fixing exactly. A contribution linear in to the cubic vertex has only one cubic interaction: three external lines exhaust that vertex, leaving no contraction to form a loop. Thus as well in the present normalization. This supplies the holomorphy argument for superpotential non-renormalization rather than concluding non-renormalization from symmetry alone.
The Kähler potential can still undergo wave-function renormalization. If its quadratic coefficient becomes , canonical normalization gives and , so physical masses and interactions can run despite superpotential non-renormalization. More generally a positive nonsingular effective Kähler metric replaces by and does not remove its zero-energy critical points. Infrared-singular nonlocal one-particle-irreducible terms and eliminating the entire massive field are outside this Wilsonian statement.
Take canonical kinetic terms, gauge coupling , and a nonzero charge . Define and choose the convention in which the Fayet–Iliopoulos term contributes to the Lagrangian. With one charged chiral superfield, gauge invariance permits no nonconstant polynomial superpotential; an irrelevant global constant gives . The real auxiliary field part is
Its equation of motion is . Eliminating it gives the D-term scalar potential
The gaugino transformation has the form a field-strength term, with a convention-dependent overall phase. In a translationally invariant vacuum with zero field strength, a nonzero therefore gives an inhomogeneous shift of : no nonzero supersymmetry parameter leaves the vacuum invariant. The massless Goldstino is consequently the gaugino, not the matter fermion, since .
Minimize the potential over . If , the allowed value sets , so supersymmetry is unbroken while the internal gauge symmetry is Higgsed. If , the origin also has . For the broken branch, and the formal zero of would require negative . The actual minimum is
This is single charged-field D-term breaking. Nonzero FI parameter alone does not force breaking if a scalar can cancel it. The degenerate case is different: any breaks supersymmetry in the vector sector while the neutral scalar remains flat; the sign test above assumes an actually charged field.
Expand around the broken vacuum:
For , both canonically normalized real scalars have squared mass . The matter Weyl spinor has no superpotential mass. The gauge boson remains massless because . The gauge Yukawa coupling, proportional to , gives no fermion mixing or mass at this vacuum, so the gaugino is also massless. The tree-level spectrum is therefore
and the chiral-multiplet splitting is
The vector and its gaugino happen to remain degenerate at zero mass even though supersymmetry is broken. If the sign convention for the FI contribution is reversed, the sign criterion changes accordingly; the invariant condition is that the scalar condensate cannot cancel the auxiliary source. This is the classical toy-model spectrum; a quantum completion of the single charged-fermion theory also has to cancel its gauge anomalies.
Use the canonical chiral-superfield component expansion in chiral coordinates, with . Multiplication of the Grassmann variables gives
For example, the two linear-in- factors in contribute , while each of the three choices of the remaining scalar in gives the same contribution. Thus the required F-term is
Adding its Hermitian conjugate and the canonical term eliminates the auxiliary field through and yields the F-term scalar potential
It is nonnegative, and for its absolute minima are and , each with zero energy. They coincide when . If , only is a minimum; if , every is a minimum. These exhaust the local minima as well: at any other stationary point forces ; for this is , whose quadratic variation has opposite signs in two real directions and is a saddle.
Expand around , writing . The scalar potential and fermionic terms are
The canonical kinetic term is . Its quadratic potential is , while the Weyl fermion has mass . Hence
At the other minimum, , so the same mass equality holds. The quartic and Yukawa interaction are both fixed by : defining and gives
This is the supersymmetric relation between quartic and Yukawa couplings. The printed equality of the two couplings refers to their common supersymmetric origin; literal equality of the conventional coefficients and is not true for arbitrary . If instead the Yukawa term is defined as , then and .
To establish perturbative superpotential non-renormalization, use a Wilsonian effective action with a fixed positive infrared cutoff, so integrating out modes does not introduce massless infrared singularities. Promote to nondynamical chiral superfields, or spurions. The holomorphic superpotential depends holomorphically on , not on their complex conjugates. Assign an ordinary charge and an R-charge by
The superspace coordinate has , so has charge and must have R-charge . Both original monomials satisfy the two selection rules. A holomorphic perturbative monomial must obey
which gives and . Equivalently,
The nonnegative integer follows from perturbative analyticity in . Regularity as at the fixed Wilsonian cutoff excludes , which would require negative powers of . The remaining quadratic coefficient is fixed to by the free theory at . The coefficient is : a three-point contribution at first order in has just one cubic vertex, uses all three legs externally, and cannot contain a loop. A loop correction would require additional interactions, whereas the selection rules and holomorphy have already excluded the corresponding monomials. Therefore
This proof concerns the local Wilsonian superpotential. The Kähler potential can acquire a wave-function factor , and canonical normalization changes the couplings to and . Such running, and nonlocal infrared terms in a one-particle-irreducible action, do not contradict the holomorphic result.
Assume global four-dimensional N=1 supersymmetry with canonical kinetic terms and no explicit gaugino mass. Write and . To match the displayed stationarity equation, use ; this differs by a minus sign from the eliminated auxiliary field in the component convention of Solution 2. The real D-terms are , with Hermitian gauge generators. A constant Fayet–Iliopoulos term is permitted only for an appropriate Abelian factor. The scalar potential is
Differentiate with respect to , holding independent:
Thus stationary point conditions gives the first requested identity. Gauge invariance of the superpotential gives . Conjugating it and using Hermiticity gives , the second condition in the form needed below.
At the vacuum, define and . The two conditions combine as
Here the upper equation is stationarity and the lower equation is conjugated gauge invariance. The chiral-superfield fermion mass matrix contributes , and the gauge Yukawa interaction contributes the mixed chiral-fermion/gaugino bilinear. With canonical Weyl fermion and gaugino kinetic terms, and choosing the gaugino phase to put the mixed bilinear in real-sign convention, these terms are
The factor is important: the matrix directly acting on the printed is the same mass bilinear with rescaled gauginos, rather than literally the canonical matrix. In detail, for ,
Since supersymmetry breaking makes this vector nonzero, there is at least one zero mass eigenvalue. A normalized massless fermion is
With the consistent gaugino phase, the inhomogeneous vacuum supersymmetry transformation of is proportional to the same vector . Therefore shifts by a nonzero constant times the transformation parameter: it is the Goldstino, the Goldstone fermion of broken global supersymmetry. The argument guarantees at least one Goldstino zero mode, not the absence of other massless fermions.
For the second calculation, first take only canonical chiral superfields and F-term breaking. At a stationary vacuum , let , and
These follow by differentiating twice. The quadratic scalar potential is
The doubled scalar mass matrix has blocks
Transforming to the canonically normalized real components of preserves its trace, so the sum of real scalar mass squares is . The Weyl fermion mass squares are the eigenvalues of and their sum is . Each Weyl mass eigenstate has two physical spin states. The printed supertrace has scalar sign and fermion weight , hence
The frequently used boson-minus-fermion definition has the opposite overall sign and gives the same zero. The mixing block can split scalar masses but cannot change this trace. This proves the tree-level supertrace mass sum rule; it uses canonical kinetic terms and a renormalizable global theory, rather than a general supergravity or noncanonical effective theory.
In the MSSM, trying to make all squarks and sleptons heavy through direct canonical tree-level F-term breaking encounters this constraint. In an unbroken electric-charge and color sector, the scalar mass-squared trace is twice the trace for its ordinary fermionic partners. More explicitly, take a unit vector minimizing . For , choose so that . The curvature along this real scalar direction is then at most , so at least one scalar mass square is no larger than the smallest fermion mass square in that sector. For one isolated pair the scalar masses are . Thus light quarks can force an unacceptably light squark, or a tachyon, under these assumptions. A hidden supersymmetry-breaking sector with mediation produces effective soft supersymmetry breaking; radiative effects, noncanonical kinetic terms, or supergravity can change the assumptions and allow a viable spectrum. The trace over an arbitrary enlarged theory alone would not locate the light state in the visible sector; the MSSM conclusion uses the conserved-charge block structure.
The Noether gauging procedure begins with a rigid symmetry parameter . Replacing it by leaves in the action variation a term proportional to . Introduce a gauge field whose variation contains and couple it to the Noether current to cancel that term. The new coupling produces further variations, so both the action and transformation laws are corrected successively in the coupling constant until local invariance is obtained. Covariant derivatives organize this iterative completion.
For the Wess–Zumino model, the parameter is a spinor and the current is the supercurrent. Its derivative part has the structure , up to the fixed Majorana spinor normalization and improvements. The gauge field is the spin- gravitino , with leading transformation . A coupling of to that current cancels the derivative of the local parameter. Since the commutator of two local supersymmetries includes a spacetime transformation, the vierbein and gravity must participate as well. This gives the Wess-Zumino chiral multiplet coupled to supergravity.
The terms displayed in the final expression have the following distinct roles:
The last two interactions are part of the higher-order local supersymmetry completion. They can be organized through the composite Kähler connection in the fermion derivatives, or derived by eliminating the corresponding supergravity auxiliary connection. Matter fermions and gravitini carry the appropriate chiral Kähler weights, fixing the relative current couplings. They are not new adjustable Yukawa interactions. In reading this organization, one must not include the composite connection in and then count its separately displayed current terms a second time.
Finally the spin connection itself acquires gravitino-induced torsion and matter spin-current contributions. Eliminating this algebraic connection, or solving for auxiliary fields, can make further fermion contact terms implicit in the chosen covariant derivatives and component convention. The key mechanism is current coupling at first order, followed by the covariant and higher-order terms required by local supersymmetry, rather than merely changing ordinary derivatives in the original matter Lagrangian.
Use four-dimensional Minkowski spacetime with and . The Clifford algebra duality identity makes the displayed epsilon-form equation equivalent, up to a nonzero convention-dependent phase, to
This is the Euler-Lagrange equation of the first-order Rarita-Schwinger field action , with the overall phase adjusted to the chosen Majorana convention. Varying the Majorana spinor action accounts for both occurrences of the field and cancels the one-half normalization.
A vector times a spinor contains spin- and unwanted spin- pieces, so the tensor type alone does not establish the physical spin. The field equation has gauge invariance
since the two derivatives contract an antisymmetric pair of gamma indices. Put and . Gamma matrix multiplication gives
Hence . Use the gauge transformation, under which , to impose . The equations then imply
with residual gauge freedom satisfying .
For a plane wave with nonzero momentum satisfying the null condition along the third axis, this residual freedom sets the temporal component to zero. Transversality then removes the longitudinal component, leaving the tensor product of two transverse vector polarizations with the two massless spinor helicities. The possible total helicities are and . The gamma trace is a rotation-covariant map to a spinor, which has only helicities . It therefore vanishes on the aligned combinations and removes the two mixed combinations. Equivalently, the transverse gamma trace condition has rank two on the four remaining complex positive-frequency coefficients. The massless Rarita-Schwinger polarization count is thus
The Majorana spinor reality condition relates negative-frequency coefficients to their conjugates; it does not introduce a separate antiparticle multiplet. A complex vector-spinor would also have independent antiparticle states.
A nonzero standard Rarita-Schwinger field mass term destroys the massless gauge invariance and adds the two longitudinal helicities. To see the constraints explicitly, choose its momentum-space sign so the equation is
Contracting with gives . Its gamma trace then gives . For these imply , and the remaining Dirac equation is . In the rest frame . Three spatial vector components times two positive-energy spinor components give six coefficients, and the gamma trace removes two, leaving the irreducible spin- representation. Therefore
In supergravity a consistent spontaneous mass generation is the super-Higgs mechanism, which supplies those extra states from the goldstino.
The massless graviton also has two physical helicities, so the graviton and gravitino already match on shell. The reason for auxiliary fields is the off-shell component count of minimal supergravity mismatch, not a mismatch of these physical states. After removing gauge functions but before using field equations, a metric has independent bosonic components, while a Majorana vector-spinor has fermionic components. In vierbein language the same bosonic count is , subtracting local Lorentz and diffeomorphism gauges. Old-minimal supergravity adds a complex scalar and a real vector, supplying six real nonpropagating bosonic components. This gives off-shell components and closure without imposing equations of motion. Their algebraic elimination leaves the physical graviton–gravitino spectrum unchanged.
Work in the supplied Planck units and write . The nonzero components of the Kähler metric and its inverse are
The Kähler covariant derivatives of a superpotential are
In the supergravity F-term potential, cancels its negative universal term. This is the no-scale supergravity identity. The exact answer is therefore
In particular is a global minimum for every in the domain, with zero vacuum energy.
Use the standard convention for a supergravity auxiliary field, . In this convention
At the minimum these become
Thus supersymmetry breaking occurs if , despite the vanishing vacuum energy. Indeed is precisely canceled by the negative gravitino contribution. For the asserted breaking does not occur: both supergravity auxiliary fields vanish at , so this vacuum is supersymmetric.
For completeness, the full set of finite zero-energy minima includes additional branches. For , the condition reduces, after factoring , to
For every there is a unique positive solution of , since the left side increases strictly from zero to infinity. There are three associated phases,
These also give , and on each branch . Consequently but , so these are also supersymmetry breaking no-scale vacua with a cubic matter superpotential. A supersymmetric finite vacuum would require , hence , and then ; this is possible only at with .
The scalar potential is independent of everywhere. On every zero-energy vacuum branch it is also independent of , so both real components of are flat directions of a scalar potential at the vacuum. Away from , the real direction is not flat: , giving a runaway towards rather than a finite positive-energy stationary point. The zero-energy branches have no continuous flat direction of a scalar potential in ; their allowed values are isolated. This is why the vacuum does not select a unique numerical gravitino mass: the modulus is unfixed.
The gravitino mass from a superpotential is . On the conventional branch,
On a nonzero- branch it is instead
When , the only finite zero-energy matter solution is and , with unbroken supersymmetry. These results exhibit the distinction between vanishing vacuum energy and vanishing supersymmetry breaking auxiliary fields in a no-scale supergravity model.
The Noether gauging procedure starts by allowing a constant symmetry parameter to depend on position. For an internal symmetry written as , integration by parts identifies the Noether current:
up to a boundary term. Introduce a gauge field and add , with the inhomogeneous gauge transformation . This cancels the displayed variation. The current coupling has its own variation, so one iterates: add the needed higher-order interactions and corrections to the gauge transformations, and require closure of the local symmetry algebra. For an ordinary gauge theory, this reorganizes derivatives into gauge covariant derivatives and fixes the nonlinear gauge field strength. Gauging is therefore more than replacing a constant parameter by a function.
For rigid supersymmetry, the corresponding Noether current is the spinor-valued supercurrent . A local Majorana spinor parameter gives a variation proportional to . A gravitino , with an inhomogeneous transformation , cancels it through a coupling proportional to . The commutator of two rigid supersymmetry transformations is a translation. With local parameters, the translation parameter becomes position dependent, so the completion must also gauge translations: it introduces the vierbein, diffeomorphism invariance of general relativity, and local Lorentz transformations. The gravitino and graviton thus belong to the same supergravity multiplet.
For pure minimal four-dimensional supergravity, start with the free massless Fierz-Pauli action and the free Rarita-Schwinger field kinetic term. The Noether gauging procedure replaces the former by the Einstein-Hilbert action and couples the latter to the vierbein and spin connection. In a canonical normalization the leading transformations can be written
An overall sign or phase changes with the curvature and Majorana spinor conventions, but the relative normalization must be used consistently. To see why these terms fit together, first work to quadratic order in fermions, so the spin connection is torsion free. Varying the Rarita-Schwinger field kinetic term under produces an antisymmetric double spinor covariant derivative. The spinor curvature identity and the Einstein tensor contraction of spin curvature give, in the matching curvature convention,
The resulting Einstein tensor term cancels the variation of the Einstein-Hilbert action under . This is the essential first nontrivial cancellation in the construction.
At higher fermion order, the variations of the vierbein and spin connection produce further terms. Treating the spin connection as independent makes its Euler-Lagrange field equation algebraic. Its solution is a gravitino-induced torsion connection. With and , a conventional canonical normalization gives
Equivalently, with , the torsion tensor obeys
The Majorana Grassmann bilinear interchange makes the right-hand side antisymmetric in . Eliminating the spin connection generates the four-fermion completion. In the 1.5-order formalism one substitutes its solution but varies the other fields holding the connection fixed: the omitted chain-rule term is . The remaining cubic fermion variations cancel by the Clifford algebra and Fierz rearrangements. This produces the displayed supergravity action in its compact connection-dependent form. Calling this formulation on shell means that no independent auxiliary fields have been retained and that closure of the supersymmetry algebra uses the propagating Euler-Lagrange field equations; it does not mean that action invariance is obtained only by setting every variation to zero on a solution.
In the antisymmetrized kinetic term, is a spinor-valued one-form and the derivative is conventionally written
This is the Lorentz-covariant exterior-derivative convention for that term. If one instead uses the full affine covariant derivative of a vector-spinor, a coordinate-index connection is also present and the antisymmetrization must include its torsion tensor correction. The crucial physical distinction from pure metric general relativity is the spin connection contains gravitino-induced contorsion, rather than being the torsion-free Levi-Civita connection. It reduces to the ordinary spinor covariant derivative when the gravitino vanishes.
Use the Clifford algebra and unit-weight antisymmetrization. The duality identity between and three antisymmetrized gamma matrices turns the equation into
The overall nonzero factor in this identity depends on the orientation and convention and does not change its solutions. This Rarita-Schwinger field equation has the gauge symmetry
since . It is the free-field limit of local supersymmetry, so it is suitable for the gravitino.
To check which spin it propagates, put and . Expanding the three gamma matrices using the Clifford algebra gives
in four dimensions. Thus the Euler-Lagrange field equation requires . Under the gauge transformation, ; locally one may choose gamma-trace gauge fixing, , by solving . The Euler-Lagrange field equation then yields
These are the massless Dirac equation, transversality and gamma-trace constraints that remove the lower-spin part of a vector-spinor.
For a more explicit massless Rarita-Schwinger polarization count, take a positive-frequency plane wave with null momentum along the third axis, in signature . Transversality relates its temporal and longitudinal components. Residual gauge transformations with remove both. Write the surviving components as ; their gamma-trace condition reads , hence
The massless Dirac equation leaves two complex positive-frequency amplitudes in . If , , then is proportional to in the transverse vector index. With spatial rotation generators and , the vector has helicity and the Majorana spinor has helicity , giving total helicity . The Majorana spinor condition fixes the negative-frequency coefficients from these amplitudes. Therefore a massless gravitino has spin , with the two physical helicities . A complex vector-spinor would also have independent antiparticle modes.
The requested count is instead the off-shell component count of minimal supergravity, before imposing any Euler-Lagrange field equations. A four-dimensional Majorana spinor has four real components. Its vector index supplies four copies, and local supersymmetry supplies four real gauge functions:
One must not additionally subtract transversality and the massless Dirac equation in this count: those are on shell conditions. The gamma-trace gauge fixing already uses the same four gauge functions subtracted above. For the graviton, a symmetric metric tensor has ten real components, with four diffeomorphism gauge functions. Equivalently, a vierbein has sixteen real components, minus six local Lorentz transformation and four diffeomorphism functions:
The gravitino and graviton each have two propagating states on shell, but their off-shell counts disagree by six.
An auxiliary field has an algebraic Euler-Lagrange field equation and no propagating kinetic term. In old-minimal supergravity, a complex scalar contributes two real bosonic components and a real vector contributes four, so the bosonic count becomes , matching the gravitino. Their supersymmetry transformations also absorb the terms that would otherwise require the propagating Euler-Lagrange field equations to close the local algebra. Thus auxiliary fields allow off-shell supersymmetry closure and matching component counts without adding physical particles. Eliminating them recovers an on shell formulation.
For a single chiral superfield, the supergravity F-term potential, with restored, is
The canonical Kähler potential has , so the Kähler covariant derivative of a superpotential is
Consequently the Polonyi model has the scalar potential
The negative term is essential; retaining only the square of the supergravity auxiliary field would give the global F-term scalar potential rather than the supergravity F-term potential.
Set and . In this notation , where
At , , one has and , so . To prove that this is a local minimum in both real directions, rather than checking only the real axis, put . Direct expansion gives the stable zero-energy Polonyi vacuum identity
Every coefficient outside the square is strictly positive, and the exponential factor is positive. Thus everywhere and equality requires , provided . This proves the stronger conclusion
a unique global minimum of this Polonyi model. If , the scalar potential vanishes identically and this uniqueness and supersymmetry breaking conclusion do not hold.
For an independent local stability check, the Hessian matrix of at this global minimum is diagonal:
Since and its first derivatives vanish there, differentiating the exponential introduces no additional Hessian matrix terms at the global minimum. For canonically normalized real fluctuations , the squared scalar masses are therefore
which are both positive.
Although the vacuum energy is zero, the supergravity auxiliary field is not. In the convention , its vacuum expectation value obeys
The matter fermion transformation contains a term proportional to , so no nonzero constant supersymmetry parameter leaves this vacuum invariant. Hence supersymmetry is spontaneously broken even though the vacuum energy vanishes: the positive auxiliary field contribution cancels the negative gravitational term. The matter fermion supplies the goldstino, which is absorbed by the gravitino in the super-Higgs mechanism.
Using the gravitino mass from a superpotential, and , gives
An auxiliary field has mass dimension two. Defining the supersymmetry breaking scale by , one obtains
Thus the gravitino mass is small compared with the supersymmetry breaking scale when that scale is sub-Planckian, as in the usual hierarchy . This smallness is gravitational suppression; it is not a conclusion valid for arbitrary choices of the mass parameter.
Use the scalar components of the three chiral superfields, and set , , and . We assume the physical sign and a nonzero coupling . The coefficient below is exactly the coefficient in the supplied D-term scalar potential; it should not be silently replaced by a differently normalized squared gauge coupling. The canonical Kähler potential has identity Kähler metric, and the three Kähler covariant derivatives of a superpotential are
Substitution in the supergravity F-term potential gives
In particular, the subtraction cancels only half of the six terms contributed by the three squares. The full scalar potential is
Its nonnegativity follows term by term from and . This is a special property of this cubic superpotential, not of a general supergravity F-term potential.
The D-term vacuum branches of a cubic superpotential must be described as branches: there are not two isolated field-space minima. First suppose . Vanishing of requires , and vanishing of the D-term scalar potential requires . Together these conditions give the vacuum expectation values
The phase of lies on a gauge orbit, and one may choose it positive and real. At this global minimum, all and the real auxiliary field of the vector multiplet vanish. It is a supersymmetric vacuum, even though the internal gauge symmetry is spontaneously broken. For , interchange and : the nonzero vacuum expectation value has magnitude . For , the supersymmetric vacuum is the entire family , with arbitrary.
The other branch has and arbitrary . Here but the real auxiliary field is nonzero for , and
Thus this branch has pure D-term supersymmetry breaking and a flat direction of a scalar potential in the neutral scalar. It is not stable at every neutral-field value. At a fixed , expansion in the charged scalars yields
Hence the two charged squared masses and the stability condition are
Above this threshold, both charged directions have positive mass squared. Continuity makes them uniformly positive in a sufficiently small neighborhood of the chosen neutral-field value, so the stationary branch is a genuine, non-strict local minimum valley. Its neutral direction stays flat. Below the threshold, a charged mass squared is negative and the branch is a saddle point. At equality it is a boundary of the stable valley, not a local minimum in the full field space: changing slightly downward and switching on the unstable charged field lowers . For example, for , put , , . Since has , one finds .
There are no further local-minimum branches under these generic assumptions. If , the expression for is strictly increasing in , so a stationary configuration with a charged condensate must have . At , an interior critical point with is impossible, because
On the boundary , the relevant scalar potential is ; on it is . Their nonnegative-domain minima give exactly the supersymmetric vacuum described above, or the origin of the charged-field branch. Thus, for nonzero , the two types are the zero-energy supersymmetric gauge orbit and the positive-energy D-breaking minimum valley above the threshold. If , the two types coalesce into the flat supersymmetric vacuum; the literal two-minimum assertion needs this parameter qualification.
In the global supersymmetry limit , the F-term scalar potential becomes and the D-term scalar potential retains its form. The same two types of branches occur, with the threshold . Supergravity instead introduces the exponential and additional positive terms. The goldstino of global supersymmetry breaking is a physical fermion; in local supersymmetry it participates in the super-Higgs mechanism. A positive vacuum energy also gravitates in supergravity. In particular, the positive-energy branch here has and hence vanishing gravitino mass from a superpotential; it is not the tuned zero-energy broken vacuum of Question 3.
There is a further gauge-consistency qualification. In conventional two-derivative matter-coupled supergravity, a constant Fayet–Iliopoulos term gauges an R-symmetry and requires a corresponding nontrivial transformation of the superpotential. The apparent charges make the supplied cubic superpotential neutral, so a nonzero independent constant does not by itself specify a consistent conventional supergravity action. The computed branches are those of the supplied scalar potential; a full embedding needs compatible charges or additional fields. This restriction is explained in Van Proeyen's derivation of the superpotential gauge-covariance condition.
More generally, the supergravity moment-map constraint on D-term breaking follows directly from gauge covariance. If and the moment map is , then at a point with ,
Consequently all chiral auxiliary fields vanishing implies the D-term also vanishes there. This relation has no analogue forcing that implication in an arbitrary global supersymmetry model. Its hypothesis matters: the formal D-breaking branch above has , so it does not contradict the identity. These conventional gauge-completion restrictions are additional to the elementary minimization calculation.
Use left Grassmann derivatives and define the supersymmetric covariant derivatives . Multiplication in the indicated order gives exactly the printed differential operator:
Thus the equation is in two-dimensional N=(1,1) superspace.
Under a Lorentz boost, take and . The derivatives have boost weights , and have weights . Consequently has weight zero, and is a Lorentz scalar. Both and the ordinary function are scalar superfields, so the equation is Lorentz invariant.
For supersymmetry, and anticommutation of distinct odd coordinates give
Moving either supercharge through the two odd derivatives introduces two minus signs, hence . If , with odd constant parameters, the chain rule for an even scalar superfield gives
Therefore a solution is mapped to a solution, proving supersymmetry invariance.
To compute the supersymmetric Liouville equation, order the odd coordinates as and anticommute the fermionic component fields with both coordinates. In particular, . Direct application of the operator gives
Let . Only the two products of its degree-one terms survive in ; for example, . Hence and . The exponential function expands exactly as
Equating the constant terms fixes the auxiliary field, . The linear and quadratic terms then give the requested component field equations of motion:
The signs here follow from the printed operator, the printed component expansion, and left Grassmann derivatives; no convention change has been made in eliminating the auxiliary field.
The barred notation denotes the antichiral supersymmetric covariant derivative. Write barred spinor indices as dotted indices, and use the stated plus-sign convention with left Grassmann derivatives:
Their supercovariant derivative algebra with left derivatives gives and . The constraint defines a chiral superfield, also called an L-superfield.
To solve the constraint, put . For a left Grassmann derivative, . Therefore and , so becomes ordinary differentiation with respect to at fixed . Its general solution is the chiral-superfield component expansion
Here is a complex scalar, a Weyl spinor, and a complex auxiliary field. Before imposing field equations of motion this is four real bosonic and four real fermionic components. Chirality means independence of at fixed , rather than at fixed . The differential supercharges and anticommute with both covariant derivatives, so a supersymmetry transformation preserves the chiral constraint.
Use hypercharge normalized by , and express all matter fermions as left-handed Weyl spinors. Thus denote the charge conjugates of the right-handed Standard Model fermions; the superscript is unrelated to the antiparticle marker . Each chiral superfield contains a complex scalar field and a Weyl spinor, while each vector superfield contains a gauge boson and a gaugino. The complete propagating content of the Minimal supersymmetric Standard Model before electroweak symmetry breaking is:
SectorComponent field representationSpinFamilies or copies
, quark Weyl spinors
, squarks
, quark Weyl spinor
, squark
, quark Weyl spinor
, squark
, lepton Weyl spinors
, sleptons
, lepton Weyl spinor
, slepton
, Higgs complex scalar fields
, higgsinos
, Higgs complex scalar fields
, higgsinos
Color vector multiplet, gluons adjoint,
Color vector multiplet, gluinos adjoint,
Weak vector multiplet, weak gauge bosons adjoint,
Weak vector multiplet, winos adjoint,
Hypercharge vector multiplet, hypercharge gauge boson
Hypercharge vector multiplet, bino
The marker means that conjugate antiparticle states must also be counted: a charged Weyl spinor has a particle helicity and a distinct antiparticle helicity, and a complex scalar field has particle and antiparticle excitations. The real adjoint gauge bosons and adjoint Majorana fermions already contain their conjugate states, so no extra marker is attached to them. For example, the charged combinations are both contained in the one real weak triplet. There are no right-handed-neutrino chiral superfields, no gravitino, and no propagating auxiliary fields in this field table. The matter sector has gauge components; the two Higgs chiral doublets add four. Thus the count is , before mass effects are considered.
R-parity is the multiplicative discrete quantum number , with baryon number , lepton number and spin . Ordinary quarks, leptons, Higgs scalars and gauge bosons have ; their sparticles have . For superfields the equivalent rule is matter parity : are odd, and and the gauge superfields are even. With contracting weak indices and implicit color contractions, the renormalizable R-parity-conserving MSSM superpotential is
Signs of the three Yukawa couplings can be absorbed into their matrices. Every term has even matter parity and zero hypercharge; holomorphy requires the two independent Higgs chiral doublets, rather than using in a superpotential.
Conserved R-parity forces an even number of odd particles in a process whose incoming particles are all ordinary particles, so colliders produce sparticles in pairs or another even multiplicity. Their decay chains end in the stable lightest supersymmetric particle. A neutral, weakly interacting lightest supersymmetric particle, commonly a neutralino after electroweak symmetry breaking, escapes the detector and gives missing transverse momentum; it is also a possible dark matter constituent. Stability alone does not establish its relic abundance, and a charged or colored stable lightest supersymmetric particle is not the usual viable dark matter candidate. Conserved R-parity forbids the renormalizable interactions responsible for the decay below. It does not by itself forbid higher-dimensional proton-decay operators: the superpotential operators and have even matter parity. Thus the renormalizable R-parity-conserving MSSM protects the proton, while ultraviolet physics can still induce its decay.
The gauge-invariant renormalizable R-parity-violating superpotential is
Here and because of the weak and color antisymmetric contractions. The first two trilinear terms and the bilinear term violate lepton number, whereas the term violates baryon number. The are dimensionless and has mass dimension one.
For a concrete squark-mediated proton decay channel, take and nonzero. Antisymmetry allows these indices: the exchanged scalar is a strange squark, not a repeated down flavor in . Two quarks in the proton undergo ; the spectator combines with into the component of . The baryon-violating Feynman vertex and lepton-violating Feynman vertex give .
Figure 1.
Proton decay through baryon- and lepton-number-violating strange-squark exchange
. Details.
At momenta small compared with the squark mass , its scalar propagator is of order . Eliminating it generates a dimension-six four-fermion proton-decay operator, schematically , with coefficient . Consequently the dimensionless decay amplitude is of order , and phase space supplies one more power of to the width:
This is a dimensional estimate; phase-space constants and hadronic matrix elements change its coefficient, not its fourth-power dependence on . For order-one couplings and , the stated lifetime limit is . Therefore , giving .
Such a mass is incompatible with the intended weak-scale MSSM explanation of the hierarchy problem: squarks that cancel the Higgs-sector sensitivity to high scales must not introduce a new enormous splitting from their light quark partners. For example, with order-one couplings would give only . The field content alone does not mathematically prohibit extremely heavy superpartners, but that choice sacrifices the weak-scale naturalness motivation. The usual resolution is conserved R-parity, or sufficiently suppressed simultaneous baryon number and lepton number violation, rather than making the exchanged squark this heavy.
The chiral superfield condition is for both dotted components. Use left Grassmann derivatives with the displayed supersymmetric covariant derivatives. The odd product rule gives , so
The chirality constraint therefore says that is independent of at fixed . The Grassmann algebra has only two independent components, so every cubic product of them vanishes. Its general even scalar superfield consequently has a scalar coefficient, a term linear in with a Weyl spinor coefficient, and one quadratic term. Choosing the conventional component normalization gives the chiral-superfield component expansion
Here is a complex scalar field, an odd Weyl spinor and a complex nonpropagating auxiliary field. Conversely this expansion is annihilated by because and are. At fixed ordinary , the same result is the terminating translation ; this retains the printed contraction convention without changing the order in the barred square.
For a local function of scalar superfields, initially allow . The chain rule gives
For arbitrary chiral component fields the last factor is not constrained to vanish, so chirality requires . Thus on its domain, with no generic conjugate-field dependence. Its ordinary holomorphic derivatives must exist where its nilpotent expansion is evaluated; a pole or branch point there does not define a regular local superfield. Using gives the explicit holomorphic closure of chiral superfields:
All three component coefficients are evaluated at . For several chiral superfields, replace by and by . This requirement concerns a function that is to be chiral for arbitrary field configurations; a special constant field configuration does not impose the same functional constraint.
The ungauged two-derivative supersymmetric action is obtained from a real Kähler potential and a holomorphic superpotential:
The first integral is a D-term; the second is an F-term. The Kähler metric must be positive for positive scalar kinetic energy. The auxiliary part is , so eliminating it gives the scalar potential in the bosonic sector.
For the single-field Wess–Zumino model, take the canonical Kähler potential and spacetime signature . Component superspace integration gives
Since and , the auxiliary equation is . Completing its square leaves in the Lagrangian. Hence the tree-level effective potential is
For nonzero , its two zero-energy supersymmetric vacua are and . The potential is nonnegative because it is an absolute square.
The Trilinear scalar vertices in the Wess–Zumino model come from
With all field legs incoming, expanding and differentiating each cubic monomial gives
The factor counts the two identical legs; there is no in to cancel it. A factor enforcing four-momentum conservation is implicit. These labels specify fields in an all-incoming Feynman rule; physical outgoing particles are assigned by crossing. There are no or scalar vertices from this on-shell potential.
Figure 1.
Conjugate trilinear scalar vertices and their all-incoming Feynman rules in the Wess–Zumino model
. Details.
Equivalently, if are real and with canonically normalized real scalars , then . Differentiation gives , with vanishing and vertices. This is the same pair of complex-field interactions in a real basis.
For the non-renormalization argument, promote to nondynamical chiral spurions. Define one ordinary and one R-symmetry by the Wess–Zumino spurion charge assignment:
Table 1.
Ordinary and R-symmetry spurion charges
.
QuantityOrdinary charge R-charge
Each superpotential term is neutral under the ordinary symmetry. Under the R-symmetry, both terms have charge two, which is canceled by the charge of . In particular, is R-neutral as required. The scalar, spinor and auxiliary components of have R-charges . These are formal symmetries when the couplings transform as spurions; replacing them by fixed nonzero numbers need not leave an actual continuous field symmetry.
A local loop-corrected Wilsonian effective action superpotential must be holomorphic in all three chiral variables and obey the same charges. The ratio is neutral under both symmetries, while has the required charges and mass dimension three. Therefore, on a patch with , the most general symmetry-allowed form is
with holomorphic on its domain. This form follows directly for a monomial : ordinary charge gives and R-charge gives , hence , . Each allowed monomial is and already has mass dimension three. Charge symmetry alone leaves undetermined.
To constrain perturbative loops, retain the original elementary chiral superfield and a nonzero infrared cutoff, rather than integrating out the entire field. A regular perturbative superpotential can be expanded about , so and
Terms with have poles at . They are excluded by regularity of the local Wilsonian coefficients in the massless limit with the infrared cutoff fixed. At the theory is Gaussian, so the quadratic coefficient remains . The term linear in is the single original cubic vertex: a diagram with three external fields and only that one interaction vertex has no internal loop. Holomorphy disallows coefficients involving or , so it cannot conceal the usual nonholomorphic wave-function corrections in . Matching the one-vertex term gives . Thus the holomorphy argument for superpotential non-renormalization gives
The infrared qualification matters: a singular one-particle-irreducible expression or the action after eliminating an entire massive multiplet is not the same local Wilsonian effective action for the retained field.
Consequently the holomorphic superpotential and its parameters m and g receive no perturbative vertex renormalization. The Kähler potential does undergo wave-function renormalization. If its quadratic term is , then canonical normalization gives and
These canonically normalized running couplings can therefore be renormalized despite the non-renormalization theorem for the holomorphic superpotential. Loop corrections can also change the effective scalar potential through the corrected Kähler metric. The distinction between holomorphic coefficients and canonically normalized couplings is essential to answering the renormalization question.
Eliminating the auxiliary field gives and the nonnegative F-term scalar potential
Use after the critical-point shift, so that
This notation keeps the original parameters distinct from the shifted mass coefficient . For real with , the real slice is . It has zero-energy minima at and , a maximum between them at with height , and grows quartically toward both ends. These statements follow by differentiating: .
When it becomes , with one degenerate zero minimum. When , it is after a permissible shift. For the real parameters with negative discriminant, the original real slice can have a positive minimum even though the full complex scalar potential has zero-energy vacua away from that slice. The sketch distinguishes these regimes:
Figure 1.
Real scalar-potential slices: two supersymmetric minima, a double root, complex vacua off the slice, and flat F-term breaking
. Details.
The plots use illustrative normalized coefficients, not values fixed by the exam. A positive minimum on a chosen real slice is not evidence for supersymmetry breaking in the full complex field space.