Bogoliubov quasiparticle 2026-10-07
A Bogoliubov quasiparticle is an excitation created by the diagonal mode operator obtained through a Bogoliubov transformation. Its vacuum can contain particles in the original modes because creation and annihilation operators mix. Examples include antiferromagnetic spin waves, Bose-gas phonons and paired-fermion excitations.
The stable quadratic spectrum is . If , its low-momentum form is , a linear sound branch. For contact repulsion the healing length separates the phonon and particle regimes. General momentum-dependent interactions can change the higher-energy shape.
In the smooth zero-winding long-wave sector, integrate the density Gaussian integral by completing . Its field-independent normalization leaves the displayed action. The real-frequency pole is , so the phonon speed is . Keeping density gradients yields , matching the Bogoliubov spectrum.
A periodic complex field permits . Its uniform-density first-order term is therefore a winding-dependent imaginary action, not generally a removable global constant. It vanishes in the smooth zero-winding sector used for Gaussian phonons. Density defects and vortices require more than that smooth-sector approximation.
The density-phase action of a Bose gas follows directly from :
The total derivative integrates to zero for periodic density. Hence
A uniform density fluctuation has nonzero quadratic cost , whereas a uniform phase change has no energy cost. Thus the radial fluctuation is massive in the static quadratic-action sense, while the phase is massless. The number-phase conjugacy term couples their dynamics: this does not imply an additional independent gapped quasiparticle branch in the nonrelativistic Bose gas.
The compact phase winding term vanishes for the smooth zero-winding phonon sector. Globally the phase can wind by while the complex field remains periodic, so that term should not be discarded across all topological sectors without a further argument.
Put and retain quadratic fluctuations in the smooth zero-winding sector. The quadratic density-phase action is
At wavelengths long compared with the healing length, drop the density-gradient term. Completing the square gives
The real Gaussian density integral, or its equivalent contour shift, contributes only a field-independent determinant. Absorb that normalization and the uniform saddle action into . To this quadratic long-wave accuracy,
The Gaussian extension of to the full real line is a fluctuation approximation around positive ; it is not an exact replacement of the global density constraint. The compact field's vortex/winding sectors also lie beyond this smooth-phonon integral.
The Bose-gas phase-only action is a continuum harmonic chain with Euclidean inverse propagator . Continuing to real frequency gives
Restoring gives for a wavenumber . This is the phonon branch of the Bogoliubov spectrum. Keeping the omitted density-gradient term replaces by and yields in the adopted units, so the full quadratic spectrum is with .
The phase-only action also tests the condensate assumption. At zero temperature its equal-time phase variance has an infrared contribution , logarithmically divergent in one dimension; at positive temperature the zero Matsubara mode gives , divergent in dimensions at or below two. Thus this same low-energy theory exposes the regimes where the mean-field condensate cannot describe true thermodynamic long-range order. It permits a finite infrared fluctuation at zero temperature for and at positive temperature for , within the remaining weak-coupling assumptions.
Put and , and assume the homogeneous condensate is stable, so for nonzero modes. A real Bogoliubov transformation is
The canonical condition preserves the bosonic canonical commutation relations. Cancellation of pair terms requires . Therefore
The sign of follows that of . Normal ordering the transformed operators gives the bosonic Bogoliubov zero-point shift:
Rearranging the last two terms is exactly the requested form. Each momentum appears in the sums, so opposite-momentum pairs are not counted again separately.
The Bogoliubov quasiparticle dispersion is linear at low momentum when :
It is a gapless phonon of the condensate, unlike the free-particle quadratic spectrum. For a contact repulsion , the healing length controls crossover to the particle regime . A momentum-dependent potential can modify the higher-energy curve; the sketch uses the contact case and does not assume every interaction has that entire shape.
Figure 1.
Gapless phonon-to-particle crossover of the Bogoliubov dispersion for a repulsive contact interaction
.
A phonon has zero chemical potential and energy . The total internal energy is consequently
With the change of variable and , this becomes
Use periodic boundary conditions on the square crystal. Each allowed wavevector occupies area in two-dimensional -space. Including the two phonon polarizations, the number of modes in the disk is
The phonon dispersion relation gives , so
Differentiating the cumulative mode count produces the density of states for a two-dimensional power-law phonon dispersion: