For one normal mode, the fundamental is , with other modes initially in their ground levels. In the linear-dipole harmonic approximation, the transition moment is nonzero for , so a vibrational fundamental is normally much stronger than its overtones, provided the mode has vibrational infrared activity.
Let measure displacement from the equilibrium bond length and put the minimum of potential energy at zero. The harmonic model and the Morse potential are
The harmonic approximation is a symmetric parabola and has no dissociation limit. The Morse potential has a steep compressed side and a shallower extended side, approaching as . Matching the curvatures at the minimum gives . With denoting a spectroscopic wavenumber rather than an angular frequency, the energy levels are
Here is the dimensionless spectroscopic anharmonicity constant. The harmonic spacing is constant, while the Morse oscillator spacing is and decreases as the levels approach dissociation. Only finitely many Morse oscillator levels are bound. The exactly solvable potential was introduced to model this anharmonic behaviour.[ref]
For the harmonic model put , with , and . The first three normalized reduced-coordinate wavefunctions are
Their numbers of nodes are zero, one and two, and their parities are even, odd and even. The nodes are at . The diagrams below use analytic curves and arbitrary illustrative scales, with both potentials given the same local curvature.
Figure 1.
Harmonic and Morse potential models and the three lowest harmonic wavefunctions
. Details.
Set . At the spring has , so its potential energy has zero gradient: . The gravitational potential energy has there. Zero velocities therefore satisfy the Euler-Lagrange equations, proving this is an equilibrium.
For fixed , let and . The Taylor series give
Thus, near the downward equilibrium, the horizontal separation is positive and
In particular, and . Dropping the additive constant and terms beyond quadratic order gives the harmonic approximation
For physical spring constant , the quadratic potential energy is a positive-definite quadratic form. The downward position is therefore a stable equilibrium in Lagrangian mechanics, and its nearby motion admits small oscillations.
Write . The initial conditions on the normal mode coordinates are and . Solving the two harmonic oscillator equations and recovering the original angles gives the exact solution within the harmonic approximation:
Their angular velocities are and , which verify all four initial conditions.
To expose the beat, define and . Replacing by changes each angle by uniformly in time. The sum-to-product identities then give
The displayed angular velocities are exact in the linear system. The absolute and signed beat envelopes have leading amplitudes and . Because , at we have and . Hence
The first simple pendulum has negligible oscillation amplitude. Its kinetic energy is , while the second has . Thus, to the retained order, all instantaneous kinetic energy belongs to the second simple pendulum. The fast phase can make that kinetic energy small: the whole initial energy is transferred as the second simple pendulum's combined kinetic energy and gravitational potential energy, since
This is energy transfer after an impulse in two weakly coupled oscillators. It does not require .
At , , so the beat has returned the oscillation to the first simple pendulum:
The energy localization returns, although the fast oscillation phase need not equal its initial phase. The exact first minimum of the leading beat envelope is at , whose leading value is . Keeping the slow phase is essential: expanding at fixed and then using would lose the energy exchange. Although angles are retained only to order , their leading energies are of order .
Figure 1. . The exact linear solution at , with each pendulum's kinetic plus uncoupled gravitational potential energy divided by the initial total energy. The small remaining fraction is spring potential energy. Vertical lines mark and . Details.
In the harmonic approximation, each in-plane displacement coordinate contributes one quadratic kinetic energy term and one quadratic restoring potential energy term. The equipartition theorem assigns to each. There are two such coordinates per chemical atom, hence
Here the fixed-size heat capacity is at constant area in this two-dimensional model. On cooling, phonon excitation freezes out and the heat capacity decreases. For each nonzero angular frequency, the quantum harmonic oscillator contributes
which is below at finite and approaches zero as . Two linearly dispersing in-plane acoustic phonon branches give the familiar two-dimensional Debye model scaling at sufficiently low temperature. Out-of-plane modes are excluded by the specified model.
A phonon is one quantum of a normal vibrational mode of a crystal. In the harmonic approximation, each mode with wavevector , branch index and angular frequency is an oscillator with energies . A phonon changes the occupation by one; it is not a particular atom moving through the solid.
For a three-dimensional primitive cell containing atoms there are branches. Three acoustic branches approach zero frequency as : at zero wavevector they represent rigid translations, with all basis atoms displaced together. Their small-wavevector frequencies usually grow linearly with wavevector. The remaining optical branches have internal relative motion of basis atoms and generally nonzero zone-centre frequencies. The names reflect their coupling to radiation in suitable polar crystals, not a rule that every optical mode must be infrared active. Acoustic and optical branches can each have longitudinal or transverse polarizations.
Let be a stable equilibrium separation: , . With bond extension , the Taylor expansion is
The harmonic approximation applies when the typical thermal and zero-point bond fluctuations satisfy and the higher terms are negligible, for example and . The relevant small quantity is the relative displacement of neighbouring atoms. Small bond excursions about a stable minimum give an amplitude-independent spring constant . Large thermal excursions, bond breaking or appreciable anharmonicity invalidate the approximation.
The Debye model replaces the crystal by a harmonic elastic continuum with acoustic dispersion . It counts three polarizations and introduces a cutoff so that the total number of vibrational modes is , where is the atom count. Periodic-box counting gives
For an isotropic average speed, . With cutoff frequency fixed by the mode count,
This density of states is quadratic because a three-dimensional shell has volume proportional to and the acoustic dispersion is linear. The cutoff is a mode-counting device; it is not a claim that every actual branch stays linear to the zone boundary.
Each phonon mode has mean thermal energy , using Bose-Einstein statistics with zero phonon chemical potential. The fixed harmonic zero-point contribution has zero temperature derivative. With ,
and differentiating at fixed volume gives
For , extend the upper limit to infinity. Expanding gives . integration by parts makes the heat-capacity integral , so
Only modes with are appreciably excited; their number scales as , explaining the power law physically. At high temperature every mode contributes , giving the Dulong-Petit limit .
The model assumes the harmonic approximation, a macroscopic three-dimensional solid and acoustic continuum behaviour for the thermally populated modes. Anisotropic sound speeds change the low-temperature coefficient rather than its cubic power. Real optical branches and nonlinear acoustic dispersion limit the full-temperature approximation; electronic excitations can add a linear term in a metal, and anharmonicity produces thermal expansion and distinctions between and . At temperatures below the lowest finite-sample mode, the bulk continuum law also fails. Thus the result is the low-temperature lattice contribution, not a universal total heat capacity for every solid.
For central potential and nonzero angular momentum , a circular orbit satisfies , so attraction requires . Twice differentiating the radial effective potential gives . Its harmonic approximation therefore has radial angular frequency , whereas . This proves the ratio and shows stability precisely when . At the tuned effective potential is flat; at the radial disturbance grows exponentially. Rationality of this local frequency ratio is only a necessary condition for all nearby orbits to close; Bertrand's theorem makes a stronger finite-amplitude assertion.
Vibrational fundamental 2026-10-20
Excitation of one quantum of a normal mode from the vibrational ground state. For an infrared-active mode in the linear-dipole harmonic approximation, this is the allowed absorption underlying the usual fundamental band. A vibrational overtone excites two or more quanta from the ground state.
Vibrational spectrum 2026-11-05
A vibrational spectrum resolves transitions associated with molecular vibrations. In the harmonic approximation, a normal mode of angular frequency has levels
For a diatomic molecule, , where is the effective bond stiffness and the reduced mass. Replacing an atom by a heavier isotope therefore usually lowers the associated vibrational frequency without changing the basic electronic bonding.
Infrared spectroscopy detects a vibration when it couples to the electric dipole moment; Raman spectroscopy instead involves changing polarizability. Their selection rules can make complementary modes visible. Anharmonicity shifts frequencies and permits weaker transitions absent from the ideal harmonic picture.