Classical vacuum 2026-10-06
A spatially homogeneous field value minimizing the potential energy. For a finite-energy field configuration on an infinite domain, the potential is normally shifted so the relevant vacuum energy density is zero. Disconnected components of the vacuum manifold allow a scalar-field kink to connect distinct vacuum values.
Use Minkowski spacetime signature and put . The Euler-Lagrange field equation for the real scalar field is
Indeed, differentiating the potential gives , while the kinetic term contributes .
Translation invariance gives the symmetric stress-energy tensor
Its divergence is , which vanishes by the Euler-Lagrange field equation. Consequently the conserved energy and physical spatial momentum are
The minus sign in follows from . Conservation assumes the associated stress-energy fluxes vanish at spatial infinity, as they do for the localized fields below.
A static finite-energy field configuration approaches vacua . Multiplying by gives
where the vacuum limits fix the constant. For a kink increasing from to , . Integration gives and hence
Its negative is the antikink. The arbitrary center is a translational collective coordinate. The static kink mass is its rest energy; using and gives
Equivalently, completing the static energy into a square gives , so this kink saturates its Bogomolny bound.
A Lorentz boost with velocity gives
Writing , the derivatives are and . The momentum integral therefore becomes
The boosted energy is
because . Thus and , exactly the energy–momentum relation of a relativistic particle of rest mass . This is the relativistic energy and momentum of a phi-four kink. If , the double-well potential disappears and there is no localized static kink connecting these vacua.
Let and . For a sufficiently regular finite-energy field configuration with vacuum asymptotics, the scaled field stays in the same boundary sector. Changing variables gives the Derrick scaling formula
A static solution must be stationary under this variation, so the Derrick virial identity is
For , both terms are nonnegative, so both vanish and the field is constant at a vacuum. Hence there are no nonconstant smooth finite-energy static solitons of this scalar type for . For the identity is , allowing kinks. For it requires : a nonzero potential contribution excludes a static soliton, but the scaling identity alone does not exclude a purely derivative energy.
There is a useful refinement specific to the unconstrained flat target . If is differentiable and nonnegative, implies and on the image. The static Euler-Lagrange field equations then give . Each first derivative is an entire harmonic function in L2 space. Its mean-value bound over a disk of radius is at most its total squared norm divided by ; letting shows that derivative is zero. Thus even the exceptional two-dimensional case has only constant smooth finite-energy solutions into this flat target. This two-dimensional flat-target Derrick obstruction uses the field equations in addition to the scale identity.
The Yang-Mills theory with a Higgs field escapes the original scaling because the gauge curvature is quadratic in spatial scaling. In three dimensions use and . Then and . Writing the magnetic, Higgs-gradient and Higgs-potential energies as , the Derrick scaling of Yang-Mills-Higgs energy gives
at stationarity. These terms can balance. In particular, the zero-potential Bogomolny-Prasad-Sommerfield monopole has .
For a nonlinear sigma model in two dimensions, the harmonic map energy is purely quadratic in first derivatives and is scale invariant: . Its target is a curved manifold, not the unconstrained Euclidean target of the refinement above. Its equation is the nonlinear harmonic-map equation, not componentwise . The Derrick theorem therefore gives no obstruction. Nonconstant finite-energy maps into , as in the O3 nonlinear sigma model, provide examples with nonzero degree.
For the complex theory, regard and as independent variables in the variation, and write , . Variation in gives
Thus
The factor 2 follows from the printed normalization of the complex kinetic term; equivalently vary its two real components.
A non-topological soliton is a localized finite-energy persistent field solution with no protecting winding or other nontrivial topological sector. In this complex theory a Q-ball has a stationary spatial profile and a rotating phase,
with real . It is not static as a field even though its energy density is time-independent. The global phase symmetry gives the Noether charge
The profile equation is . Its energy is . To vary the size at fixed charge one must also vary the frequency, because scaling at fixed would change . Eliminating gives charge-constrained scalar-field scaling:
The new positive-power term can balance the other terms for , including , so the static Derrick theorem does not rule out these solutions. Equivalently, at fixed frequency the profile extremizes , whose effective potential need not be nonnegative. This explains both the time dependence and the charge constraint behind the evasion; a complex field by itself is not enough.
For an explicit example take the sextic unique-vacuum Q-ball potential
It is nonnegative, since , and its only vacuum is zero. Its small-field mass squared is , while . It supports localized Q-balls, for example radial ones in three dimensions with . In that range the profile potential is positive quadratic near zero but negative somewhere away from zero, permitting a localized nontrivial profile. This example uses a conserved phase charge and no vacuum winding.
With zero seed, both Bäcklund transformation equations concern . On a nonconstant branch, separation of variables uses , giving
For , absorb its magnitude into an additive constant in the exponent. A convenient smooth representative is
The constant-phase condition for this traveling profile determines its velocity:
The profile is a traveling soliton with velocity , strictly between and . The scalar-field vacua on the two sides differ by . With the topological charge convention , this branch has : it is a Sine-Gordon kink for and an antikink for . Its width is proportional to , and its derivative decays exponentially away from its center, giving a finite-energy field configuration.
For completeness, the classical rest mass in this paper's coupling convention is , as derived in Question 2; a Lorentz boost gives energy . This localized, topologically protected traveling field is the required classical field-theory soliton. A negative reverses the field and hence the topological charge; gives the vacuum rather than a soliton. Vacuum shifts by can be made without changing the displayed Bäcklund transformation equations.
Use the Minkowski metric with signature , and write . The Euler-Lagrange equation is
For the static phi-four kink, and , so the field equation is satisfied. The centre is arbitrary by translation invariance, and the hyperbolic tangent profile increases monotonically from to , crossing zero at . The static kink and its endpoint topological charge are
Figure 1.
The phi-four kink rises between the two vacuum values and crosses zero at its centre
. Details.
Both endpoint values are isolated classical vacua, since only at . A continuous finite-energy deformation preserving the vacuum boundary conditions cannot change either endpoint to the other isolated classical vacuum. The topological charge is therefore unchanged: this kink cannot deform into a homogeneous classical vacuum, whose charge is zero. There is also a direct Bogomolny bound in this sector. The square completion for a one-dimensional kink gives
The phi-four kink saturates the bound, so its mass is in these units and it minimizes the energy within its topological sector. Its arbitrary position is a collective coordinate, not an instability. A kink and an antikink together have total charge zero and can annihilate without contradicting the protection of an isolated kink.
For the momentum, the canonical stress-energy tensor of this scalar field is
Consequently the physical spatial momentum density and the spatial momentum flux are
The sign of makes a right-moving translated kink carry positive momentum. Direct use of the field equation, rather than an assumed static field, yields the scalar-field momentum flux identity
The finite-energy field configuration has by . Integrating the stress-energy conservation law over the left half-line gives the boundary force
Under the usual vacuum falloff, the stress at the left endpoint is zero. More generally, smooth spatial cutoffs with derivative of order remove the left endpoint using the integrable energy density, so no pointwise limit of every derivative at infinity is needed. The identity expresses the force on the field to the left of : positive force transfers momentum to the right. For well separated solitons, a cut between them measures the interaction force on the left soliton.
Take that cut at . The specified symmetric pair has, at the initial time,
The printed field profile does not itself specify the initial velocity. If , the exact initial half-line force is
For the intended initially resting pair, or more generally , put and use . The at-rest force for a symmetric phi-four pair is
The leading force is attractive, towards the antikink:
The antikink feels the opposite force by the symmetry of the resting pair. This is an initial, large-separation interaction calculation, not a claim that the superposed profile is an exact static two-soliton solution. Without the initial-velocity condition, the additional momentum flux above prevents a unique force from being inferred from the printed profile alone.
Orient both spheres in the standard way and normalize their area forms to total area . The degree of a map between oriented manifolds can be obtained in two ways. For a regular value , use the degree as a sum of local degrees:
Each inverse image is isolated by the inverse function theorem, and compactness makes the set finite. The determinant is computed in consistently oriented local coordinates. A second method is spherical degree by area pullback:
where the last formula represents as a unit vector in . The pullback of a differential form already contains the signed Jacobian determinant; no extra is to be inserted in that last coordinate expression.
To relate the methods, replace by a smooth top-degree differential form with the same total integral supported in a small neighbourhood of a regular value. Two such top-degree forms with equal integral differ by an exact differential form on , by its top-degree de Rham cohomology. Their pullbacks therefore have the same integral by Stokes theorem. Over the chosen neighbourhood, splits into local inverse branches; the change of variables formula makes the contribution of each branch its orientation sign times . Their sum is precisely the first formula. Thus the area integral is an integer and agrees with the signed inverse-image count.
For a nonconstant rational map, first use common-factor reduction of a rational map so and are coprime. Write for these reduced polynomials. A generic finite target value has inverse images at the roots of : avoiding exceptional values makes its degree and its roots simple. The fundamental theorem of algebra supplies roots. A holomorphic map has positive real Jacobian determinant at a regular point, so every local sign is . Hence
The source leaves coprimality implicit. In an unreduced representation the answer is , including degree zero for a constant reduced map. For example extends to and has degree one, although the unreduced maximum degree is two. Exceptional inverse images at infinity or multiple roots do not change the degree of a rational map of the Riemann sphere.
For the rational map approximation for Skyrmions, use stereographic projection and the unit target vector
Combine this rational map with a radial profile to form a special unitary group field:
where are the Pauli matrices. The endpoint values make independent of angle and . Appropriate radial behaviour gives an admissible finite-energy field configuration. With , choose the topological baryon number in the Skyrme model convention
Separating the radial and angular factors gives
Thus the degree of a rational map of the Riemann sphere supplies the Skyrmion charge.
In conventional dimensionless massless Skyrme model units, its static energy reduces to
with the angular Jacobian of a rational map
The Cauchy-Schwarz inequality gives . These formulas follow from the radial strain and the two equal angular strains : the quadratic energy sums their squares and the quartic Skyrme term sums their pairwise products of squares. Minimize the angular integral in the rational map approximation over degree- maps, then minimize the remaining radial energy with the stated endpoints. This replaces a three-dimensional field minimization by finitely many map coefficients and an ordinary differential equation for .
The method constructs a charge- variational approximation, with topology built in and with rotational symmetry of a rational map translated into combined spatial and isospin rotations. It is efficient for identifying shapes and providing initial data for unrestricted numerical relaxation. Its restrictions are equally concrete: it uses one radial profile and a holomorphic angular map independent of radius, so it cannot represent arbitrary radial-angular correlations, separated clusters, or all deformations. Apart from the degree-one Skyrmion hedgehog ansatz, it generally does not solve the full field equation exactly. Massive-pion terms can be included in the radial functional but do not remove these restrictions, and multi-shell or unrestricted fields may be needed for larger charges. Approximate energy minima and a final collective-coordinate quantization are distinct steps.
Use metric and the paper's normalization. A static multi-vortex solution is a smooth finite-energy field configuration of Abelian Higgs vortices whose complex Higgs field has winding at spatial infinity and zeros in the plane. In a positive -vortex sector, the zeros have total multiplicity and the magnetic flux is ; they may be separated or coincident. Finite energy requires , and at infinity. Then asymptotically compensates the phase gradient, so Stokes' theorem relates flux to the phase winding. The positive Bogomolny vortex equations describe this same-sign sector; negative flux uses the opposite signs and is not covered by simply mixing positive and negative zero multiplicities.
For the critically coupled Abelian Higgs field equations, vary and independently. After covariant integration by parts,
Thus the scalar equation and its complex conjugate are
Varying the gauge field gives from the Maxwell term. The matter variation is
Consequently
These factors use the scalar kinetic coefficient ; importing the current from a convention with coefficient one would give an incorrect factor two. The current is invariant under gauge transformations, and its conservation follows from the field equations and antisymmetry of .
For the static purely magnetic solutions take temporal gauge . The scalar equation reduces to
Since , applying to the first Bogomolny vortex equation gives
The second equation sets , proving the scalar equation, including at smooth vortex cores without dividing by .
For the spatial gauge equations, put . The first equation implies , and . Therefore
With the stated metric, and the two static Maxwell equations are and . Both follow by differentiating . The time component is the Gauss law constraint in gauge theory; it is identically satisfied because both the electric field and vanish in this static temporal gauge. Hence
As an energy check, the Bogomolny square completion for an Abelian Higgs vortex gives in this normalization, saturated by these equations. On the plane, the Abelian Higgs vortex moduli space admits arbitrary vortex positions, including coincidence; its static energy is , so there is no position-dependent static potential. Their slow dynamical interactions are a different question.
The logarithmic form of a Bogomolny vortex is only local away from zeros. Write there, with . Then
Separating the real and imaginary parts of yields and . Hence
where is the positive quarter-turn. Under a gauge transformation, and , as this relation requires.
At regular contour points, the stipulated orthogonality means . Since is also perpendicular to ,
Thus, in that gauge, the gauge potential is tangent to contours of , equivalently contours of , and is parallel to the phase gradient wherever that gradient is nonzero. This is a gauge-dependent statement about the vector potential, not an assertion that the magnetic field is tangent to these curves, nor that the potential is a pure gradient or divergence-free. The two gradient magnitudes are not fixed by contour orthogonality.
On a phase patch . Combining with the second equation gives away from the cores. At a zero of multiplicity , , and the phase has winding ; is not a finite real smooth field there. Distributionally, the full equality is
This is the Taubes equation in the paper's amplitude logarithm, rather than the often-used convention. No single smooth globally defined phase or regular contour description at every zero has been assumed.
The Skyrme model represents the three pions by a field in the special unitary group ,
with Pauli matrices . Near , the three tangent components are the pion fields, with a normalization scale suppressed here. Define . In one useful sign convention with metric , the action consists of
where and the last term is optional, with proportional to a common pion mass squared. The first term is a nonlinear sigma model kinetic term, and the second is the four-derivative term of the Skyrme model. For a static configuration of size , the two derivative contributions scale as and , whereas a mass term scales as . This Derrick scaling explains why the four-derivative term can stabilize a finite size instead of allowing collapse.
A finite-energy field configuration approaches a vacuum, conventionally . Compactifying space makes a map . The topological baryon number in the Skyrme model is its degree of a map between oriented manifolds,
The sign convention makes the standard decreasing hedgehog have . Smooth evolution with the vacuum boundary condition preserves this integer. A Skyrmion is a localized soliton in such a sector; the unit soliton, after quantization, models a nucleon, and higher positive charges model multi-baryon systems. The topological conservation law is distinct from an ordinary Noether charge of isospin. Classical pion fields are bosonic, so obtaining fermionic nucleons also needs the quantum-statistics choice discussed below.
The derivative theory has global chiral symmetry , acting by . The simultaneous pair acts trivially, so the faithful connected action can also be viewed as on . In the massless theory the choice of vacuum breaks this to the vector subgroup. For fixed , the vacuum-preserving symmetry of the Skyrme model requires and acts by . This is isospin, effectively because and act the same way. A usual common pion-mass term explicitly preserves only this vector subgroup; full chiral symmetry is then an approximate massless-limit symmetry, not an exact symmetry of that term. Independent axial rotations change the vacuum and are not extra localized rigid-rotor coordinates in a sector with fixed boundary vacuum.
The space-time symmetry is the Poincaré group, comprising translations and Lorentz transformations, including spatial rotations. Parity acts as , since pions are pseudoscalars. For a static finite-energy solution, translations change its position; spatial rotations and isorotations change its orientation. These transformations generate collective coordinates, but a particular field can be unchanged by certain combined transformations.
For the usual low-charge minimum branches of the standard model, the relevant shapes and density symmetries are the following. These are not claims about every field of a given degree, all excited solutions or arbitrary modified pion potentials.
Figure 1.
Schematic Skyrmion configurations
. Schematic shapes of the Skyrme baryon density at low charge: sphere, torus, tetrahedral shell and cubic shell. They show shape and symmetry, rather than numerically computed density isosurfaces. Details.
For , the Skyrmion hedgehog ansatz is
Its Skyrme baryon density is spherical. Indeed . A spatial rotation rotates the pion direction, so the field itself is invariant under a compensating isorotation, not under every spatial rotation alone. Its proper combined stabilizer is a diagonal .
For , the toroidal two-Skyrmion has a ring-shaped density with an axial hole and full density symmetry . The proper combined field stabilizer is an -type group: its continuous subgroup pairs axial spatial rotation by with isorotation by , and it also has discrete transverse half-turns. The angular approximation makes the axial factor two explicit. A static two-baryon minimum is consequently not simply two separate round unit lumps.
For , the tetrahedral three-Skyrmion has a tetrahedral shell with four face-hole directions and full density group . Its proper rotational group is , the tetrahedral symmetry group of order 12. The actual field symmetries again pair these rotations with isorotations.
For , the cubic four-Skyrmion has a cubic shell with six face-hole directions. Its full density group is , the symmetry group of a cube, and its proper group is , the rotational symmetry group of a cube of order 24. Cubic and octahedral symmetry name the same point group; this particular density shape is cubic. Reflections in these full density groups should not be confused with the proper rotation-isorotation group used for angular-momentum quantization.
As a concrete independent check on these shape symmetries, the rational map approximation for Skyrmions uses
with and . Representative maps are
Their degrees are , and with the stated radial boundary conditions their baryon numbers equal these degrees. The angular Jacobian of a rational map is . It vanishes at branch directions. has uniform angular density; has its two branch directions on the axial poles; the Wronskian of a rational map for is proportional to , giving tetrahedrally arranged holes; has branch directions , giving the six cube-face directions. Also pairs a spatial quarter-turn with an isospin half-turn. These give illustrative approximate fields, not exact analytic solutions or a proof of global energy minimality.
To quantize, first distinguish the model's group from the chosen soliton's stabilizer subgroup . A family of the same static energy is
Ignoring translations for the moment, , and different rigid orientations form the Skyrmion collective-coordinate orbit . The connected stabilizer dimensions are for the four shapes, so their orientation-orbit dimensions are ; adding translations gives . For the unit hedgehog, treating rotation and isorotation as six independent modes would double-count its locked orientation. For higher charges, arbitrary separation of constituent lumps is not an exact flat moduli space in this non-Bogomolny theory.
Let the orbit coordinates depend slowly on time. Integrating the kinetic terms gives a collective-coordinate effective Lagrangian , with positive kinetic metric after removing redundant stabilizer directions. Its angular blocks are the spatial, isospin and mixed inertia tensors. Collective-coordinate quantization produces a rotor Hamiltonian on this orbit, with translations giving center-of-mass momentum. The global symmetry supplies states transforming in spin- and isospin- group representations, and the associated conserved angular momenta. Inertia tensors determine energy splittings; group symmetry alone does not specify those tensors or their numerical energies.
The topology and the static stabilizer supply further collective-rotation constraints for a Skyrmion. The degree- configuration space has fundamental group , related to . Choosing the nontrivial Finkelstein-Rubinstein constraints character gives fermionic unit baryons. Wavefunctions live on the appropriate cover, and a lifted stabilizer operation obeys
The sign depends on whether the actual field-configuration loop is contractible, not just on whether the density looks symmetric. A spatial rotation or isorotation has sign in this fermionic choice, so
Thus odd baryon number requires half-integer spin and isospin; even baryon number requires integers. Discrete or continuous combined stabilizer symmetries impose additional restrictions on the allowed pairs and body-fixed rotor states. They must not simply be omitted, or replaced by trivial invariance under every density symmetry. The trivial character is a possible bosonic quantization but would not produce a fermionic nucleon. Improper field symmetries, implemented using the model parity transformation, can additionally constrain parity labels; scalar-density reflection symmetry alone is insufficient to infer those labels.
For example, the two-Skyrmion axial stabilizer can be written in body-axis conventions as , with the spatial and the isospin generators. A transverse spatial half-turn accompanied by an isospin half-turn has the nontrivial sign in the Finkelstein-Rubinstein constraints. The integer-spin scalar state is therefore excluded despite even . A spin-one, isospin-zero state with zero axial body projection has the required minus sign under that half-turn; the spin-zero, isospin-one channel can also satisfy the constraints. Their relative energies require the inertia tensors.
For the unit hedgehog, these requirements reduce to rotational quantization of a unit Skyrmion: one orientation with has . With the energies are , where is its moment of inertia. Since , the purely rotational hedgehog band has positive parity; vibrational excitations need not share it. The multiplet models the spin-half proton/neutron isospin doublet; gives the Delta baryon multiplet. The familiar lowest rotor assignments for are respectively . These assignments incorporate the corresponding field-stabilizer constraints and standard inertia ordering, not a prediction from density shape alone. Deformations, vibrational modes, radiation and binding dynamics lie beyond the rigid approximation. The two symmetry roles are therefore
A Bogomolny bound expresses a static field energy as nonnegative squares plus a term fixed by the topological charge or boundary data. Setting the squares to zero gives the first-order Bogomolny equations. Their solutions minimize the energy in that sector and satisfy the second-order Euler-Lagrange field equations, although a general stationary solution need not attain the bound.
For one real scalar in one spatial dimension, take the Lagrangian density
A finite-energy field configuration in this static sector must approach scalar-field vacua with at the two ends. Completing the square gives the square completion for a one-dimensional kink:
Choose the sign for which the boundary term is nonnegative. Thus
Taking the derivative of the equality equation gives , the static Euler-Lagrange field equation. The boundary term is invariant under deformations keeping the asymptotic scalar-field vacua fixed; it is not a contribution from the local shape of the kink.
For a phi-four kink, let , , and select the sector , . Then , and the increasing Bogomolny equation is . Separating variables yields
The integration constant is the translational collective coordinate. Directly, and its energy density is , whose integral is . The decreasing antikink has the reversed boundary values, profile , and the same energy. A Lorentz boost produces the exact uniformly moving kink , with Lorentz factor and energy .
In two spatial dimensions, choose the Abelian Higgs model at critical coupling, with , , and energy
The gauge covariant derivative is used throughout this normalization. Integration by parts, using , gives , with a vanishing boundary divergence for the decaying vortex fields. Combining this identity with the magnetic and potential terms gives the Bogomolny square completion for an Abelian Higgs vortex:
Finite-energy field configurations have at infinity, and makes the magnetic flux equal to the phase winding . For ,
These are the Bogomolny vortex equations for an Abelian Higgs vortex. Opposite signs give antivortices and the bound . The coefficient follows from the explicit energy normalization above; other conventions can give . Static solutions of fixed positive vortex number have equal energy independent of their positions, giving the Abelian Higgs vortex moduli space used for slow dynamics.
For a real scalar field in one spatial dimension with metric signature and potential , the stress-energy conservation law is . The force on the field to the left of a fixed cut is at the cut when the far-left boundary flux vanishes. Finite-energy field configurations also permit this conclusion by spatial cutoffs, without assuming pointwise decay of all derivatives.