Let be a Noetherian local ring, let be nonzero and finitely generated, and let every lie in . Then positive Koszul homology vanishes exactly when is a regular sequence on a module . The mapping cone exact sequence proves the forward implication by induction; surjectivity of the last generator on earlier homology and the Nakayama lemma prove the converse.
Krull principal ideal theorem Created 2026-09-24 Updated 2026-10-14
In a Noetherian ring, every prime ideal minimal over a proper principal ideal has height at most one.
For a proof, suppose instead that and that is minimal over . Quotient by and localize at ; one may assume that is a Noetherian local domain, with maximal, and is the only prime containing . For the symbolic powers
each is -primary. The quotient is a zero-dimensional Noetherian ring and hence Artinian, so the descending chain stabilizes. For large , writing an element of modulo and using gives
The Nakayama lemma applied to gives . Localizing at would therefore make the powers of the nonzero maximal ideal stabilize at a nonzero ideal, contradicting the Krull intersection theorem for the Noetherian local domain .
In a right Artinian ring, the powers of its Jacobson radical stabilize at an ideal satisfying . If , choose a minimal right ideal with . Since , minimality gives . Choosing with gives by the same minimality. Consequently for some . The unit criterion for the Jacobson radical makes invertible, forcing , a contradiction. This proof avoids incorrectly applying the finitely generated form of Nakayama lemma to an arbitrary Artinian module.
The descending powers stabilize because they are right ideals. Choose with and put . Then .
Suppose . Among the right ideals such that , choose a minimal one; the set is nonempty since . The right ideal lies in , and , so minimality forces . Choose with . Then , and , so the same minimality gives .
Since and , its generator satisfies for an element . Thus . The unit criterion for the Jacobson radical makes invertible, implying , contrary to . Therefore , and
The minimal-right-ideal proof of radical nilpotence is important here: one cannot apply the finite-generator form of Nakayama lemma directly to before proving it finitely generated. We made a suitable auxiliary right ideal cyclic before using the unit argument.
Work in the classical setting of varieties over an algebraically closed field . A prevariety is separated when its diagonal morphism is a closed immersion; for prevarieties the diagonal is already an immersion, so this is equivalent to its image being closed. A complete variety has the following closed-projection property: for every variety , projection maps closed subsets to closed subsets. This is universal closedness; since a variety is separated and of finite type, it is equivalent to the structural map being proper.
First consider projective space. In two sets of homogeneous coordinates its diagonal is defined by
These equations hold exactly when the two nonzero coordinate vectors are proportional. They are homogeneous in each coordinate set, so they define a closed subset of . On a common affine chart, the diagonal map is the usual closed immersion defined by equality of the affine coordinates. Thus projective space is separated. If is a projective embedding, its diagonal is the intersection of that closed diagonal with . Consequently every projective variety is separated.
Here is an algebraic proof of completeness, rather than an appeal to projective compactness in an analytic topology. It suffices to prove closedness of projection from projective space over an affine chart , with coordinate ring . A closed subset is cut out by a homogeneous ideal . Put and write for its degree- part. Each is a finitely generated -module, because it is a quotient of the free module on the degree- monomials.
Suppose the fibre over is empty. The specialized homogeneous equations then have no nonzero common zero. By the Hilbert Nullstellensatz, some power of each belongs to the specialized ideal. If those powers are , then every monomial of degree belongs to that ideal. Hence
The Nakayama lemma gives . Since is finitely generated, there is with : choose generators and multiply finitely many elements annihilating their localizations. On the principal open subset , all graded pieces of degree at least vanish too, since the quotient is generated in degree one. Every fibre over is therefore empty: a projective point would have a nonzero coordinate whose degree- power could not vanish. Thus the complement of the projection of is open, proving the required closed-projection property.
An affine open cover of an arbitrary establishes the same result there. Finally, a closed subset of is closed in when is a projective variety, so its image is closed by the preceding argument. Therefore
Over a non-algebraically-closed field, the corresponding statement concerns schemes or geometric points. Projection of rational points alone need not be closed, so it must not replace the completeness definition.
The Jacobson radical is , where runs over the maximal right ideals. Every proper right ideal lies in such an : the union of a chain of proper right ideals containing is a right ideal and remains proper because it omits . Thus Zorn lemma applies.
The right-module form of Nakayama lemma says that a finitely generated module with is zero. More generally, if is a submodule and , then . To prove the first statement, suppose and take a generating set of minimal size. Since , there are with
The unit criterion for the Jacobson radical makes a unit. Hence is generated by the other , a contradiction. Apply this result to the quotient module to obtain the general form.
For an injective module endomorphism of an Artinian module , the descending chain condition gives
for some . Given , write ; injectivity of gives . Thus is surjective, as asserted by Artinian modules are co-Hopfian.
Now is a semilocal ring and is a finitely generated module over the right Artinian ring . A finite direct sum of copies of , and hence its quotient module , is an Artinian module. The module endomorphism induces on , and the given inverse-image condition says precisely that . The preceding argument makes surjective, so
The quotient module is finitely generated and satisfies . Applying Nakayama lemma yields . Therefore is surjective, by surjectivity from injectivity modulo the Jacobson radical.
Here is algebraically closed and is a connected smooth projective curve. For a scheme over , let . The degree- Picard functor of a curve assigns
One can equivalently take the associated faithfully flat sheaf. It is essential to divide out by line bundles from the base: a parameter space should remember the family on , not an independent base line bundle.
Choose . A class can be normalized as , with its canonical trivialization along . Since , an automorphism of a line bundle is multiplication by a base unit, and preserving this normalization forces that unit to be . Descent of line bundles is effective, so normalized bundles satisfy the faithfully flat sheaf condition with no automorphism ambiguity. Thus this normalized description works on families, including nonreduced bases, rather than only on -points.
We construct a representing scheme by Picard charts from nonspecial divisors. Fix and put . The symmetric product of a curve represents relative effective Cartier divisors on a curve of degree and has a universal divisor . This uses the scheme symmetric product, not the naive set of unordered -points. Locally on a smooth curve, a divisor of length is described by a monic polynomial in a smooth coordinate; its coefficients are elementary symmetric functions, so this construction includes coincident points in any characteristic. These local descriptions give the usual effective-divisor interpretation of the symmetric product.
Let be the open set where . It is open by semicontinuity theorem for coherent cohomology. The Riemann-Roch theorem gives there, so is the unique effective divisor in its line-bundle class. For every fixed effective divisor of degree , take a copy of , with family
of degree . Normalize it along as above.
This chart represents the open subfunctor defined by
Indeed, for a family satisfying that condition, cohomology and base change for line bundles on a curve makes a line bundle on , with formation commuting with base change. The rank is one by Riemann-Roch theorem. The evaluation map
is a nonzero section on each fibre, up to the base twist. Its zero scheme is a relative effective Cartier divisor on a curve of degree . To check the family assertion, source and target are flat over and the fibre maps are injections of line bundles on an integral curve, so their cokernel is flat over . Their zeros are Cartier, and the zero scheme is proper with finite fibres of length , hence finite flat of degree . It therefore defines a unique map . Conversely this construction recovers the family modulo a base line bundle.
The base-change step controls infinitesimal families as well. Locally, a finite free complex computes the two cohomology groups. Vanishing of its degree-one cokernel on fibres makes the last differential surjective by the Nakayama lemma. Splitting that differential leaves a locally free degree-zero kernel of rank one and commutes with base change. This is the standard finite-complex form of the permitted cohomology semicontinuity and base-change results.
These chart subfunctors cover all degree- families. For a geometric-fibre line bundle of degree , the preceding solution gives and . Choose points successively so that each imposes one independent condition on the current section space. At each stage that space is nonzero; a nonzero section has finitely many zeros, so a point outside its zero set can be chosen, also outside the finitely many previously chosen points. For their sum ,
and Riemann-Roch theorem forces . The points may be chosen in even when the fibre field extends , since is infinite and a nonzero section on the base-changed curve has only finitely many zeros. Thus fixed divisors defined over suffice. Upper semicontinuity gives an open neighbourhood on the base for each successful .
It remains to glue the charts explicitly. On , the locus
is open. The line bundle inside the braces has degree ; its unique section up to scale has an effective zero divisor . Base change and the evaluation construction make a morphism . It satisfies . Reversing gives its inverse. On triple overlaps the transition maps compose correctly because the residual effective divisor is unique. Hence the copies glue along these open isomorphisms to a scheme .
The normalized bundles glue as well: on overlaps their normalized isomorphisms exist and are unique, so they satisfy the cocycle condition. Let denote the resulting universal normalized line bundle on . For any , the open cover where the conditions for some hold gives compatible maps , and thus a unique map . Pulling back reverses this procedure. We have established a natural bijection
This proves representability of the full functor, not just a parametrization of individual line bundles. The nonspecial-divisor construction is also recorded in Stacks Project, Picard scheme of a curve.
Finally tensoring by is a natural isomorphism for every integer . Transporting the universal bundle back constructs its degree- representative , usually denoted . Thus every degree component is represented. These identifications depend on the chosen point and twist; intrinsically the degree-zero component is a group scheme and each degree component is its torsor.
The root-of-unity specialization requires : we take to be a primitive cube root of unity. The displayed presentation contains , so substituting literally is undefined. Its classical limit instead has simple finite-dimensional modules of arbitrarily large dimension. This is why the primitive-root qualification matters.
First consider simple modules occurring in the quantum plane. Here , , and
with the analogous formula . Thus the action factors through the finite-dimensional quotient with , , spanned by with . Any simple module over this quotient is finite-dimensional, since it is generated by one vector. In a nonzero simple submodule choose a eigenvector in . This is possible because is nilpotent and its kernel is -invariant. Then the highest-weight string for quantum sl2 shows that
is invariant under , and makes it -invariant. Simplicity gives , proving .
The same bound holds even for arbitrary finite-dimensional simple modules over the unrestricted quantum enveloping algebra of sl2. Indeed are central: the string commutation identity has a factor , and the commutation factors satisfy . By Schur lemma, they act as scalars , with . The element
is also central. For example , while ; the commutator cancels in the same way. Let act as .
If , choose the highest vector as above. Its three-vector string is invariant, now using , so again its dimension is at most three. If , choose a eigenvector . The space is stable under because , and it is stable under because
It therefore equals the simple module and has dimension at most three.
Over this also excludes infinite-dimensional simple modules of the unrestricted algebra. It is a finite module over the central finitely generated commutative algebra over a field , using the same 27 ordered spanning elements. A simple module , generated by one vector, is consequently finite over . Choose a maximal ideal in its support. Nakayama lemma makes ; since is a submodule, simplicity gives . The Hilbert Nullstellensatz gives , so is finite-dimensional and the preceding argument applies. Thus the usual complex, primitive-root interpretation yields
Put , and . Smoothness makes a regular local ring, with residue field . A list of local parameters is a regular system of parameters: its images form a basis of the cotangent space of a local ring . Set . The basis condition says , so the finitely generated module equals . The Nakayama lemma gives
We now construct the requested formal power series, rather than assert that a local function has a convergent expansion. The associated graded ring of a regular local ring is
Indeed these initial forms generate the graded ring, since the generate . The Dimension theorem for Noetherian local rings gives . A nonzero kernel in the surjection from the polynomial ring would make its quotient have dimension at most , so that kernel is zero.
For , choose to be its residue at . Inductively suppose homogeneous polynomials have been chosen such that
The graded-ring isomorphism gives a unique homogeneous polynomial of degree representing the class of in . Subtracting makes the next remainder lie in . Hence
This equality is interpreted in the adic completion of a module . The same induction applies to every compatible sequence of residues in this inverse limit, so evaluation defines an isomorphism . It is injective because the lowest nonzero homogeneous term of a series has nonzero initial form. The Krull intersection theorem gives , so embeds in its completion and the series determines . This is the formal expansion at a smooth point; it depends on the chosen regular system of parameters, and does not claim that the infinite sum converges inside . If , the local ring is just , and only the constant term is needed.
Use the usual Krull–Schmidt theorem setting, in which indecomposable summands have local endomorphism rings; the paper's rings satisfy it for the subgroups involved. The relative projective module condition for means that is a direct summand of a module induced from , equivalently, is a summand of . A vertex of an indecomposable module is an inclusion-minimal such subgroup. A source of an indecomposable module at its module vertex is an indecomposable -summand of such that .
Existence of a module source follows by decomposing and using Krull–Schmidt theorem on the induced decomposition: the indecomposable summand must occur in the induction of one indecomposable summand . Such has module vertex as a -module, since relative projectivity of for a proper subgroup would make relatively projective for that subgroup.
In the paper's modular coefficient rings, an indecomposable module is a trivial source module when its module source is the rank-one trivial module of its module vertex. It is then a summand of , a permutation module. Conversely suppose is an indecomposable summand of a permutation module. Restriction to a module vertex is a sum of modules , one for each -orbit of the permutation basis. For a -group , each transitive permutation module is indecomposable: over it has simple head of a module over the local ring , and over a nontrivial splitting would give a nontrivial splitting after reduction. A module source must be one of these summands by Krull–Schmidt theorem. Its module vertex is , whereas is relatively -projective. Thus , and . Therefore trivial module source is equivalent to being an indecomposable permutation-module summand.
The rank-one formulation uses the paper's coefficient rings. If the earlier general coefficient-ring wording were applied to a disconnected ring, it would need qualification: for and , is an indecomposable summand of the permutation module , but is not the rank-one trivial module . One can instead allow indecomposable summands of the trivial coefficient module as module sources in that generality.
For the homomorphism request, take . Frobenius reciprocity and Mackey decomposition give
The summand for is generated by the sum of the cosets in the -orbit of . The identical orbit-sum construction over gives one copy of per double coset. These are free bases in both characteristics, since invariance means coefficients are constant on orbits, with no division by orbit size. Hence
The same argument applies to direct sums of coset permutation modules.
If is a trivial module source -module, choose a permutation lattice with . Its projection is an idempotent . The endomorphism reduction is surjective by the preceding calculation. Its kernel is , and the endomorphism algebra is complete over . By idempotent refinement theorem, lifts to an idempotent . The lattice is a permutation-module summand, hence a trivial module source lattice, and reduces to .
To prove uniqueness within the class of trivial module source lattices, let be two such lifts. They are summands of permutation lattices. Lift a modular isomorphism and its inverse between them by the same homomorphism-surjectivity argument, inserting the summand projections on either side. The lifted composites are identity modulo and therefore invertible over , by Nakayama lemma or the determinant criterion. The lifted maps are consequently inverse up to an invertible composite and give . Thus each trivial module source module has a unique trivial module source lift up to isomorphism. This is permutation homomorphisms lift through modular reduction; uniqueness is not claimed among arbitrary lattice lifts.
Let be the block idempotent and choose a maximal Brauer pair : is a block idempotent of with . The inertial index of a block is
where is the stabilizer of the chosen pair. Changing the pair by conjugation does not alter this number. For cyclic , it is a prime-to- divisor of . Here , as required for the order- subgroup to exist.
Put . Since is characteristic in , , so Green correspondence applies. In fact the nonprojective modules in have a particularly simple correspondence. If , a nontrivial intersection would contain the unique order- subgroup of both cyclic groups, giving and hence , a contradiction. Thus every such intersection is trivial. The error modules in induction are projective. In restriction, an intersection cannot contain a conjugate of a nontrivial subgroup of by an element of : such a conjugate contains , and that would again force . The general Green correspondence therefore pairs all indecomposable modules with nontrivial module vertex contained in a conjugate of . In particular it pairs the nonprojective modules of with the nonprojective modules of its Brauer correspondent in ; the block-compatible form of the correspondence selects . Explicitly,
where is projective and the restriction error family is . One should not replace this restriction error term by projectives without an additional argument about .
For the final structure calculation we use the general cyclic-defect structure theorem, which is permitted here as a general fact: the basic algebra of a split block with cyclic defect group is a Brauer tree algebra. Its tree has edges, one simple module per edge, and exceptional multiplicity
For a one-edge tree the basic algebra presentation is . This is the local presentation of the tree algebra, not an assertion that an arbitrary block with one simple module is automatically uniserial.
With the tree has one edge and . Thus the basic algebra of is
It has exactly one simple module, . Its ideals are precisely : for any nonzero element, factor out its lowest power of , after which the remaining factor is a unit. The regular projective therefore has the unique submodule chain
with each consecutive factor one-dimensional and simple. A Morita equivalence from to preserves simple modules, projective covers, submodule lattices and composition length. Hence
In the split setting one may also write . The projective cover has composition factors all isomorphic to , so its vector-space dimension is , not generally .
There is also an elementary reason why the uniserial conclusion follows once the one-simple-module conclusion and finite type are known. If the basic local algebra had , quotienting its radical square and all but two generators would give . The two-dimensional parameter family from Question 3(b) would then give infinitely many indecomposables. Thus is one-dimensional. Nakayama lemma makes generated by one element , so its powers yield a chain and the basic algebra is . The cyclic-defect calculation above identifies . This explains why finite representation type rules out branching in this projective cover.
Choose whose classes form a basis of the cotangent space of a local ring , and put . Spanning gives . Thus the quotient module satisfies . It is a finitely generated module, since is a Noetherian ring.
Here is the needed form of the Nakayama lemma, with proof. Choose generators of and write with . For the column vector , . Multiply by the adjugate to obtain . Since , this determinant is a unit in the local ring , so every . Therefore , proving . Conversely, any generators of must span its cotangent space, so at least are needed. Hence
Here denotes the minimal number of generators of a module .
For the additional minimum, the maximal ideal is itself -primary, so it supplies an eligible ideal generated by elements. Consequently
The minimum here is over primary ideals. A bound for every -primary ideal would be false. Indeed, for and , but is primary and needs three generators. To verify primaryness, if and , then cannot be a unit, so and . The three displayed monomials form a basis of , proving the lower bound of three, while they already generate . This illustrates that primary ideals can need more generators than the maximal ideal.
For a finite-dimensional algebra over an algebraically closed field, basic algebra means , so its simple modules are one-dimensional and occur once in the semisimple quotient of the regular module. A hereditary ring has every submodule of a projective module projective; equivalently its global dimension is at most one.
Choose representatives of the simple modules. Our Ext quiver convention gives one vertex for and
With primitive orthogonal idempotents , put and . Applying to gives
The restriction map from is zero since every map to a simple kills , and is projective. Thus the arrow multiplicity is . This specifies the orientation rather than silently replacing the quiver by its opposite.
Because is hereditary, is projective. Its semisimple top has copies of , where is the arrow multiplicity. Its projective cover therefore supplies an epimorphism
This splits by projectivity of . Its kernel is a summand contained in the radical of the source; projection onto that summand and Nakayama lemma force the kernel to be zero. Hence
Every arrow forces , so has no directed cycles.
Choose lifts in of bases of the arrow spaces. Send the vertices and arrows of the path algebra to these idempotents and lifts, multiplying paths in the order for consecutive arrows , . This defines an algebra homomorphism . It is surjective: vertices span , arrows span , and products show that paths of length span . Nilpotence of then gives all of .
Let be the number of directed paths starting at , including the length-zero path. Acyclicity gives the same recursion , with value one at a sink. Induction from sinks gives . Therefore
The surjective homomorphism is an isomorphism. This proves the basic hereditary algebra path-algebra theorem:
For each connected component of the underlying unoriented graph, is a central idempotent. Paths never connect distinct components, so as a direct sum of two-sided ideals. To prove each is a block, let be any central idempotent. Modulo the arrow ideal it has coordinates . Commuting with an arrow and reducing modulo the square of that ideal gives . Thus these coordinates are constant on each component. If they are zero on a component, the restriction of there is a nilpotent idempotent, hence zero; if they are one, apply that argument to . Consequently
Write , , , and . It is the quadratic cone invariant ring
where the involution negates both and . The invariant monomials have even total degree and are generated by ; reduction by proves the asserted presentation.
To verify the normal variety property, suppose is integral over . The same monic equation makes integral over . This polynomial ring is an integrally closed domain, so . Since belongs to the fraction field of , it is invariant under the involution, and hence belongs to . Thus is normal. The gradient of its equation is , so the Jacobian criterion shows that the origin is its only singular point of an algebraic variety. In particular is not smooth.
Take the prime Weil divisor and . We show that is not a Cartier divisor at . In the local ring
its prime ideal is . The quotient has dimension of a vector space over : generate it, and they are independent since while the relation has no linear term. By Nakayama lemma, cannot be generated by one element.
On a normal variety, the ideal of an effective prime Weil divisor is the divisorial ideal of functions with order at least one along that divisor and order at least zero along every other prime Weil divisor. If were a Cartier divisor at , a local defining rational function would identify this ideal with , because an integrally closed domain is the intersection of its height-one localizations at a prime ideal inside its fraction field. That would make principal, contradicting the calculation. Therefore has a nonzero class in the local divisor class group.
Now let be any linearly equivalent Weil divisor. If were outside its support of a Weil divisor, there would be an open subset containing on which is zero. On that neighbourhood would be a principal Weil divisor, hence a Cartier divisor, which is impossible. Therefore this point is unavoidable in every representative:
The argument does not assume that is effective. For comparison, because on the chart , ; the obstruction has order two, as in the Divisor class group of an A-type surface singularity.
Let be a commutative ring and . The Koszul complex packages these elements and their relations in a finite chain complex of free modules. With and basis , set for , and define
Deleting two distinct basis elements in the two possible orders gives opposite signs and the same coefficient, so . Equivalently is the tensor product of chain complexes of two-term complexes in degrees one and zero. The tensor differential is . This fixes the sign convention. On the exterior algebra, the differential is a graded derivation determined by .
For an -module , define the Koszul complex with module coefficients by . Its degree-zero Koszul homology is
Its higher Koszul homology measures the failure of these equations to form a regular sequence on a module. Each annihilates every homology group. Indeed the Koszul homotopy for multiplication by a generator is , and the graded product rule gives
For coefficients in the same identity holds after tensoring. Thus multiplication by is zero on homology, and the homology groups are naturally modules over . If , choose ; then is a contracting homotopy, so the entire complex is contractible. These identities are also useful after localization of a ring: wherever one generator is a unit, the complex has zero homology.
The construction is functorial under a ring homomorphism, and base change gives , since its terms are free with the displayed basis and differential. An invertible change of generators gives a chain isomorphism by sending to and extending to exterior powers. In particular, permuting the generators changes only the exterior signs, not the isomorphism class of the complex.
The essential exactness theorem is that a regular sequence on a module gives zero positive Koszul homology. Recall that must act injectively on , with final quotient nonzero. Put . Adding the final two-term complex identifies with the mapping cone of multiplication by on , with the chosen tensor signs. The long exact sequence in homology consequently has segments
For , positive homology is exactly . By induction the preceding homology vanishes above zero. The final injectivity assumption kills , while the exact sequence kills every for . Therefore
for a regular sequence on a module. In particular is a finite free resolution of when is a regular sequence, with ranks and length .
There is a precise converse under local finiteness assumptions. Suppose is a Noetherian local ring, is finitely generated, and all . If positive Koszul homology vanishes, the same exact sequence makes multiplication by surjective on every for . These modules are finitely generated because the ring is Noetherian and the terms of the complex are finite modules. The Nakayama lemma gives . Induction makes regular on , and the degree-one part of the exact sequence makes injective on . The final quotient is nonzero, again by the Nakayama lemma. This proves the Koszul acyclicity criterion in a Noetherian local ring:
The hypotheses matter: a unit ideal makes the complex contractible but cannot be a proper regular sequence.
Examples make both sides visible. For and , the Koszul resolution is
The signs agree with . For and , the degree-one cycles are and the boundaries are ; hence , while . The repeated element has exposed a relation that the first element already kills.
The Koszul complex also computes derived functors. If is a regular sequence on , its free resolution gives
Here no regularity of on is assumed. For , tensor the Koszul resolution on the variables with . Every differential becomes zero, so
The top group is nonzero, showing that a free resolution of cannot be shorter than .
Finally, wedging complementary exterior degrees gives a perfect pairing . It identifies the dual cochain complex with the degree-reversed Koszul complex, after the appropriate signs. This self-duality of the Koszul complex shows, for a regular sequence, that
Thus the same explicit complex simultaneously records quotient equations, regularity, relations, Tor functor computations and Ext functor computations. Its finiteness and exterior structure are what make it especially effective in commutative algebra.
A local ring is a nonzero ring with one maximal ideal . Write for its residue field. Its Krull dimension is the supremum of lengths of strict chains of prime ideals; in a local ring chains may be extended to end at .
For the local Hilbert-function convention, define the Hilbert–Samuel growth dimension
Equivalently it is the order of the pole at of the Hilbert series of the associated graded ring
This finite standard graded -algebra is generated by . The Hilbert-Serre theorem makes the cumulative Hilbert function eventually polynomial, which establishes the definition. For an Artinian local ring, the polynomial is constant and nonzero, so .
For every prime chain of length , the prime-chain lower bound for local length proved in Question 4 gives . A polynomial of degree cannot satisfy this when . Thus the requested inequality is
For clarity, the embedding dimension is the different invariant
The equality follows from the Nakayama lemma. Applying Question 4 to gives , while the polynomial-algebra surjection below also gives . In particular, growth dimension and embedding dimension should be kept distinct.
A regular local ring is a Noetherian local ring with . Let this common value be and choose a minimal generating set of . The initial forms give a surjective graded ring homomorphism
For , the Nakayama lemma gives , so is a field. Assume . If the kernel contained a nonzero homogeneous polynomial of degree , the cumulative Hilbert function of the target would be bounded by that of . Multiplication by is injective in the polynomial integral domain, so this bound is
But provides a prime chain of length , and Question 4 gives . This is a contradiction. Hence the associated graded ring of a regular local ring is
an integral domain.
Finally the Krull intersection theorem gives . One can see the needed separatedness directly: for the finitely generated ideal , the Artin-Rees lemma gives , and the Nakayama lemma gives . Therefore each nonzero has finite -adic order , with nonzero initial form in . For nonzero , their initial forms have nonzero product in the graded integral domain. It follows that , and indeed its order is the sum of their orders. Thus is an integral domain.
Put and . Evaluation at is surjective, and
so its kernel is the prime ideal . In particular is naturally an -module, generated by the classes of .
For integers , including negative integers, reduction modulo gives
For negative powers, this follows from and ; the mixed product vanishes modulo . Therefore a Laurent polynomial satisfies
The formal derivatives obey the product rule, so . If , both terms vanish. Hence both vanish on and define a map
It sends to and to , and the displayed expansion gives its inverse. Thus the conormal module has the explicit basis
Let be the localization at a prime ideal, with maximal ideal . Every nonzero integer lies outside and is therefore inverted. The residue field is
Indeed there is an explicit identification
inverting and has no effect in this local ring, and a polynomial denominator lies outside precisely when its constant term is nonzero. Conversely, clearing rational denominators turns every such fraction into a fraction from .
For the Krull dimension, the prime ideal correspondence for localization preserves the strict chain
of prime ideals in . They are prime because the successive quotients are the integral domains , , and . They remain distinct after localization at a prime ideal because they are all contained in . Hence .
For the upper bound, is a Noetherian ring by the Hilbert basis theorem and Localization of a Noetherian ring. Since is generated by two elements, the Krull height theorem gives . The prime ideal correspondence for localization identifies with , so
A Noetherian local ring with residue field is a regular local ring if
By the Nakayama lemma, the dimension on the left is the minimal number of generators of ; this is also called the embedding dimension.
The localization of a module is exact and commutes with quotients and products of ideals. Applying it to the already computed conormal module gives the cotangent space of a local ring
Its dimension is two, equal to . Therefore . Notice that has a basis over , whereas the localized cotangent space of a local ring has a basis over the residue field .
Put and let be the canonical global section cutting out the effective Cartier divisor . The divisor restriction exact sequence gives
The hypothesis says is an ample line bundle. By Serre vanishing, for all sufficiently large , so the long exact sequence in sheaf cohomology makes
surjective for all such . These are finite-dimensional vector spaces. Their dimensions form a nonincreasing sequence of nonnegative integers, so the maps are isomorphisms from some point on. Exactness then implies that the restriction
is surjective for all sufficiently large .
Choose such an for which is also a globally generated line bundle. Lift a generating collection of its global sections to . At each point of , one lift has nonzero image in the one-dimensional residue-field fibre, hence generates the stalk of by Nakayama lemma. Outside , is nowhere zero and generates . Together these sections generate it everywhere. Therefore
This proof works on an arbitrary projective scheme because the defining section of an effective Cartier divisor is a non-zero-divisor. If is empty, and the conclusion is immediate. Semiampleness is the conclusion: the pullback of a line avoiding the centre of a blowup of a smooth algebraic surface of satisfies the hypothesis on its support but has zero intersection with the exceptional curve, and therefore is not ample.
The height of a prime ideal is
The Krull principal ideal theorem states that if is Noetherian and is minimal among the primes containing a proper principal ideal , then
Suppose otherwise that . Quotient by and localize at ; it is enough to consider a Noetherian local domain whose maximal ideal is the only prime containing and which has .
For , put
This is a -primary ideal. Since is a zero-dimensional Noetherian ring, it is Artinian, and the descending chain eventually stabilizes. Thus, for all sufficiently large , every can be written
Now , while ; -primaryness gives . Hence
The Nakayama lemma applied to gives . Localizing at makes all sufficiently large powers of the nonzero maximal ideal equal. A nonzero element of the stable power then belongs to , contradicting the Krull intersection theorem. This proves the theorem.
Now let be a Noetherian integral domain. If is a unique factorization domain and has height one, choose and an irreducible factor of . In a UFD, is prime, so
Height one forces .
Conversely, suppose every height-one prime is principal. Noetherianity makes an atomic domain. Given an irreducible element , choose a prime minimal over . The principal ideal theorem gives , so by hypothesis. Since and is irreducible, is a unit; hence is prime. Thus every irreducible is a prime element, and an atomic domain with this property is a UFD. Therefore