Leptogenesis 2026-10-20
A mechanism in which an initial lepton asymmetry is generated and then partly converted into a baryon asymmetry, commonly through electroweak anomalous processes. Heavy Majorana neutrino decays offer one possible realization; a seesaw mechanism by itself does not guarantee the required asymmetry.
Two charged-current beta vertices can be connected by a virtual Majorana neutrino. With light exchanged masses relative to nuclear momentum scales, the chirality connection makes the amplitude proportional to , not an incoherent mass average. Squaring introduces the effective Majorana mass, nuclear matrix elements and phase space. Other lepton-number-violating operators can also mediate the same final state, so translating a rate into a mass requires the stated mechanism.
Majorana neutrino Created 2026-10-18 Updated 2026-11-05
A Majorana neutrino is its own antiparticle. A corresponding mass term can violate conventional lepton number by two. Observing a wrong-helicity charged-current process is nevertheless suppressed by the very small neutrino mass relative to its energy, rather than having the ordinary charge-conjugate branching fraction.
The left- and right-chiral components of a charged Standard Model fermion transform in different electroweak group representations. A bare Dirac mass term is therefore not invariant under the full electroweak gauge group. The Higgs doublet supplies the missing transformation properties. With , the gauge-invariant Yukawa interactions are
where each is a flavor-space Yukawa matrix. For example, hypercharges in the down-quark term add to , while those in the up-quark term add to . Thus the Higgs and conjugate Higgs are required in different terms.
After electroweak symmetry breaking, choose unitary gauge with . The fermion mass matrices become
A singular value decomposition defines nonnegative physical tree-level masses. The mismatch is the Cabibbo-Kobayashi-Maskawa matrix in the weak charged current. The corresponding physical Higgs boson couples diagonally as in the minimal one-doublet theory. This relates its coupling strength to each mass, but the measured Yukawa couplings remain independent input parameters: the minimal theory does not predict their hierarchy.
The minimal renormalizable Standard Model contains no right-handed neutrino, so it has neither a neutrino Dirac Yukawa term nor a gauge-invariant renormalizable left-handed Majorana mass term. Its neutrinos are massless. Observed neutrino oscillations require going beyond that minimal field content or operator set: adding right-handed singlets permits Dirac masses, while the dimension-five Weinberg operator gives a Majorana neutrino mass of order after symmetry breaking. These alternatives should be distinguished from the charged-fermion Yukawa mechanism.
The Standard Model is a gauge theory with group , matter quarks and leptons, gauge bosons and a Higgs field. It combines Quantum chromodynamics with the electroweak interaction. Its successes do not make its field content a complete account of nature. Established missing phenomena should be distinguished from theoretical questions about its parameters.
neutrino oscillation demonstrates nonzero mass-squared differences and mixing of flavor states. The minimal renormalizable Standard Model has no right-handed neutrino and no neutrino mass term. The atmospheric experiment compared zenith-angle distributions of muon-like and electron-like events in a large water Cherenkov detector. A direction-dependent muon-neutrino deficit, with different path lengths through Earth and comparison samples, discriminated against a uniform flux-normalization error.[ref] One extension adds right-handed neutrinos and small Dirac Yukawa couplings; another has a Majorana mass term and seesaw mechanism, with light eigenvalue of order . Oscillations alone do not decide whether neutrinos are Majorana neutrinos.
dark matter is inferred from gravitational observations such as galactic motions and gravitational lensing; Standard Model particles do not supply the required dominant cold component. Active neutrinos contribute some matter but cannot constitute all the cold dark matter. A new stable weakly interacting particle, an axion, or other hidden-sector states are possible explanations, with different scattering, production and astrophysical signals. Dark-matter evidence does not identify a particular new particle. The institutional account distinguishes gravitational evidence from proposed particle candidates.[ref]
The matter-antimatter imbalance poses a different problem. Dynamical baryogenesis needs Sakharov conditions, including baryon-number violation, CP violation and departure from thermal equilibrium. Although the Standard Model contains relevant ingredients in principle, they do not generate the observed asymmetry in its conventional thermal history with measured parameters. Additional CP phases, a stronger electroweak transition, or leptogenesis from heavy Majorana neutrinos are possible extensions. Each needs a quantitative mechanism.
gravity is absent as a dynamical quantum interaction, motivating quantum gravity and unification. The hierarchy problem asks why the Higgs mass scale is small compared with much higher scales when scalar masses receive sensitive quantum corrections. supersymmetry can cancel particular contributions between partner fields if its breaking pattern is suitable; compositeness gives another interpretation of the Higgs sector. Neither motivation proves that the corresponding new particles exist. The Strong CP problem asks why the allowed QCD CP-violating parameter is so small; an axion mechanism is one possible answer.
A grand unified theory embeds the separate gauge factors in a larger group and can relate couplings or fermion representations, sometimes predicting proton decay. Its tests differ from dark-matter or neutrino-mass searches. A useful extension must explain a specified deficiency, preserve successful low-energy predictions and supply distinguishable experimental consequences. Attractive new symmetries alone are not evidence.
For (i), CP symmetry relates the negative- and positive-pion radiative channels to excellent accuracy. The original positive-pion table therefore predicts
The comparison requires the same photon-energy and event-selection definition. The table attaches an unexplained footnote to this radiative channel; it does not specify those cuts in the supplied excerpt. An arbitrarily soft photon is not a separately infrared-finite exclusive observable, so the numerical value must retain the table's definition.
Part (ii) contains an apparent notation error in the original PDF as well as the TeX: it prints , rather than . Taken literally, the charged leptons carry net electron-family lepton number , and the printed adds another . The initial pion has zero lepton number. This is a channel, not the charge conjugate of the listed positive-pion decay. In the ordinary lepton-number-conserving Standard Model approximation,
Allowing lepton-number-violating masses for Majorana neutrinos would require additional physical assumptions and does not justify assigning the tabulated number to that channel.
For the likely intended charge-conjugate process, the prediction is instead
This distinction follows from a lepton-number test of a decay channel; replacing the printed neutrino by an antineutrino must be stated explicitly.
The baryon excess requires a mechanism that produces different net baryon numbers from an initially symmetric ensemble. In the usual local, CPT-invariant framework, the Sakharov conditions are baryon-number violation, C and CP violation, and departure from thermal equilibrium. Baryon conservation would preserve zero net baryon number; exact conjugation symmetries equate the conjugate production processes; equilibrium inverse reactions and detailed balance erase a would-be asymmetry. These necessary conditions do not determine its magnitude.[ref]
For example, let equal numbers of a heavy particle and its antiparticle decay into channels with baryon numbers . Their mean net yield per pair is
It can be nonzero even though CPT requires equal total widths: the branching fractions differ among channels carrying different baryon numbers. A nonzero decay-rate asymmetry requires interference with both a CP-odd weak phase and an absorptive phase. If the expansion rate overtakes the inverse-reaction rate, decays can occur out of equilibrium; later baryon-violating washout must then be weak enough for the asymmetry to survive.
In electroweak baryogenesis, CP-asymmetric transport near a first-order phase-transition boundary can bias baryon-violating sphaleron transitions. CP violation alone is insufficient: the transition and washout dynamics also matter. In leptogenesis, out-of-equilibrium decays of heavy Majorana neutrinos can generate lepton asymmetry, part of which sphalerons convert into baryon asymmetry while conserving . The CKM phase demonstrates CP violation in the Standard Model but does not by itself supply a successful cosmological mechanism. The key quantity is a surviving net charge yield, not merely the existence of a CP-violating reaction.
A Majorana neutrino is its own antiparticle, with a mass term that can violate lepton number by two units. It is not thereby a state of both readily observable helicities with equal weak rates: charged-current vertices still select chirality. In light-neutrino exchange, the needed helicity connection between two beta vertices supplies a neutrino-mass factor.
Ordinary two-neutrino double beta decay is and conserves lepton number. It can occur when the direct single-beta route is energetically forbidden or highly suppressed but the double change is allowed. neutrinoless double beta decay, , violates lepton number by two. For the conventional light-Majorana exchange in neutrinoless double beta decay mechanism,
Here is the lepton mixing matrix, the phase-space factor in this convention and a nuclear matrix element. Complex phases can cancel contributions to the effective Majorana mass; oscillation mass differences alone do not fix it. Other lepton-number-violating mechanisms can also cause the process, so a rate is not a model-independent measurement of .
The experimental signature is a peak in the summed electron energy at the nuclear Q-value, apart from small recoil and energy losses. Two-neutrino decay instead gives a continuous sum-energy radiation spectrum because neutrinos carry away variable energy. Isotope enrichment, large exposure, good energy resolution and radiopure shielding improve sensitivity; gamma backgrounds, radon, surface events and the two-neutrino tail require calibration and sideband controls. Coincidence or track information can test whether the topology is compatible with two electrons. A later concrete example is GERDA's 2013 germanium-76 source-detector search, which used pulse-shape discrimination and background controls rather than identifying any isolated energy deposit as a decay.[ref]
Observation would establish lepton-number violation and support a Majorana mass component; a null search constrains mechanisms and does not prove neutrinos are Dirac particles.
The known active neutrinos are too light and too fast to supply the dominant cold dark matter. Their relativistic decoupling leaves substantial free streaming, which erases rather than seeds sufficiently small-scale structure; their allowed mass density is also inadequate for the dominant cold component. Changing a light active neutrino from Dirac to Majorana does not remove those problems. What can change the picture is an enlarged neutral-fermion sector containing sterile states with different masses, production and decay rates. A sufficiently long-lived sterile neutrino in a Majorana state can be a dark-matter candidate; Majorana character alone supplies neither stability nor the correct abundance.
For the spinor calculation, put and define , . Applying the given chiral projectors gives
Consequently
where the last equality uses . Same-chirality Lorentz scalar products instead vanish: for example . The nonzero overlaps demonstrate the Lorentz scalar structures coupling left and right chirality. For to this is a particle-number-preserving Dirac coupling; for to the charge-conjugate sector it can describe a lepton-number-violating Majorana coupling.
There is a normalization subtlety: both displayed overlaps equal the on-shell mass parameter used to define the spinors. A chiral scalar spinor overlap verifies a coupling structure without fixing an independent Lagrangian coefficient . Repeating the on-shell construction with mass parameter would instead give the corresponding overlap ; this is a different input, rather than a newly derived parameter. The independent coefficients of a Dirac mass term and a Majorana mass term are defined by
The Majorana terms connect a field with its charge conjugate and violate the corresponding continuous lepton phase symmetry by two units. With only unbroken Standard Model gauge symmetry, a left-handed Majorana mass also requires electroweak symmetry breaking or an appropriate higher-dimensional operator; it is not an arbitrary gauge-invariant bare mass for a lepton doublet.
Use an all-left-handed Weyl basis . For real parameters the one-family Dirac-Majorana mass matrix is
Writing gives an orthogonal diagonalization, with up to the rotation-sign convention. Massive-particle chirality and helicity are not identical; the familiar left/right helicity language becomes an approximation in the relativistic regime.
The characteristic polynomial is
Its roots are
For Majorana fermions the nonnegative physical masses, as explained by physical Majorana mass and signed eigenvalue, are after a possible field rephasing; a negative real eigenvalue is not a negative physical rest mass. When ,
The light state is predominantly , while the heavy state is predominantly . Each mass eigenstate combines its Weyl component and charge conjugate to form a Majorana field.
For , the heavy mass is approximately . In the type-I limit ,
The seesaw light-mass estimate needs a Dirac scale: no unique numerical light mass follows because the Dirac mass and were not supplied. As an explicitly conditional illustration, choosing and gives ; this is an assumed Dirac scale, not additional exam data or a prediction from alone. A heavy seesaw state is also not automatically stable enough to be dark matter.
Figure 1.
A large right-handed mass produces reciprocal light and heavy scales
. Original exact one-family eigenvalues for , expressed relative to an unspecified fixed Dirac mass. Negative signed eigenvalues are shown by their positive physical masses; no numerical Dirac mass is assumed. Details.
The conventional minimal Pati-Salam model gauge group is
The group printed in this paper is different: it contains two factors and only one . This is a discrepancy in the original PDF, not just in the transcription. The standard-model discussion below uses the conventional intended Pati-Salam model model. A literal theory with the printed product would require additional fermion representations and symmetry-breaking data that are not specified.
The Pati-Salam model unifies the three quark color charges with lepton number as a fourth color charge. A family forms left-handed and right-handed multiplets, including a right-handed neutrino. The extended color charge group contains quark-lepton gauge bosons, while the right-handed weak factor supplies right-handed charged currents after symmetry breaking. The Pati-Salam charge embedding is
The original paper explicitly develops the smaller local subgroup , as well as a larger underlying global structure; neither distinction licenses silently replacing the printed group.[ref] The product group is a quark-lepton unification scheme rather than a simple gauge group with one automatically common coupling. Breaking the right-handed and symmetries can generate a large and light/heavy Majorana neutrinos through the seesaw. The gauge group alone does not uniquely fix their masses or guarantee a dark-matter lifetime.
The most important laboratory test of Majorana character is neutrinoless double beta decay,
with no outgoing neutrinos. Under light-neutrino exchange, the amplitude involves
The coherent squared mixing elements allow phase cancellations. A null result constrains this combination within the assumed mechanism, rather than proving that all neutrinos are Dirac.
The observable is a peak in summed electron energy at the decay Q value, unlike the continuous two-neutrino spectrum. Enriched source material, large exposure, good energy resolution, underground operation and radiopure construction suppress backgrounds. germanium arrays use the source as a semiconductor detector; xenon time-projection chambers combine ionization, light and event-position information; bolometers measure deposited energy through a temperature rise. The GERDA collaboration's Phase-I study is a concrete example of an enriched-germanium source-detector search with background suppression.[ref] energy calibration, resolution tails, radon and material backgrounds, cosmic-ray vetoes, signal-like event topology and sideband fits all need independent checks before a Q-value excess is convincing. Collider same-sign dilepton processes can test heavier Majorana states, but require a specified production and decay mechanism. Lepton-number violation, absolute-mass measurements and oscillation data provide complementary information; oscillations alone do not settle Majorana character.
The lepton mixing matrix relates charged-current neutrino flavour fields to mass eigenfields: . Nondegenerate masses then give relative propagation phases and flavour oscillations. This is the three-massive-neutrino extension of the minimal massless-neutrino Standard Model.
A unitary three-by-three matrix has nine real parameters: three rotation angles and six phases. For Dirac leptons, the independent field rephasings remove five phases, because one common phase acts trivially. Three angles and one physical Dirac phase remain. For Majorana neutrinos two additional phases cannot be removed, but they cancel from ordinary oscillation probabilities.
The phases printed in the lower two rows do not give a unitary matrix for general . A consistent convention is , where the real rotations use the indicated mixing angles and
The lower-row phase factors in the resulting full matrix are , opposite to the in . For the source's all-minus assignment, the scalar product of the electron row with the conjugated muon row is , which is nonzero at and nonzero mixing. This supplies an explicit counterexample. The electron-row moduli used below are unaffected by this correction.[ref]