Active spectrum of the power method Created 2026-09-24 Updated 2026-10-14
For a diagonalizable matrix, the active spectrum consists of eigenvalues whose eigenspaces have nonzero components of the starting vector in its spectral decomposition. These components are orthogonal projections for a self-adjoint operator, but need not be orthogonal projections for a general diagonalizable matrix. With a unique largest modulus in this active spectrum, the power method selects its eigendirection; an exactly absent dominant component is never created in exact arithmetic.
A Hermitian matrix has a unitary spectral decomposition with real eigenvalues . The matrix exponential respects similarity, giving . Its eigenvalues are positive and its conjugate transpose equals itself. In particular for , so it is a Hermitian positive-definite matrix.
The density operators on a finite-dimensional Hilbert space form a convex set. Its extreme points are exactly the rank-one projectors, hence exactly the pure states. To prove this, suppose with and positive semidefinite. For , is a sum of nonnegative numbers, so every term vanishes. Diagonalizing shows that implies . Thus each is supported on the line spanned by , and its unit trace forces .
Conversely, a density operator of rank at least two has a spectral decomposition with at least two positive eigenvalues. If is one of them, and , where is the normalized remainder. These are distinct density operators, proving that is not an extreme point.
Matrix logarithm Created 2026-09-24 Updated 2026-10-14
For a positive-definite Hermitian matrix with spectral decomposition , the matrix logarithm is . More generally it is a branch of the inverse of the matrix exponential when such a branch exists.
A density matrix has unit trace. The Pauli matrices are traceless, so and hence . Using in the expectation value gives
Consequently the required Bloch vector and density matrix are
The two eigenvalues are and , both positive, so this is a valid density operator. Its purity of a density operator is
Therefore it is a mixed state. Equivalently, its spectral decomposition is , an ensemble of the two distinct spin one-half along an axis states, rather than a single pure state.
For an open chain there are bonds, with both endpoint Ising spins independently summed. Retain the same spin-chain transfer matrix, but replace the trace by endpoint vectors. With ,
This follows directly by expanding the product of Boltzmann factors. If are orthonormal eigenvectors of the symmetric matrix , the equivalent spectral decomposition is
Fixed endpoint Ising spins replace the corresponding by a basis vector; extra endpoint energies replace its entries by the corresponding Boltzmann factors. The leading bulk Helmholtz free energy per spin agrees with the periodic result, because the boundary changes only subextensive terms. In particular, gives , as required for one free Ising spin.
The addition formulas for the hyperbolic functions imply
Since , its fourth matrix power is
Alternatively, the orthonormal eigenvectors have eigenvalues . Raising these eigenvalues to the fourth power gives the same result by spectral decomposition.
Classical multidimensional scaling begins with a symmetric dissimilarity matrix , rather than necessarily with measured coordinates. Its aim is to find a low-dimensional Euclidean configuration representing those dissimilarities. Square the entries, not the matrix product, and define
For centered coordinates , squared Euclidean distances satisfy with . Multiplication on both sides by annihilates the two single-index terms, proving the double-centering formula.
If is positive semidefinite, use its spectral decomposition to construct
Keeping all positive eigenvalues reproduces the original Euclidean distances exactly; their number is the minimal embedding dimension. Keeping fewer gives a low-rank approximation to the Gram matrix. It minimizes squared Gram-matrix error, often called strain, rather than necessarily the sum of squared errors in raw distances. Negative eigenvalues signal that the dissimilarities cannot be represented exactly by Euclidean coordinates; discarding them produces an approximation whose adequacy should be inspected.
In the upper-right sketch, the supplied distances come from four points in a rectangle, and the two-dimensional reconstruction recovers that shape. The overall translation, rotation and reflection of the configuration are not identifiable from distances. Classical scaling reconstructs centered geometry from pairwise distances. If the input distances are computed from centered multivariate observations, classical scaling and principal component analysis give the same score configuration up to an orthogonal transformation: their matrices and share the nonzero squared singular values.
Let a density operator on a Hilbert space have the spectral decomposition
Introduce an auxiliary Hilbert space with an orthonormal basis containing vectors , and set
This vector has norm one. Its partial trace is
This explicitly constructs a purification of a density operator. The same construction works for an arbitrary trace-class density operator: its nonzero eigenvalues form a finite or countable summable family, and the displayed vector converges in the Hilbert space norm. The entropy inequality below is understood with finite Von Neumann entropies, avoiding undefined differences of infinities.
Apply this construction with to obtain a joint pure state on . The Schmidt decomposition across , and respectively gives
Now apply Subadditivity of Von Neumann entropy to the reduced density matrices on and :
These inequalities say and . Replacing by proves the Araki–Lieb inequality:
The subadditivity used here concerns the actual reduced density operators, rather than statistical independence. In particular it follows from nonnegativity of quantum relative entropy, since
and similarly for . Thus no independence assumption on the purification of a density operator is needed.
The printed normalization has its factors reversed. For the displayed map , the condition says , which is unitality. Trace preservation instead requires
These are distinct trace-preserving and unital Kraus conditions. To disprove the printed equivalence, take and
They obey , but
Thus their completely positive map is not trace preserving. They are the adjoints of the operators of an amplitude damping channel. That channel is trace preserving but sends to , so it cannot satisfy the printed normalization in any Kraus representation either. The corrected characterization is proved next.
Work in finite-dimensional input and output Hilbert spaces, with a linear map on operators. Suppose first that and . For every auxiliary dimension and every positive operator on the extended space,
Each summand is positive because conjugation preserves positivity. This is exactly the definition of a completely positive map. Cyclicity of the trace gives
so the map is also trace preserving.
Conversely, suppose is completely positive and trace preserving, and let be an orthonormal input basis. Use the unnormalized entangled vector , with the reference factor first. Complete positivity makes the corresponding unnormalized Choi matrix positive:
Its spectral decomposition can be written , absorbing the nonnegative eigenvalues into the vectors. Define linear operators uniquely by
Expanding the outer products and comparing their reference blocks yields
The matrix units span all operators, so linearity proves the Kraus representation for every . Finally, trace preservation gives
for all . Taking matrix units as test operators shows that the matrix in parentheses is zero. This proves both directions of the corrected CPT characterization, including the normalization rather than assuming it.
For an input quantum state ensemble , write and . Its output Holevo quantity is
The Holevo capacity is the optimized one-use quantity
where the supremum ranges over finite input ensembles and is the Von Neumann entropy in bits.
For uses of a memoryless quantum channel, the map is . An -use code consists of a finite message set of size , an encoding state on the inputs for each message, and a decoding POVM on the output space, with and . The encoding states may be entangled across uses. The measurement outcome is the receiver's decoded message, with conditional probability
For uniformly distributed messages the average error and rate are
A rate is achievable if there is a sequence of such codes with and . The unassisted classical capacity of a quantum channel is the supremum of achievable rates; the sender and receiver do not share prior entanglement.
The operational content of the Holevo-Schumacher-Westmoreland theorem is that is the capacity for product-state input encodings with collective output measurements. Allowing arbitrary entangled block inputs gives the regularized formula
The limit equals the supremum because superadditivity of Holevo capacity follows by taking product ensembles for two blocks and using additivity of the Von Neumann entropy on product states. The coding theorem makes every rate below the one-block Holevo quantity achievable through many independently encoded blocks, with collective decoding.
The converse can be seen explicitly from the Holevo bound and Fano's inequality. For a uniform transmitted message and decoded message ,
The first inequality is obtained by subtracting the Fano bound on from . Dividing by and letting the average error vanish bounds every achievable rate by the regularized expression. The block-coding achievability just described supplies the reverse bound.
Under the assumed additivity of Holevo capacity across tensor powers, for every . Thus
The stated conditional assertion is true: under this additivity assumption, entangled input states cannot increase the asymptotic unassisted classical rate beyond the rate already achievable with product inputs. The decoder may still use collective measurements across channel outputs.
Let and introduce an isomorphic reference system . Choose a basis and the maximally entangled state
Complete positivity makes
a positive density operator. This is the normalized Choi matrix, with the reference placed first. Its spectral decomposition can be written
The number is at most .
Here an index state is a chosen basis vector in the reference. The corresponding relative state of is the generally unnormalized vector
Thus . Define a linear map by its columns:
Then , so
Expand both sides in reference matrix units. The block with reference indices on the left is ; on the right it is . Since matrix units span all operators and is linear,
This constructs the Kraus representation explicitly from the relative states, rather than assuming it.
Finally, trace preservation implies for every density operator that
Taking every rank-one orthogonal projection as forces the Hermitian operator in brackets to have the same quadratic form as the identity. Therefore
The argument is finite-dimensional, as appropriate to the quantum-information setting; a channel with a different output dimension has the same construction with rectangular Kraus operators.
The stated condition is the definition of an extreme point in the convex set of density matrices. Suppose first that with , and consider any convex combination with all . For every orthogonal to ,
Every term is nonnegative, so for each . To see that this implies , expand , . The equality implies for every , which kills . Thus each density matrix vanishes on . By self-adjointness its range lies in the line , so . Its unit trace forces , establishing the required purity.
Conversely, suppose is not rank one. In its spectral decomposition, at least two eigenvalues are positive. Select a normalized eigenvector with positive eigenvalue ; then . Define
The remaining eigenvalues show that is a density matrix. The decomposition is a convex combination of two different density matrices, neither equal to . This violates the given purity condition. Hence the extreme points of the density-operator state space obey
Set . The trace distance is , where . Since is a Hermitian operator, its spectral decomposition is . Define its positive part of a Hermitian operator and negative part of a Hermitian operator by
They are positive semidefinite operators, satisfy and , and obey . Therefore
The states have equal trace, so and . This is the spectral-parts formula for trace distance.
Let . Positivity and normalization of the density operator imply and . The completely dephasing channel produces
which is already a spectral decomposition. Its Von Neumann entropy is therefore
The quantum output entropy is exactly the Shannon entropy of the basis-measurement probabilities, including possible zero eigenvalues via .
By spectral decomposition, the Von Neumann entropy is the Shannon entropy of the eigenvalues:
Throughout, logarithms have base two, so the Von Neumann entropy and Shannon entropy are measured in bits. The continuous convention includes zero eigenvalues.
The constraints are in the order of Hermitian operators. They imply . Using the spectral decomposition of ,
Choose , with eigenvalues on the positive spectral subspace, on the negative spectral subspace, and zero on the kernel. It satisfies the constraints and attains equality. The trace-norm variational principle for Hermitian operators is therefore
To prove the Holevo–Helstrom theorem, write a binary POVM as , where , and associate the first outcome with . Any larger outcome set followed by a binary decision can be grouped into this form. Put . Its success probability is
The substitution bijects the allowed effects with the interval . Since ,
Choosing as the positive spectral projection of attains this value, with an arbitrary decision on its kernel. This proves the optimal success probability and constructs an optimal measurement.
The positive part of a Hermitian operator and negative part of a Hermitian operator are the positive operators
Thus and . In this convention the negative part itself is nonnegative. This is the positive-negative decomposition of the Hermitian operator.
The operator absolute value is defined by the unique positive operator square root
The scalar identity applied in the spectral decomposition proves
Take the real inner product
The stationary distribution is strictly positive for an irreducible Markov chain. Detailed balance gives , so is a self-adjoint operator. Choose a real orthonormal eigenbasis , where , , , , and for .
For fixed , apply the spectral decomposition to . Its coefficient against is , whereas . Thus the spectral kernel expansion of a reversible chain is
This holds for all integers ; at each multiplier is one, including when . Negative eigenvalues are allowed, and retain their signs for odd .
Memorylessness means that the ensemble's average density operator is . Its spectral decomposition is
The product eigenvalues give
Zero eigenvalues contribute zero to the Von Neumann entropy and are excluded from logarithmic typicality tests.
The quantum typical subspace is the span of eigenvectors whose eigenvalues satisfy
Its orthogonal projection selects precisely the classical typical set for the eigenvalue distribution . The typical-set cardinality bounds and the weak law of large numbers therefore give
for any fixed and all sufficiently large .
Since , the spectral decomposition gives
Replace the middle gate of the previous compute-phase-uncompute construction by
a one-qubit rotation about the z-axis. Then
The circuit uses the gates of , their inverses, and one fixed rotation; it returns the quantum ancilla to . The same construction implements with middle gate , an instance of simulation of a computable diagonal Hamiltonian.