Past exam of the mathematics course of the University of Cambridge 2023 iii Paper 303 1 a Solution 2026-09-28
Landau theory treats the order parameter as spatially uniform and expands the free-energy density in powers allowed by its symmetries. The Landau-Ginzburg theory promotes it to a field and adds gradient terms such as . It therefore describes spatial fluctuations, interfaces, defects, and correlation lengths, while reducing to Landau theory for uniform fields.
Past exam of the mathematics course of the University of Cambridge 2026 iii Paper 303 1 a i Solution Created 2026-09-24 Updated 2026-09-25
Write . Analyticity gives with and . For , minimization gives , so . At the minima,Two temperature derivatives give a finite heat-capacity jump, hence . This is the ordinary mean-field transition of Landau theory.
A coarse-grained scalar order parameter describes a short-range Ising-like transition with sign symmetry. Write the dimensionless Landau-Ginzburg functional asHere , with the relevant critical-mass shift understood when fluctuations are included. Higher local powers and gradients are negligible only within a justified long-distance expansion. The partition function is with a microscopic cutoff. The local functional is not already the fluctuation-integrated thermodynamic free energy.
Mean-field theory replaces this integral by its stable uniform saddle, . At ,The branch curvature is : it is above and below. HenceTogether with the finite heat-capacity jump from , this yieldsThe equal- susceptibility amplitude ratio is two. Uniform saddles also miss domain walls and spatial texture. For an -component order parameter, symmetry allows a vector generalization; ordered transverse directions additionally carry Goldstone fluctuations.
To include small fluctuations set . The Gaussian action is , givingThe displayed is a spectral covariance per Fourier delta, avoiding an extra volume factor. As , a growing correlation length lets increasingly large correlated regions fluctuate. The singular Gaussian heat correction contains , which is infrared singular for and logarithmic at four. This signals failure of a simple saddle expansion; the Gaussian heat exponent obtained by extrapolation is not the exact interacting critical exponent.
The Ginzburg criterion compares the fluctuation of a correlation-volume average with , rather than using all ultraviolet fluctuations at a point. Keeping below the transition gives, up to finite convention-dependent constants,Dividing by yieldsFor , writing gives a nonuniversal Ginzburg reduced-temperature windowInside , interacting fluctuations must be treated. For example, in three dimensions in this normalization. Above four dimensions the long-wavelength ratio vanishes at criticality; at four it is marginal and interaction-generated logarithms require further analysis.
The spatial gradient term supplies correlations absent from uniform Landau theory. The Ginzburg test bounds where its mean-field saddle remains self-consistent; it does not compute nonclassical exponents or a universal material-independent window.[ref]
Statistical Field Theory by David Tong. §2.2.3–§2.2.4: correlation length, upper critical dimension and limits of Gaussian fluctuations
Consider a conventional spin-singlet, weak-coupling, three-dimensional superconductor. Set in the microscopic action and restore electromagnetic units below. An attraction in an energy shell about the Fermi surface gives a Grassmann actionThe attractive sign permits pairing even when the single-particle Fermi gas is otherwise stable. A complex Hubbard–Stratonovich transformation introduces a pair field proportional at the saddle to . The action is then quadratic in fermions. Integrating them out gives the BCS pairing-field effective actionHere the trace uses one independent Nambu spinor pairing block; a fully doubled particle-hole representation instead carries its corresponding one-half factor. At a uniform saddle the Bogoliubov--de Gennes Hamiltonian can be written asThe negative branch describes the paired vacuum; excitations are Bogoliubov quasiparticles mixing particles and holes. Extremizing the effective action givesThe physical cutoff or a renormalized interaction is part of the microscopic model; an unregulated contact integral must not be used indiscriminately. With constant density of states per spin and shell half-width , the zero-temperature weak-coupling solution is . The exponentially small scale follows from the logarithmic pairing susceptibility of states near the Fermi surface. For this ideal weak-coupling model, . The microscopic theory relates the gap, pairing and thermodynamic transition.[ref]
Theory of Superconductivity by John Bardeen and others. pp.1175–1177 and the energy-gap and finite-temperature developments
Close to a continuous transition, for fields varying slowly compared with microscopic scales, expand the effective action in powers and gradients of . Its static part is the Ginzburg-Landau theory of superconductivity:The normalization of fixes the coefficients; here changes sign at . The uniform minimum has for , condensation free-energy density , and characteristic coherence-length scale . Above the transition the minimum is at zero. The quartic stabilization and gradient cost are precisely the ingredients of Landau theory for a complex order parameter. This controlled near-transition expansion supplies a bridge between microscopic BCS theory and macroscopic magnetic response; its coefficients and validity depend on the material and fluctuation regime.[ref]
Microscopic Derivation of the Ginzburg-Landau Equations in the Theory of Superconductivity by Lev Gor'kov. pp.1364–1367, microscopic expansion near the transition
Write . The radial fluctuation has positive local restoring curvature, whereas the phase has no local potential in a neutral theory with global symmetry. Freezing the amplitude givesThe neutral case supports a gapless collective phase mode. In the charged case the electromagnetic field couples to this phase rigidity. Under and , the displayed combination is invariant. Locally choosing a gauge with constant phase leaves a quadratic term in . Varying the free energy gives the transverse London current and magnetic screening scale,Combining this relation with static Maxwell equations gives exponential field penetration, the Meissner effect. Single-valuedness of the pair field around a loop with negligible current gives flux in units . These are gauge-invariant physical consequences of the condensate stiffness.
For the dynamics, the neutral phase and density mode is reorganized by the Coulomb interaction and the dynamical electromagnetic field. In a bulk three-dimensional system the long-wave longitudinal mode has a plasma gap, rather than remaining the neutral sound mode. This is the Anderson-Higgs mechanism in a superconductor: a phase coordinate becomes part of the electromagnetic collective response instead of surviving as an independent massless physical particle. Local gauge transformations are redundancies of the description, so a literal breaking of a local redundancy is not an observable. Phase coherence, current response and magnetic screening provide the physical statements.[ref]
Plasmons, Gauge Invariance, and Mass by Philip Warren Anderson. pp.439–442, plasma oscillations and the charged versus neutral matter spectrum
A static Landau functional alone cannot determine that full dynamical spectrum. A two-dimensional film, for example, need not have the same long-wave plasma dispersion as a bulk charged system. Nor does a positive radial curvature automatically guarantee a sharp Higgs amplitude resonance: coupling to quasiparticles and other modes can damp it. The chosen mean-field phase is also a thermodynamic symmetry-breaking description; an isolated finite system can be formulated with definite particle number. The microscopic pairing saddle, the near-transition Landau expansion and the electromagnetic Anderson-Higgs response describe successive scales of the same superconducting state, with distinct assumptions at each step.
For uniform unconstrained boundary conditions, the positive gradient coefficient favors a spatially constant minimizer. Put . The remaining free-energy difference is . Its minimum isBelow the amplitude is fixed but its direction is arbitrary; the set of uniform minima is a two-sphere. The free-energy minimum is below and above. The order parameter vanishes continuously, so this is a continuous, second-order transition within Landau theory.
The free energy has internal spin-rotation/reflection symmetry; a chosen nonzero vector leaves an subgroup invariant. Restricting to proper rotations, this is spontaneous symmetry breaking. There are two transverse orientation directions and a massive amplitude direction below the transition. Spatially varying directions cost gradient energy, and imposed boundaries or defects can prevent a uniform minimizer. In strictly two-dimensional equilibrium with short-range interactions, the fluctuation caveat of part (d) still applies: minimizing this polynomial functional at mean-field level does not overturn the absence of finite-temperature spontaneous magnetization.
For the isotropic zero-field classical Heisenberg model of a ferromagnet, the analytic vector Landau expansion uses the Cartesian components of the vector order parameter near . rotational symmetry makes its scalar terms functions of . Global spin inversion symmetry also requires . Through fourth order this givesA positive quartic coefficient stabilizes the unconstrained truncated free energy. The disordered phase has and its minimum at ; the aligned phase has and a minimum at nonzero . At the continuous transition . The attractive alignment interaction supplies an energetic tendency toward negative quadratic curvature; orientational entropy favors the disordered phase at high temperature, so the sign of is a free-energy question rather than a consequence of the pair energy alone.
The analyticity assumption matters: the variable printed as is a nonnegative magnitude, so reversing does not send that scalar to . Terms proportional to or would be rotationally invariant but nonanalytic at the vector origin. Standard analytic Landau theory excludes them. Without that assumption, the stated pair symmetry alone would not exclude odd powers of the magnitude.[ref]
Statistical Field Theory by David Tong. §1.2, small-order-parameter expansion; §4.2, rotationally invariant vector free energy
Past exam of the theoretical physics I course of the University of Cambridge 2019 4 b Solution 2026-10-18
The stationary points of the Landau free energy obeyFor , makes every term of nonnegative, so is the unique global minimum. For , its curvature is negative. Setting gives , whose unique positive root isAt a nonzero stationary point,Thus both are stable and have lower free energy than . The equilibrium magnetization isFor fixed and , expand the square root:It tends continuously to zero. Hence the continuous phase transition has the order-parameter critical exponentThis is the mean-field critical exponent; fluctuation corrections beyond Landau theory are not included.
For an analytic, local Landau theory with independent global rotations of the magnetization vector, a uniform scalar potential can depend only on . Keeping terms through fourth order in the field, dropping an additive constant, and retaining the leading isotropic positive gradient term gives the displayed quadratic-plus-quartic functional. The stiffness has been absorbed into the normalization of length and field. Higher powers and higher derivatives are neglected in this long-wavelength approximation.
The quartic truncation is stable at large when . The coefficient changes sign at the mean-field critical point; close to it one commonly writes . If , higher stabilizing powers are essential, so the displayed truncation alone cannot determine a stable first-order phase diagram. For and it is likewise unbounded.
For , spatially uniform stationary points obey . The global minima areThe corresponding minimum free-energy density is zero and , respectively. The disordered phase gives way continuously to a ferromagnet with an arbitrary direction of magnetization. At this mean-field transition the amplitude vanishes as ; long-wavelength critical fluctuations can modify mean-field exponents in three dimensions.[ref]
Statistical Field Theory by David Tong. §4.2, vector order parameter and rotationally invariant Landau expansion
For the sextic polynomial to be bounded below at large while allowing either sign of , its leading coefficient must obeyIf , the free energy tends to as , so it cannot define an equilibrium within this truncation. The exceptional case is stable for and gives the ordinary quartic Landau theory; it cannot stabilize the negative- region required for the full sextic phase diagram. Higher positive powers could stabilize a negative , but they are absent from this model.
Landau theory expands a thermodynamic potential in an order parameter, constrained by symmetry. For a scalar with sign-reversal symmetry, a useful free-energy density isHere is the conjugate field. At , minimizing rather than merely finding stationary points givesThe symmetry-related minima represent spontaneous symmetry breaking, as for a simple uniaxial ferromagnet with magnetization as order parameter. An infinitesimal field selects one sign. Above , the susceptibility is ; below it the stable-branch susceptibility is . Minimization lowers by below , producing a heat-capacity density jump with continuous entropy.
Landau minima
. Original normalized quartic free-energy curves above, at and below a continuous transition, with the two symmetry-related equilibrium order-parameter branches. Details.A negative quartic coefficient requires a stabilizing with . It can produce a first-order transition before the quadratic coefficient changes sign: coexistence occurs at and . Odd terms are allowed when the assumed symmetry is absent. Landau theory predicts mean-field exponents; spatial fluctuations can change critical behaviour, especially close to a critical point in low dimensions. A gradient term extends the model to nonuniform order parameters but does not by itself supply dynamical equations.
Landau theory expands the free energy in an order parameter. For a scalar with sign-reversal symmetry and zero conjugate field, a useful sextic even Landau potential isEquilibrium selects the global minimum; other local minima can be metastable.
For , the minimum changes continuously from to as passes below zero. This is a second-order transition at : the order parameter is continuous, there is no latent heat, and thermodynamic derivatives such as heat capacity can be discontinuous.
For , the sixth-order term stabilizes the free energy. Equality of the ordered and disordered minima, together with , givesThe order parameter jumps at . The entropy generally jumps too, giving latent heat; metastable branches and barriers permit hysteresis, though equilibrium coexistence itself does not require hysteresis. The special case is tricritical. Mean-field exponents can fail where fluctuations dominate.
Original even Landau free-energy curves: continuous quartic ordering and sextic first-order coexistence with separated equal-depth minima
. Details. Landau theory expands the free energy in a small order parameter and keeps terms allowed by the system's symmetries. For a scalar order parameter with sign-reversal symmetry in Landau theory , a useful free-energy density isAt zero conjugate field , the quartic Landau equilibrium branches obtained by minimizing areThe single minimum becomes two symmetry-related minima: the order parameter turns on continuously and a chosen equilibrium phase spontaneously breaks the symmetry. At the critical temperature the quadratic restoring term vanishes. The mean-field exponent is ; the susceptibility above is .
A symmetric quartic Landau free energy changes from one minimum to two as its quadratic coefficient changes sign
. Source. Details. More general allowed terms describe other transitions. A negative quartic term, stabilized by a positive sixth-order term, can give a first-order transition with a discontinuous order parameter and metastable minima. Without the sign-reversal symmetry, a cubic term may also be allowed. The expansion is phenomenological: its coefficients depend on microscopic physics. Minimizing a uniform polynomial neglects important spatial fluctuations, particularly near a critical point, so its critical exponents need not be exact.[ref]
Phase Transitions by David Tong. Section 5.4: Landau free energy, symmetry and mean-field transitions
Order parameter and the free-energy landscape. In Landau theory, take a scalar magnetization component at fixed volume and composition. It is an order parameter: its nonzero spontaneous value distinguishes an ordered phase with ferromagnetism from the symmetric high-temperature phase. One first constructs a constrained order-parameter free energy at specified magnetization by summing over microscopic states compatible with it. An external magnetic field is an independent control, so it can also appear in that constrained function. For a total magnetic moment the conjugate term is ; if is a magnetization density, the total-energy term is , or in free-energy density. Minimizing over then yields the equilibrium thermodynamic potential as a function of the imposed field.
Thus treating both and as arguments of a Landau function does not treat them as independent natural variables of the already-minimized equilibrium free energy. The first is the fluctuating or constrained order parameter, and the second its conjugate field.
At zero field, reversal symmetry requires , excluding odd powers. Near a continuous transition, assume the homogeneous constrained free energy is analytic for small , that the quadratic coefficient crosses zero linearly, and that the quartic coefficient is positive. ThenThe temperature is where the zero-field quadratic coefficient vanishes and spontaneous ordering begins in this approximation. Higher powers are negligible sufficiently close to it; spatial fluctuations are neglected in this mean-field treatment.
Stationarity gives . Above , the only minimum is at zero. Below it, zero becomes a maximum and two minima appear:The two signs describe spontaneous symmetry breaking: they are the average magnetizations in the symmetry-broken pure phases. A strictly finite system at exactly zero field samples the two wells symmetrically and has ensemble average . A spontaneous pure-phase value is defined by selecting a phase, for example taking the thermodynamic limit before removing a small field. This qualification distinguishes a minimum's location from the average over a symmetric two-well distribution.
Quartic Landau free energy above and below the transition, showing the disordered and symmetry-broken minima
. Details. Minimum free energy and the heat-capacity jump. At a nonzero minimum, . Substituting this value givesHencewhile above the transition. Take the temperature derivatives only after minimizing, so the equilibrium order parameter is allowed to change with temperature. With ,ThereforeThis is the heat-capacity jump in quartic Landau theory. The entropy is continuous at , so there is no latent heat. If denotes free-energy density rather than total free energy, these expressions denote heat capacity per unit volume with the same normalization.
Stabilizing a tricritical expansion. At a tricritical point, the quartic coefficient is tuned to zero at the same point where the quadratic coefficient changes sign. Reversal symmetry still excludes odd powers. The next available stabilizing term is thereforeA negative or vanishing leading sextic coefficient would not stabilize this truncation for large ; a higher positive term would then be needed and the present tricritical form would be insufficient. The ordinary quartic theory has a continuous transition for , while a stabilized theory with can have a first-order transition. Their meeting at zero field is what makes the simultaneous tuning tricritical.
The tricritical minimum. At zero field and , stationarity givesThe nonzero solutions are minima: their curvature is . Put . Since at stationarity,ThusThe order parameter now vanishes as rather than the quartic theory's square root.
Heat-capacity singularity. Define , so the ordered-side singular free energy is . Its derivatives areConsequentlyThis is the tricritical heat-capacity amplitude in a sextic Landau expansion. It is positive on the ordered side and diverges as , rather than remaining a finite jump. This value of the heat-capacity critical exponent is the mean-field result along the path keeping the quartic term zero; a detuning to ultimately restores ordinary quartic behavior. Fluctuation corrections to the mean-field theory are not included in the stipulated polynomial minimization.




