Bidual of a normed space 2026-10-05
The bidual of a normed vector space is the continuous dual . Evaluation defines the canonical embedding into the bidual . The norm inequality gives , and a norming functional from the Hahn-Banach theorem gives equality. Thus is isometric, and its image is dense in its closure, a completion of a normed space.
A linear functional on is continuous for the weak-star topology exactly when it is evaluation at an element of . Continuity makes it vanish on the common kernel of finitely many evaluations, so it is a linear combination of those evaluations. The canonical embedding into the bidual identifies this dual with .
If a bounded sequence in converges weak-star to under the canonical embedding into the bidual, then any convex blocks have the same scalar limit on every . Thus is a weakly null sequence, even when does not belong to the embedded space .
The weak-star topology is the topology of pointwise convergence on . A basic neighborhood of has the form
Let be the canonical embedding into the bidual, . It is an isometry. The Goldstine theorem says that
Here both balls are closed unit balls. Thus approximation is by finitely many dual evaluations at a time; the theorem does not assert norm density in the bidual space.
For , the real Lp space is the vector space of real measurable functions with , identifying functions equal almost everywhere. Its Lp norm is . For , take the essentially bounded real measurable functions, with the same identification and norm . The identification makes each norm definite; absolute homogeneity follows from the Lebesgue integral, and the triangle inequality follows from Minkowski inequality for finite , or directly from the essential supremum for .
Here is a completeness proof valid on any measure space. For , a Cauchy sequence has a subsequence with . Choose measurable function representatives and put . By Minkowski inequality and the monotone convergence theorem,
Consequently the series converges absolutely almost everywhere. Define there, and define it to be zero on the measurable exceptional null set. Then , and Fatou lemma applied to each tail gives . The original Cauchy sequence also converges in Lp norm, by the triangle inequality. For , choose the same subsequence using the essential supremum norm. Outside one measurable null set, all the bounds hold and is bounded. The series then converges uniformly there, with an essentially bounded measurable function limit and the same tail estimate in essential supremum norm. Thus all these spaces are Banach spaces.
The duality of Lp spaces says that, for and , the map
is an isometric isomorphism of normed spaces. This form of Lp duality on an arbitrary measure space requires no finiteness hypothesis on . At , a standard version assumes a sigma-finite measure and identifies with through the same dual pairing. That endpoint assertion must not be made without a suitable measure-space hypothesis.
We first prove the required duality of Lp spaces for a finite measure. Let and set . For disjoint measurable , the indicator functions of their partial unions converge in Lp norm to that of their union, so is countably additive. It has finite variation measure: for every finite measurable partition , choosing real signs gives
Also implies . The Radon-Nikodym theorem supplies a Radon-Nikodym derivative with . Linearity gives for simple functions. Uniform approximation by simple functions extends this identity to bounded measurable functions: both their Lp norm errors and the errors in integration against tend to zero.
To establish the correct integrability, test with the bounded measurable function . Since , writing gives
The second inequality is also valid when . The monotone convergence theorem gives and . Density of simple functions in the Lp space, together with Hölder's inequality, now gives on all of . Conversely Hölder's inequality gives . If , testing against
gives and , so . This also proves uniqueness of the representing Radon-Nikodym derivative.
For completeness, the passage to an arbitrary measure space can be made without losing a hypothesis in the reflexive Banach space argument below. On a sigma-finite measure space, exhaust by nested finite-measure sets . The representing Radon-Nikodym derivatives on agree on overlaps by uniqueness. Their glued density has Lp norm by the monotone convergence theorem, and represents because in Lp norm. Every on an arbitrary measure space is supported on a sigma-finite measurable set: the sets have finite measure and their union is .
Use support localization of an Lp functional as follows. For a sigma-finite measurable , let be the operator norm of restricted to functions supported in . The support observation gives . Choose approaching this supremum and set ; then . If a sigma-finite had , functions supported on the disjoint sets have the direct-sum Lp norm. Optimizing their two scalar coefficients by Hölder's inequality, and using functions approaching the two restriction operator norms, would give
a contradiction. Thus vanishes on functions supported outside . The density on , extended by zero, represents globally. The case simply uses . This proves the stated Lp duality on an arbitrary measure space.
Finally let and let , where stars denote continuous dual spaces. Compose with to obtain the bounded linear functional on . Applying duality of Lp spaces with the exponents reversed gives with . For the canonical embedding into the bidual , its value on is also . Since is onto, . Its norm is by the same dual pairing norm identity. Therefore , which proves that is a reflexive Banach space through its actual canonical embedding into the bidual.
The weak topology on a normed vector space is , the coarsest topology making every bounded linear functional continuous. A neighbourhood base at is given by finitely many inequalities , with . In the complex case, separation uses real parts of bounded linear functionals.
Mazur theorem states that the weak closure of a convex set equals its closure in the norm topology. The weak topology is coarser than the norm topology, so the norm closure is contained in the weak closure. Conversely, if is outside the norm closure of a convex set , the Hahn-Banach separation theorem gives and with . The corresponding weak topology neighbourhood of misses , so is outside its weak closure. This proves Mazur theorem, including the empty-set case. In particular, if converges weakly to , then is in the weak closure of every tail and therefore in the norm closure of its convex hull. Choosing a finite convex combination of the th tail within of proves the usual Mazur lemma formulation as well.
The weak-star topology on the continuous dual space is : convergence means pointwise convergence on , and a neighbourhood base prescribes finitely many evaluation inequalities. The Banach-Alaoglu theorem states that the closed unit ball of is compact in this weak-star topology, even if is incomplete. Embed this closed unit ball into
where or . Each factor is compact, so is compact by the Tychonoff theorem. Inside , the equations and define a closed set. Every such point defines a linear functional satisfying , hence belongs to the closed unit ball of . Thus this image is closed in . The product topology on it is exactly the weak-star topology, proving Banach-Alaoglu theorem. Evaluations also separate its points, so the weak-star topology is Hausdorff.
For the canonical embedding into the bidual , we have . Restricting all evaluations at therefore gives exactly . Thus the induced subspace topology is the weak topology on .
Now identify with . Let be a bounded convex set, write for its norm closure in , and let be its weak-star topology closure in . Boundedness places in a multiple of the closed unit ball of , so is compact by Banach-Alaoglu theorem. The preceding subspace topology identification and Mazur theorem give
If is a weakly compact set, its image in the Hausdorff weak-star topology is compact and therefore closed. It contains , so . Conversely, if , the displayed identity gives , and its compactness is precisely weak compactness in . Hence . This argument also covers .
For a bounded linear operator , its Banach-space adjoint is , defined by . Evaluation at any fixed is thus evaluation at after applying . Each is continuous in the relevant weak-star topology, proving that is weak-star continuous. Applying the same result to shows that is weak-star continuous. Direct evaluation gives
Use for the closed unit ball; using the open ball gives the same norm closure of . Goldstine theorem says that is weak-star dense in . Put . It is compact and closed in the weak-star topology by Banach-Alaoglu theorem and the established continuity. It contains . Conversely, Goldstine theorem gives, for every , a net from converging weak-star to ; its image converges weak-star to . Consequently
Apply the preceding bounded convex set criterion in , and then scale the closed unit ball. We obtain the bidual characterization of weakly compact operators:
The canonical embedding into the bidual on the right specifies exactly which copy of is intended.
For a convex subset of a Banach space, weak closure equals norm closure. The Mazur theorem states that for every convex set ,
Since every bounded linear functional is norm-continuous, the weak topology is weaker than the norm topology, giving .
For the reverse inclusion, use this form of the Hahn-Banach separation theorem: if is a nonempty norm-closed convex set in a real normed vector space and , there is a continuous real-linear functional such that
Apply it to . In a complex Banach space, use the underlying real space; every continuous real-linear is the real part of the complex bounded linear functional . The separating strict inequality gives a neighbourhood open for the weak topology of disjoint from , so . The empty set case is immediate. This proves the Mazur theorem.
A weakly null sequence has disjoint convex blocks converging to zero in norm. If , then for every starting index ,
The Mazur theorem places in the norm closure of that tail convex hull. Thus a finite convex combination of vectors from any tail can have norm less than any prescribed .
Choose the convex blocks recursively. After selecting the previous terminal index , let , and choose a finite convex combination from with norm less than . Choose beyond its largest used index, padding the intervening coefficients and the final coefficient with zero. This ensures the printed strict condition as well as . Setting unused coefficients to zero yields
Therefore in norm. The recursive tail selection is what makes these convex blocks, rather than merely unrelated convex combinations.
Next suppose is separable and is bounded. Use the canonical embedding into the bidual , where . If , then . The Banach-Alaoglu theorem makes this ball compact in , and weak-star metrizability of the dual ball makes it metrizable because its predual is separable. A compact space that is a metric space is sequentially compact, so some subsequence satisfies
The limit need not belong to ; it is precisely the use of the bidual space that supplies compactness without assuming reflexivity.
For a convex block , every satisfies
Both and tend to , so
This is the useful convex-block cancellation of a weak-star limit; it does not require the limit to be a vector in .
The quotient sequence has approximate lifts in that are weakly null after passing to a subsequence. Let be the quotient map, with the quotient norm. Since , choose such that
This uses the infimum defining the quotient norm and does not assume that it is attained. By the preceding compactness argument, pass to a subsequence with a common weak-star limit in . Its quotient images form a weakly null sequence.
Apply the convex block construction to in the quotient Banach space. Using the same coefficients on gives convex blocks
Set . The convex-block cancellation of a weak-star limit proves , while
Thus the approximate weakly null lifting through a quotient is achieved with the required bound:
Use the canonical embedding into the bidual . It is an isometry by the Hahn-Banach theorem. The weak-star topology , restricted to , is exactly the weak topology : both are determined by the same scalar evaluations . Therefore if is a weakly compact set, is compact in the Hausdorff weak-star topology of , and hence is closed for the weak-star topology. This explains the first assertion without treating the whole embedded space as weak-star closed.
For a bounded linear operator , its Banach-space adjoint is
For each , the scalar evaluation is weak-star continuous on . These are exactly the defining evaluations of the weak-star topology on , so is weak-star-to-weak-star continuous. Equivalently, if , then for every .
The Goldstine theorem states that is dense in for , where the balls are closed unit balls. The Banach-Alaoglu theorem states that for any normed vector space , the closed dual unit ball is compact for . Neither assertion claims norm compactness or, in general, sequential compactness.
For the weakly compact operator equivalences below, identify and with their canonical images only when stated. In particular, the range condition means . We shall prove , . The key identities, obtained by evaluating on , are
The Hahn-Banach theorem for bounded linear functionals says that a bounded linear functional on any linear subspace of a normed vector space extends to the whole space with its norm unchanged. No closedness or completeness of the subspace is required. Question 1 uses real-valued , so its operator assertions are read over the real scalar field. The analogous complex statements use complex-valued indexed functions.
For , define on its one-dimensional span. This is a norm-one functional, so Hahn-Banach theorem supplies an extension with
The canonical embedding into the bidual is . It is linear and . The bounded linear functional just constructed gives the reverse inequality for nonzero , and the zero case is immediate. Thus and is injective.
For the coordinate functional representation of an operator into bounded indexed functions, let evaluate a coordinate and put . If is bounded and linear, then and . Conversely, if , the formula defines a bounded scalar function for each , is linear, and satisfies . Combining the two estimates gives
For an empty index set both spaces/families have norm bound zero; the supremum of the empty nonnegative family is taken as zero.
Choose and . The Hahn-Banach theorem makes , so this is a linear isometric embedding into bounded scalar functions on an index set.
If is nonzero and separable, choose a dense sequence in its unit sphere and supporting functionals with . For a unit vector and , some satisfies , whence . Thus is a countable norming family and is an isometry into the l-infinity sequence space. Completeness of is not needed.
If instead for a separable normed vector space , choose a dense sequence in . The evaluations lie in and continuity of gives . This again gives , even when is not separable. If , use zero coordinates throughout.
To prove 1-injectivity, take on a subspace of . Extend every coordinate to by Hahn-Banach theorem, keeping its norm. Their uniform bound defines , and the coordinate norm identity yields
Selection of these extensions uses the usual choice convention for arbitrary index sets. This verifies the lambda-injective normed space definition with .
For the final retraction characterization of lambda-injectivity, suppose first that is lambda-injective and is a linear isometry. The inverse has norm one when ; extend it to with . Then , and is a bounded projection onto . For the zero space take .
Conversely, suppose every linear isometry out of has such a left inverse. Fix an isometry as above and a left inverse with . For any , extend to by 1-injectivity. Then extends , and . Therefore is lambda-injective exactly when every isometric embedding admits a bounded map satisfying
The weak-star topology is the coarsest topology making continuous for every . Its basic neighbourhoods of zero impose finitely many inequalities .
Suppose first that zero had a countable neighbourhood base in the entire dual. Choose a basic neighbourhood controlled by a finite set , and let . Given , the neighbourhood contains some , hence . If , the Hahn-Banach theorem supplies a bounded linear functional which vanishes on but has . Indeed, the finite-dimensional span is closed, and the functional taking to on its sum with is bounded because . Every scalar multiple of lies in , contradicting . Thus , and has countable Hamel dimension.
If is infinite-dimensional, every finite-dimensional is closed and has empty interior. Completeness rules out their union. For clarity, the Baire category theorem needed here has a direct nested-ball proof: inside a starting open ball choose a closed ball missing , then inside its interior choose a closed ball missing , and continue with positive radii tending to zero. The centres are Cauchy; their limit belongs to every ball and to none of the , a contradiction. A metric topology would have a countable ball base at zero. Hence
This is the weak-star topology on an entire infinite-dimensional Banach dual is not metrizable result. It does not contradict weak-star metrizability of the dual ball for a separable predual: that assertion concerns a bounded subset.
The Banach-Alaoglu theorem states that is compact for for every normed vector space , whether complete or not. Embed it in the product by its evaluations. Each factor is compact, so Tychonoff theorem makes the product compact Hausdorff. The equations expressing additivity and scalar homogeneity define a closed subset of the product. Its elements are exactly the bounded linear functionals of norm at most one, since the coordinate bounds give . The induced product topology is precisely weak-star, proving the theorem.
The theorem printed as “Goldstein” is the standard Goldstine theorem: is weak-star dense in for the canonical embedding into the bidual. To prove it, fix and . The set is convex. If were outside its closure, finite-dimensional Hahn-Banach separation theorem would supply coefficients such that, for ,
The real case omits real parts; in the complex case every real-linear separating functional on has the displayed form. The supremum equals the dual norm by multiplying vectors by signs or unimodular scalars. The strict inequality contradicts . Thus , which is exactly approximation on every prescribed finite family of weak-star coordinates.
Now take with its compact Hausdorff weak-star topology. For each , the evaluation is continuous on , and Hahn-Banach theorem gives . Therefore
is the isometric evaluation embedding into continuous functions on a compact dual ball, over the same scalar field as .
For the final sequential assertions, choose a norm-dense sequence in the separable dual and suppose . Each bounded scalar sequence has a convergent subsequence: divide a bounding interval or square into finitely many smaller closed pieces, repeatedly retain one containing infinitely many terms, and let the diameters tend to zero. Successive extraction for , followed by a diagonal subsequence , makes every converge.
If the conclusion is immediate. Otherwise, for any and , choose with . For sufficiently large ,
Thus exists for every . Taking limits proves linearity, and proves
This diagonal argument includes the continuity estimate rather than appealing to a sequential compactness theorem.
If is not reflexive, choose , scaling a bidual element outside if necessary. The Goldstine theorem proved above supplies with for . Norm density and the bound extend this convergence to every . Hence weak-star. Every subsequence has the same coordinate limits, so a weakly convergent subsequence with limit would give , a contradiction. This sequential Goldstine approximation for a separable dual proves
The construction uses the Goldstine proof already given, not an unproved weak sequential compactness result.
Take , which is a Banach space by the completeness of the dual just proved. The canonical embedding into the bidual is
For fixed this is a bounded linear functional on , since , and is linear in . This gives . For , the norming functional from the Hahn-Banach theorem has and , giving the reverse inequality. At zero equality is immediate. Thus
In particular is injective and isometric. If a dense isometric embedding is wanted, rather than merely the stated embedding, take the norm closure of in ; a closed subspace of a Banach space is complete and supplies a completion of a normed space.
The Mazur theorem states that the weak closure and norm closure of a convex set in a normed vector space coincide:
Norm closure is contained in weak closure because the weak topology is coarser. Conversely, if , the Hahn-Banach separation theorem provides a continuous real linear functional strictly separating from that closed convex set. In a complex space this is the real part of a continuous complex linear functional. A weak neighborhood of then misses , so . This proves the equality. It also gives the usual Mazur lemma: if , then lies in the norm closure of the convex hull of each tail, so one can choose tail convex combinations with .
Now let be a weakly compact set in a normed space . Each is bounded on because it is weakly continuous. The family in , where is the canonical embedding into the bidual, is therefore pointwise bounded. The space is Banach even if is not. Apply the Uniform boundedness principle and use to obtain
This proves that a weakly compact set is norm bounded without assuming completeness of the original space.
For the real-valued dual and integral formulas that follow, take to be real, as in the PDF. In a complex space the norming formula uses real parts, and the integral identities use complex-valued functionals instead.
If the separable Banach space is nonzero, choose a norm-dense sequence in its unit sphere. By the Hahn-Banach theorem, choose with and . For any unit vector , arbitrarily close satisfy
Scaling gives the countable norming family identity
For use the constant sequence of zero functionals. If is norm-Borel measurable, every is measurable, so its countable supremum is measurable. Equivalently, this also follows directly from continuity of the norm.
For any , continuity makes measurable, and
Thus the assumed integrability of the norm implies scalar integrability, and
defines a bounded linear functional on . Use the granted weak-star continuity of . By the continuous dual of a weak-star topology, is evaluation at a vector of . Indeed, continuity gives finitely many and such that whenever for all . Scaling shows that vanishes on the common kernel of these evaluations. It therefore factors through their finite-dimensional coordinate map, so . The Hahn-Banach theorem makes this representing vector unique. Hence
In this separable setting the vector is the Bochner integral.
Return to a weakly compact set and its inclusion . For each fixed , the identity makes weakly Borel measurable. Norm balls are consequently weakly Borel measurable. Separability gives a countable base of such balls, so every norm-open set is weakly Borel measurable. This proves measurability of , and establishes the equality of the weak and norm Borel sigma-algebras in a separable Banach space.
Put . For every finite signed Borel measure on ,
For positive measures this is the integral in the question. For signed measures, the correct integrability condition uses the variation measure; define the integral by taking the difference of the positive and negative integrals. The printed in this clause should be , the domain of the inclusion.
The Riesz-Markov-Kakutani representation theorem now defines the bounded linear map
For each the restriction is in , and
The right side is weak-star continuous in . The defining property of the weak topology therefore proves that is weak-star-to-weak continuous, for arbitrary nets. For a Dirac measure, .
If , let be its regular probability measures. This is a weak-star closed subset of : its conditions are and for every nonnegative . It is compact by Banach-Alaoglu theorem. Thus is weakly compact and convex, and contains because it contains all . It is weakly closed, hence norm closed, so it contains . By Mazur theorem, is weakly closed. Therefore it is a closed subset of the weakly compact set , proving
The empty case is immediate. In fact : a barycenter of a measure on a Banach space outside would be strictly separated by a functional , contradicting .
The Uniform boundedness principle states that if is a Banach space and a family of bounded linear operators is pointwise bounded, then .
Suppose in the normed vector space . For each , define the evaluation functional
The completeness of the dual space says that is Banach even when is not. For each , the scalar sequence converges to and is therefore bounded. Uniform boundedness gives
By the canonical embedding into the bidual and the Hahn-Banach theorem, . Hence
which proves that a weakly convergent sequence is bounded.
For , define by . The map is linear, and
shows , so is continuous. The granted equality is the canonical embedding into the bidual.
Suppose, contrary to the claim, that exactly the same linear functionals are continuous for and . Their common continuous dual has two operator norms, say and . Both dual spaces are Banach, even if the second normed space is not complete. The identity map
has a closed graph: convergence in either operator norm implies pointwise convergence on , so two limits must agree. The closed graph theorem makes the two dual norms equivalent.
Applying the isometric bidual formula for each primal norm then gives constants such that
This says the two norms are equivalent norms, contrary to the hypothesis. Their continuous duals must therefore differ as sets, so a linear functional belonging to one and not the other is continuous for exactly one of the two norms.
Weak-star convergence means pointwise convergence on the predual:
For each , its image under the canonical embedding into the bidual satisfies . Thus weak convergence implies weak-star convergence, and altogether
For the requested example, let
The Riemann-Lebesgue lemma gives in . Since
the same lemma gives . Hence and , exhibiting the failure of weak-star convergence to commute with squaring.
The Hahn-Banach theorem says that if is a linear subspace of a real normed space and is bounded and linear, then there is a bounded linear extension with .
For , the map is linear on and
so and . The assignment is visibly linear. If , define on by
It has norm one, and Hahn--Banach extends it to an of norm one with . Therefore
Thus the canonical embedding into the bidual is an isometry and
On , point evaluation has norm one for the norm, because a continuous function's essential supremum equals its supremum. Hahn--Banach extends it to . If were represented by some , then
for every continuous . Choose continuous with and support in . Absolute continuity of the integral makes the right side tend to zero, while the left side is always one, a contradiction. This singular functional on L infinity proves
Weakly bounded set 2026-10-05
A subset of a normed vector space is weakly bounded when for every . It is norm bounded: its canonical embedding into the bidual is a pointwise bounded family of functionals on the complete continuous dual space, so the Uniform boundedness principle applies. The converse is immediate. A weakly compact set is weakly bounded because each scalar evaluation has compact image.