Baroclinic mode 2026-09-29
A baroclinic mode has nontrivial vertical shear and at least one change of vertical structure through the fluid depth. Higher quasi-geostrophic vertical modes have smaller gravity-wave speeds and Rossby deformation radii.
Barotropic mode 2026-09-29
A barotropic mode has horizontal velocity independent of depth. It is the zeroth quasi-geostrophic vertical mode and usually has the largest gravity-wave speed and Rossby deformation radius.
An initial current with flat surface has two oppositely signed vortex sheets. On an f-plane, its local final geostrophic balance has
The Rossby deformation radius controls the edge layers. The height is continuous and odd; the along-strip velocity is and has the sheet jumps. Outgoing inertia-gravity waves carry the energy not retained in this balanced component.
For an initially resting shallow water layer whose height rises linearly from to across , let and . Conserved linear shallow-water potential vorticity gives . Boundedness, oddness, and continuity of height and slope give inside the ramp, and outside. The balanced velocity is , . Narrow ramps spread over the Rossby deformation radius; wide ramps retain their initial height except for narrow matching layers.
Geostrophic adjustment of a surface-height jump Created 2026-10-05 Updated 2026-10-06
A constant-depth layer initially at rest with a step in its free surface adjusts by radiating inertia-gravity waves. Conservation of linearized shallow-water potential vorticity leaves the bounded balanced profile , where is the Rossby deformation radius. The released potential energy per unit transverse length is ; the final kinetic energy is , leaving in radiated waves.
Kelvin wave Created 2026-09-24 Updated 2026-09-24
A coastal Kelvin wave is trapped within a Rossby deformation radius of a boundary. It propagates with the boundary on its right in the Northern Hemisphere and on its left in the Southern Hemisphere, and its linear shallow-water potential-vorticity anomaly vanishes.
Let and write the horizontal shallow water equations on the constant f-plane as
Keeping only terms linear in the disturbance about rest gives the linearized shallow water equations
Define the horizontal divergence and relative vorticity . Taking respectively the divergence and vertical curl of the momentum equation yields
Together with , this proves
The nonlinear shallow-water potential vorticity is . The nonlinear vertical vorticity equation gives , while mass conservation gives ; their ratio is therefore materially conserved. Expanding about rest,
Advection of its constant background contributes nothing at first order, explaining why the displayed linear anomaly is conserved at each fixed position.
A further time derivative eliminates and from the divergence equation:
For a plane wave with horizontal wavevector , write . More directly, substituting the plane wave into the three linear equations gives a coefficient matrix with determinant proportional to . Thus the full linear rotating shallow-water dispersion relation has one balanced branch and two wave branches:
The latter are inertia-gravity waves. The positive branch starts at with zero slope and tends to the straight line ; the negative branch is its reflection. The requested sketch, including the stationary branch, is
Figure 1.
Rotating shallow-water dispersion and positive-branch phase and group speeds
. Details.
For the positive-frequency branch, the magnitudes of the phase velocity and group velocity are
The group velocity vector is ; the negative branch reverses its direction. Near , namely with the Rossby deformation radius , is large while is small. The limit is an inertial oscillation, for which a spatial phase speed is not defined. Far above , both speeds approach , the shallow water gravity-wave speed, with and at finite .
On the zero-frequency branch, geostrophic balance gives
For a nonconstant plane wave, : relative vorticity and elevation have opposite signs. They can both be nonzero and spatially structured, whereas the horizontal divergence vanishes identically. A constant elevation is also a zero-frequency solution, with zero velocity and zero relative vorticity.
For the initially resting ridge, set and assume an unbounded domain, uniform in . Initial potential vorticity fixes
In the balanced remainder, insert to obtain
The decaying Green's function of this modified Helmholtz equation gives the Geostrophic adjustment of a Gaussian height ridge explicitly:
The initial outward pressure force creates a cross-ridge current; the Coriolis acceleration turns that current and builds the along-ridge geostrophic flow. The remainder is radiated inertia-gravity waves, not a dissipative disappearance of energy.
For precision, use the Fourier transform . Initial rest implies , and the conserved anomaly gives
Consequently
These formulas satisfy both initial conditions. They also show that the waves carry no linear potential vorticity anomaly: and reconstruct the remaining fields, with and obtained from their derivatives. On the infinite line, dispersive wave packets propagate away and decay locally, leaving the balanced ridge and its oppositely directed flanking currents. Conservation of energy still holds globally. In a reflecting finite basin, standing waves may persist, so a permanent pointwise relaxation is not guaranteed without dissipation.
If , most of the initial elevation remains balanced: with small smoothing corrections. If , the balanced ridge spreads to width , and away from the original narrow core
Thus the final central height is much smaller than the initial one and the wave component is substantial. The integral of the balanced elevation equals the initial integral, since the Green's function has unit integral; the oscillatory component has zero net added volume.
Potential-vorticity inversion is the diagnostic recovery of the flow from its advected vortical scalar, using the balance relation and specified boundary conditions. Its usefulness is a separation of tasks: transport the scalar by the current velocity, invert to find the new velocity, and repeat. The inverse is spatially nonlocal even though the transport law is local. The four models differ chiefly in the operator being inverted and the information needed at boundaries.
In two-dimensional vortex dynamics, planar incompressibility permits , and vertical vorticity is . The curl of inviscid momentum gives
There is no vortex stretching in strictly planar motion, so vorticity is materially conserved. The two-dimensional potential-vorticity inversion is the Poisson equation . On the plane, with suitable integrability and far-field behavior, its Green's function is , giving
Differentiation gives the planar Biot-Savart kernel. Here is a harmonic function fixed by boundary, circulation and far-field data. A rigid impermeable wall is a streamline, so is constant on it; constants or circulations around distinct holes require specification. The vorticity alone cannot distinguish two flows differing by a permitted harmonic contribution, such as a uniform current on an unbounded plane. A constant added to has no physical effect.
In nonrotating layerwise-two-dimensional vortex dynamics, strong stable density stratification constrains motion to almost horizontal layers. In the ideal independent-layer limit, vertical velocity vanishes at leading order, and
hold separately at each fixed . Height is a parameter: the horizontal inverse Laplacian contains no vertical derivative. With background buoyancy , the leading Ertel potential vorticity is , so the materially advected normalized scalar is . The same horizontal Poisson equation is inverted layer by layer, using each layer's boundary data. This is an asymptotic constrained model, not arbitrary three-dimensional Euler motion with vertical velocity set to zero: its validity requires small Froude number and controlled vertical scales. At finite buoyancy frequency, the weak vertical motion and tilted isopycnals restore coupling. The inversion may be independent by layer while the reconstructed fields vary with height. The horizontal Euler equations for an inviscid fluid determine the pressure gradient, while hydrostatic balance relates its vertical derivative to buoyancy.
In shallow-water quasi-geostrophic inversion, begin with the exact shallow-water potential vorticity . Linearizing its anomaly about depth gives, after multiplying by , . For small Rossby number, geostrophic balance gives , while . Keeping the beta plane background gradient gives
Thus is inverted with the modified Helmholtz equation , under the specified boundary and far-field conditions. The velocity follows from and surface elevation from . A horizontal Fourier mode of the anomaly satisfies
The Rossby deformation radius therefore limits the reach of the balanced response. Layer stretching, represented by , is absent from ordinary planar vorticity inversion. Unlike the pure Poisson equation, the finite-deformation operator also responds to the constant part of , which specifies mean elevation rather than an arbitrary streamfunction offset. Specified bottom topography adds a known source to ; it is subtracted along with the background before inversion.
In stratified quasi-geostrophic inversion, continuously varying vertical displacement replaces the shallow layer's single stretching term. For positive and constant nonzero , the three-dimensional quasi-geostrophic potential vorticity is
Geostrophic balance and hydrostatic balance give velocity and buoyancy perturbation . Invert the anisotropic elliptic boundary value problem using interior , prescribed top and bottom buoyancy as Neumann boundary conditions, and the lateral, far-field and global-flow data. Boundary buoyancy evolves by its own material conservation when the boundary is impermeable. It cannot be discarded: the Eady edge wave in the preceding solution has zero interior potential vorticity anomaly but nonzero boundary buoyancy and a nonzero induced flow.
For constant , the stretched coordinates for quasi-geostrophic inversion turn the inversion operator into the three-dimensional Laplacian. Its infinite-space Green's function is in coordinates. Hence a horizontal disturbance of scale communicates vertically over scale , explicitly coupling layers. In a bounded domain with homogeneous difference data, multiplying the difference of two inversions by its streamfunction and applying integration by parts gives
This proves uniqueness up to a constant when the relevant boundary terms vanish; a mean or pressure reference fixes the remaining constant. Compatible boundary fluxes are needed for a purely Neumann boundary-value problem.
Across all four models, inversion provides the induced flow, while scalar transport supplies time evolution. The independent horizontal inverse in the first two models becomes a finite-deformation inverse in shallow water and a vertically coupled elliptic inverse in continuous stratification. The principle applies within the stated balance or constrained model. In the unrestricted Boussinesq equations or shallow water equations, gravity waves and divergent motion can share the same potential vorticity, so the vortical scalar alone does not reconstruct every possible flow.
Write and , with . For the profiles below take , so agrees with the stated parameter; changing the sign of reverses the balanced meridional velocity but not the height profile. The linearized shallow water equations are
Taking the horizontal curl gives . Hence the signed linear shallow-water potential vorticity anomaly is conserved:
The initial data are independent of , so the solution remains independent of and . Differentiating continuity in time and using the zonal momentum equation gives
For a horizontal Fourier mode with wavenumber , put . The solution splits into a balanced component and inertia-gravity waves:
These waves have frequencies , phase velocity , and group velocity , whose magnitude is less than . They have zero perturbation potential vorticity and carry the unbalanced part away. On the unbounded line, the localized difference between the initial and balanced profiles disperses, leaving a local steady limit. No damping is needed for this local geostrophic adjustment; in a closed periodic domain, undamped waves would persist and a literal pointwise steady limit would generally not exist.
The bounded steady height satisfies the modified Helmholtz equation
Oddness removes the even homogeneous solution in the central region. The exterior solution is bounded and tends to the appropriate plateau. Matching both height and its first derivative at gives the geostrophic adjustment of a finite-width height ramp:
For example, writing the interior solution as , matching its slope to the decaying exterior at gives .
The steady meridional momentum equation gives , and the zonal equation gives the geostrophic balance . Thus
The height is odd and monotone, and the meridional current is even, with maximum for .
For , the initial ramp is narrow compared with the Rossby deformation radius. To leading order,
Near the origin the height rises with slope , rather than ; the current has width and peak . For , the central height remains nearly and the central velocity nearly . Around each end of the ramp there is a matching layer of width , with height correction of order ; the exterior current decays over the same width. At the current is approximately half its central value. In both limits the zonal current is zero. These are the broad rotational adjustment of a narrow disturbance and the weak edge adjustment of a broad disturbance, respectively.
Figure 1.
Balanced height and velocity profiles for narrow and wide initial ramps, with scales shown on each axis
. Details.
Use the energy normalization specified for the height energy: the linear total energy density is . The linear equations imply
For , let the potential energy loss mean the positive difference between the initial and final values, per unit transverse length. Although both absolute potential energies diverge on the infinite line, their difference is finite. The leading step approximation gives
The finite ramp changes this leading expression by a relative correction. The initial kinetic energy is zero and the final gain is
The remainder is energy carried away by the outgoing inertia-gravity waves. This explains why the ratio is less than one without invoking dissipation: conservation of energy includes the waves, not only the final balanced flow.
Full equations and the balanced scaling. Let , free-surface displacement and layer thickness . The inviscid rotating shallow water equations are
Here gradients are horizontal and is a fixed bottom height. For horizontal scales , velocities and time scale , acceleration is , whereas the Coriolis term is . A small Rossby number therefore gives leading geostrophic balance. Define
The last length is the Rossby deformation radius. Geostrophy gives and consequently
The usual distinguished quasi-geostrophic limit takes the Burger number of order one, small surface displacement, and bottom amplitude . The ageostrophic velocity is smaller than the geostrophic velocity by a factor of order , but its small divergence supplies the first nonzero thickness tendency. Motions are slow compared with , and the shallow-layer approximation also requires depth small compared with horizontal scale. Other deformation-radius limits are possible only if the small-height condition is retained.
Taking the vertical curl and combining it with thickness continuity gives exact shallow-water potential vorticity conservation,
Expand to first order in relative vorticity, displacement and relief; multiplication by removes the irrelevant constant depth factor. To quasi-geostrophic accuracy,
Potential-vorticity conservation transports this scalar with the geostrophic flow. Potential-vorticity inversion solves the elliptic problem
with the required boundary or far-field conditions, then differentiates to recover velocity and surface height. The deformation term suppresses the far-field influence over distances comparable with ; at scales much shorter than the inversion approaches the two-dimensional Poisson problem.
The full shallow-water system evolves two velocity components and layer thickness independently, with three first-order time equations. The quasi-geostrophic system evolves one scalar; balanced velocity and height are diagnostic consequences of inversion. In particular it filters the two fast inertia–gravity branches, whose resting-layer dispersion is , and does not describe their fast geostrophic adjustment. Reducing the time order restricts admissible initial data; it does not turn an arbitrary full shallow-water state into a quasi-geostrophic state automatically.
The intended Gaussian inversion, and its required background qualification. Set and . Direct differentiation gives
Consequently, in an inversion with uniform PV and its background gradient explicitly compensated, the printed relief is balanced by
This is the Gaussian topographic response with compensated uniform potential vorticity. In that model the perturbation PV is identically zero, and any steady velocity field advects this uniform PV trivially.
There is a genuine uniform-current obstruction to constant shallow-water QG potential vorticity in the literal constant-, finite- formulation. A geostrophic background current has total streamfunction and a background free-surface slope. Over flat bottom its PV is , not uniform. For the displayed Gaussian and printed relief, the two disturbance terms cancel in inversion but leave
For and finite this residual is nonzero; for example, it is nonzero at . Thus the claimed Gaussian is not a steady solution of the standard unforced constant- equations as literally stated. Omitting the mean contribution to the stretching term is not a legitimate gauge choice.
A precise intended repair is to supply a background PV gradient from an explicitly compensating weak bottom slope or beta-plane background, so the current really does have uniform PV. Another repair is the rigid-lid limit . In the uncompensated finite- current model, a Gaussian can instead solve steady equations if the term is removed from the relief: then and , so . Its PV is not uniform. These repairs distinguish the intended calculation from the false literal claim.
Smallness and closed streamlines of the intended response. Its maximum disturbance speed is
Its relative vorticity is of order , and its surface displacement has maximum . The relief satisfies . Sufficient conditions for quasi-geostrophic consistency are therefore
The second condition limits the background geostrophic height change across the disturbance scale. The last controls disturbance Rossby number, surface height and bottom relief, including positive layer depth. For comparable with it reduces to . It does not require disturbance velocity to be small relative to .
Take without loss of horizontal orientation. The total streamfunction is , with
If , then everywhere and no streamline can close. In terms of the relief amplitude,
is the strict no-closed-cell condition. Above this closed-streamline threshold for a Gaussian disturbance in uniform flow, stagnation points occur at on the side opposing the current. The equation has two roots: the inner one is a center because both Hessian eigenvalues of have the same sign; the outer one is a saddle. Closed contours surround the center and are bounded by a separatrix. Equality gives a degenerate onset, with no finite-area closed cell yet. If , every nontrivial Gaussian response instead has circular closed streamlines.
Closed streamlines are compatible with small Rossby number: their threshold can be reached with of order the already small background Rossby number. They do not alone invalidate quasi-geostrophy. They do, however, disconnect the cell from upstream PV data. If only the upstream PV is specified, the PV in such a cell depends on its formation history and cannot generally be assigned from the upstream value alone. Globally uniform initial PV would remain uniform in the ideal compensated model, but mixing, dissipation and forcing history can select a different physical trapped circulation. These qualifications are separate from the constant- inconsistency demonstrated above.
For the shallow-water approximation, let the vertical scale be much smaller than the horizontal scale, so vertical acceleration is negligible and pressure is hydrostatic. Assume constant density, a flat impermeable bottom, a free surface under constant atmospheric pressure, and a horizontally moving column with no leading-order vertical shear. Neglect friction. Taking the bottom at , hydrostatic pressure is , so its horizontal gradient is independent of . The horizontal momentum equations are therefore
Integrating incompressibility from the bottom to the free surface, using zero bottom vertical velocity and the surface kinematic condition , gives
Together these are the nonrotating shallow water equations.
Rotation with angular velocity adds Coriolis force terms and to the left sides of the and equations, respectively. The centrifugal potential is absorbed into the background pressure and effective gravity. Thus
Write and . Taking the horizontal curl, including the derivatives of the advecting velocity, yields
For example the curl of the Coriolis force contribution is , and the curl of nonlinear advection supplies . Since and , division gives
This is exact shallow-water potential vorticity conservation within the rotating shallow water equations.
For the quasi-geostrophic approximation, take a horizontal scale , speed , mean depth , and slow time . Require small Rossby number and small surface departure . Introduce the Rossby deformation radius and Burger number . Geostrophic balance gives , hence . The Froude number is . These assumptions select slow balanced motion, with fast gravity-wave transients absent at leading order.
Define the quasi-geostrophic streamfunction by . The leading geostrophic flow is , which is horizontally nondivergent. Expanding the exact shallow-water potential vorticity gives
The correction is smaller than by . Advecting it by the leading geostrophic flow, while the constant leading term has zero gradient, gives
Here potential-vorticity conservation means that is carried unchanged by the leading horizontal trajectories. Potential-vorticity inversion means solving the elliptic equation , with appropriate boundary or decay conditions, to recover and thus the velocity. Conservation evolves the scalar field; inversion obtains its velocity field.
For a mean current , substitute and into potential-vorticity conservation. Retaining first-order terms gives
Let . Differentiating the mean inversion relation gives . Away from this is zero, so decay at both infinities gives . A velocity jump would introduce a derivative of a delta function, absent from , so is continuous. Integrating through zero now gives , and therefore
For the regular interfacial normal mode , the linear equation reads
In each region, choose zero perturbation potential vorticity, giving . This supplies a regular solution even if at isolated locations away from the interface. Continuity and decay require , where . Integrating the equation across zero gives
Since , the nonzero normal mode has
This potential-vorticity step edge wave is an interfacial Rossby wave. Displacing the potential vorticity jump creates alternating anomalies; their inverted velocity displaces the interface further with an intrinsic propagation opposite to the positive mean current. The mechanism requires a nonzero jump, or more generally a gradient, of the mean potential vorticity. It does not require planetary variation of . Reversing the jump reverses the intrinsic propagation; setting the jump to zero removes this interfacial restoring mechanism.
Let denote free-surface height and the water depth. The inviscid rotating shallow water equations with constant Coriolis parameter are
It is , not , that supplies the horizontal pressure gradient. For a fixed bottom, mass conservation equivalently gives .
Write for relative vorticity. Differentiate the second momentum equation in and the first in , then subtract. The pressure terms cancel. Expanding the differentiated advection terms gives
Consequently the absolute vorticity satisfies . Combining this with mass conservation yields exact shallow-water potential vorticity conservation:
A sloping bottom changes the depth and hence the stretching, but contributes no curl to the gravitational pressure force.
For the quasi-geostrophic approximation, choose constant reference depth , speed , and horizontal length . Require Rossby number , slow evolution on the advective time , smooth horizontal scales, and or smaller, where is the Rossby deformation radius. Write , , and . The leading momentum balance is geostrophic balance:
It gives , while we require and slopes on the chosen horizontal scale. Relative vorticity divided by is also . Thus
The derivative of the constant first term vanishes. In advecting the first-order anomaly, the ageostrophic flow contributes only at the next order. Therefore the shallow-water quasi-geostrophic potential vorticity equation is
This retains the balanced vortical branch, including Rossby waves driven here by the topographic potential-vorticity gradient. It filters the freely oscillating inertia–gravity branches of the full shallow water equations, and does not retain independent boundary Kelvin wave dynamics. Small Rossby number alone is insufficient for the reduction: fast waves must be absent at leading order, as in well-prepared balanced initial data.
In the channel take and measure the bottom anomaly from mid-channel: . Define . The resting potential vorticity is , and the linear Rossby wave equation is
For nonzero zonal wavenumber , wall conditions select
The modes are stationary. Write and take real for the following sketch. The total potential vorticity is . For a contour whose undisturbed position is , its small meridional displacement is
Thus potential-vorticity conservation says a northward displacement in a positive background gradient carries a negative anomaly, . Potential-vorticity inversion turns this into positive and anticyclonic motion around the bulge. At a positive cosine crest, is northward on its western flank and southward on its eastern flank. Advection raises the contour on the west and lowers it on the east, so the crest moves west. Algebraically, and give , the same phase velocity as above. For all propagation directions reverse.
Figure 1.
Potential-vorticity contour displacement and westward Rossby-wave propagation for a positive background gradient
. Details.
For a square basin use a nonzero-frequency normal mode , with on all walls. Its equation is
Set and . Substitution cancels the first derivative and gives
The square's Dirichlet Laplacian eigenfunctions are , with positive integers. Consequently the square-basin topographic Rossby mode has
For , the positive-frequency branch therefore tends to as , as required. The negative-frequency solution is its complex-conjugate representation for a real disturbance; the physical frequency magnitude is .
Take with , and put , and . Here denotes the signed vertical component of the linearized shallow-water potential-vorticity anomaly, rather than its magnitude. The divergence and vertical curl of the linearized shallow water equations give
Consequently . Eliminating and substituting gives
The vector forcing is . This is potential-vorticity conservation in its linear, f-plane form: the conserved anomaly forces a stationary balanced part, while the homogeneous equation supports inertial-gravity waves.
For the initial strip, differentiating the discontinuous velocity in the sense of distributions gives
These are two oppositely signed vortex sheets. In the final geostrophic balance, and . The height therefore solves
This is the Rossby deformation radius. Decay at infinity fixes the Green function to . Thus the geostrophic adjustment of a finite-width current has the particularly useful representation
Expanding the exponentials inside the strip gives ; above the strip it gives , and below it gives . The height is continuous, odd and exponentially localized. Its derivative has the jumps required by the two Dirac delta functions.
Differentiating the height, rather than assuming a uniform final current, gives the complete velocity:
The one-sided velocity jump is at each edge, with opposite orientations. The value exactly on an idealized vortex sheet is immaterial. Inside the strip the current remains in the original direction; outside it a return current develops.
Let and . For , over the narrow strip, while the outside return flow is approximately . The height varies almost linearly across the strip, , and has extrema of magnitude at its edges. For , the central current is exponentially small: . Each edge supports a layer of width , with on its inner side and outside. The corresponding height extrema approach , with almost zero height deep inside and far outside. Both requested profiles are drawn from the exact functions below; the dashed jumps represent one-sided velocity limits.
Figure 1.
Final geostrophic surface-height and velocity profiles for a narrow current and a wide current, with the initial strip edges marked and velocity jumps shown
. Details.
For balanced shallow-water energy as a signed potential-vorticity pairing, divide out the constant density and work per unit distance in . The kinetic energy plus surface potential energy is
Multiplication of the stationary height equation by and integration by parts, with vanishing end terms, yields
The same expression holds with for a finite two-dimensional domain or a finite periodic length in . The infinite strip's total energy is infinite, so both energies and their ratio are understood per unit -length.
There is a sign defect in the printed energy expression: must be replaced by the signed component . Indeed, , so pairing it with the odd gives zero, although the balanced state has positive energy. The signed pairing gives
Since , the energy retention in finite-width geostrophic adjustment is
For this ratio is : nearly all energy remains in the narrow balanced current. For it is approximately : only the edge regions retain balanced energy. Conservation of energy still holds for the inviscid evolution. The missing balanced energy is carried away by inertia-gravity waves; “final state” means the local balanced limit after those waves leave, rather than a loss of the total energy over the entire infinite domain.
Use an upward vertical coordinate , constant mass density , and a positive Coriolis parameter ; the square-root formulas below assume the Northern Hemisphere. For a slab of thickness , the net force per unit horizontal area is . Dividing by its mass and including the Coriolis acceleration gives
Here are the vertical shear stress components of the viscous stress tensor, so their boundary values require a signed traction convention. Linearization removes advective acceleration. Decompose the horizontal velocity into an exterior pressure response and an Ekman layer correction. On an f-plane these satisfy
and
The exterior pressure response is in geostrophic balance when steady. For a surface Ekman layer with negligible stress at its base, its Ekman transport is
Integrating the continuity equation and imposing zero vertical boundary-layer velocity at the surface gives . Thus the base velocity, positive upward, is
The PDF prints the opposite sign. Its negative formula is correct for a velocity defined positive downward, but its stated momentum equations with use the upward-coordinate shear convention above. This sign must be accounted for when interpreting the subsequent pumping equation.
For constant kinematic viscosity, write and . The steady Ekman layer equation is . Taking the surface at and the ocean below it, the bounded surface Ekman layer solution is
The total velocity is . Prescribed wind stress determines the coefficient of this Ekman layer correction; it does not determine a relation between the wind and the independent pressure-driven velocity. An additional boundary condition is necessary for a laminar Ekman boundary stress law in terms of .
The two printed laminar stress formulas and the positive pressure-Laplacian pumping formula are instead the standard Bottom Ekman layer relations. To derive them consistently, put a stationary no-slip boundary condition at , with water at . Then
Consequently
These are shear stress values; the actual bottom traction on the fluid has the opposite sign. Integrating this Bottom Ekman layer gives and . Since the exterior geostrophic flow is horizontally nondivergent, the upward velocity above the bottom is . Using , yields
This recovers the requested magnitude and pressure dependence with a consistent bottom interpretation. The surface version would require its own specified boundary velocity and corresponding signs.
For Ekman spin-down in a shallow-water layer, let , , and . Upward bottom pumping enters the exterior linearized shallow water equations through . Taking the curl of their momentum equations gives , hence
Slow geostrophic balance gives and . Therefore the intended damping equation is
The slow-adjustment assumption is , not the printed . The printed negative pumping term in continuity can alternatively describe downward extraction at the upper boundary, but it cannot be combined unchanged with the upward bottom pumping just derived. A literal use of the positive printed and negative continuity source would reverse the damping sign and produce growth.
For a Fourier mode with , substitution gives
For scales small compared with the Rossby deformation radius, and , independent of wavenumber. For scales large compared with the Rossby deformation radius, the equation becomes , where
The zero wavenumber mode does not decay. A thin Ekman layer, , makes , so the derived decay time satisfies the corrected slow-time assumption.
Use a one-layer, hydrostatic, homogeneous fluid with reference depth , no forcing or friction, small Rossby number , slow evolution, and leading geostrophic balance. For the beta plane, take ; the relative free-surface displacement is also small, , with the Rossby deformation radius retained at the chosen horizontal scale. This excludes the equatorial limit. If a bottom elevation is included, additionally require and stationary topography. Set for a flat bottom.
The quasi-geostrophic streamfunction satisfies , , , so relative vorticity is . Expanding the shallow-water potential vorticity using actual depth gives
Consequently the depth-scaled anomaly, the shallow-water quasi-geostrophic potential vorticity, is
The leading material derivative uses the geostrophic flow. Define ; then conservation yields . The term represents free-surface stretching, the variation of planetary rotation, and topographic stretching. Under a rigid lid or at scales much smaller than the Rossby deformation radius, the free-surface term is absent or negligible and the flat-bottom Barotropic Rossby wave model has .
Write , with the upper sign referring to , and use an f-plane with Coriolis parameter for the stated directions. The formulas retain the signed ; a positive Rossby deformation radius means . Let be the constant fluid density.
Far from the depth step the problem is independent of . The linearized shallow water equations imply conservation of . Initially this is . In geostrophic balance, and , so
Boundedness and matching of height and its derivative at give geostrophic adjustment of a surface-height jump:
The potential energy release per unit length in is the finite difference between two individually infinite energies:
For comparison, the final kinetic energy is , so the energy radiated in inertia-gravity waves is . Integrating the depth-weighted velocity over gives the volume transports
For , is towards the step and is away from it. Their difference is ; a global steady state cannot simply join the two far-field currents without additional transport along the step.
To obtain the rotating shallow-water height equation with variable depth, set and . Direct differentiation of the original momentum and continuity equations gives
Consequently
At the step, is a Dirac delta distribution; the original matching conditions are used rather than assuming a smooth depth there. Velocity elimination raises the time order: initially and , as well as the prescribed initial height.
For a decaying harmonic disturbance, the height equation on each constant-depth side gives
Solving the two momentum equations yields
Continuity of at the step gives the implicit step-trapped topographic Rossby wave dispersion relation
This derivation assumes and positive decay rates; it describes the low-frequency trapped branch, rather than the radiating inertia-gravity waves.
In the quasi-geostrophic approximation, replace by . The resulting explicit frequency, and then its leading small- form, are
For , the phase velocity has the sign of . Thus propagation is eastward in the Northern Hemisphere, with the shallower side on the right. Differentiating the leading dispersion relation gives
In the long-wave limit the group velocity and phase velocity coincide:
To find the slow amplitude, integrate the low-frequency height equation across the step. This gives , where brackets mean the upper-side minus lower-side value. For the given exponentially trapped outer profile, and . Hence long-wave transport along a depth step obeys
The method of characteristics, interpreted for the Dirac delta distribution source, gives
For this is in and zero outside: a surface depression is left in the wake of the wave. The sharp -jump is a long-wave outer approximation. The fast adjustment region of width near the origin, and the detailed wavefront, are unresolved. Keeping a smoothed background instead would give and at this order.
The along-step geostrophic flow is . Integrating separately over the two sides gives
In the wake, and . The shallow-side transport is eastward and the deep-side transport westward, with magnitudes equal to the respective far-field currents. The net along-step transport is , balancing their mismatch. These comparisons use the stated leading long-wave and small-depth-contrast approximations.
For a steady flow independent of , geostrophic balance gives
Hence , and the definition of becomes
Equivalently,
With the Rossby deformation radius , the bounded solution for the stated potential-vorticity step is
Continuity of and at gives
Therefore
and
When , the surface height increases smoothly from to , while is a positive eastward jet with its maximum at the discontinuity and exponential decay on the Rossby-radius scale:
Linearization about rest replaces the material derivative by , so the quasi-geostrophic potential-vorticity equation becomes
Insert the separation of variables and impose
The horizontal amplitude then satisfies
The Linear Rossby-wave equation therefore governs each vertical normal mode, whose Rossby deformation radius is .
Taking the vertical component of the curl of the momentum equation gives
The continuity equation gives , and hence
Since initially and ,
Taking the divergence of the momentum equation and using
gives
Differentiate continuity in time and substitute the last two identities to obtain
Let the Rossby deformation radius be
The even, decaying steady solution of
with continuous value and derivative at is
The steady momentum balance is a geostrophic balance:
Thus the flow is parallel to the two edges of the raised strip, in opposite -directions on the two sides; for , it points toward on the left and on the right. Its magnitude is concentrated within a few deformation radii of the edges.
Initially , so conservation of the linear potential vorticity gives
The final flow is in geostrophic balance, hence
Consequently the adjusted height solves the modified Helmholtz equation
where is the Rossby deformation radius.
The initial condition is independent of and odd in . The bounded solution that is continuously differentiable at is
It gives
During geostrophic adjustment, the part of the initial energy incompatible with the conserved potential-vorticity distribution radiates away as inertia-gravity waves. The remaining current has width and is geostrophically balanced.