The magnetorotational instability extracts energy from differential rotation through magnetic tension. It can destabilize a disk whose specific angular momentum increases outward, even though such a disk satisfies Rayleigh's circulation criterion. The distinction is that an unmagnetized displaced parcel approximately conserves its own angular momentum, whereas a field line transfers angular momentum between parcels. If angular velocity decreases outward, an outward-displaced parcel lags its inner partner. Magnetic tension transfers angular momentum to the outer parcel and removes it from the inner one, making their radial separation increase. A sufficiently stiff magnetic connection suppresses the separation instead. The instability therefore requires a finite range of field-line-bending strengths.
Make this mechanism quantitative in the local shearing sheet of a cylindrical rotation profile . Put , and take so the unmagnetized flow is stable. Its radial epicyclic frequency is . Let the uniform field be vertical, , with constant mass density, and use an axisymmetric horizontal disturbance proportional to . Write and . The linearized ideal magnetohydrodynamics equations are
The first pair contains Coriolis acceleration and the epicyclic response; the last equation is the shear-winding of a radial field perturbation into an azimuthal one. Omitting that winding term would remove the driving mechanism.
Eliminating gives and . Their determinant is the ideal magnetorotational dispersion relation
Its discriminant as a quadratic in is . Since , a positive exists precisely when its constant term is negative:
Thus angular velocity, rather than specific angular momentum, must decrease outward. A Keplerian disk has , and is hydrodynamically stable, yet magnetic modes with grow.
The growing root is . Differentiation with respect to gives the maximum growth rate of ideal magnetorotational instability:
For Keplerian shear these are and . The ideal maximum is set by shear; reducing field strength reduces the fastest wavelength instead of reducing this maximum growth rate. This is why the exactly zero-field problem differs from a sequence of weak-field problems with progressively larger wave number. At fixed wave number, growth does tend to zero as the field vanishes. The wavelength must fit the actual disk, and diffusion eventually matters at sufficiently short scales.
The instability has the required angular-momentum-transfer sign. In a growing mode, . At the fastest mode this ratio is one, while induction gives after allowing for their common Fourier phase. Thus the averaged Reynolds stress minus Maxwell stress tensor, , is positive: angular momentum moves outward. Its product with is the energy supplied by the background shear. These local mechanisms and coefficient conventions are also checked in the primary MRI stability calculation.
More general fields require separating field-line bending from field gradients and curvature. At leading local order, for a stationary compatible field in an incompressible flow with axisymmetric wavevector , the bending frequency is
Pressure elimination projects the radial force by . The radial momentum equation becomes ; the azimuthal and induction equations retain the form above. Eliminating the amplitudes gives the oblique axisymmetric magnetorotational dispersion relation
Here . The unstable range is . The poloidal magnetic field therefore determines whether an axisymmetric perturbation bends a field line. A locally uniform toroidal magnetic field does not enter for axisymmetry, and can contribute magnetic pressure that is projected out of this incompressible leading-order problem. Thus a toroidal component does not suppress the weak-field MRI merely by being present. Conversely a purely toroidal field has no ordinary axisymmetric local bending MRI in this approximation. This does not imply that every globally curved toroidal equilibrium is stable.
A steady general poloidal magnetic field must also be compatible with the equilibrium rotation. The azimuthal ideal magnetohydrodynamic induction equation contains . A stationary axisymmetric equilibrium with no meridional flow consequently requires , Ferraro's law of isorotation. A radial field crossing cylindrical differential-rotation surfaces would otherwise wind secularly; it cannot simply be substituted into a stationary normal-mode calculation. Boundary conditions and the along-field eigenvalue problem replace a freely chosen local in nonuniform or bounded equilibria. Strong enough field-line tension can then stabilize all admissible wavelengths.
An explicit axisymmetric effect of nonuniform field strength and curvature is obtained with a purely toroidal field , constant mass density and cylindrical rotation. A radial fluid displacement changes the field by
This follows directly from and incompressibility. Its radial curvature force, after absorbing the magnetic-pressure perturbation, is . The axisymmetric azimuthal momentum equation is . Combining it with the radial force and then projecting out pressure gives
This is the local Michael criterion for axisymmetric toroidal-field interchange. The new term can either stabilize or destabilize: for , . A current-free is stabilizing; leaves this axisymmetric interchange coefficient unchanged; a sufficiently steep increase with can destabilize even a centrifugally stable rotation law. That last instability can persist without differential rotation, so its energy source is the magnetic-current equilibrium rather than the ordinary MRI. Nonaxisymmetric current-driven modes are outside the requested essay scope.
For mixed poloidal and toroidal fields, the full induction perturbation contains , and the linear Lorentz force contains both and . These terms explain why gradients and curvature cannot be replaced everywhere by a scalar : they can draw on equilibrium-current energy and couple the radial and vertical motions. Compressibility introduces additional magnetic pressure and magnetosonic responses; a strong toroidal field can alter the dispersion even though it disappeared from the leading incompressible weak-field result.
Finally, a vertically or radially stratified general field also supports part of the equilibrium weight through magnetic pressure. A displaced flux tube carries its frozen-in mass-to-flux relation, so its mass density at the surrounding total pressure can differ from its new environment. This introduces magnetic buoyancy instability and competition with ordinary buoyancy. Axisymmetric interchange displacements can access this energy without an azimuthal wave number, while poloidal tension resists variation along the field. Growth that survives when must not be attributed to shear-driven MRI. The general-field stability problem therefore combines shear, field-line tension, current/curvature forces, compressibility, buoyancy and boundary constraints; the uniform-field result isolates the basic angular-momentum feedback mechanism.
Put . The ring of integers is , with discriminant . The Minkowski bound for ideal classes for an imaginary quadratic field says that every ideal class has an integral representative of norm at most . Therefore the ideal class group is generated by primes above two and three: norm-four representatives contribute only products of primes above two.
The prime two ramifies: has norm two and . It is not principal, since an element of norm two would require , which has no integral solution. Thus has order two. Since modulo three, three splits into and its conjugate, whose classes are inverses.
The element has norm . It belongs to but not its conjugate, and its norm has exactly one factor two. Unique prime ideal factorization therefore gives
Hence . Since all generating classes are powers of , .
Write and associate the symmetric matrix . Define the left group action of by ; using instead describes the same equivalence classes. The transformed matrix is , so its determinant is unchanged. Hence the discriminant of a binary quadratic form
is invariant under proper equivalence of binary quadratic forms.
A proper representation here means with . Such a vector extends to the first column of an integer determinant-one matrix by Bezout identity. After that change of variables the form has leading coefficient , and discriminant , so its middle coefficient satisfies . Conversely, such a congruence gives the positive definite integral form
which represents at . It is primitive: a common divisor of all three coefficients would have its square dividing the squarefree discriminant 35.
For clarity, enumerate all the proper equivalence classes at this discriminant. Substitutions first arrange ; if , the determinant-one substitution makes the leading coefficient smaller. Repeating terminates because this coefficient is a positive integer. Thus every class has a reduced representative with . From it follows that , giving . Checking , with odd, yields
The two signs in the first pair are equivalent by replacing with , and in the second pair by the determinant-one swap. Thus the two forms in the question exhaust the classes.
The primitive representation criterion at discriminant minus thirty-five now follows. For odd prime to 35, the congruence modulo is solvable exactly when is a square modulo every prime divisor of . Necessity is immediate. For sufficiency, a nonzero root modulo each odd prime lifts to all required prime powers because its derivative is invertible; combine the lifts by the Chinese remainder theorem, also imposing . This gives the modulus-four condition since . We conclude
By quadratic reciprocity, the symbol equals . In particular each prime divisor must be a quadratic residue at both 5 and 7, or a nonresidue at both. The condition is on each prime divisor, not merely on the product Jacobi symbol of .
The previous permutation calculation shows that every automorphism either preserves separately or interchanges them. Their sum and product are therefore fixed by the Galois group and belong to , proving the quadratic assertion.
For the depressed cubic, , , and . Using gives
and hence
Also . The desired polynomial is
Its discriminant is , where . Here is a square in , since .
One can justify the group criterion directly even when one resolvent vanishes. The nonzero root-difference product
has and changes sign exactly under odd root permutations. It is fixed by the entire group exactly when the group is contained in . If is a square in , then equals one of its two square roots in ; conversely, a fixed lies in . Therefore
Separability ensures , and the characteristic hypotheses ensure that all divisions and the sign argument are valid.
Factorization over gives the orbits of the Galois group on the three resolvent roots. If splits completely, the quotient is trivial and . If is a linear factor times an irreducible quadratic, the quotient is and .
If is irreducible, the quotient acts transitively on three roots, so it is or . The product of their pairwise differences is a square root of the nonzero discriminant and changes by the sign of the permutation. Thus is a square in exactly when the quotient contains only even permutations. The criterion is
The assumed containment of is essential to reconstruct from the quotient by this table.
The independent uniform distributions give a constant joint probability density on the unit square. For , integrate over :
For the random quadratic with uniform coefficients, real roots require its discriminant to be nonnegative, equivalently . The boundary has probability zero, and the area under this parabola is
On that event the roots are , both nonpositive. Bounding both absolute values by one therefore amounts to bounding the more negative root:
Since , squaring the inequality is legitimate and gives . The admissible unit-square region is . Its probability is
Dividing by the real-root probability gives the requested conditional probability:
Eliminating the auxiliary field gives and the nonnegative F-term scalar potential
Use after the critical-point shift, so that
This notation keeps the original parameters distinct from the shifted mass coefficient . For real with , the real slice is . It has zero-energy minima at and , a maximum between them at with height , and grows quartically toward both ends. These statements follow by differentiating: .
When it becomes , with one degenerate zero minimum. When , it is after a permissible shift. For the real parameters with negative discriminant, the original real slice can have a positive minimum even though the full complex scalar potential has zero-energy vacua away from that slice. The sketch distinguishes these regimes:
Figure 1.
Real scalar-potential slices: two supersymmetric minima, a double root, complex vacua off the slice, and flat F-term breaking
. Details.
The plots use illustrative normalized coefficients, not values fixed by the exam. A positive minimum on a chosen real slice is not evidence for supersymmetry breaking in the full complex field space.
In the original coordinate, the possible zero-energy vacuum expectation values for are
They coincide when the discriminant vanishes. With real parameters and a nonnegative discriminant these are real; otherwise the allowed complex scalar values must be retained.
In the coordinate used to remove the linear term, the same vacua are
The nonzero branch exists in this shifted coordinate when . Let be that branch and write . Equivalently, in the original coordinate write with . The physical fluctuation field is the same. For there is the unique vacuum ; for the constant and pure-linear exceptional branches the scalar is a flat direction, with the supersymmetry status already distinguished in part (c).
The cubic has no rational integer root among the divisors of four, so is irreducible. Its polynomial discriminant is . Thus the index is one or two, since its square divides the discriminant.
Set . Using gives
and hence . Therefore is integral. The lattice spanned by contains with index two. Changing basis divides the discriminant by four, giving , which is squarefree. An integral lattice of full rank with squarefree discriminant cannot have any further index in the full ring of integers. Hence
is the required integral basis. The relations also give , so this ring can equally be generated by .
Substitute the axisymmetric Fourier mode into the linearized equations. With hats denoting amplitudes,
For a nondegenerate nonzero frequency, eliminate the azimuthal velocity and use
Continuity then gives
Equivalently, taking the determinant of the original four amplitude equations avoids division by zero and gives the full dispersion relation
The two squared frequencies are
The discriminant is . For , both squared frequencies are nonnegative. The high-frequency branch is predominantly acoustic and the low-frequency branch is an inertial wave. Zero-frequency limiting modes, including , are retained by the determinant calculation.
Put . The two amplitude equations have coefficient matrix
Its determinant gives the dispersion relation
Writing , its squared growth rates are
and the four growth rates are both square roots of each displayed value. Define
For , the discriminant is positive, the sum of the squared rates is , and their product is ; both squared rates are negative. These modes have purely imaginary . For , the squared rates form a nonreal complex conjugate pair; their square roots include roots with positive real part. This is overstability, meaning growing oscillations. For , at least the plus squared rate is positive because , so a real growing root exists. Consequently every is exponentially unstable.
Take the maximizing mode , so . It is unstable whenever
This is also the threshold for the onset of exponential growth among all lattice modes, since . At equality the maximizing mode has repeated imaginary roots and can have algebraic growth; it is a marginal collision of oscillatory modes, not a strict-decay assertion. The mode has , an epicyclic motion sector and a zero-frequency epicyclic guiding center sector with possible secular shear drift. These neutral or algebraic behaviors are distinct from the strict exponential instability established by the requested inequality.
A direct elimination of pressure gives the same result as taking a double curl of the momentum equation. Incompressibility gives . Apply to the vertical momentum equation and subtract this pressure derivative to obtain
Here is the horizontal Laplacian. At , impermeability gives and fixed temperature gives . The stress-free boundary condition gives , since horizontal derivatives of the boundary value vanish. Differentiating incompressibility once in therefore gives
For a horizontal Fourier mode , with real . More generally the nonnegative spectrum of follows by integration by parts for periodic or square-integrable horizontal disturbances. Substituting the separated normal mode gives, with ,
The boundary conditions admit a complete Fourier sine series in . For a nonzero horizontal wavenumber, take , , and set . The two amplitude equations are
Thus the stress-free convection growth-rate polynomial is
Its discriminant is , so both growth rates are real for . For , its two coefficients after the leading term are positive: their sum gives , and their product is . Real roots are both negative; nonreal roots have real part . Hence stable heating from above damps every mode. Horizontally uniform thermal modes and uncoupled horizontal viscous modes are also purely damped; impermeability and incompressibility exclude a horizontally uniform nonzero .
Because the unstable-side roots are real, the onset is stationary, an exchange of stabilities in stress-free convection. Setting gives the free-slip convection neutral curve
With , its derivative has the sign of . Its minimum is at , with value . Minimizing also over gives the critical values
Take , without loss for this symmetric real base state, and write , , and . The given quartic becomes a real quadratic . Its constant term factors as
Therefore exactly when
A negative product means the two quadratic roots are real and of opposite sign: the discriminant is . The negative root gives a pair . One sign has positive temporal growth rate and is unstable. Using the definitions of the hyperbolic functions gives the required unstable band:
This proves the unstable band of a three-layer stratified shear flow directly, without needing to solve all four quartic roots.
For the wave interpretation, consider either interface in isolation with decaying normal modes . Put , , and , the intrinsic phase velocity. At either interface , while at the upper interface and at the lower one. The jump conditions for stratified inviscid shear flow give the gravity-vorticity interface wave relation
For stable density jumps, , both intrinsic branches are real. In units , the isolated wave speeds are
The upper wave travelling against its positive background current has . The lower wave travelling against its negative background current has the opposite speed, . Their counterpropagating wave resonance in a three-layer shear flow occurs at , which gives
At large wavenumber, coupling across the separation is exponentially weak, of order . The unstable band becomes
with full width . It is a counterpropagating wave instability: the two waves propagate oppositely relative to their local currents but have almost equal laboratory phase velocities, allowing weak coupling to lock their phases and extract mean-flow energy. The unstable band of a three-layer stratified shear flow thus becomes narrowly concentrated around this resonance. For fixed , arbitrarily large lies outside that band; large- resonance requires to grow with .
The quartic is irreducible by Eisenstein criterion at two, so its Galois group is transitive on its four roots. Its discriminant is , so five and seven are unramified primes for the polynomial. The squarefree factorizations are
The cubic modulo five has no root in , hence is irreducible. The quadratic modulo seven has discriminant five, a nonsquare there. The Frobenius cycle type theorem therefore supplies a three-cycle and a transposition in the group.
Transitivity implies that its order is divisible by four, and the three-cycle implies divisibility by three. Its order divides , so it is or . The only subgroup of index two in is : an index-two subgroup is the kernel of a group homomorphism of a nontrivial homomorphism to , and all transpositions are conjugate and generate , forcing this homomorphism to be the sign. The exhibited transposition excludes . Hence
Over ,
Both quadratics have discriminant , a nonsquare in , so are irreducible polynomials. Both split in the same quadratic finite field . Consequently . Its generator is the finite-field Frobenius automorphism , acting as a product of two transpositions on the four roots.
The horizontally invariant magnetized shearing-sheet equations are linear in the horizontal fields, so perturbations about the equilibrium satisfy the same equations. The fixed surface boundary conditions require at . Choose a normal mode with
where the vertical wavenumber is , . With the Alfvén frequency
the four amplitude equations become
Eliminating the velocities leaves
A nonzero amplitude requires the determinant of this system to vanish, yielding the ideal magnetorotational dispersion relation
Equivalently, with ,
As a quadratic equation for , its discriminant is . If , its constant term is negative, so one root is positive and there is an exponentially growing mode. If , both the constant term and the coefficient of are positive, giving two negative roots and only oscillatory modes. Equality is marginal.
The lowest allowed vertical wavenumber, , is the last to be stabilized as increases. Therefore the finite-thickness magnetorotational instability criterion is
There is also a vertically uniform velocity mode with zero magnetic perturbation; for the usual orbitally stable regime , it is just stable epicyclic motion. For , that uniform mode is already hydrodynamically unstable, independently of the magnetic criterion. At it is marginal. The criterion above concerns the magnetic modes.
Put and . The dispersion relation for two density interfaces in uniform shear is
Its discriminant is , so both roots are real. Their sum is positive; therefore one is negative precisely when their product is negative. That condition is
Solving for gives
In this interval , so is the growing normal mode. At either endpoint the corresponding root is zero and the mode is neutral.
Measure from the upward vertical, let point from the support along the symmetry axis, and use the support as the reference point for all moments of inertia. Choose and . These form an instantaneous principal-axis frame; its transverse axes need not spin with marks painted on the body. The three infinitesimal Euler angles rotations add as vectors:
Resolving the vertical direction gives
A convention matters here: in genuinely material-fixed transverse axes, the first two components are rotated by the spin angle . For one conventional choice they are and . Since , that rotation changes neither kinetic energy nor the axial and vertical conserved momenta. The simplified displayed components use the instantaneous transverse frame just defined.[ref]
For a frictionless fixed support, the support does no work and gravity is conservative, so the total energy is constant. The heavy symmetric top Lagrangian is
The two cyclic coordinates give
Equivalently, gravitational torque has no component along the vertical or symmetry axis. Eliminate and the axial spin from :
This is the heavy symmetric top reduction at fixed . A constant inclination must satisfy the reduced equation of motion , not merely have zero instantaneous velocity. Differentiation at fixed conserved momenta gives, for and ,
Therefore uniform precession of a heavy symmetric top requires
For a prescribed upward inclination , real precession rates exist only if the quadratic discriminant is nonnegative:
For positive spin the absolute-value sign can be dropped. The two roots are the slow and fast branches and coalesce at the threshold. The familiar upright-limit critical magnitude is ; strict inequality gives gyroscopic stabilization of an inverted symmetric top. This limiting stability condition should not be confused with a positive minimum over every possible inclination. As approaches from below, the fixed-inclination threshold approaches zero. At the horizontal angle for ; below the horizontal the quadratic admits real solutions even at . The stated minimum therefore needs the inclination convention made explicit.
Put , where , and work in the orbital plane. A dot denotes an affine-parameter derivative; for a material particle choose that parameter to be proper time.
First integrals and normalization. The geodesic Lagrangian is
Time translation and axial rotation make and cyclic, giving
The tangent norm is constant along an affine geodesic because the Levi-Civita connection preserves the metric. Therefore
For proper-time parametrization of a timelike worldline this norm is . For a null geodesic it is zero, for every affine normalization. Thus for the chosen material-particle normalization and for light. Proper time cannot itself parametrize a null ray, despite the same printed symbol being used for its affine parameter.
Null normalization and impact parameter. Under with , both and scale as , while the null path is unchanged. Their ratio is invariant. At large radius the spatial speed with respect to asymptotic time is , and orbital angular momentum per affine tangent gives
For an orientation chosen with , this is . Setting is a choice of affine scale, not a claim that all photons have equal measured energy. Once a tangent is identified with a physically normalized four-momentum, its energy fixes that scale.
Orbit shape. Substituting the constants in the norm and multiplying by gives
For and , . Hence
The radial orbit must be treated with the radial equation, because azimuth is then constant.
Circular photons and stability. For a null ray define . Its radial equation becomes
The circular orbit requires and , so
It is at a maximum of the null effective potential and is unstable. Equivalently the Binet equation linearizes about to , admitting exponentially growing radial deviations in azimuth.
Capture from infinity. Divide the null radial equation by . The quantity opposing inward motion is , whose exterior maximum is . There is no outer radial turning point precisely when
At equality an exactly critical ray from infinity asymptotes to the photon sphere; it does not cross the horizon at a finite affine parameter. Above the threshold an initially inward ray from infinity reaches an outer turning point and scatters. The radial case is also captured. These statements refer to inward rays launched from the asymptotically flat exterior, not arbitrary initial data inside the angular-momentum barrier.
Figure 1.
Original Schwarzschild capture calculation: the null-potential barrier and a captured equatorial ray crossing the horizon and ending at finite azimuth
. Details.
Approach to the singularity. A captured nonradial ray bends inward, crosses and then the event horizon , and continues toward the curvature singularity. A plot in is only a coordinate projection, not a Euclidean spatial slice inside the horizon. For large the cubic term in the shape equation dominates:
for the inward branch with . Its integral is
Thus the azimuth tends to a finite limit at the singularity, rather than winding infinitely often there. Near-critical rays can accumulate many turns near before capture, which is a separate phenomenon. A strictly radial ray has constant azimuth and does not admit this azimuthal asymptotic form. The radial equation also gives for a nonradial null ray, confirming finite remaining affine parameter.
Material capture and the condition at infinity. To recover the quoted threshold, take the usual marginally bound orbit, initially at rest at infinity: . With ,
The turning-point quadratic has discriminant . It is positive for large and has no real positive root when , while the radial case also falls in. Therefore
At equality the quadratic is proportional to and the orbit asymptotes to the unstable marginally bound circular orbit at . For larger , an incoming marginally bound particle encounters the outer turning point and scatters.
The source says only “from infinity”, without explicitly fixing the asymptotic speed. For a general incoming speed , and
The same bound remains sufficient for capture, since the added constant is nonnegative. It is the exact threshold only for . At fixed , the critical unstable orbit satisfies
Then . This states both the printed sufficient condition and the additional assumption needed to call it a sharp capture boundary.
Use coefficient coordinates on . A nonzero binary quadratic has a repeated linear factor precisely when its discriminant vanishes, so
Its gradient is , which cannot vanish at a projective point. Therefore is a nonsingular projective conic. The parametrization identifies it as a degree-two Veronese map.