Use the usual minor and major symmetries of the elastic stiffness tensor, positive density, and strong ellipticity in elasticity. For the plane elastic wave , substitution into momentum balance gives the acoustic tensor problem
The major symmetry makes a real symmetric matrix. Moreover for nonzero under strong ellipticity in elasticity. Hence its three eigenvalues are positive and the three positive wave speeds are real. Symmetry alone proves only reality of : an unstable isotropic tensor with negative shear modulus has negative transverse . The requested reality therefore uses stability as part of the physical elastic-solid assumption.
The elastic slowness surface consists of three sheets, with , satisfying
It is centrosymmetric. Sheets can meet at degenerate polarizations; they need not be spherical or convex in an anisotropic solid. The group velocity is normal to the corresponding smooth sheet: for a sheet tangent , differentiation of gives . The coefficient vector is proportional to the group velocity, so its scalar product with every tangent vanishes.
Fix horizontal slowness and put . Define
The symbol on a tensor index is an index, whereas is a horizontal slowness component. The vertical slowness equation is the vertical slowness sextic of an anisotropic solid
The leading coefficient is , so it is a degree-six polynomial with real coefficients. Nonreal roots occur in conjugate pairs, leaving between zero and six real roots counted with multiplicity. Generically the counts are ; a grazing repeated root can give an odd count of distinct real roots. Geometrically these are the intersections of a vertical line of fixed horizontal slowness with the three sheets.
All four generic counts are actually possible in a stable material. For example, take and orthotropic Voigt stiffnesses
The stiffness matrix is positive definite. For horizontal slowness , the three diagonal acoustic equations are
The choices give respectively six, four, two and zero real vertical roots.
For the general depth-dependent amplitude, substitution of the horizontal harmonic factor yields
For six simple roots , choose nonzero null vectors of the corresponding matrix. The complete solution is
Complex vertical roots give evanescent waves. At defective repeated roots the usual polynomial-in-depth factors multiplying exponentials must be included, or the solution can be defined by a limiting procedure.
To classify the modes, take positive downwards and . The reduced traction for a mode is
Mechanical energy crosses a plane at rate . Averaging the real harmonic fields uses . With velocity amplitude and traction amplitude , the time-averaged vertical acoustic energy flux is
For a real propagating mode, write its physical wavevector as . Differentiate in . The derivatives of cancel by the eigenvalue equation, while . Thus its vertical group velocity and flux are
Thus the elastic mode classification by vertical energy flux is upgoing if , downgoing if . In anisotropy, the sign of vertical phase slowness alone need not classify energy propagation. For evanescent modes, select for decay into a downward half-space and for decay into an upward half-space. Away from grazing and degeneracy, continuation from zero horizontal slowness, with a small radiation damping if needed, separates three outgoing modes on each side. Superpose only the appropriate three to construct the most general upgoing or downgoing field; limiting modes handle exceptional cases.
For a free surface at with solid occupying , let be a unit-amplitude incident upgoing mode. The reflected field consists of the three downgoing propagating or depth-decaying modes:
Frequency and horizontal slowness are common to all modes, by translation invariance of the surface. Zero surface traction imposes the three equations
Hence the free-surface anisotropic reflection amplitudes are
whenever is invertible. This specifies mode conversion as well as reflection. If is singular, a nonzero outgoing homogeneous surface mode exists; these are surface-wave poles, including Rayleigh waves in the isotropic case. At such parameters one must use the appropriate limiting radiation solution and check solvability instead of assuming a unique finite inverse.
Taking the divergence and curl of the elastic equation gives
Substitution of the plane wave gives . Resolve parallel and perpendicular to . A P wave has longitudinal polarization and ; an S wave has transverse polarization and , with two transverse polarizations.
For the Rayleigh wave, take displacement potentials in the plane,
where , . For , both waves decay into . These are an evanescent longitudinal wave and an evanescent vertically polarized shear wave. At , the Cauchy stress tensor gives
The third traction component is already zero. The two remaining stress-free conditions have a nonzero solution exactly when their determinant vanishes:
Substituting gives the required Rayleigh wave equation. The nonzero subsonic root supplies a self-sustained surface wave; no existence proof for that root is required. The formal zero-speed root is degenerate and does not describe a propagating wave.
Rayleigh wave 2026-10-14
A Rayleigh wave propagates along a stress-free boundary of an isotropic elastic half-space and decays into its interior. It combines an evanescent longitudinal wave with an evanescent vertically polarized shear wave. If its speed is , the decay factors are and . Vanishing shear and normal traction gives the displayed determinant condition.