In the critical closed bosonic string, compactification of one coordinate gives and . At oscillator level zero, level matching forces . Thus a pure momentum ground state becomes a massless scalar field at , while a pure winding ground state does so at . These are threshold states descended from the bosonic tachyon; they are additional to the neutral graviton, two-form, vectors, dilaton and radius modulus. At the self-dual circle, the four charges contribute to the enhanced massless scalar field spectrum.
Gravitino 2026-10-06
The gravitino is the spin- gauge field of local supersymmetry and the partner of the graviton. A massless four-dimensional gravitino has two physical helicities, ; a massive one has four, adding . The super-Higgs mechanism supplies these extra states from the goldstino.
In a one-brane warped background, the proper extra dimension can be infinite while the four-dimensional graviton zero mode has finite norm. The Einstein-Hilbert action weighs its four-dimensional curvature term by the warp factor integral shown above, finite for . Thus the proper length is not the effective gravitational volume. This differs from an unwarped noncompact direction, whose volume integral diverges. It also differs from the two-brane hierarchy mechanism, where finite brane separation redshifts masses on the distant brane. The noncompact construction is established in the original single-brane warped-gravity paper.
In the critical bosonic string theory, the states have . Their coefficient matrix decomposes into a symmetric trace-free tensor, an antisymmetric tensor, and a scalar trace, representing the graviton, Kalb–Ramond field, and dilaton. Their transverse particle polarization counts add to . The normal-ordering constant of a string is one.
The NS-NS fields are a graviton, Kalb–Ramond field and dilaton, with physical polarizations. The RR fields are , with polarizations; the five-form field strength of is self-dual. Two same-chirality Majorana-Weyl gravitini contribute polarizations, and two Majorana-Weyl dilatini of the opposite chirality contribute . Potential components, dual potentials and physical polarizations are different counts.
Neveu–Schwarz–Neveu–Schwarz sector Created 2026-10-06 Updated 2026-10-14
The closed-string sector with NS sector excitations on both chiral sides. Its massless transverse tensor product is , giving the graviton, Kalb–Ramond field and dilaton. These fields are common to the type II theories.
A four-dimensional Majorana spinor gravitino has real components, minus four local supersymmetry gauge functions, leaving twelve before using any Euler-Lagrange field equation. A vierbein has sixteen real components, minus six local Lorentz transformation and four diffeomorphism gauge functions, leaving six. Equivalently, a symmetric metric tensor has . The propagating graviton and massless gravitino each have two states on shell. Six bosonic auxiliary field components complete an off-shell supergravity multiplet.
A supersymmetric type-II D-brane carries a Ramond–Ramond potential charge and saturates the corresponding generalized BPS bound in supersymmetry: its brane tension equals the charge-dependent central/tensorial-charge bound in the relevant normalization. It is therefore a BPS state, preserving sixteen of the thirty-two spacetime supercharges. Identical parallel branes with the same orientation impose the same supersymmetry projector. This statement does not apply to arbitrary unstable non-BPS branes or to the bosonic branes of the preceding parts.
One direct demonstration of the parallel D-brane no-force identity is the annulus vacuum amplitude. For separation , its oscillator-dependent part is proportional to
Here
The first two terms describe the projected Neveu–Schwarz sector, and the last is the oppositely signed Ramond sector contribution. The Jacobi abstruse identity gives for every . Therefore
In the closed-string channel, attractive graviton and dilaton exchange cancel repulsive Ramond–Ramond potential exchange. The classical probe calculation in the D-brane supergravity solution gives the same cancellation. The common supersymmetry allows separation to remain a flat modulus; relative angles, reversed RR charge or supersymmetry-breaking backgrounds can remove this protection. For a brane–antibrane pair the RR interaction reverses and does not cancel the NS-NS attraction. The charge and half-supersymmetry interpretation is established in Dirichlet-Branes and Ramond-Ramond Charges.
A -form gauge potential couples electrically to a spatial -brane through the Wess-Zumino brane coupling
The worldvolume dimension supplies exactly the degree required for integration. Under , the change is , so a closed worldvolume is gauge invariant; an open one needs suitable endpoint couplings. If has an ordinary dual potential, has degree and the dual potential degree . Thus the electric and magnetic dimensions of a form-coupled brane are
Electric charge is measured by , magnetic charge by , on spheres linking the corresponding objects. Flux normalization, and possible Chern-Simons modifications of charge definitions, must be fixed in interacting backgrounds; this is the basic linear form-field dictionary.
In ten dimensions the common NS-NS fields are the graviton , Kalb–Ramond field , and dilaton . Their on-shell bosonic polarizations are , respectively. The graviton count is , and a massless -form has transverse polarizations. The RR fields distinguish the two theories:
TheoryRR potentials and physical polarizationsTotal bosonsFermions and chiralities
Type IIA superstring theory, Two opposite-chirality Majorana-Weyl gravitini; two opposite-chirality Majorana-Weyl dilatini
Type IIB superstring theory, , with self-dual Two same-chirality Majorana-Weyl gravitini; two same-chirality Majorana-Weyl dilatini of the opposite chirality to the gravitini
Each gravitino has physical polarizations, and each dilatino , giving fermions in either theory. In IIA the two supersymmetry sectors have opposite ten-dimensional chiralities, and the dilatino in each sector has chirality opposite to its gravitino. In IIB both gravitini can be designated positive-chirality and both dilatini negative-chirality. The self-duality of the IIB five-form halves the unconstrained four-form count to . These are the massless type IIA spectrum and massless type IIB spectrum, not raw component counts.
The Neveu–Schwarz two-form couples electrically to the fundamental string and magnetically to the NS5-brane in both theories. IIA couples electrically to a D0-brane and magnetically to a D6-brane; couples electrically to a D2-brane and magnetically to a D4-brane. The magnetic descriptions use dual seven-form and five-form potentials, not extra independent polarizations. In IIB, gives D1-brane and D5-brane charges, while self-dual gives the self-dual D3-brane. The scalar couples to a Euclidean D-instanton, whose magnetic partner is the D7-brane. Momentum and, after circle compactification, Kaluza-Klein monopole charge come from the metric sector.
The full brane inventory also involves nonpropagating top-form potentials. A D8-brane is an IIA domain-wall source for Romans mass , described dually by a nine-form potential; it is not generated by the propagating massless spectrum alone. A space-filling IIB D9-brane has a ten-form coupling and requires appropriate global RR-charge consistency. Such fields add no ordinary massless polarizations. This distinction avoids confusing the list of propagating particles with all possible charged extended objects.
For T-duality, compactify a spatial coordinate with . Closed strings have integer momentum and winding , with
The map
leaves unchanged and reverses . Equivalently, it reverses while keeping , and reverses the corresponding right-moving worldsheet fermion to preserve worldsheet supersymmetry. Multiplication of the right Ramond ground-state spinor by reverses its ten-dimensional chirality. Left and right Ramond projections therefore change from opposite chirality to equal chirality, or conversely:
The zero-mode mass contribution and the oscillator spectrum are unchanged. The Buscher dilaton shift gives , which preserves the nine-dimensional gravitational coupling proportional to . The mixed metric and two-form components along the circle are exchanged; RR potentials with a circle leg map to one lower degree and those without it to one higher degree, in the corresponding gauge-covariant description.
For open strings, the derivative relations and exchange Neumann boundary conditions with Dirichlet boundary conditions. Consequently a wrapped D-brane becomes a D-brane, while a transverse one becomes a wrapped D-brane. The even-dimensional IIA branes and odd-dimensional IIB branes therefore transform consistently with the closed-string chirality flip; transverse positions and compact gauge Wilson lines are exchanged.
Let be the compact coordinate, identified modulo . The closed string may wrap the circle:
Single-valued momentum eigenfunctions require , . These are the momentum and winding modes. Write the chiral zero-mode momenta as
The left-moving string oscillators will be tilded: , . This fixes the sign in compact-circle closed-string level matching.
Define the lower-dimensional mass by . The two closed-string physical-state Virasoro conditions, with bosonic string intercept one, are
Their average and difference derive the complete free bosonic string mass spectrum on the circle:
The allowed states have nonnegative integer oscillator levels and obey the Virasoro constraints within each chiral sector. Compactification has not removed oscillator polarizations; it has added quantized compact momentum and allowed winding while changing the lower-dimensional interpretation of those polarizations.
At large , the momentum and winding modes with have closely spaced momentum energies , whereas nonzero winding costs . At small their roles reverse. The precise equality is T-duality:
It leaves unchanged and reverses , and leaves the mass formula and closed-string level matching unchanged. On the string embedding map it reverses the right-moving part of . Therefore the small-radius spectrum is the large-radius spectrum of the dual theory, rather than a spectrum in which all charged states simply become heavy.
At a generic radius, the neutral level contains the lower-dimensional graviton, Kalb–Ramond field and dilaton, two gauge bosons from the mixed components of the metric and two-form, and the radius modulus of a string compactification. The two vector charges are the Cartan charges of .
Consider instead the following charged states:
Every state satisfies compact-circle closed-string level matching. The single noncompact string oscillator supplies a vector polarization. At the massless point, the level-one Virasoro constraint imposes transverse polarization and its physical null string state identifies polarizations differing by the noncompact momentum. Thus these are genuine lower-dimensional vector states. Their squared mass is
Thus four additional charged massless spin-one particles appear at
For the charges have , ; for they have , . This identifies the two pairs of charged roots.
The enhanced gauge group can be derived rather than just inferred from counting. At the self-dual circle, the chiral compact boson satisfies . The self-dual circle current algebra has currents
The exponentials have conformal weight . Free-boson contractions give the operator product expansions
They form the level-one SU(2) Lie algebra, and there is an independent right-moving copy. The string vertex operators and give the six massless vectors. Consequently
Changing gives the four charged vectors the mass found above, consistent with the radius deformation as a Higgs mechanism.
For completeness, the enhanced spectrum also has scalar fields. Using a compact rather than noncompact oscillator in the four singly excited charged families gives four scalars. At , closed-string level matching requires ; the mass equation then gives the four charges . These exceptional massless ground states of a bosonic circle give another four scalars. Together with the radius scalar they form nine scalars in the representation, in addition to the neutral dilaton. The ever-present neutral bosonic tachyon still has . The enhancement establishes the additional massless vectors, not stability of the entire bosonic vacuum.
The RNS string adds worldsheet Majorana fermions to the coordinate fields . The new fields are spinors on the worldsheet but vectors under the target Lorentz group; this distinction matters when interpreting their oscillator states. In a flat target, a convenient Lorentzian convention for the free gauge-fixed action is
where are two-dimensional gamma matrices. The bosonic and fermionic kinetic terms are related by worldsheet supersymmetry. Before fixing local worldsheet supersymmetry, one introduces a worldsheet gravitino along with the worldsheet metric. After superconformal gauge fixing, the residual matter constraints are the Virasoro constraints and the constraints generated by the superconformal current .
Each real worldsheet Majorana fermion contributes to the chiral central charge, while each coordinate contributes one. The reparameterization bc system contributes , and fixing local worldsheet supersymmetry also produces commuting superconformal ghosts of weights , with central charge . Thus
In light-cone gauge in string theory there are eight physical transverse coordinate fields and eight transverse worldsheet Majorana fermions.
On the doubled spatial interval of an open string, the two allowed fermionic periodicities are
They arise from the relative signs of the left-right fermion gluing conditions at the two ends. Thus the Ramond sector has integer-mode oscillators , including , and the Neveu–Schwarz sector has half-integer oscillators , , without zero modes. In either sector,
A closed string has independent left- and right-moving periodicities, giving four sector choices rather than two.
The Ramond zero-mode Clifford algebra is
Hence its ground states carry a Spinor representation of the Lorentz group. The zero-mode supercurrent constraint reduces on a ground state to the Dirac equation . In the Neveu–Schwarz sector the oscillator vacuum instead carries a scalar representation. Consequently the open string NS sector describes spacetime bosons, while the R sector describes spacetime fermions. Exciting a target-vector oscillator does not change this statistics assignment.
The string intercepts follow from the transverse zero-point energy. Per boson the integer-mode contribution is . Per fermion it is the negative of the corresponding half-sum. Since , the eight transverse pairs give
Thus , , and the open string mass formula is . This distinguishes the lowest states explicitly:
The supersymmetric GSO projection keeps odd oscillator fermion number in the NS sector. Defining so that the NS vacuum has , its projector is
It removes the scalar tachyon and keeps the massless vector. In the R sector, fermion parity contains the zero-mode chirality operator, so one may write
Here counts nonzero-mode fermionic excitations. On the ground states, this keeps one Majorana-Weyl spinor chirality: 16 real covariant components, or eight on-shell polarizations after the Dirac equation. The projected massless open-string states are an eight-polarization gauge vector and an eight-polarization gaugino. The compatible projected tower exhibits spacetime supersymmetry; unprojected worldsheet supersymmetry by itself did not eliminate the tachyon or equalize these massless counts.
For a closed string, both chiral zero-mode constraints must hold:
This shifted closed-string level matching is particularly important in the mixed sectors. The lowest states and their spacetime nature are as follows.
For type IIA superstring theory, the two R sector ground-state chiralities are opposite. The Ramond–Ramond potentials can be represented by , with transverse counts . The two mixed-sector gravitinos have opposite chiralities, and the ten-dimensional theory is nonchiral. For type IIB superstring theory, the two R sector chiralities agree; the Ramond–Ramond potentials are , with self-dual five-form field strength, giving . Its two gravitinos have the same chirality. Thus both projected type II theories have 128 massless bosonic and 128 massless fermionic polarizations and no tachyon, while their chiralities and form spectra differ.
If unoriented open strings are included in the complete theory, the supersymmetric example is type I string theory. Worldsheet orientation reversal projects the closed type IIB superstring theory spectrum and identifies the two mixed sectors; the surviving closed fields include the graviton, dilaton, a Ramond–Ramond potential , and one gravitino and dilatino. The open states form vector and gaugino multiplets with Chan-Paton factors; tadpole and anomaly cancellation select . This is an additional orientation projection, not part of the GSO projection itself. The heterotic string instead pairs one supersymmetric chiral side with a bosonic chiral side carrying an internal gauge sector; it does not have a Ramond choice on both sides.
Take . Variation of the conformal-gauge action, with periodic variations, gives . Hence . In an uncompactified direction, periodicity allows equal linear slopes and independent periodic parts. Expanding the periodic parts in a Fourier series yields the closed-string mode expansion
Here labels the right-moving sector and the left-moving sector; exchanging the names is harmless if done consistently. Integration of the canonical momentum density over the string gives , fixing the zero-mode coefficient. Reality gives and the analogous relation for tildes, with .
The closed-string physical-state Virasoro conditions are
where and . Thus closed-string level matching gives , and . The massless level is . Its general state is
The string oscillator commutators give : the two terms obtained by commuting through the quadratic generator coincide and cancel its factor . Therefore replaces by , while produces positive string oscillators that annihilate this level. The same holds independently for tildes. The complete polarization conditions are
Null string states identify with , with transverse . At nonzero momentum this leaves physical polarizations. Their symmetric traceless, antisymmetric and transverse-trace parts are the graviton, Kalb–Ramond field and dilaton.
The original PDF's condition is inconsistent with calling the displayed excited states massless. It is the on-shell condition of the string oscillator vacuum as a physical tachyon. For the level-one state, that value would give , violating the physical conditions. The ket used as the basis for a massless excitation must instead carry the excitation's momentum ; by itself it is then not an on-shell physical vacuum state.
For the compact coordinate, , . Its momentum is , , since the centre-of-mass wavefunction is single-valued on the circle. Thus its zero modes become
with
These are momentum and winding modes. Let be the 25-dimensional noncompact momentum and . The two zero-mode constraints now give
Their difference and average give, respectively,
This also displays T-duality , , with one chiral momentum reversed.
At a generic radius, the massless solutions are only , . Their fields in 25 dimensions are a graviton (275 polarizations), antisymmetric two-form (253), dilaton (one), two abelian vectors from and (23 each), and the radius scalar (one). Hence the generic massless spectrum has polarizations, with gauge group . Here generic excludes isolated radii where exceptional massless ground states of a bosonic circle occur. Indeed forces , and becomes massless at or . These additional thresholds matter in the bosonic theory.
At the self-dual circle , masslessness and level matching read
Since , their sum is at most two. For sum two, and level matching gives the ordinary family. For sum one the four possibilities are
They have one right-moving or one left-moving excitation, as their levels specify. Each family has 24 physical polarizations: a 25-dimensional vector with 23 polarizations and one compact-oscillator scalar. Thus these families add 96 states.
For sum zero, level matching forces , while the mass equation requires . It gives four additional scalar states with charges and , without any string oscillators. They must not be omitted. The massless spectrum at the bosonic self-dual circle therefore has 100 additional polarizations, 676 in total. The four new vector fields enhance the gauge group to . Including the original radius scalar, the nine non-dilaton scalars form its representation. Equivalently, the full count is .
The first massless level of a closed string contains a spin-two field, an antisymmetric two-form and a scalar: the graviton, Kalb–Ramond field and dilaton. The polarization redundancies found in Question 2 become, in position space, the linearized transformations and . Thus the massless spin-two field already carries the gauge symmetry of linearized general relativity.
To describe slowly varying backgrounds, promote these polarizations to fields of the embedding coordinates. The Euclidean string nonlinear sigma model is
Here is the antisymmetric coordinate density. Quantum consistency requires worldsheet Weyl anomaly cancellation, not merely the classical background equations. At first order in the bosonic sigma-model Weyl anomaly coefficients give
where is the Kalb-Ramond field strength. The scalar anomaly condition, combined with the trace of the metric condition in the critical dimension, gives
These are the Euler–Lagrange equations of the leading string-frame massless effective action
For example, variation of gives the divergence equation above. Varying and integrating its kinetic variation by parts gives . Combining this with the metric variation yields the Ricci equation. Thus the string's quantum conformal consistency reproduces target-space gravity coupled to matter. Equivalently, expanding string scattering amplitudes at small momenta gives the same action: massless exchange poles are reproduced by these fields, while analytic terms from massive exchange become local higher-derivative interactions.
The apparent dilaton-dependent coefficient of is a frame choice. Put and, in dimension , define the Einstein-frame metric
To see the cancellation explicitly, write , . Then
The Laplacian term is a boundary term. Combining the last term with the original positive dilaton kinetic term produces . The three inverse metrics in give its remaining exponential factor. Hence
For the uncompactified bosonic theory , these coefficients are and . The Ricci term is now the Einstein-Hilbert action; its metric variation gives the Einstein field equations with stress-energy tensor from the scalar and two-form. The leading low-energy theory is general relativity coupled to the massless string fields.
The approximation requires characteristic momenta and small curvature in string units. Massive string modes have masses of order and can be integrated out, generating corrections with extra powers of or . The string genus expansion supplies independent loop corrections controlled by ; at weak coupling tree-level gravity dominates. Dimensional analysis gives .
Compactification supplies lower-dimensional gravity and additional matter: metric and two-form components give gauge fields, internal geometry gives scalar moduli, and light modes of Kaluza-Klein theory must be kept if their masses lie below the chosen cutoff. Open strings add gauge fields, and supersymmetric string theories add spacetime fermions. Their particular matter spectrum depends on the compactification and projection; universal massless spin-two interactions retain the gravitational form. Finally, the bosonic massless-sector action is a formal truncation around a tachyonically unstable vacuum. It does not remove that instability. Tachyon-free superstring backgrounds provide stable applications of this low-energy gravitational interpretation.
Use target signature and a closed-string spatial coordinate . Write for the compact coordinate and for the noncompact coordinates. In conformal gauge, the wave equation factorizes, so every coordinate is a sum of a function of and a function of . The closed-string boundary conditions are
Thus the derivatives of each chiral part are periodic and have integer Fourier modes; only their worldsheet zero modes can produce the winding displacement. Integrating these Fourier series gives the closed-string mode expansion
The oscillator reality conditions are and similarly for the tilded modes. The coefficient of follows by integrating the canonical momentum density . Single-valued wavefunctions of the center coordinate have momentum , with . Equivalently, the compact chiral worldsheet zero modes are and , where
Here tildes denote the left-moving sector. This convention will also fix the sign in compact-circle closed-string level matching.
Choose a noncompact light-cone pair and impose light-cone gauge in string theory , with . The Virasoro constraints then solve for in terms of the transverse coordinates. For example, with , one has . Thus there are two independent transverse oscillator Fock spaces, including among the transverse coordinates. Quantization gives , and the same relation for the tilded oscillators, with the two sectors commuting. Lorentz consistency gives the critical dimension of the bosonic string and string intercept one in each sector. Accordingly
count 24 transverse oscillator species. The two zero-mode constraints give the lower-dimensional bosonic string mass spectrum
Taking their difference and average yields
Every choice of transverse string oscillators and integer charges satisfying this closed-string level matching is a physical string state in light-cone gauge. The eliminated longitudinal oscillators do not supply additional polarizations.
To classify all massless states, positivity of the two compact terms implies . When the sum is two, masslessness forces , and closed-string level matching then forces . The states have polarizations. In 25 noncompact dimensions, their decomposition gives a graviton, a Kalb–Ramond field, a dilaton, two Abelian gauge vectors from the metric and two-form with one compact index, and the radius scalar field. Their physical polarization counts are
The first two numbers are the symmetric traceless second-rank tensor and antisymmetric second-rank tensor of the massless little group .
When , closed-string level matching requires . The compact contribution obeys
and equality occurs precisely at . The charges have ; the charges have . Each charge has 24 polarizations supplied by its single excited sector. At a general radius these have
Finally, requires . The exceptional massless ground states of a bosonic circle occur at
Each charge is a scalar field. These special radii must be included if “general radius” is to mean a complete classification, rather than only a generic radius. At a generic radius the massless spectrum is the neutral 576-state spectrum above; at exceptional radii one adds exactly the states just listed. The neutral ground state remains tachyonic.
The map
sends to and to . Reversing all right-moving compact string oscillators, , preserves their commutators and oscillator number; the left-moving oscillators are unchanged. Both the mass formula and compact-circle closed-string level matching are therefore unchanged, with a one-to-one map of the complete oscillator basis. This proves T-duality of the full spectrum, including winding, massive and tachyonic states.
At the self-dual circle the four single-oscillator charge families give new massless states. Each family decomposes into a 25-dimensional gauge vector with 23 polarizations and one scalar field. There are also four massless ground states, with charges and . Thus the massless spectrum at the bosonic self-dual circle has
The gauge interpretation follows directly from the chiral compact-boson operators. With , the exponential has conformal weight . At the self-dual radius,
have weight one and satisfy , , and . These are the level-one current relations; the right sector supplies another copy. Multiplying these currents by a noncompact oscillator produces six gauge vectors in total. The nine scalar string vertex operators form the representation, accounting for the radius scalar field and eight new scalar fields. The remaining neutral fields are the graviton, two-form and dilaton.
A radius deformation as a Higgs mechanism is the expectation value of the Cartan–Cartan scalar string vertex operator . Its stabilizer is , so
The four compact single-oscillator scalar field polarizations become longitudinal polarizations of the four massive vectors, exactly as in the Higgs mechanism. The other four extra scalar fields have masses or and need not remain massless; one pair becomes tachyonic on either side of the self-dual point. Together with the original bosonic tachyon, this means that the gauge-symmetry interpretation is formal and does not assert a stable bosonic-string vacuum.
The starting point is a physical massless closed-string state
Its symmetric traceless part is a spacetime spin-two field, the graviton; the antisymmetric part is the Kalb–Ramond field, and the scalar field part gives the dilaton. The physical-state conditions impose transverse polarizations, and longitudinal null states identify
for the symmetric component. In position space this is the linearized diffeomorphism . Thus the massless spin-two state has the gauge redundancy required of a gravitational field, rather than an arbitrary massive tensor interaction.
Closed-string amplitudes factorize on this graviton pole. Its leading soft coupling is universal and couples to the energy-momentum tensor of the other string states. Decoupling longitudinal polarizations enforces the gravitational Ward identities. The two-derivative cubic graviton vertex extracted from the low-momentum three-point amplitude is the cubic vertex of the Einstein-Hilbert action; continuing these Ward identities requires the nonlinear diffeomorphism-invariant completion. A complementary way to derive the same dynamics is to demand quantum consistency of propagation in a curved background.
Replace the flat target metric in the worldsheet action by , and allow the two-form and dilaton backgrounds. After Euclidean continuation, their couplings have the schematic normalization
These backgrounds are couplings of a string nonlinear sigma model. Quantum Weyl invariance requires their Weyl anomaly coefficients to vanish. To first order in , the metric equation is
The dilaton and two-form equations accompany it. In a critical-dimensional background with and constant , the leading metric equation is , precisely the vacuum Einstein field equations. Matter and other massless string fields supply the corresponding stress-energy when retained. This argument also explains why arbitrary curved target metrics are not consistent string backgrounds.
The equations arise from the leading string-frame massless effective action
A constant-dilaton expansion of its curvature term directly gives the Einstein-Hilbert kinetic and self-interaction terms. For a varying dilaton, introduce the Einstein-frame metric . The Weyl rescaling of the metric and the corresponding transformation of the Ricci scalar and an integration by parts give
This displays ordinary Einstein gravity coupled to the dilaton and two-form. Gravity need not be the only low-energy field: those fields, compactification moduli and gauge fields have to be retained or stabilized as appropriate. Four-dimensional gravity additionally requires compactification from the critical target dimension, with its Newton constant depending on the compactification volume.
The approximation is controlled when external energies obey and curvatures obey . Massive string modes then produce suppressed higher-derivative interactions, such as higher-curvature corrections. Small string coupling also suppresses higher-genus quantum corrections; dimensionally scales as . Thus Einstein gravity is the universal leading two-derivative dynamics of the massless closed-string spin-two field, with additional massless matter, string-length corrections and quantum corrections systematically controlled.
For the bosonic theory this is the massless-sector effective description in 26 dimensions; the tachyon means that it is not by itself a proof of a stable vacuum. Tachyon-free supersymmetric string theories have the same massless graviton mechanism in ten dimensions before compactification. Removing the tachyon and obtaining a realistic four-dimensional model require extra physical input beyond the emergence of the Einstein action.
For null four-momentum, has rank one in its spinor indices. Positivity makes the null combinations act trivially; the remaining normalized pairs obey . Acting with distinct lowering operators on a highest-helicity state gives the helicity spectrum of a massless supermultiplet:
A CPT completion of a supermultiplet adds the opposite helicities if needed. Interpreting the physical spin bounds as , the width fits inside only if . A literal one-sided bound on helicity without CPT would not give this maximum. The maximal spectra are
and
Thus the maxima are (N=4) for spin at most one and (N=8) for spin at most two, with 16 and 256 states. Dimensional reduction of ten-dimensional super Yang-Mills theory on a six-torus gives the first: the vector yields one four-dimensional vector and six real scalar fields, and its Majorana-Weyl spinor yields four Weyl spinors. Reducing eleven-dimensional supergravity on a seven-torus gives the second: metric components supply one graviton, seven vectors and 28 scalars; the three-form supplies 21 vectors, 35 scalars and seven dualized two-form scalars; the gravitino supplies eight gravitini and 56 spin-half fields. These total 28 vectors and 70 scalars, with 128 boson and 128 fermion states.
Use target-space signature and let a dot between target vectors denote contraction with the Minkowski metric. Varying the string embedding map in the Polyakov action, with periodic variations around the closed string, gives
Thus the embedding equation of motion is
The independent worldsheet metric variation uses . It sets the worldsheet stress tensor to zero:
In conformal gauge, , the Weyl factor cancels. Define worldsheet derivatives . The equations and Virasoro constraints reduce to
Equivalently, , and . The free wave equation permits independent periodic left- and right-moving fields.
Take and the uncompactified closed-string mode expansion
The Virasoro generators are the Fourier coefficients of the two quadratic worldsheet stress tensors. Their quantum expressions are
The canonical commutation relations are , with an identical tilded algebra and commuting chiral sectors. Normal ordering places annihilation modes to the right. It gives , where , and similarly on the other side. In old covariant string quantization, physical string states obey
modulo physical null string states. Negative generators are adjoint constraints on bras, not further annihilation conditions on the same ket. In critical bosonic string theory, and the string intercept is . These closed-string physical-state Virasoro conditions imply
Thus the massless first closed-string level has , and its general state is
To derive the polarization tensor constraints, the oscillator algebra gives . Applying to this state replaces by ; the independent tilded condition replaces the other oscillator by . All higher positive generators annihilate the state automatically. Therefore
There is no condition that the tensor trace vanish: each chiral side has only one oscillator, so neither nor imposes a trace condition. The null-state quotient of a string also identifies
For example, is a momentum-longitudinal state with zero inner product against every transverse physical polarization. This explains the string-state gauge redundancy, rather than merely counting covariant components. For an ordinary nonzero null momentum, choose a frame adapted to . The constraints remove one null direction in each index, and these null-state identifications remove the remaining longitudinal directions. The representatives are then , .
Decompose that transverse matrix into its symmetric trace-free part, antisymmetric part and trace. They describe the graviton, Kalb–Ramond field and dilaton, respectively. Their particle polarization counts are
These are representations of the rotational part of the massless little group. The dilaton corresponds to the transverse trace; a covariant scalar polarization can be written proportional to , with and . It is transverse in both indices and has trace 24. The nonzero-momentum assumption is appropriate for propagating particle states; zero momentum requires separate treatment of gauge and background zero modes.
In a general background, these fields replace the flat-space free action by the string nonlinear sigma model. A convenient Euclidean convention is
Here is the orientation density; reversing its convention changes the displayed sign of the two-form coupling. The metric tensor is , is the antisymmetric Kalb–Ramond field, and is the dilaton. Their worldsheet couplings reproduce the corresponding massless closed-string vertex operators when expanded about flat space. The Polyakov path integral integrates over embedding fields and metrics modulo worldsheet diffeomorphisms and Weyl transformations; gauge fixing supplies ghost determinants and moduli integrations. Quantum consistency of a general background additionally requires vanishing sigma-model beta functions, not just insertion of arbitrary backgrounds into a free theory.
Finally, separate the constant dilaton mode, . By the Gauss-Bonnet theorem, its action is
For a connected oriented surface of genus , its Euler characteristic is . Defining the string coupling by gives
Thus the string genus expansion is a topology sum with two extra powers of per handle. An amplitude with canonically normalized external closed-string vertices has the additional vertex normalization , so its overall factor is . The curvature term, rather than a guessed coupling inserted at each internal interaction, supplies this dependence directly from the functional integral.
Use four-dimensional Minkowski spacetime with and . The Clifford algebra duality identity makes the displayed epsilon-form equation equivalent, up to a nonzero convention-dependent phase, to
This is the Euler-Lagrange equation of the first-order Rarita-Schwinger field action , with the overall phase adjusted to the chosen Majorana convention. Varying the Majorana spinor action accounts for both occurrences of the field and cancels the one-half normalization.
A vector times a spinor contains spin- and unwanted spin- pieces, so the tensor type alone does not establish the physical spin. The field equation has gauge invariance
since the two derivatives contract an antisymmetric pair of gamma indices. Put and . Gamma matrix multiplication gives
Hence . Use the gauge transformation, under which , to impose . The equations then imply
with residual gauge freedom satisfying .
For a plane wave with nonzero momentum satisfying the null condition along the third axis, this residual freedom sets the temporal component to zero. Transversality then removes the longitudinal component, leaving the tensor product of two transverse vector polarizations with the two massless spinor helicities. The possible total helicities are and . The gamma trace is a rotation-covariant map to a spinor, which has only helicities . It therefore vanishes on the aligned combinations and removes the two mixed combinations. Equivalently, the transverse gamma trace condition has rank two on the four remaining complex positive-frequency coefficients. The massless Rarita-Schwinger polarization count is thus
The Majorana spinor reality condition relates negative-frequency coefficients to their conjugates; it does not introduce a separate antiparticle multiplet. A complex vector-spinor would also have independent antiparticle states.
A nonzero standard Rarita-Schwinger field mass term destroys the massless gauge invariance and adds the two longitudinal helicities. To see the constraints explicitly, choose its momentum-space sign so the equation is
Contracting with gives . Its gamma trace then gives . For these imply , and the remaining Dirac equation is . In the rest frame . Three spatial vector components times two positive-energy spinor components give six coefficients, and the gamma trace removes two, leaving the irreducible spin- representation. Therefore
In supergravity a consistent spontaneous mass generation is the super-Higgs mechanism, which supplies those extra states from the goldstino.
The massless graviton also has two physical helicities, so the graviton and gravitino already match on shell. The reason for auxiliary fields is the off-shell component count of minimal supergravity mismatch, not a mismatch of these physical states. After removing gauge functions but before using field equations, a metric has independent bosonic components, while a Majorana vector-spinor has fermionic components. In vierbein language the same bosonic count is , subtracting local Lorentz and diffeomorphism gauges. Old-minimal supergravity adds a complex scalar and a real vector, supplying six real nonpropagating bosonic components. This gives off-shell components and closure without imposing equations of motion. Their algebraic elimination leaves the physical graviton–gravitino spectrum unchanged.
The local gauge symmetries of the Polyakov action are worldsheet diffeomorphisms and Weyl transformations. Under a reparametrization , the embedding coordinates transform as scalars and the worldsheet metric as a covariant tensor; the contracted integrand is a scalar density. Infinitesimally, with the active convention, and . A Weyl transformation sends and leaves fixed. In two dimensions the factors from and cancel. Target-space Poincaré transformations are additional global symmetries, rather than worldsheet gauge symmetries.
These gauge freedoms put the metric locally in conformal gauge, . Its variation must still be imposed: it gives the worldsheet stress tensor constraints . The field equation is the wave equation, and periodicity of a closed string gives independent left- and right-moving oscillator sets. In a normalization with , their commutators and normal-ordered generators are
with the same formulas for the tilded sector and zero mixed commutators.
The closed-string physical-state Virasoro conditions in the critical flat-space theory are
They act on the oscillator Fock space, and physical spurious (null) states are quotiented out. Equivalently physical states are the suitable BRST cohomology classes. Positive modes constrain kets; their adjoints constrain bras, so one does not impose every positive and negative matter mode on the same ket. Subtracting the two zero-mode equations gives closed-string level matching, , and adding their mass-shell content gives . Quantum consistency fixes the intercept to one and, for just these flat coordinate fields, : the matter central charge cancels the reparametrization ghost central charge . Other dimensions require additional worldsheet degrees of freedom or a noncritical completion.
For the residual symmetry, take . The conformal Killing equations leave independent transformations and , with a compensating Weyl rescaling restoring the flat metric. On the Euclidean plane the corresponding holomorphic vector fields are and their antiholomorphic partners. They satisfy the Witt algebra . The conserved contour generators are the Virasoro modes . Their quantum Virasoro algebra is
with a second independent copy for the right movers. These are the generators of the residual conformal transformations, including their quantum central extension.
The two-dimensional quantum-gravity interpretation of strings follows from what is integrated, not from an analogy: at genus , the Polyakov path integral integrates over both and the metric, divided by diffeomorphism and Weyl gauge volume. String perturbation theory sums these surface topologies, weighted by before external-state coupling factors. Gauge fixing leaves worldsheet ghost determinants and integrals over worldsheet moduli. Thus it is two-dimensional quantum gravity coupled to the coordinate matter fields. A flat gauge is local; general higher-genus surfaces retain conformal-structure moduli and need not admit a globally flat representative.
Target-space gravity is a different conclusion. At , the state is massless, transverse in both indices, and has longitudinal gauge identifications. Its symmetric traceless transverse polarization is a graviton; the antisymmetric and scalar polarizations give the Kalb–Ramond field and dilaton. The graviton gauge identification is precisely the linearized metric diffeomorphism. Moreover the leading string-frame massless effective action contains , and worldsheet Weyl invariance with constant dilaton and zero two-form requires at leading order in . Thus both the propagating massless spin-two state and its low-energy interactions reproduce gravity. Closed strings contain the graviton and yield Einstein gravity in their low-energy massless sector, together with other fields and higher-derivative corrections; the bosonic tachyon instability remains.
A massless graviton in dimensions has a symmetric traceless transverse polarization tensor. Its state count is
Thus the metric of eleven-dimensional supergravity has polarizations, while its three-form has . The total bosonic count is .
For circle reduction to ten dimensions, split . The metric supplies , a Kaluza-Klein vector from , and a scalar from , conventionally the dilaton. The three-form supplies and . Their ten-dimensional counts are
This is the bosonic content of type IIA supergravity: , and the dilaton together with and . Consequently
For flat seven-torus reduction directly to four dimensions, split , . The metric yields one four-dimensional metric, seven vectors and scalars . Their polarizations are . The three-form gives
The three-form count is , as required by toroidal reduction of a p-form gauge field. Applying two-form scalar duality to the seven two-forms, the propagating four-dimensional spectrum is
This is the bosonic content of four-dimensional N=8 supergravity. The remaining four-dimensional three-form has no local polarization and can be omitted from the propagating spectrum, though a flux choice can matter in other backgrounds. The toroidal reduction of eleven-dimensional supergravity here retains all zero modes; fixing moduli, introducing fluxes or using an orbifold projection would change the spectrum and would not be this unprojected counting problem.