Past exam of the mathematics course of the University of Cambridge 2014 iii Paper 6 5 Solution Created 2026-10-03 Updated 2026-10-06
A character of an algebra is a nonzero complex linear multiplicative map . It necessarily satisfies . If , then cannot be invertible, since applying to an inverse identity would give . Therefore . The Neumann series bound givesproving automatic continuity of characters. In particular every algebra character belongs to the closed unit ball of ; no prior continuity was needed.
The character space of an algebra is , the set of all algebra characters. Its Gelfand topology is the weakest topology making every evaluation continuous, equivalently the weak-star topology inherited from . Within the weak-star compact ball , it is the closed set specified byThese equations are closed conditions on finitely many evaluations at a time. By the Banach-Alaoglu theorem, is compact, and it is Hausdorff because distinct characters differ on an evaluation.
To obtain every spectral value from a algebra character, take . Commutativity makes the ideal proper, so it is contained in an algebraic maximal ideal . Every such maximal ideal is norm closed: its closure is an ideal, and cannot be all of , because an element of sufficiently close to would be invertible by the Neumann series. Maximality then makes its closure equal to itself.
The quotient is a complex Banach division algebra, hence is by the Gelfand-Mazur theorem. Composing the quotient map with this scalar identification gives a algebra character with . Together with the first inclusion,The same maximal-ideal argument shows that the algebra character space of a nonzero algebra is nonempty.
Now suppose is a commutative C-star algebra. All its elements are normal. The C-star identity givessince the self-adjoint element satisfies . Iterating yields . The spectral radius formula along this subsequence provesThis is spectral radius norm equality for normal elements, applied to the commutative case.
For a self-adjoint , the element is unitary for every real , so . Algebra character continuity and multiplicativity giveIts modulus is , forcing . Write with self-adjoint. ThenThis proves that characters of a C-star algebra respect the involution. The conjugation bar is present in the original PDF and must be retained; the TeX aid omits it.
The Commutative Gelfand--Naimark theorem states that a complex commutative unital C-star algebra is isometrically star-isomorphic to for a compact Hausdorff space, canonically . Its Gelfand transform isIt is a unital algebra homomorphism; the conjugation identity just proved makes it preserve the involution. The algebra character description of the spectrum and the spectral-radius equality giveThus it is injective and isometric, and its range is closed because is complete. The range contains constants, is closed under complex conjugation, and separates points of : two distinct algebra characters differ on some element of .
The complex Stone-Weierstrass theorem says that a self-adjoint unital subalgebra of separating points is uniformly dense. For completeness, its familiar lattice argument explains the last step. The real part of its uniform closure is closed under absolute value, by polynomial approximation of on bounded real intervals, and hence under finite maxima and minima. Constants and point separation permit a real function matching any given real continuous at any chosen pair of points. Fixing the first point, take a maximum of finitely many such functions to obtain a function above everywhere and equal to at that first point. It is below in a neighborhood of that point. A finite cover by these neighborhoods and the minimum of their associated functions then lies between and everywhere. Real and imaginary parts give density for complex functions.
Apply this to . Its range is both dense and closed, so it is all of . ThereforeThis proves the commutative theorem in the setting of the question. For the zero algebra the corresponding compact space is empty and the representation is .
Past exam of the mathematics course of the University of Cambridge 2014 iii Paper 8 1 Solution Created 2026-10-03 Updated 2026-10-06
A subspace is topologically complete if its subspace topology is induced by some complete metric. The compatible complete metric need not be the restriction of the displayed ambient metric. For example, an open interval is topologically complete although its usual metric is incomplete.
Suppose is a compatible complete metric on . For each and , choose an ambient open set containing , contained in , and with -diameter of at most . Such sets exist because the two topologies on agree. Put . Clearly .
If , choose with . Then , so in the ambient metric. For fixed , the point belongs to some open , and eventually all belong to this set. Their pairwise -distances are then at most . Hence is -Cauchy, and completeness gives a limit . Compatibility gives , forcing . ThusThis proves the G-delta criterion for topological completeness in the required direction.
The converse is true in a complete metric ambient space. If with each open in complete , define , omitting any term whose complement is empty. A compatible complete metric on isContinuity of each and the uniformly small series tail show that has the original topology. A -Cauchy sequence is -Cauchy, hence converges to some . For each , its real coordinates form a Cauchy sequence and remain bounded. Since distance to a closed set is continuous, , so for every . The same coordinate convergence and series-tail argument give convergence in . Thus is complete.
For the normed-space claim, embed densely in its norm completion . Topological completeness and the preceding criterion make a dense G-delta set in , hence comeagre. Every translate is also comeagre. The Baire category theorem in the complete space implies that is nonempty. If lies in that intersection, then . This holds for every , soThis is the comeagre subgroup completeness argument.
Finally let with its weak-star topology. Put and . The dual norm is the supremum of the continuous evaluation moduli on the unit ball of , so every is relatively closed. Also .
Each has empty relative interior. Given and a basic weak-star neighborhood restricting finitely many evaluations on , the Hahn-Banach theorem gives a nonzero functional annihilating their finite-dimensional span, because is infinite-dimensional. All retain those evaluations. Their norm varies continuously with and becomes unbounded; choose so that . This point lies in the neighborhood inside but outside . Thus is a nonempty countable union of relatively closed nowhere dense sets and is not a Baire space. ConsequentlyThis weak-star open dual ball category obstruction works without assuming that is separable or that the weak-star ball is metrizable.
Past exam of the mathematics course of the University of Cambridge 2014 iii Paper 8 4 Solution Created 2026-10-03 Updated 2026-10-06
Use the standard setting of a compact metrizable convex set in a Hausdorff locally convex real topological vector space, with its metrizable topology. Write for the continuous affine real functions on . The affine upper envelope of a bounded real function isConstants make this infimum finite, and . An infimum of affine continuous majorants is concave and upper semicontinuous, hence Borel. For continuous it is the upper concave envelope appropriate to barycentric measures; it is not the pointwise maximum of and a selected affine function.
For a fixed probability , define on real . Affine majorants showThus is sublinear and for affine . On the span of , the linear functional taking to is dominated by : the negative-scalar condition follows from . For start from the zero subspace. The Hahn-Banach theorem extends it to a linear functional on with and .
If , then , so . Also and , forcing . Positivity gives , and the Riesz-Markov-Kakutani representation theorem produces a Borel probability with . ThereforeFor affine , testing both and gives : the two measures have the same barycenter. This proves the requested supporting measure lemma for affine upper envelopes.
Choquet's theorem: every has a Borel probability measure concentrated on the extreme points of whose barycenter is ; equivalently,Concentration is a measure-one assertion, not a claim that the topological support must be a closed subset of .
To prove it, let be the measures satisfying all the displayed affine equalities. It is nonempty because it contains , and it is weakly closed in the compact space , hence compact. Let be strictly convex, as permitted. Choose maximizing . Apply the supporting measure lemma with and . It gives with the same affine integrals, so , andThus has integral zero. If is not extreme, write with and distinct . Strict convexity and every affine majorant giveTherefore the nonnegative gap is strictly positive at every nonextreme point. It is Borel, and is Borel by the allowed G-delta set assertion. Its zero integral forces , proving Choquet's theorem by strict convexity. No uniqueness is asserted for the representing measure.
For the real example, give its closed unit ball the weak-star topology , not the norm topology. The Banach-Alaoglu theorem makes it compact, and separability of makes this ball metrizable. Its extreme points are exactly the classes satisfying almost everywhere. Indeed, if on a positive-measure set, adding and subtracting times its indicator decomposes nontrivially inside the ball. Conversely, if almost everywhere and with , pointwise equality at the endpoints of forces almost everywhere. This is the extreme-point criterion for the L-infinity unit ball.
For the hinted case , put and . Then are extreme andhas barycenter . If is null, the two point masses coincide.
For a general real , choose a measurable representative in and set, for ,Every is extreme. The map into the weak-star compact ball is Borel: for each , the function is measurable by joint measurability and integration; a countable dense family of such tests generates the ball's topology and Borel sigma-algebra. The measure is independent of changes to on a null set. For each ,The integrand paired with is dominated by , so Fubini's theorem yieldsThese continuous linear tests define the weak-star barycenter, hence that barycenter is . Together with , this is the required threshold Choquet representation in L-infinity.
If is instead taken over complex scalars, its extreme points satisfy the same unit-modulus condition. Write , with and , choosing where . Replace the threshold family by . Its members have unit modulus and its average is , so the same pushforward and Fubini argument gives a representing measure in the real locally convex interpretation of the complex ball.
Past exam of the mathematics course of the University of Cambridge 2015 iii Paper 6 2 Solution Created 2026-10-03 Updated 2026-10-06
The weak topology on a normed vector space is , the coarsest topology making every bounded linear functional continuous. A neighbourhood base at is given by finitely many inequalities , with . In the complex case, separation uses real parts of bounded linear functionals.
Mazur theorem states that the weak closure of a convex set equals its closure in the norm topology. The weak topology is coarser than the norm topology, so the norm closure is contained in the weak closure. Conversely, if is outside the norm closure of a convex set , the Hahn-Banach separation theorem gives and with . The corresponding weak topology neighbourhood of misses , so is outside its weak closure. This proves Mazur theorem, including the empty-set case. In particular, if converges weakly to , then is in the weak closure of every tail and therefore in the norm closure of its convex hull. Choosing a finite convex combination of the th tail within of proves the usual Mazur lemma formulation as well.
The weak-star topology on the continuous dual space is : convergence means pointwise convergence on , and a neighbourhood base prescribes finitely many evaluation inequalities. The Banach-Alaoglu theorem states that the closed unit ball of is compact in this weak-star topology, even if is incomplete. Embed this closed unit ball intowhere or . Each factor is compact, so is compact by the Tychonoff theorem. Inside , the equations and define a closed set. Every such point defines a linear functional satisfying , hence belongs to the closed unit ball of . Thus this image is closed in . The product topology on it is exactly the weak-star topology, proving Banach-Alaoglu theorem. Evaluations also separate its points, so the weak-star topology is Hausdorff.
For the canonical embedding into the bidual , we have . Restricting all evaluations at therefore gives exactly . Thus the induced subspace topology is the weak topology on .
Now identify with . Let be a bounded convex set, write for its norm closure in , and let be its weak-star topology closure in . Boundedness places in a multiple of the closed unit ball of , so is compact by Banach-Alaoglu theorem. The preceding subspace topology identification and Mazur theorem giveIf is a weakly compact set, its image in the Hausdorff weak-star topology is compact and therefore closed. It contains , so . Conversely, if , the displayed identity gives , and its compactness is precisely weak compactness in . Hence . This argument also covers .
For a bounded linear operator , its Banach-space adjoint is , defined by . Evaluation at any fixed is thus evaluation at after applying . Each is continuous in the relevant weak-star topology, proving that is weak-star continuous. Applying the same result to shows that is weak-star continuous. Direct evaluation gives
Use for the closed unit ball; using the open ball gives the same norm closure of . Goldstine theorem says that is weak-star dense in . Put . It is compact and closed in the weak-star topology by Banach-Alaoglu theorem and the established continuity. It contains . Conversely, Goldstine theorem gives, for every , a net from converging weak-star to ; its image converges weak-star to . ConsequentlyApply the preceding bounded convex set criterion in , and then scale the closed unit ball. We obtain the bidual characterization of weakly compact operators:The canonical embedding into the bidual on the right specifies exactly which copy of is intended.
Past exam of the mathematics course of the University of Cambridge 2015 iii Paper 6 4 Solution Created 2026-10-03 Updated 2026-10-06
Work over and take a nonzero commutative unital Banach algebra , with . A character of an algebra is a nonzero multiplicative complex linear functional . It satisfies . Moreover : otherwise would be invertible, although its image under is zero. The bound on the spectrum of an element therefore gives , proving automatic continuity of characters and .
Every proper maximal ideal of is closed. Indeed its closure is an ideal; if this closure were all of , would contain an element within distance less than one of . Such an element is invertible by the Neumann series, forcing . Thus the closure is proper and maximality makes it equal to . The quotient Banach space , with its quotient Banach algebra structure, is a complex normed division algebra. By the Gelfand-Mazur theorem, it is , so the quotient map gives a character of an algebra with kernel . Conversely, the kernel of every character of an algebra is a maximal ideal, since the character is onto . The Zorn lemma supplies a maximal ideal containing every proper ideal, so the character space of an algebra is nonempty.
These facts give the exact relation between the character space and the spectrum of an element:One inclusion was proved above. For the other, if is noninvertible, the principal ideal it generates is proper because is commutative. Contain it in a maximal ideal and use its corresponding character of an algebra to obtain .
Give the Gelfand topology, namely its subspace topology from the weak-star topology on . In the closed unit ball of , it is the intersection of the closed conditionsConsequently Banach-Alaoglu theorem makes a compact Hausdorff space. For every , define the Gelfand transform . This is a continuous function on by definition of the Gelfand topology. The Gelfand representation theorem gives a contractive unital algebra homomorphism over a fieldMultiplicativity and linearity follow by evaluating at each character of an algebra; the supremum norm equality follows from the preceding spectrum of an element identity. Its kernel isthe Jacobson radical. Equivalently, its elements have spectrum of an element . Thus is injective precisely when is a semisimple commutative Banach algebra, and it gives a faithful continuous representation of as a function algebra. Its range contains the constants and separates points of , because distinct characters of an algebra differ on some . An arbitrary Banach algebra need not have an isometric or surjective Gelfand transform, nor a uniformly dense range: those conclusions require further hypotheses.
For the Banach algebra on a nonempty compact Hausdorff space , all characters of an algebra are evaluation characters. To see this, let be a maximal ideal. If its elements had no common zero, compactness would supply with no common zero. The continuous function belongs to , is strictly positive on , and has a continuous reciprocal. It is therefore invertible, a contradiction. Hence all elements of vanish at some , so and maximality gives equality. The associated character of an algebra must be : since , its value on is .
The map is a continuous bijection , using separation of points by continuous functions. Compactness and the Hausdorff property make it a homeomorphism. Under this identification the Gelfand transform is , so it is the identity representation of , in particular an isometric onto map. The empty gives the zero algebra, whose empty character space represents the zero function space; it was excluded by the nonzero unital convention above.
Now let be a commutative unital C-star algebra. The stronger conclusion is the Commutative Gelfand--Naimark theorem: the Gelfand transform is an isometric onto C-star homomorphism . We prove the additional assertions without assuming this conclusion.
First every character of an algebra respects the C-star algebra involution. If , the elements , , are unitary elements of a C-star algebra, and their norm is one by the C-star identity. Continuity and multiplicativity give . Thus for every real , forcing to be real. Writing with and self-adjoint gives . Therefore the range of is closed under complex conjugation.
Every element of commutative is a Normal element of a C-star algebra. For a normal , use the C-star identity, and then the same identity for the self-adjoint element , to obtainIts powers are also normal, so . The spectral radius formula gives , hence . The Gelfand transform is therefore an isometry, and its range is complete and closed in the supremum norm. It contains constants, separates points and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence all of .
The approximation step in Stone-Weierstrass theorem can also be seen directly here. For a unital conjugation-closed point-separating subalgebra , the real-valued part of its uniform closure is closed under absolute values, by polynomial approximation to on bounded intervals, hence under pointwise maxima and minima. Its real-valued functions separate points. Given real and , for each an affine rescaling of a separating function produces agreeing with at ; take a constant when . For fixed , finitely many neighbourhoods of where cover . Their maximum exceeds everywhere and agrees with at , hence is less than near . Finitely many of these latter neighbourhoods cover ; the minimum of their lies between and everywhere. Approximate real and imaginary parts separately. This proves the density used above and completes the C-star algebra conclusion.
Past exam of the mathematics course of the University of Cambridge 2015 iii Paper 69 1 i Solution Created 2026-10-03 Updated 2026-10-06
For positive linear operators on continuous functions, a general Korovkin theorem, in its compact Korovkin test space form, can be stated using a test space , where is a compact Hausdorff space. Assume contains a strictly positive function . Require that, for every , the only positive linear functional on with for all is evaluation at . Then convergence on the test space implies convergence on every continuous function:By the Riesz-Markov-Kakutani representation theorem, the functional condition equivalently says that a positive measure with these test moments must be . This permits arbitrary test families, not just the interval tests .
For completeness, let . Positivity gives , so the operator norms are uniformly bounded. If the conclusion failed for some , choose where its error is bounded away from zero. The evaluation functionals have uniformly bounded norm. Compactness of and the Banach-Alaoglu theorem give a subnet on which and converges in the weak-star topology to a positive . For every , uniform test convergence gives . The hypothesis forces , contradicting the chosen errors. Complex-valued functions follow by applying the real result to their real and imaginary parts.
A useful concrete sufficient condition is that and for each there is with and zero set exactly . Its zero moment forces the representing measure to be supported at , while the constant moment fixes its mass.
For the circle, take . The nonnegative function belongs to and vanishes only at on the circle. Thus the periodic Korovkin test set isUniform convergence on these three functions is sufficient for uniform convergence on .
Past exam of the mathematics course of the University of Cambridge 2015 iii Paper 71 1 Solution Created 2026-10-03 Updated 2026-10-06
Use complex-linear distributions, so the pairing contains no complex conjugation. The space of smooth functions is , with seminormsThus means uniform convergence of every derivative on every compact subset of . A cofinal compact exhaustion with makes an increasing defining family. Such an exhaustion exists for every open set; for example, use bounded sets staying a positive distance from its complement and enlarge them slightly. This is a Fréchet space.
The compactly supported distribution space is the continuous dual space . We use its weak-star topology: precisely when for every . A stronger standard choice is the strong dual topology, which requires uniform convergence on bounded subsets of ; specifying the weak convention avoids conflating these definitions.
A continuous linear functional necessarily takes null sequences to zero. Conversely, suppose a linear functional fails to be continuous. For each , it is unbounded on ; otherwise scaling would give a continuity estimate. We can therefore choose withFor each fixed , once . This contradicts the assumed null-sequence property. Hence sequential continuity characterizes the continuous dual:This is the sequential continuity criterion in a metrizable vector space applied to a linear functional.
Continuity also yields one compact , an integer and a constant such that . Thus has compact support in and finite order of a distribution. Conversely, a compactly supported distribution extends to by , where a cutoff function equals one near its support of a distribution. The local finite-order estimate makes this extension continuous and independent of . This identifies the dual definition with compactly supported distributions.
Here is an explicit compact continuous-derivative representation of a distribution. Extend by zero to using a cutoff function inside , retaining finite order . Put andThis locally function satisfies . Indeed, each one-dimensional factor has th distributional derivative equal to the Dirac delta distribution. The convolution is continuous: the finite-order estimate extends to functions near its compact support, and translated varies continuously in their norms. Equivalently, mollify and use the estimate to obtain local uniform convergence of the convolved functions. Distributional differentiation gives .
Choose equal to one near . Since , repeated Leibniz rule givesEvery coefficient function on the right is continuous and compactly supported in . Thus the required representation is finite:The equality first holds on test functions and then on all smooth functions after inserting a common cutoff, so it holds in .
A general distribution need not admit one finite such sum, even if compact support is not required of the continuous functions. On , considerThe sum is locally finite, so it defines a distribution. If it were a finite sum with all continuous, then on every fixed compact set its action would be bounded by test derivatives through order . Near an integer , however, it is exactly , whose order is . To see the contradiction directly, choose a test function with and put . All derivative norms through order tend to zero, while . This is a distribution of unbounded order. In dimensions , the same example uses point masses at and derivatives in the first coordinate.
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 106 2 Solution Created 2026-10-03 Updated 2026-10-06
For a convex subset of a Banach space, weak closure equals norm closure. The Mazur theorem states that for every convex set ,Since every bounded linear functional is norm-continuous, the weak topology is weaker than the norm topology, giving .
For the reverse inclusion, use this form of the Hahn-Banach separation theorem: if is a nonempty norm-closed convex set in a real normed vector space and , there is a continuous real-linear functional such thatApply it to . In a complex Banach space, use the underlying real space; every continuous real-linear is the real part of the complex bounded linear functional . The separating strict inequality gives a neighbourhood open for the weak topology of disjoint from , so . The empty set case is immediate. This proves the Mazur theorem.
A weakly null sequence has disjoint convex blocks converging to zero in norm. If , then for every starting index ,The Mazur theorem places in the norm closure of that tail convex hull. Thus a finite convex combination of vectors from any tail can have norm less than any prescribed .
Choose the convex blocks recursively. After selecting the previous terminal index , let , and choose a finite convex combination from with norm less than . Choose beyond its largest used index, padding the intervening coefficients and the final coefficient with zero. This ensures the printed strict condition as well as . Setting unused coefficients to zero yieldsTherefore in norm. The recursive tail selection is what makes these convex blocks, rather than merely unrelated convex combinations.
Next suppose is separable and is bounded. Use the canonical embedding into the bidual , where . If , then . The Banach-Alaoglu theorem makes this ball compact in , and weak-star metrizability of the dual ball makes it metrizable because its predual is separable. A compact space that is a metric space is sequentially compact, so some subsequence satisfiesThe limit need not belong to ; it is precisely the use of the bidual space that supplies compactness without assuming reflexivity.
For a convex block , every satisfiesBoth and tend to , soThis is the useful convex-block cancellation of a weak-star limit; it does not require the limit to be a vector in .
The quotient sequence has approximate lifts in that are weakly null after passing to a subsequence. Let be the quotient map, with the quotient norm. Since , choose such thatThis uses the infimum defining the quotient norm and does not assume that it is attained. By the preceding compactness argument, pass to a subsequence with a common weak-star limit in . Its quotient images form a weakly null sequence.
Apply the convex block construction to in the quotient Banach space. Using the same coefficients on gives convex blocksSet . The convex-block cancellation of a weak-star limit proves , whileThus the approximate weakly null lifting through a quotient is achieved with the required bound:
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 106 5 Created 2026-10-03 Updated 2026-10-06
Use the canonical embedding into the bidual . It is an isometry by the Hahn-Banach theorem. The weak-star topology , restricted to , is exactly the weak topology : both are determined by the same scalar evaluations . Therefore if is a weakly compact set, is compact in the Hausdorff weak-star topology of , and hence is closed for the weak-star topology. This explains the first assertion without treating the whole embedded space as weak-star closed.
For a bounded linear operator , its Banach-space adjoint isFor each , the scalar evaluation is weak-star continuous on . These are exactly the defining evaluations of the weak-star topology on , so is weak-star-to-weak-star continuous. Equivalently, if , then for every .
The Goldstine theorem states that is dense in for , where the balls are closed unit balls. The Banach-Alaoglu theorem states that for any normed vector space , the closed dual unit ball is compact for . Neither assertion claims norm compactness or, in general, sequential compactness.
For the weakly compact operator equivalences below, identify and with their canonical images only when stated. In particular, the range condition means . We shall prove , . The key identities, obtained by evaluating on , are
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 106 5 iii Solution Created 2026-10-03 Updated 2026-10-06
Weak-star-to-weak continuity of the adjoint implies its weak compactness. By the Banach-Alaoglu theorem, is compact for the weak-star topology. Under the assumed continuous map , its image is weakly compact in .
This image is closed for the weak topology, and hence for the norm topology, because the weak topology is Hausdorff and weaker than the norm topology. Thus its norm closure is the same weakly compact set. By the definition of a weakly compact operator, is weakly compact, proving .
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 106 5 ii Solution Created 2026-10-03 Updated 2026-10-06
The bidual range condition implies both weak compactness and the stronger continuity of . First assume . The Banach-Alaoglu theorem makes weak-star compact, and is weak-star continuous. Hence its image is compact for the weak-star topology in . Because it lies in , it corresponds to a weakly compact subset under .
The identity gives . A weakly compact set in a Hausdorff space is closed for the weak topology, so is also norm-closed and contains the norm closure of . That closure is a convex set closed in the norm topology, hence weakly closed by the Mazur theorem. It is therefore a weakly closed subset of the weakly compact , and is a weakly compact set. This proves .
For , fix . By the range assumption there is with . For every ,The right side is a defining weak-star continuous evaluation on . Since the weak topology on is determined by all , every scalar coordinate of for that topology is weak-star continuous. Therefore
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 106 5 i Solution Created 2026-10-03 Updated 2026-10-06
Weak compactness forces the second adjoint to take values in . Suppose is weakly compact in . By the first observation, is closed for the weak-star topology in . The second adjoint is weak-star-to-weak-star continuous, by the adjoint-continuity argument applied to .
Thus is closed for the weak-star topology in . The identity makes it contain . The Goldstine theorem therefore givesScaling any into the closed unit ball provesThis is the forward direction of the bidual characterization of weakly compact operators.
Past exam of the mathematics course of the University of Cambridge 2017 iii Paper 106 3 Solution Created 2026-10-03 Updated 2026-10-05
The weak-star topology is the coarsest topology making continuous for every . Its basic neighbourhoods of zero impose finitely many inequalities .
Suppose first that zero had a countable neighbourhood base in the entire dual. Choose a basic neighbourhood controlled by a finite set , and let . Given , the neighbourhood contains some , hence . If , the Hahn-Banach theorem supplies a bounded linear functional which vanishes on but has . Indeed, the finite-dimensional span is closed, and the functional taking to on its sum with is bounded because . Every scalar multiple of lies in , contradicting . Thus , and has countable Hamel dimension.
If is infinite-dimensional, every finite-dimensional is closed and has empty interior. Completeness rules out their union. For clarity, the Baire category theorem needed here has a direct nested-ball proof: inside a starting open ball choose a closed ball missing , then inside its interior choose a closed ball missing , and continue with positive radii tending to zero. The centres are Cauchy; their limit belongs to every ball and to none of the , a contradiction. A metric topology would have a countable ball base at zero. HenceThis is the weak-star topology on an entire infinite-dimensional Banach dual is not metrizable result. It does not contradict weak-star metrizability of the dual ball for a separable predual: that assertion concerns a bounded subset.
The Banach-Alaoglu theorem states that is compact for for every normed vector space , whether complete or not. Embed it in the product by its evaluations. Each factor is compact, so Tychonoff theorem makes the product compact Hausdorff. The equations expressing additivity and scalar homogeneity define a closed subset of the product. Its elements are exactly the bounded linear functionals of norm at most one, since the coordinate bounds give . The induced product topology is precisely weak-star, proving the theorem.
The theorem printed as “Goldstein” is the standard Goldstine theorem: is weak-star dense in for the canonical embedding into the bidual. To prove it, fix and . The set is convex. If were outside its closure, finite-dimensional Hahn-Banach separation theorem would supply coefficients such that, for ,The real case omits real parts; in the complex case every real-linear separating functional on has the displayed form. The supremum equals the dual norm by multiplying vectors by signs or unimodular scalars. The strict inequality contradicts . Thus , which is exactly approximation on every prescribed finite family of weak-star coordinates.
Now take with its compact Hausdorff weak-star topology. For each , the evaluation is continuous on , and Hahn-Banach theorem gives . Thereforeis the isometric evaluation embedding into continuous functions on a compact dual ball, over the same scalar field as .
For the final sequential assertions, choose a norm-dense sequence in the separable dual and suppose . Each bounded scalar sequence has a convergent subsequence: divide a bounding interval or square into finitely many smaller closed pieces, repeatedly retain one containing infinitely many terms, and let the diameters tend to zero. Successive extraction for , followed by a diagonal subsequence , makes every converge.
If the conclusion is immediate. Otherwise, for any and , choose with . For sufficiently large ,Thus exists for every . Taking limits proves linearity, and provesThis diagonal argument includes the continuity estimate rather than appealing to a sequential compactness theorem.
If is not reflexive, choose , scaling a bidual element outside if necessary. The Goldstine theorem proved above supplies with for . Norm density and the bound extend this convergence to every . Hence weak-star. Every subsequence has the same coordinate limits, so a weakly convergent subsequence with limit would give , a contradiction. This sequential Goldstine approximation for a separable dual provesThe construction uses the Goldstine proof already given, not an unproved weak sequential compactness result.
Past exam of the mathematics course of the University of Cambridge 2018 iii Paper 106 1 Solution Created 2026-10-03 Updated 2026-10-05
The weak-star topology is generated by the seminorms , . Thus every evaluation is continuous, so implies for each . Conversely, a basic neighborhood of imposes finitely many conditions . Pointwise convergence eventually satisfies all of them simultaneously. HenceThe Uniform boundedness principle, applied on the Banach space , gives . If in the norm topology, thenTherefore . Completeness of is used in this uniform boundedness step.
If is norm compact, the identity map from to is a continuous bijection. The target is Hausdorff, since distinct functionals differ at some . The compact-to-Hausdorff continuous bijection theorem gives
The Banach-Alaoglu theorem states that the closed dual unit ball is compact in the weak-star topology; in fact need only be a normed vector space. To prove it, work over or and formEach is compact, so is compact by the Tychonoff theorem. Embed by . Its image consists exactly of those families satisfyingThese are closed conditions in the product topology. Conversely, any family satisfying them defines a linear functional bounded by , hence an element of . The image is therefore closed and compact. The induced product topology is precisely the weak-star topology, proving the theorem. This is a compactness proof for arbitrary nets, with no separability assumption.
For the dual map of bounded linear operator , each satisfiesEvaluation at the fixed vector is weak-star continuous, so .
Suppose is a compact operator. By the allowed Schauder theorem for compact operators, is compact. If is bounded, the norm closure is norm compact. We already proved that its norm and weak-star topologies coincide. The weak-star continuous map into is consequently norm continuous. Conversely, if is weak-star-to-norm continuous on bounded subsets, its restriction to maps a weak-star compact set, by Banach-Alaoglu theorem, to a norm compact set. Thus is a compact operator, and the Schauder theorem for compact operators gives
Past exam of the mathematics course of the University of Cambridge 2019 iii Paper 326 2 a Solution Created 2026-10-03 Updated 2026-10-05
For a Banach space , weak convergence meansFor its continuous dual space , convergence in the weak-star topology meansWeak convergence on tests against all of , whereas weak-star convergence tests only against the canonical image of . Thus weak convergence always implies weak-star convergence. If is a reflexive Banach space, that image is all of , so the weak and weak-star topologies on coincide. Weak-star topology is defined relative to a chosen predual; it is not an extra intrinsic topology on an arbitrary Banach space without such an identification.
Past exam of the mathematics course of the University of Cambridge 2020 ii Paper 3 22I b iii Solution Created 2026-09-24 Updated 2026-09-29
Weak-star convergence means pointwise convergence on the predual:For each , its image under the canonical embedding into the bidual satisfies . Thus weak convergence implies weak-star convergence, and altogether
For the requested example, letThe Riemann-Lebesgue lemma gives in . Sincethe same lemma gives . Hence and , exhibiting the failure of weak-star convergence to commute with squaring.
Past exam of the mathematics course of the University of Cambridge 2022 iii Paper 106 2 a Solution 2026-09-28
Goldstine theorem states that the canonical image of the closed unit ball of a normed vector space is weak-star dense in .
The Banach-Alaoglu theorem states that is compact in the weak-star topology. To prove it, map each to its values inEvery factor is compact, so Tychonoff theorem makes compact. The image of is cut out by the closed linearity conditionsand is therefore closed in . The product topology restricted to this image is exactly pointwise convergence on , namely the weak-star topology. Hence the ball is compact.
Past exam of the mathematics course of the University of Cambridge 2024 iii Paper 106 1 c Solution Created 2026-09-24 Updated 2026-10-14
If is reflexive, then is reflexive. The weak topology and weak-star topology therefore coincide under the canonical identification . Thus every weak-star convergent sequence in is weakly convergent, so is a Grothendieck space.
Conversely, suppose that is separable and Grothendieck. The Banach-Alaoglu theorem and weak-star metrizability of the dual ball make weak-star compact and metrizable, hence weak-star sequentially compact. Every convergent subsequence is weakly convergent by the Grothendieck property. Thus is weakly sequentially compact. The stated converse to part (a), equivalently the other direction of the Eberlein-Šmulian theorem, makes weakly compact. Hence is reflexive, and therefore so is .
Finally let be bounded and onto, with Grothendieck, and suppose weak-star in . Thenweak-star in , hence weakly. The open mapping theorem implies that is an isomorphism onto its closed range. Given , the functionalis bounded on and extends by the Hahn-Banach theorem to some . ThereforeThis is weak convergence in , so is Grothendieck.
Past exam of the mathematics course of the University of Cambridge 2025 iii Paper 106 1 a Solution Created 2026-09-24 Updated 2026-09-25
A character of an algebra is a nonzero multiplicative complex-linear functional , and the character space of an algebra is the set of all such characters. Since is unital, . Moreover : otherwise would be invertible, while applying to its inverse identity would give . The spectral radius estimate therefore yieldsThus every character is continuous and has norm one.
Let be a maximal ideal. Its norm closure is again an ideal. It cannot equal , because then some would satisfy , making invertible by the Neumann series and forcing . Hence is closed. The quotient is a complex unital Banach division algebra, so the Gelfand-Mazur theorem identifies it with . Composing the quotient map with this isomorphism gives a character with kernel . Conversely, a character kernel is maximal because its quotient is .
Now exactly when is not invertible, equivalently when it lies in some maximal ideal. The preceding result turns that ideal into , giving . The reverse implication follows from the first paragraph, so
The Gelfand topology is the weak-star topology on . The Gelfand transform isIts values are continuous by the definition of the topology, and multiplicativity and linearity of characters show that it is a unital algebra homomorphism. Finallyso it is continuous.
Past exam of the mathematics course of the University of Cambridge 2026 iii Paper 106 1 Solution Created 2026-09-24 Updated 2026-09-25
A Schauder basis of a real Banach space is a sequence for which every has a unique norm-convergent expansion . Its basis projection isand its basis constant is .
For the sequence space in the question, defineConvergence in the definition of makes well defined, and uniqueness of basis coefficients makes it a linear bijection. Moreover,whereasThus is an isomorphism and, in particular, the displayed supremum really is a complete norm on .
The coordinate functional of a Schauder basis isIt is bounded because . On finite linear combinations of the , the nth partial-sum operator is the restriction of , sinceThe operators have norms at most , so the standard basis criterion shows that the dual sequence of a Schauder basis is a basic sequence in . For every and ,which is precisely in the weak-star topology.
Suppose now that is a reflexive Banach space. If did not tend to zero, approximation by finite basis blocks would give a bounded block sequence and an such that . Reflexivity gives a weakly convergent subsequence. Every fixed coordinate functional is eventually zero on a block sequence, so its weak limit has every basis coordinate zero and is therefore zero. This contradicts . Hence in norm for every , so the basis is shrinking and is a basis of .
The converse fails. The standard basis of is shrinking because its dual sequence is the standard basis of , but is not reflexive.