Boundary-forced internal gravity wave Created 2026-10-05 Updated 2026-10-14
A moving boundary excites an internal gravity wave through its kinematic boundary condition. For wavenumber and angular frequency , the vertical velocity field satisfies . The radiation condition selects outward group velocity; when , the bounded response is an evanescent wave.
Harmonic heating response of quasi-geostrophic flow Created 2026-10-14 Updated 2026-11-05
For constant buoyancy frequency, density forcing gives two frequencies . The quasi-geostrophic streamfunction satisfies and . With zero streamfunction at the bottom, a positive selects the decaying solution . For , the westward branch propagates vertically when ; a radiation condition selects positive vertical group velocity, not merely bounded amplitude. Coincident exponential exponents are handled by the finite limit .
For a slowly switched-on plane internal gravity wave in the half-space , the method of multiple scales gives transport of its amplitude at the vertical group velocity. For , . Initially undisturbed fluid and forcing at the bottom require . The outgoing radiation condition therefore selects when , although the vertical phase velocity is downward.
For the proposed plane wave, define the positive squared effective wavenumber
The horizontal Laplacian contributes and the vertical stretching operator contributes . Substitution in the Linear Rossby-wave equation therefore gives
The intrinsic phase velocity is westward for positive . A stationary disturbance with and must have its westward intrinsic phase velocity exactly cancelled by the eastward background current. Solving for the squared vertical wavenumber yields
For Earth, with northward , in both hemispheres away from the poles. Thus an oscillatory vertical structure requires
The background flow must be eastward but not too strong for the chosen horizontal scale. Long horizontal wavelengths have the largest allowed speed. An easterly current, , gives and an evanescent wave; so does an eastward current exceeding the upper bound. At equality and the vertical group velocity vanishes. A zonally uniform disturbance, , is a degenerate stationary pattern with no vertical Rossby wave energy propagation, so it cannot be obtained by cancelling in the preceding calculation.
A real alone does not select upward propagation. Differentiate the dispersion relation at fixed to obtain the vertical group velocity:
The outgoing radiation condition for a surface source requires
For the convention , take . The stationary phase lines then obey : they tilt westward with height while wave energy travels upward. The real conjugate component describes the same physical upward-propagating wave.
The figure suggests a winter extratropical path from the lower terrestrial atmosphere into the stratosphere, where the mean zonal flow is eastward. The summer stratosphere has westward flow and blocks such stationary Rossby waves in this idealization. A zero-wind surface is a stationary-wave critical layer in a shear flow; it also bounds the winter westerlies aloft near the upper part of the diagram. For a slowly varying real wind profile, local propagation needs along the path, sufficient surface forcing, and no intervening absorbing critical layer in a shear flow. A layer where the eastward wind becomes too strong is a turning barrier for the given horizontal wavenumbers. The uniform-current result is a local guide, not a complete prediction through a sheared spherical terrestrial atmosphere.
For scale, at latitude . A planetary zonal wavenumber has local . Taking gives the most permissive limit
The resulting limits are approximately , and for . Therefore the long planetary waves are favored; the strong core of the winter vortex can exclude shorter ones even though it is westerly. Nonzero meridional wavenumber lowers these limits further. A compressible log-pressure coordinate model would also contain a density-scale-height correction; it is absent from the equation supplied here and should not be silently inserted.
Interchanging the Northern and Southern Hemispheres changes the sign of , but only enters the dispersion relation and vertical group velocity. With the same eastward and northward , stays positive. Thus the propagation criterion is the same in both hemispheres: it selects the winter westerlies, irrespective of which hemisphere is winter. Actual amplitudes can differ because mountains, land-sea contrasts, forcing spectra and mean winds differ between hemispheres; those source differences do not reverse this propagation criterion.
Let be the solid exterior to the cavity, and choose outward from the solid, hence into the cavity on its boundary . Subtraction of the incident solution from the total solution gives the scattered displacement field equations
The traction-free cavity condition for the total field gives on . The scattered field has zero initial displacement and initial velocity before the pulse reaches the cavity and satisfies an outgoing radiation condition, excluding an additional incoming elastic wave. Equivalently one seeks the causal response to this prescribed boundary traction. Although the incident plane pulse extends across an infinite plane, the causal scattered field from the bounded cavity has finite propagation distance at each finite time.
To prove energy uniqueness for traction-driven elasticity, take the difference of two solutions with the same initial conditions, body force, boundary traction and outgoing condition. It satisfies
For a large enclosing ball , multiply by and integrate over . Integration by parts gives
Symmetry of stress replaces the last derivative by , and major symmetry of the elastic stiffness tensor makes that integral the derivative of the strain energy. Therefore
The cavity contribution is zero. On any fixed finite time interval choose beyond the causal support of the scattered difference; the outer contribution is then zero as well. This gives conservation of its nonnegative elastic energy. Positive mass density and positive strain energy imply that zero initial energy forces everywhere; the zero initial displacement field then gives . The same argument works for finite-energy outgoing solutions by taking the limit of enclosing surfaces and excluding incoming energy. Hence the causal scattered field is unique. Specifying the incident field and cavity traction alone without the initial and outgoing conditions would not establish uniqueness.
Use for disturbance pressure divided by the constant inertial density. The ideal, nonrotating Linearized Boussinesq equations are
Here is a prescribed time-independent buoyancy frequency squared. Taking the scalar product of momentum with velocity gives , using incompressibility. Multiplying the buoyancy equation by gives . No spatial derivative of is needed in this cancellation. Thus
This is positive disturbance energy per unit inertial density; its flux is pressure work.
For constant , write a plane internal gravity wave with wave vector and phase . Let and . In complex amplitudes, incompressibility and horizontal momentum give
Consequently . Substitution into vertical momentum, , yields
The same dispersion relation follows directly from the displacement equation: its two terms become and . The positive-frequency branch is ; the other branch is its sign reversal.
Choose real vertical-displacement amplitude . The internal-wave polarization can be written
Velocity and displacement lie along the phase planes, perpendicular to , and are a quarter cycle out of phase. Buoyancy is opposite in sign to vertical displacement. In the requested two-dimensional sketch take , and : the phase velocity points down and left. Then points up and left, and positive accompanies positive and negative . Negative-pressure bands have the opposite velocity. Multiplication by pressure therefore transports energy up and left in both signs of band.
Differentiating the positive-frequency dispersion relation gives the group velocity
In particular . Since , the wavelength averages are
Using in the last expression proves
For the group velocity points up and left, perpendicular to the down-left phase velocity. The pressure sign pattern, rather than the direction of moving crests, determines the energy-flux direction shown below.
For the moving-boundary problem, first take the fluid to occupy with the boundary near . An outgoing boundary-forced internal gravity wave must have . With the specified and , the radiation condition therefore selects
If instead the fluid occupies , radiation requires and the positive root for . The fluid half-space is needed to select a unique sign; the following formulas use the upper half-space.
For slowly modulated internal-wave boundary forcing, put , , . Acting on by and , the displacement equation has leading term . Its order- term is
Thus characteristics carry the boundary amplitude into the fluid:
Real parts are understood. To the same leading order,
Slow-envelope corrections to these polarization formulas are order . At , the amplitude is for , falls smoothly across , and is zero beyond . This translating ramp is also shown in the figure.
The mean boundary work per unit horizontal area is at quadratic disturbance order. The small boundary displacement permits evaluation at the unperturbed plane. From the flux calculation,
The finite causal wave train has energy integral
Differentiation, or integration of the local energy law with zero flux beyond the front, proves
Finally, distinguish the oscillatory velocity from the second-order Eulerian mean . The displacement polarizations give
The supplied mean-flow relation therefore yields at quadratic wave order. Equivalently, the horizontal momentum flux is , and envelope-energy transport gives the same acceleration through .
In the frame moving horizontally at , the boundary pattern is stationary and the initial mean current is . Subtract that background's kinetic energy before integrating over the infinite half-space. The internal-wave work in a phase-speed frame is then
Its rate of change is
The mean-current cross term supplies the quadratic energy loss in this moving frame; the lab-frame mean kinetic energy alone is fourth order in wave amplitude. The equality is at the leading slow and quadratic orders used throughout the forcing calculation.
Let , , and define the quasi-geostrophic streamfunction by . Use horizontal scale , vertical scale , velocity scale and advective time . The required quasi-geostrophic approximation has small Rossby number , , and Burger number . Hydrostatic, thin-layer scaling has ; density variations are small compared with , as required by the Boussinesq approximation. The leading horizontal flow is nondivergent, with vertical velocity . Retain forcing of the same slow order as density advection, ; stronger forcing need not preserve this balanced scaling.
Leading geostrophic balance and the hydrostatic approximation give
Write . The density equation becomes
Taking the curl of the horizontal momentum equations at the next order and using continuity gives the stretching equation
Substitute the expression for . Vertical differentiation commutes with the geostrophic material derivative acting on here: the extra Jacobian is . Since depends only on height, this yields the diabatically forced quasi-geostrophic potential vorticity equation
The minus sign is appropriate to the specified density forcing; a positive upward buoyancy forcing is and gives .
Now take constant and linearize about rest. Put and . The forced equation is
For the harmonic heating response of quasi-geostrophic flow, represent the two traveling Fourier components with frequencies and :
Each component of the forcing has amplitude , so
Equivalently its vertical structure obeys
These are the time-periodic forced responses; unspecified initial data may add free Rossby waves. Selecting no incoming waves describes forcing switched on causally and then its persistent harmonic part.
For , the eastward component always has . Let . The growing exponential would introduce an unbounded velocity and pressure disturbance at infinity, so discard it. The bottom condition then gives
If , this expression has the regular limit , rather than a physical singularity.
For , the westward component also has positive . Choose and use the same decaying expression with minus subscripts, including the same coincident-exponent limit. Thus both components are vertically evanescent above the heating.
For , put
Both homogeneous solutions are bounded, so boundedness is insufficient. A free Rossby wave with phase has
The radiation condition demands energy propagation away from the heating, upward into . For that selects positive , hence in the westward component. The resulting solution is
It satisfies and, away from the decaying forcing, . Its far-field amplitude does not decay in this nondissipative model: continuous forcing supplies an outgoing wave train. Thus the low-frequency westward component propagates vertically while the eastward component remains evanescent.
At the threshold , the westward vertical wavenumber is zero. Excluding the linearly growing homogeneous solution and retaining the bottom condition gives . This bounded limiting response tends to a constant and has zero vertical group velocity; demanding both bottom zero and decay to zero at infinity would overdetermine this threshold problem. For , the branch labels and propagation inequality must be reconsidered; the comparison stated here assumes the usual positive beta-plane gradient.
Assume , , constant , negligible rotation, dissipation and reflection from infinity, small and , and no wave overturning. The terrain is stationary, so laboratory frequency is zero and intrinsic frequency is . Propagation requires . Put
The kinematic boundary condition at the linearized bed is . The upward radiation condition selects the positive branch because . Thus
The internal-wave polarization and every other perturbation follow from this vertical velocity and the linear equations.
In the frame moving with the fluid, , the phase is , and
The intrinsic energy ray slopes upward and upstream, , along a constant-phase line of an internal gravity wave. At fixed intrinsic frequency the spatial wave equation is hyperbolic, with the two characteristic curve line slopes ; the radiation condition selects the upward ray of the appropriate horizontal propagation branch.
In the terrain frame, phase lines remain fixed and the pattern phase velocity is zero. A transported packet has
Its energy path slopes upward and downstream, , and need not coincide with a stationary phase line. One should not add to the chosen normal intrinsic phase velocity and call that the normal ground-frame phase velocity: tangential motion along a phase line is arbitrary; zero laboratory frequency makes the entire crest pattern stationary. The sketch distinguishes stationary crests, intrinsic characteristics and transported energy.
If , is imaginary and the bounded field is an evanescent wave; at the vertical group velocity vanishes and an ordinary upward radiation interpretation degenerates.
Figure 1.
Phase lines and energy rays of topographic internal waves in fluid and terrain frames, with rigid-lid reflection
. Details.
In the lower uniform half-space the causal vertical wavenumber branch has . The downward factor decays as , whereas the upward factor grows there and represents an incoming wave from the lower infinity. The outgoing radiation condition therefore retains only the downward factor and gives
For each uniform layer of thickness , work upwards from its known bottom load . With and , part (iv) gives
velocity and traction are continuous across a bonded interface, so this top impedance becomes the bottom load of the next shallower layer. Repeat up to to obtain . Poles can be handled by carrying or the reciprocal ratio. Since the lower load has positive real part, part (iii) actually ensures that the outgoing whole-stack impedance stays finite with positive real part at all shallower depths in the upper frequency half-plane.
The upper half-space has directional impedance . At , an incident velocity and reflected velocity give
Taking their ratio and solving establishes reflection from a layered SH impedance:
Thus no individual deeper reflection coefficients are needed after is known: it contains all underlying interfaces and their coherent multiples. A matched load gives ; the real-frequency limits of zero traction and zero velocity give and . For real frequency and propagating upper and lower half-space waves, the usual energy-flux balance provides a further check on the computed reflection and transmission. A stable implementation for thick layers uses the ratio update or its decaying-exponential version instead of multiplying growing transfer matrices.
Equations and conventions. Let be a constant reference density and define total buoyancy acceleration by . With reduced pressure , the nonrotating ideal Boussinesq equations are
Density departures are small compared with , so they can be neglected in inertia and mass continuity but retained in the gravitational force. The reference stratification must also change density only weakly over the depth of interest. incompressible flow is already assumed; the Boussinesq approximation additionally restricts the size of the density variations, rather than following automatically from incompressible flow. An ideal fluid here has neither viscosity nor buoyancy diffusion.
A stationary reference profile has buoyancy frequency
Stable stratification has : an upward-displaced parcel retains its old buoyancy and has negative buoyancy relative to its new surroundings.
Vorticity equation and linearization. For motion in the plane, choose the streamfunction by , . The -component of vorticity is then , where . Taking the -component of the curl of momentum gives
The minus sign in the buoyancy curl follows from .
Write with and . The linear material derivative is . The perturbation equations are
The shear-curvature term arises because advects the basic vorticity . Apply to the first equation and use the second; commutes with and does not differentiate the height-only coefficients. Therefore
For a stationary nonzero horizontal wavenumber , the buoyancy equation gives . Substitution into the vorticity equation gives
Here is the Scorer parameter. Where , the vertical structure is oscillatory; where , it is evanescent. A rigid flat lower boundary gives for . In an upper evanescent region the growing solution is excluded by boundedness. When propagation persists to infinity, an appropriate radiation condition distinguishes outgoing from incoming energy for a forced problem.
If with , its curvature term vanishes. Bounded implies aloft. Thus every fixed nonzero eventually lies in an evanescent region. If stratification is sufficiently strong near the bottom, a lower oscillatory region is separated from the upper evanescent region by a turning level of a stationary internal wave. Waves reflect at that level and at the rigid lower boundary, giving vertically trapped modes for the horizontal wavenumbers that satisfy both conditions. In a slowly varying example the phase condition is approximately , from a lower node and the turning-point connection; the key point is trapping by the decrease in the Scorer parameter, not a physical lid.
Rigid channel modes. With constant and , the vertical nodes require , . Stationarity then requires
The specified strict interval admits positive for exactly . Choosing , every real superposition of these nonzero-wavenumber modes is
The two independent complex constants encode the amplitudes and horizontal phases; negative wavenumbers are supplied by complex conjugation, not additional independent constants.
Exact finite amplitude. Put . Both modes and every superposition satisfy . For the total streamfunction , the total buoyancy is . A stationary velocity is tangent to its streamfunction contours, so exactly. Moreover the nonlinear self-advection of vanishes because it is proportional to itself. The remaining vorticity equation is
which is an identity. Both rigid boundaries remain impermeable, and the curl-free residual in momentum determines a pressure. Thus the displayed two-mode family consists of exact finite-amplitude Boussinesq solutions, with no small-amplitude restriction on the constants in these equations. Very large amplitudes can overturn the stratification or leave the physical Boussinesq regime; exact existence does not establish stability.
The two-constant statement concerns wave disturbances with . If is literally included, arbitrary stationary horizontal shear adjustments and height-only buoyancy changes are also possible. They are changes of the basic state and are not constrained by the wave equation obtained after division by . Excluding that mean-flow sector is necessary for the intended count.
Balanced variables and PV derivation. Write the disturbance reduced pressure as . Leading geostrophic balance gives , and leading hydrostatic balance gives buoyancy anomaly . The geostrophic material derivative is
It includes horizontal advection, not an independent prognostic vertical velocity. The appropriate regime has small Rossby number, small stratified Froude number, thin aspect ratio and slow evolution; a common scaling has of order one and .
Only the vertical rotation component is retained in the traditional approximation. In the horizontal momentum balance, the horizontal part of the rotation vector multiplies the small vertical velocity; in vertical momentum, its contribution is small compared with leading hydrostatic pressure and buoyancy in the thin-layer scaling. Away from the equator these corrections are smaller by a factor of order . They need not be small in equatorial or strongly nonhydrostatic settings, so the approximation has a definite regime of validity.
Put . Eliminating from buoyancy gives
The last step needs justification because and do not commute on arbitrary fields. Their extra terms here are
Substitution into the supplied vorticity equation gives
Since ,
This is three-dimensional quasi-geostrophic potential vorticity conservation; the height-dependent coefficient is retained inside the derivative.
At a small steady lower elevation , impermeability gives , evaluated at to leading order. Substitution into buoyancy and division by gives the topographic buoyancy boundary condition for quasi-geostrophic flow,
Rossby waves at rest. For constant let and . Linearization about relative rest gives . A Fourier wave gives
For , the zonal phase speed is westward. At fixed altitude the PV perturbation is ; its total field is the background with sinusoidally displaced contours, as sketched below.
Figure 1.
Rossby-wave PV contours and meridional flow producing westward phase propagation
. Details.
A northward parcel displacement has : it retains the smaller background PV of its origin. The inverted geostrophic velocity associated with a positive PV crest is northward on its eastern flank and southward on its western flank. Advection of the background PV then decreases the anomaly on the eastern flank and increases it on the western flank, shifting the crest westward. This is a PV-restoring mechanism, not a westward mean current.
Differentiating the dispersion relation gives the group velocity
For nonzero , the vertical phase speed is , so
Thus upward energy propagation accompanies downward vertical phase propagation, and conversely. For the vertical group speed is zero and a vertical phase speed is not defined.
Stationary topographic response. Assume , and nonzero corrugation wavenumber . In a uniform current the laboratory dispersion is . For a stationary quasi-geostrophic mountain wave, , giving
For , the linear lower-boundary condition becomes . Its forced nonzero- component therefore has
If , the vertical wavenumber is real. Both signs would be bounded aloft, so boundedness alone is insufficient for uniqueness. Impose an upward radiation condition, excluding waves incident from infinity; equivalently switch on the terrain forcing causally with arbitrarily weak absorption aloft. Since has the sign of , choose
The unique outgoing forced component is then
The bottom derivative and verify the phase and amplitude. In this stationary pattern it is the intrinsic frequency that describes downward vertical phase propagation relative to the current; the laboratory frequency is zero.
If or , define
Exclude exponential growth at infinity. The unique decaying forced component is
At the excluded value , a nonzero prescribed bottom derivative cannot be matched by a bounded constant/linear vertical solution; the steady idealization is singular. At the boundary is not crossed and there is no forced response in the linear nonzero- sector: , rather than an expression obtained by dividing by . Uniqueness throughout refers to the prescribed forced Fourier component, with the reference state fixed and no independently incident waves or added mean-state changes.
The propagation criterion explains why topographically forced planetary Rossby waves can carry energy into a moderately westerly stratosphere, while easterlies and sufficiently strong westerlies block their vertical propagation. Larger horizontal scales more readily meet the criterion. Real dissipation, height-dependent winds and critical levels modify the simple solution and allow wave–mean-flow interaction; the ideal constant-coefficient calculation establishes the propagation filter, not a complete theory of stratospheric evolution.
Let be a constant reference density and define total buoyancy acceleration by . Absorb the reference hydrostatic pressure into a kinematic pressure . The ideal nonrotating Boussinesq equations are
For a resting density profile , the background satisfies and the squared buoyancy frequency is
Stable stratification has . The Boussinesq approximation requires fractional density variations to be small over the domain and parcel excursions, so density can be replaced by in inertia while its small variation is retained in the gravitational force. For an approximately uniform density gradient over height , this requires . The stipulated incompressibility alone does not justify neglecting density variation in inertia.
Put and . To linear order the two-dimensional internal gravity wave equations are
The exact impermeability condition on is the kinematic boundary condition
Taylor expansion about permits at leading order if the boundary slope and its displacement relative to the vertical wave scale are small: and . The second condition controls both the omitted evaluation correction and the product , since continuity gives . Hence for the harmonic forcing,
The propagating calculation assumes and ; a time-independent boundary does no oscillatory work on fluid initially at rest. If but , incompressibility forces the vertical velocity to be independent of height, so the unbounded column has no finite-energy radiating internal-wave solution. The propagating wave-generation problem therefore needs the stated nonzero horizontal wavenumber.
For a plane mode with phase , let be its complex amplitudes. The linear equations give
Substituting into gives the dispersion relation
No waves enter from above. The appropriate radiation condition therefore selects upward vertical group velocity, not upward phase propagation:
The boundary-forced internal gravity wave satisfying the boundary condition is
The displacement is , consistent with times the displacement. For a right-moving boundary choose , without loss of generality. Then , and the constant-phase lines of an internal gravity wave have slope : the crests rise toward the right. Their acute angle with the horizontal is
The group velocity is along these crests in the upward-right direction, whereas the wavevector and phase propagation point downward-right.
Figure 1.
Rising wave crests with upward group velocity and downward phase propagation above a right-moving boundary
. Details.
The physical pressure perturbation is . Pressure work at the lower boundary, to second order in amplitude, is its period-mean pressure times vertical boundary velocity. Static hydrostatic terms average to zero over a cycle. Therefore
As an independent energy check, the wave's mean kinetic-plus-buoyancy energy density is , and multiplication by gives exactly this upward energy flux.
For the exact horizontal mean-momentum equation, incompressibility writes the horizontal momentum equation as
Average over a horizontal period. Require the pressure and velocity fluxes to be periodic, or more generally their horizontal derivative averages to vanish; in particular there must be no imposed mean pressure gradient. Then
Horizontal averaging also makes ; the zero mean boundary displacement rate gives . These conditions exclude an independent mean mass flux or horizontal force. The mean equation applies in the fluid, with flattening of the small moving boundary understood at the order used above.
For slow switch-on, define , using for . The outgoing internal-wave envelope radiation condition is . Replace in the oscillatory fields by . A modulation time must satisfy and , with a frequency bandwidth sufficiently narrow to linearize the dispersion relation. The exact boundary derivative also contains ; it is smaller by the slow-modulation parameter and is beyond this leading envelope approximation.
To leading slow-modulation order, the wave momentum flux is
Since , integrating the mean-momentum equation from rest gives the internal-wave momentum deposition
This is second order in wave amplitude, with smaller relative slow-modulation corrections. Mean-flow feedback on the leading wave is higher order. The mean current is created as the wave envelope arrives; an already uniform wavetrain has no local flux divergence.
Finally move horizontally with speed . The initial uniform relative flow is , with infinite total energy in the unbounded column. Its finite mean-energy change is instead
At finite time the envelope is absent sufficiently far above, so integrating the momentum equation gives
This is the boundary work and mean-flow energy of an internal wave relation. In the moving frame the boundary pattern is stationary to leading modulation order. It extracts energy from the incident mean flow and converts it to outgoing internal-wave energy; in the laboratory frame the same energy is supplied as boundary work.
For , put . The dispersion relation permits . On the positive-frequency branch, for ,
The radiation condition therefore selects , since energy must travel into the fluid. Substitution into the internal-wave polarization relations gives the complex fields
The physical fields are their real parts; . The vertical component of group velocity is negative, so this positive- plane internal gravity wave carries energy down and right, although its phase propagates in a different direction.
In the Boussinesq approximation, replace density by a constant reference density in inertia and incompressible flow, retaining the small density departure only in the gravitational force. Write and subtract the resting hydrostatic pressure. The upward buoyancy perturbation acceleration and squared buoyancy frequency are
Thus stable density stratification has . Let henceforth denote the pressure anomaly divided by . The ideal, nonrotating Boussinesq equations are
The buoyancy equation follows by materially conserving the total buoyancy , where ; it does not assume constant .
For an -periodic flow of period , define . An infinite-domain average with vanishing end contributions works as well. The necessary pressure condition is no mean zonal pressure gradient, : periodic pressure satisfies it, whereas a pressure containing a term proportional to does not. Use incompressible flow to write the zonal momentum equation in conservative form,
Averaging its zonal derivative terms yields the exact Reynolds stress relation
For two-dimensional small disturbances about rest, the Linearized Boussinesq equations are , , , and . Differentiate the two momentum equations to eliminate pressure: . Differentiating in and using gives . One further time derivative gives
The equation remains valid for . No vertical derivative of was taken: .
For constant and , a plane internal gravity wave has
Both signs give the prescribed lower-boundary velocity. The radiation condition excludes energy arriving from infinity. At positive frequency, the vertical group velocity is
For a source below the fluid, energy must propagate upward, so the outgoing solution has , even though its vertical phase velocity is downward.
To obtain this selection causally, let and , and replace the constant amplitude by . The method of multiple scales treats as independent during differentiation: the carrier derivatives hold fixed, while holds fixed and holds fixed. Only after differentiating do we restrict to , . Acting on the complex wave, the operators become
With , the wave equation has residual
The zeroth-order term is the dispersion relation; the first-order term vanishes precisely when
If is the switched-on boundary amplitude, with for , the outgoing envelope is for . Its characteristics carry the boundary signal into initially undisturbed fluid. If , characteristics instead arrive from the upper half-space; zero initial disturbances and no incoming signal cannot establish the proposed boundary-forced wavetrain. This is the internal-wave envelope radiation condition.
The leading incompressible flow polarization gives . Hence, to second order in amplitude and leading order in the slow modulation,
There is no meridional transport here. Envelope transport gives , so an initially vanishing mean develops as
These are the leading expressions for internal-wave momentum deposition; higher slow-modulation corrections to the stress are beyond the displayed approximation. In particular, a spatially uniform fully established wavetrain has zero stress divergence, but the front has already produced its mean flow.
The mean wave energy density per unit mass follows from :
Thus . In the original frame the mean kinetic energy is . In a frame translating at , the undisturbed velocity is , and the change in mean kinetic energy is . Indeed at this order behind the front. Mean-flow energy is therefore essential at the same order as wave energy in the translating frame. This follows also from the frame transformation of energy, up to the fixed background constant, and is why conservation of momentum cannot be omitted from the moving-frame conservation of energy budget.
Use a Fourier transform parallel to the boundary. Splitting its traces into right- and left-supported parts gives Half-range Fourier transforms and , analytic respectively above and below a common inversion contour. A small positive imaginary part of the wavenumber implements the limiting absorption principle and separates the incident poles and outgoing branch points. Solve the transformed differential equation normal to the boundary using its outgoing or decaying solution. The boundary conditions then yield a Wiener-Hopf equation of the form
Factor its Wiener-Hopf kernel as , with each factor analytic and nonzero in its designated half-plane. Divide by and split , allocating poles according to the incident-wave prescription. Then
The two sides continue to a common entire function. Their growth at infinity, inherited from the field's edge behavior, determines that function, usually a constant or a polynomial; in a decaying case it is zero. Solve for the unknown transforms and apply Fourier inversion, preserving the outgoing contour prescription.
The principal analytic results used are as follows. The Paley–Wiener theorem and its half-line Laplace-transform version relate support on a half-line to holomorphy in a half-plane, with growth or square-integrability bounds. The Cauchy integral formula and Sokhotski–Plemelj theorem provide additive splitting: a Cauchy integral of a sufficiently decaying jump has upper and lower boundary values with that prescribed difference. Applying the same construction to a continuous logarithm of a nonvanishing scalar Wiener-Hopf kernel gives Wiener-Hopf factorization when its winding number is zero; a nonzero index requires an explicit index factor. The identity theorem gives analytic continuation across the common strip. Finally Liouville's theorem makes a bounded entire function constant; its polynomial-growth extension bounds the possible degree. The physical edge and radiation conditions select the remaining constants. Zeros, branch cuts, nonzero index and insufficient decay must be accounted for rather than discarded during splitting.
Work above the plane, with time dependence and away from grazing incidence. Put and . The incident field and its chosen flat Dirichlet reflection cancel in value at the plane, while their normal derivative is . Thus the diffracted correction has zero trace on the negative half-line and prescribed normal derivative on the positive half-line.
There is an incompatibility in the stated edge data: a normal derivative that is identically zero on the Neumann half-line cannot diverge as that half-line approaches the junction. The inverse-square-root normal-derivative singularity belongs to the Dirichlet side, ; on the total normal derivative remains zero. The following solution satisfies the mixed conditions and bounded-field edge behavior, with that corrected side.
Take the transform and its inverse as
Let be the transform of the diffracted boundary value, and the transform of its unknown normal derivative on the negative half-line. The outgoing transformed field is , where
Continue into the upper half-plane. Choose branches so that , outgoing propagating waves have positive vertical wavenumber, and evanescent waves decay. The branch point lies below and belongs to ; lies above and belongs to . Since , the boundary transform equation is
The forcing splits by subtracting its numerator at the incident pole:
The pole in is removable; is analytic below , while is analytic above it. Hence is entire. The bounded mixed-boundary edge solution has and , making both sides decay at infinity. These orders can also be obtained locally from the leading wedge solution , which is Neumann at and Dirichlet at . Liouville's theorem sets the entire remainder to zero. Therefore
The solution of mixed Dirichlet-Neumann half-plane diffraction is consequently
For , take from left to right inside and above the incident pole . Cuts from run into the lower half-plane and cuts from into the upper half-plane, without crossing . For example choose with . Then let , keeping the contour above and and below . Any subsequent deformation for asymptotic evaluation must preserve these bypasses or include the residues of crossed poles. This prescription fixes the reflected-wave contributions and the radiation condition; a principal-value integral alone would not do so.
As a boundary check, . On the positive half-line the lower-contour residue gives , cancelling the incident-plus-reflected derivative. The boundary trace vanishes on the negative half-line by upper-half-plane analyticity. Finally gives a square-root boundary value and hence a bounded field at the junction; the singular derivative occurs on its Dirichlet side.
Take , , and represent the stationary topographic internal gravity wave by phase . Its laboratory angular frequency is zero, and its intrinsic frequency is . The internal gravity wave dispersion relation gives
The radiation condition selects , since this makes the vertical group velocity upward. The lower kinematic boundary condition is , so a corresponding linear wave field is
where is the vertical fluid displacement. The constant-phase lines of an internal gravity wave slope down to the right, with .
Let . In the frame fixed to the hills the phase pattern is stationary: its phase velocity is zero, while the group velocity is
Energy travels up and downwind, with ray slope . In coordinates moving with the wind, the phase is . Thus
The intrinsic phase velocity is upstream and downward; the intrinsic group velocity is upstream and upward, perpendicular to the wave vector. Adding to the group velocity recovers the laboratory energy ray.
Figure 1.
Stationary mountain-wave crests and energy directions in the ground and wind frames
. Details.
Vertically propagating waves require , equivalently . At equality the vertical group velocity vanishes; above the mountain-wave cutoff the bounded response is an evanescent wave. The linearization requires small terrain slope and small wave-induced displacement gradients , often summarized by . The model also neglects rotation, viscosity and compressibility; its scales must permit those approximations.
Let be pressure divided by the reference density and the buoyancy perturbation. The linear, inviscid Boussinesq equations about are
For a stationary Fourier component , incompressibility gives . The horizontal momentum equation then gives , while buoyancy conservation gives . Substitute these into the vertical momentum equation to obtain the stationary Taylor–Goldstein equation:
Hence its local WKB approximation is
For negligible, an outgoing upward wave has . In particular for . In an upper evanescent region choose the branch with in so the solution decays upward. These choices express the radiation condition; a reflected wave has the opposite real branch and downward group velocity.
There are two different limiting levels. A critical layer in a shear flow occurs at , where the intrinsic frequency vanishes, , and upward propagation slows while the vertical wavelength contracts. Dissipation or nonlinear effects can absorb the wave and transfer its momentum to the mean flow. For a stable, slowly varying critical layer with Richardson number , the usual causal inviscid continuation suppresses transmission; it is not the same as reflection at . When the Richardson number is small, a general absorption-only conclusion needs extra stability assumptions.
Reflection instead occurs at the turning level of a stationary internal wave , beyond which . It is sometimes called a critical reflection height, but the wind there is nonzero. Assuming , the specified profiles give
The decreasing-wind profile never encounters before its zero-wind layer. Both profiles have ; a well-separated WKB description requires , and a turning-layer transition is still required for the increasing profile.
Assume and impose upward group velocity in . The two positive-frequency components then have wave vectors and with . Equal lengths are automatic, and orthogonality gives . Hence
The given orthogonal-wave condition is therefore possible only at this forcing frequency. The upward radiation condition excludes the branch.
Use superposition with vertical amplitude in each component and internal-wave polarization:
The two sets of crests have slopes and ; their energy propagates upward and outward at angles of , while their phases travel downward. Their interference makes fixed horizontal bands of vertical-velocity nodes, at , and horizontal-velocity nodes, at .
Put , . The first-order displacement relative to mean parcel labels is
The horizontal displacement correction vanishes identically, while
Consequently the formal cross-wave Stokes drift is
It has alternating downward and upward columns, no depth decay in this ideal infinite plane-wave field, and zero horizontal-period-averaged vertical transport. Each wave alone has zero drift; the interference terms create this result.
This calculation is a kinematic second-order consequence of the linear field, not a complete prediction of mean transport. In particular, an impermeable oscillating lower boundary cannot have that nonzero mean normal parcel velocity. Its first-order displacement is . Expanding the exact kinematic boundary condition on gives
This Eulerian mean velocity cancels the computed normal Stokes drift at the material boundary. Away from it, the second-order mean-flow and buoyancy equations must also be satisfied. Thus the alternating drift is a valid formal cross-wave effect, but treating it alone as persistent transport with zero Eulerian mean would be physically incomplete. A prescribed permeable boundary would require its own second-order flux specification instead.
Suppress the common time factor and use the Fourier transform convention
A right Half-range Fourier transform is analytic above its convergence line and a left transform below it. For the limiting absorption principle with this time convention take , , , before taking . Set
This is the outgoing acoustic square-root branch: at a propagating real wavenumber, . Put and . Across the fluid part of , the field and its normal derivative are continuous; on the sheet both sides have the same normal velocity. The outgoing Helmholtz equation solutions therefore have equal normal derivatives and opposite scattered traces:
The jump is supported on , and so is a minus transform.
The linear fluid equation and the sheet velocity imply on either face. The incident contribution to the left derivative transform is . Writing , it follows that
The upward net pressure is lower minus upper, hence in transform space. If , the pinned endpoint gives
Combining these identities gives the Wiener-Hopf equation
This is the plane-wave forcing of a pinned elastic half-sheet.
Let and assume initially that the distinguished points are distinct. Besides the branch points , has simple poles at . Its physical-sheet zeros solve the fluid-loaded dispersion relation
For real positive frequency there is exactly one positive real root : the left side increases strictly from zero to infinity on that interval. Equivalently, with , . Its other roots have negative real part and do not belong to this outgoing sheet. Continue with small absorption; lie below the real line and their negative partners above it. The Wiener-Hopf factorization assigns the lower branch cut and pole to , and the upper branch cut and pole to . The continued has a zero at , and at ; these are poles of their reciprocals, rather than poles of the factors. Branch cuts can be drawn away from the real line into the corresponding half-planes.
For this standard assignment a common strip of analyticity and nonvanishing is
The strip shrinks to the real contour as absorption is removed. The factors continue meromorphically beyond their designated half-planes; the allocation of the poles and branch points is part of the radiation condition. The incident pole belongs above the inversion contour. For incidence with the real contour is a direct choice. Other nongrazing angles are obtained by analytic continuation with the incident pole kept on its prescribed side, deforming the contour locally if necessary. Coincident distinguished points and grazing incidence are treated by the corresponding limits, not by dividing by a coincident pole.
Divide the Wiener-Hopf equation by and use pole subtraction in a Wiener-Hopf equation. With , the minus part of is
Indeed these are exactly the incident-pole and upper bare-sheet-pole residues. At the lower bare-sheet pole , the forcing pole is canceled by the pole of before splitting. Thus is analytic on the plus side of the contour. The separated equation is
With the stipulated ,
The scattered field is consequently
The full time-dependent density perturbation is the incident field plus . The two traces at follow by limiting from above and below. A constant rescaling of the two factors does not change this field.
To determine the endpoint slope, reconstruct the sheet transform using the fluid condition:
At the continued has residue . Therefore the derivative transform generically has the lower-plane pole
This pole produces a forbidden incoming bare-sheet wave in the reconstructed displacement: travels towards the endpoint from . A minus transform of the specified outgoing solution must be analytic there. The incoming-pole cancellation at a pinned membrane edge is precisely
For generic parameters this determines
The lower pole is removed; the upper zero of can still produce the legitimate outgoing evanescent acoustic surface wave, whose phase travels to negative . This distinction separates the spurious bare-sheet wave from the coupled fluid-loaded mode. No explicit factorization has been used.