Newton's identities 2026-10-14
Newton's identities let two different summaries of the same polynomial roots talk to each other. Elementary symmetric polynomials record products of distinct root positions; power sums record sums of individual powers, . Either can be easier to obtain in a particular problem. The identities turn one into the other, often avoiding any need to find the individual polynomial roots.
Write and for . For every positive integer , the identity is
It is a polynomial identity over the integers, so it remains true on substitution in any commutative ring. To solve it for by division, however, must have a multiplicative inverse. Over a field of characteristic zero, the first power sums recover every elementary symmetric polynomial. The same recovery works when the positive characteristic of a field is greater than ; small characteristic needs care.[ref]
The first three relations are , , and . When division by two and three is permitted, this becomes
For the three roots , their power sums are , , and . The formulas give and , recovering the polynomial from aggregate data.
Figure 1.
Three power sums reconstruct a cubic without assigning names to its roots
. Left: exact contributions of the stipulated roots to the first three power sums. Middle: Newton's identities recover , , . Right: the resulting monic polynomial has its three roots of a polynomial at the original values. These are algebraic examples, not inferred experimental data. Details.
The beauty is that the summaries do not depend on the order of the polynomial roots. In symmetric polynomials, one can work with quantities that survive every relabeling; in linear algebra, traces of matrix powers give the same kind of aggregate information about eigenvalues. The identities convert those summaries into coefficients of a characteristic polynomial.
A short derivation packages the identities into a formal power series. Let . Since its constant coefficient is one, it has an inverse as a formal power series, and its formal derivative satisfies
Multiply by and compare the coefficient of . This gives Newton's identities without a convergence assumption or division by . The division issue arises only when using them to recover . The logarithmic-derivative approach is also developed in Newton's Identities (January 2019 notes) by Milan Mossé (§4, pp. 6–8).
The alternate name Newton-Girard identities recalls Albert Girard's earlier work. A modern historical account credits formulas through sixth powers to Albert Girard in 1629 and discusses their later appearance in Isaac Newton's Arithmetica universalis.[ref] This citation refers to that account; the original historical editions have not been inspected here.