Landau criterion 2026-10-18
The Landau criterion asks whether creating an excitation can lower a moving superfluid's energy. For a weakly coupled, heavy obstacle moving through a uniform liquid initially at zero temperature, let be the excitation energy in the fluid rest frame, with momentum magnitude . Transferring momentum from an obstacle moving at velocity supplies, to leading order in its negligible recoil, energy . Emission requires
For an isotropic dispersion relation, the easiest direction is parallel to , giving the necessary kinematic condition
An infimum includes cases in which the limiting slope occurs only as . A finite-mass obstacle of mass instead loses , so the corresponding emission inequality includes the extra positive recoil term on the left. This is an energy and momentum balance, not a calculation of an emission rate.
The Landau criterion excludes spontaneous emission into the specified spectrum below its threshold. Above it, kinematic permission alone does not guarantee strong coupling or rapid decay. It is not a universal observed flow threshold: walls, channel geometry and quantum vortex nucleation can enable other decay routes, and finite temperature permits scattering from existing excitations. Using only bulk phonons and rotons leaves those processes outside the model.
Landau's 1941 energy and momentum argument used a roton approximation different from the finite-momentum minimum illustrated below.[ref]
Landau received his Nobel Prize in Physics in 1962 while hospitalized in Moscow after a car accident.[ref]
For a deliberately simple Bose-Einstein condensation comparison, stipulate an ideal free-particle excitation law . Then has infimum zero. Macroscopic one-particle occupation therefore supplies no positive emission threshold by this argument alone. By contrast a linear phonon law yields . The dispersion relation and the collective response contain information that the occupation criterion alone does not supply; Bose-Einstein condensation and thermodynamic superfluidity must be tested separately.
Figure 1.
The Landau criterion minimizes a slope from the origin
. Original dimensionless dispersion relation, not measured helium data or a reconstruction of the 1941 spectrum. Define , and . The stipulated law is . Its sharp branch joins are deliberate simplifications. The roton energy minimum is at , while the minimum of is at . The tangent slope gives , below the low-momentum phonon slope 2. Details.
To check the picture algebraically, on the stipulated roton branch,
Thus tangency occurs at , slightly above the roton energy minimum. At an energy minimum , but a tangent through the origin needs . Minimizing energy and minimizing the energy-to-momentum ratio are different operations. This geometric construction makes the criterion useful even when the full dispersion relation is supplied numerically rather than by a simple formula.
Landau critical velocity 2026-10-20
The excitation-based kinematic velocity bound in the Landau criterion. For a heavy weak obstacle and an isotropic excitation spectrum, emitting momentum parallel to the obstacle's motion costs ; requiring this to remain positive for every excitation gives the displayed infimum. Vortex nucleation or other dynamical processes can make a measured critical velocity lower than this bound.
For the Bogoliubov spectrum, define and . For repulsive interactions and ,
Thus the low-momentum excitations are gapless phonons and the high-momentum branch approaches free-particle curvature. The crossover occurs when kinetic and interaction energy are comparable. The Landau criterion follows because an obstacle moving at velocity can supply energy to an excitation. Here
This is the homogeneous phonon kinematic threshold, not a guarantee that every perturbation dissipates immediately above it.
Figure 1.
Bogoliubov phonon-to-particle crossover and the local stirring threshold during slow atom loss
. Details.
In two dimensions, has units of inverse area and has units of energy times area. Therefore is dimensionless. Neglecting the kinetic term in the Gross–Pitaevskii equation, with positive coupling, gives
with outside the radius in the Thomas–Fermi approximation for a condensate. Multiplication gives
The sharp edge is an approximation; the neglected gradient term rounds it over a healing length scale.
Using the local sound-speed criterion for circular condensate stirring, the moving beam has speed . The local interaction chemical potential is , so
The onset equality is and the permitted excitation condition is
This uses the beam speed as the local relative-flow scale. A finite hole can distort the surrounding flow or nucleate vortices, so the result is the requested local phonon estimate, not a universal necessary condition for all experimental stirring.
For the loss-driven onset of condensate stirring, first integrate the density:
At fixed coupling and trap frequency, and . Hence while stays fixed. For , threshold requires . Starting at ,
At onset, , and the beam is still inside the cloud. Excitations become kinematically allowed just beyond this equality, provided the stipulated adiabatic regime of the Thomas–Fermi approximation for a condensate remains valid.
Two complementary signatures are suppressed low-speed dissipation and quantized circulation. Condensation alone establishes macroscopic occupation, not all of these flow properties. In a uniform weakly interacting condensate, the Landau criterion gives
for the Bogoliubov spectrum. Creating an excitation in a flow changes energy by ; a negative value allows energy transfer. Boundaries and vortex nucleation can make an actual measured threshold lower than this ideal bulk sound speed.
In the moving-obstacle test of atomic superfluidity, a blue-detuned focused laser repelled atoms in a sodium condensate and was scanned at different speeds. After a fixed exposure, time-of-flight absorption imaging measured the reduction of condensate fraction as a heating indicator. Low-speed heating was small, with a pronounced onset near , below the peak-density sound speed near . A stationary-beam control showed no heating; above-transition clouds constrained heating through the noncondensed fraction. Changing scan frequency and amplitude at common obstacle velocity helped separate a flow threshold from a particular trap resonance. Density inhomogeneity, obstacle geometry and vortex nucleation limit identification of the observed onset with a unique homogeneous Landau velocity.[ref]
Figure 1.
Original moving-obstacle and rotating-anisotropy schematics for two superfluidity tests
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A second experiment stirred rubidium-87 in a magnetic trap by rotating a small transverse anisotropy generated with a far-detuned attractive laser. After stirring, the cloud expanded for and absorption imaging along the rotation axis revealed vortex cores. Below a threshold no cores appeared; faster rotation produced one or several. Ramping the stirrer down before release reduced additional excitation, and waiting after removing it tested vortex survival. Beam-centre stability and residual trap anisotropy are important controls; an isolated density dip without the rotation and persistence evidence would be less conclusive. This stirred-condensate vortex experiment is a response to rotation, distinct from merely imaging the appearance of a condensate.[ref]
The superfluid velocity is . A closed loop avoiding a core must return a single-valued order parameter, so
A singly quantized vortex therefore has phase winding and circulation , with depleted density in a core of order the healing length. This quantized rotational response differs from ordinary rigid-body flow. The experiment supports that interpretation through controlled stirring and vortex formation; imaging cores alone does not independently measure every phase winding or an absolute zero dissipative rate.
Write , , and take . The Bogoliubov spectrum is gapless and positive for . Its small- and large-momentum limits are
The low-energy excitations are collective sound modes; high-energy excitations approach particles with a mean-field energy offset. With healing length and ,
The crossover occurs at of order one, not at an additional energy gap.
The critical velocity of a homogeneous condensate follows because the Landau criterion compares an excitation energy with the energy that flow can release by transferring its momentum. Creating a mode is energetically possible when . For this isotropic spectrum,
The infimum is the long-wavelength speed of sound. This tests energetic stability against the stated excitations; it is not a calculation of a dissipation rate or a universal vortex-nucleation threshold.
For an external potential varying slowly on the healing scale, the Thomas–Fermi approximation for a condensate neglects density-gradient kinetic energy in the stationary Gross–Pitaevskii equation. In occupied regions it gives
Here is the appropriate local number density; in the ring it is a linear density and is the one-dimensional coupling. This is the local-density sound speed of a condensate. The formula applies where , not in an empty region where its square root would be imaginary.
Normalize the condensate order parameter to the atom number:
up to an arbitrary constant phase. A wavefunction normalized to one instead has amplitude , with then providing density. Acting with gives angular momentum per atom and in total for the uniform ring. The superfluid velocity is
The interaction chemical potential is ; a flowing uniform state also has the constant kinetic contribution to its total chemical potential. Its speed of sound is set by the interaction term. Applying gives
For a uniform ring condensate, this is the continuum phonon criterion used here. Quantization of the available excitation wavelengths in a very small ring can modify a finite-size threshold.
For the nonrotating equilibrium with a raised left half, let and be the bulk linear densities. Within the same Thomas–Fermi approximation for a condensate,
When both halves are occupied, normalization fixes
and therefore
These expressions require . Beyond that threshold, extending them would give a negative left density and is unphysical. Instead the left bulk empties, all atoms occupy a segment of length , and
At equality the left bulk just reaches zero density. kinetic energy rounds the interface and produces tails beyond the Thomas–Fermi approximation for a condensate, so an exactly empty half is the idealized bulk result.
A nonconstant breaks rotational symmetry:
Consequently angular momentum is no longer a good quantum number, and an eigenfunction need not be times a constant amplitude. Nevertheless, while the order parameter is nonzero around the whole ring, single-valuedness requires
The integer is a phase winding of a condensate, not an assertion that the inhomogeneous state remains an angular-momentum eigenstate. A superfluid phase slip can change it if the amplitude vanishes locally.
Conservation of particles gives . For steady density the one-dimensional particle current is constant. Since the two halves have equal lengths,
The current bottleneck in an inhomogeneous condensate occurs because a lower-density region has faster flow at the same current; it also has a smaller speed of sound. This makes the raised half the limiting region.
For the equilibrium approximation gives
The winding condition and equal lengths require
Thus the left-hand sound-speed test is
The right-hand condition is only , so it is less restrictive.
Figure 1.
phonon stability and the density bottleneck in a split ring
. Original dimensionless dispersion and piecewise bulk density/velocity profiles for the specified . The ring is unwrapped into its angular coordinate; no source diagram is reproduced. Narrow transition regions are omitted in the bulk approximation. Details.
This local sound-speed estimate for ring-flow stability uses the step-potential equilibrium in a ring condensate densities together with the local sound-speed test, as suggested by the preceding approximations. A quantitatively self-consistent finite-current solution also includes and the quantum pressure of a condensate in the stationary Gross–Pitaevskii equation, allowing flow to change the density. Smooth steps suppress reflection but do not alone remove those terms. The result is the stated local-density estimate; it should not be promoted to an exact stability theorem for every finite interacting ring.
For a dilute three-dimensional weakly interacting Bose gas with repulsive short-range scattering, use a contact coupling and . In imaginary time , the grand-canonical action is
The uniform saddle has . Its real-time equation is the Gross–Pitaevskii equation; quantum depletion means condensate and total density need not coincide exactly.
Writing and retaining quadratic fluctuations gives a Nambu kernel with diagonal , anomalous coupling and . The Bogoliubov quasiparticle dispersion is
Phase and density fluctuations form the gapless sound mode associated with broken global symmetry. At large momentum the spectrum crosses towards particle behaviour; the healing length is . The depletion integral is finite in three dimensions and gives to leading order. The contact coupling denotes a scattering-length-renormalized interaction; naive ultraviolet zero-point integrals require renormalization.
The condensate phase gives superfluid velocity and quantized circulation . The Landau criterion, , gives for this homogeneous Bogoliubov spectrum. Boundaries and vortex nucleation can cause dissipation below that value, so it is not a universal measured critical speed. Condensation and superfluid stiffness are related but distinct; dimensional fluctuations can remove true condensate order while retaining superfluid responses.
Figure 1.
The dilute-gas Bogoliubov spectrum crosses from sound to particle-like excitations
. Source. Details.
Use the contact-interaction Bose-gas field integral for a homogeneous three-dimensional weakly interacting Bose gas with repulsive short-range interaction as the standard model. Let particle mass be , scattering length , physical coupling and gas parameter . These are symbolic model definitions, not supplied numerical parameters. The grand-canonical coherent-state integral has periodic fields and action
The contact term is the normal symbol of . In three dimensions a contact interaction needs a regulator and coupling matched to the measured scattering length; the displayed is the low-energy physical coupling. This field integral is useful because an ordered saddle and its quantum/thermal fluctuations follow from the same action.
Stationarity with respect to gives the imaginary-time Gross–Pitaevskii equation. A uniform saddle exists at with and condensate density . Its arbitrary phase reflects global symmetry; a selected condensate fixes a phase in the thermodynamic symmetry-breaking description. Write after choosing that phase. Linear terms vanish, and the quadratic part is
With and the Fourier convention , the paired quadratic kernel is
The one-half in the Nambu spinor action removes pair double counting. Analytic continuation of the inverse kernel gives the Bogoliubov dispersion
At high momentum it approaches the free-particle kinetic energy plus its mean-field shift. The crossover scale is the healing length . Gaussian integration adds a fluctuation determinant to the saddle free energy. Expressed using the physical three-dimensional coupling, its zero-temperature integrand can be regularized as ; the subtraction follows from renormalization of a three-dimensional dilute-gas contact coupling, not discarding an infinite answer arbitrarily. The thermal contribution is . A calculation beyond mean field must keep that matching and its thermodynamic derivatives consistent.
The density-phase action of a Bose gas makes the physical content clear, . Up to a periodic density total derivative, the long-wavelength quadratic action contains
number-phase conjugacy pairs the density fluctuation and phase in the quadratic density-phase action. Dropping the density-gradient term only in the long-wave limit and completing the density Gaussian square gives the Bose-gas phase-only action
This has the same sound pole. A term is also present before restricting to the smooth zero-winding sector; although locally a total derivative, it cannot in general be ignored in topologically nontrivial sectors. The density and phase variables describe the same coupled Bogoliubov branch, not a second independent massive particle simply because the density has a static restoring cost.[ref]
A phase gradient carries superflow . Its energy cost defines the superfluid number density. At leading mean-field order the stiffness uses , but condensate density and superfluid number density are different observables: for a Galilean-invariant continuum gas at zero temperature the latter is the full density even when interactions deplete the condensate. Bogoliubov coefficients give and a small zero-temperature depletion of relative order in three dimensions. Large depletion or strong long-wavelength phase fluctuations would invalidate the small-fluctuation saddle approximation.
The Landau criterion for creating excitations is for this homogeneous dispersion. Thus repulsion produces a linear sound mode and a positive critical velocity from the Landau criterion, whereas an ideal quadratic gas has zero value of this criterion. Vortices, obstacles and nucleation can reduce an actual flow threshold below ; the criterion alone is not a complete theory of metastable flow. At finite temperature thermal quasiparticles reduce the superfluid number density. Dimensionality and finite size also matter: the uniform three-dimensional weak-depletion condensate expansion must not be transferred unchanged to a one- or two-dimensional thermodynamic system. The field integral provides systematic corrections only within its dilute, stable and sufficiently weak-fluctuation regime.
A neutral superfluid's broken global phase symmetry produces a Goldstone mode. Coupling phase to density fluctuations generally gives a long-wavelength phonon with , rather than the quadratic dispersion of a noninteracting condensate. In a dilute interacting Bose gas, the Bogoliubov quasiparticle dispersion is
For a heavy weak obstacle moving at speed , emitting an excitation of momentum changes the available energy by . The Landau criterion therefore gives
The dilute-gas spectrum has . In liquid helium, a roton minimum can make the minimum ratio smaller than the sound speed; the slope of a line from the origin tangent to the full dispersion determines the kinematic bound. A neutral paired Fermi superfluid also has a fermionic pair-breaking bound of order in weak coupling. The smallest relevant branch bound must be considered. Actual flow can fail earlier through vortex nucleation, surface defects or other instabilities: the excitation-energy criterion is not a complete dynamical guarantee of dissipation-free flow.
The two-fluid model of superfluidity separates mass current into a superfluid fraction and a normal component of a superfluid:
The normal component carries entropy and responds to shear viscosity; an ideal superfluid flow is entropy-free. These are interpenetrating hydrodynamic responses, not two permanently distinguishable sets of atoms. Thermal elementary excitations carry momentum relative to the condensate and generate the normal response.
The Andronikashvili experiment gives an operational picture. A closely spaced stack of disks oscillates torsionally in He-II. Viscous coupling entrains the normal response between disks, changing the oscillator's inertia, while vortex-free superfluid need not follow the rotation. The temperature-dependent inertia measures the normal component under the apparatus's coupling conditions. Counterflow also permits second sound, primarily an entropy/temperature wave rather than the ordinary density wave of first sound.
Condensate depletion is a different quantity. The condensate fraction counts occupation of a single-particle mode, while measures the response to phase gradients or motion. In a weak three-dimensional homogeneous Bose gas at zero temperature,
so interactions produce quantum depletion even without thermal excitations. In a translation-invariant Galilean system at zero temperature, the superfluid mass density can nevertheless equal the total density. He-II has strong interaction-induced depletion but a nearly complete zero-temperature superfluid response. Lattices, disorder and finite temperature require their own response calculation; condensate and superfluid fractions should not be equated in general.
The Landau criterion follows by considering an excitation of momentum in a moving fluid. Its laboratory-frame creation cost can be . A necessary energetic condition against this decay channel is
For the low-momentum Bogoliubov spectrum of a weakly interacting Bose gas, , giving the sound-speed threshold for that channel. The phonon–roton spectrum of He-II can instead have its minimum ratio near the roton region. Vortex nucleation, boundaries and a moving obstacle can lower a measured critical velocity; the ideal excitation criterion is not a guarantee of dissipation-free flow at every smaller speed in every apparatus. An ideal noninteracting Bose gas has a condensate but quadratic excitations with , another distinction between condensation and robust superfluidity.
A cold-gas test moved a blue-detuned laser beam through a trapped condensate and measured heating as its speed changed. The repulsive optical obstacle supplies a controlled perturbation; strong heating appeared above a threshold. Its interpretation must account for the inhomogeneous cloud and excitation/nucleation mechanism, rather than identify every observed threshold with the central sound speed.[ref]
Excited-state saturation. Consider first a uniform three-dimensional noninteracting gas of identical spinless bosons in a large box. Set the one-particle ground energy to zero. The Bose-Einstein distribution is , with quantum gas fugacity . For dispersion , the excited density of states is
Using the thermal de Broglie wavelength , integration gives
The polylogarithm is . Its finite value at implies a maximum excited population , with . Once this is less than , the excess particles occupy the ground state macroscopically. This is Bose-Einstein condensation, rather than occupation of a state by merely one or a few atoms.
Transition and condensate fraction. Setting the saturation number equal to gives the homogeneous ideal Bose gas condensation temperature
Below this temperature, approaches zero from below in the thermodynamic limit, and particle conservation gives
Above there is no macroscopic condensate and adjusts to keep fixed. At finite , the chemical potential remains slightly below the ground energy and the transition is rounded.
Figure 1.
Original uniform ideal-gas condensate fraction and schematic accumulation in the lowest state below the critical temperature; the exponent is for a three-dimensional box
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Energy and the role of geometry. The excited-state internal energy is
The zero-energy condensate contributes no term to this energy in the ideal model. Below ,
Condensation depends on low-energy state counting: for a uniform quadratic-dispersion gas, a finite-temperature bulk condensate requires spatial dimension greater than two. A trap changes the density of states and therefore the temperature law; a three-dimensional harmonic trap gives a cubic, rather than , condensate-fraction exponent. Finally, an ideal-gas condensate should not automatically be called a superfluid: its free quadratic spectrum has zero critical speed by the Landau criterion. Interactions matter for the robust collective-flow properties of real dilute condensates.
Roton Created 2026-10-18 Updated 2026-10-20
A roton is an excitation near a local minimum of a superfluid's dispersion relation at nonzero momentum . The displayed local approximation defines a positive energy gap and positive curvature effective mass ; it is not a free helium atom or a macroscopic quantum vortex.[ref] In the stipulated plot, these correspond to , and . The plot illustrates how a low energy at appreciable momentum can lower the Landau criterion below the speed of sound, without assigning any measured parameter to real helium.
Landau's 1947 revision joined the low-momentum linear part to a spectrum with a finite-momentum minimum, retaining the macroscopic superfluid theory while changing its excitation model.[ref]
Superfluidity Created 2026-10-07 Updated 2026-10-18
Superfluidity is a quantum-fluid response with phase stiffness and flow without viscous dissipation in an appropriate low-speed regime. A superfluid supports a phase-gradient current; defects and excitations can limit that flow. Bose-Einstein condensation concerns macroscopic one-particle occupation and is a distinct criterion: the Gaussian phase stiffness theory can have divergent absolute-phase fluctuations while retaining a cost for gradients.
Why does cooling a liquid make it flow more freely through a tiny gap? Helium-4 supplies an experimental entrance to this question: the helium slit-flow experiment compares the motion of liquid levels on opposite sides of the transition into superfluidity. A flow measurement probes resistance to motion; a measurement of Bose-Einstein condensation probes occupation of a quantum state. The two-fluid model of superfluidity and the Landau criterion connect these questions to entropy transport and to the energy required to create an excitation.