A Rossby wave is a displacement of a materially conserved potential vorticity distribution whose induced balanced velocity propagates that displacement. In a quasi-geostrophic approximation interior, take a locally uniform zonal current and meridional background PV gradient . A small meridional parcel displacement produces . The linear potential-vorticity equation is
For a shallow-water vertical mode, potential-vorticity inversion is and . Substitution of gives
The same structure holds for other vertical modes, with their own deformation lengths, and for barotropic waves with . A topographic or shear-induced PV gradient can replace the planetary one: locally in a barotropic zonal current, with the corresponding bottom contribution when present.
The restoring process can be seen directly by choosing in one horizontal dimension with no mean flow. Then and . The resulting is a quarter wavelength out of phase with the displacement and requires . A PV anomaly is therefore not merely carried passively: its nonlocal balanced velocity moves the displaced contours.
For , the intrinsic zonal phase velocity is
Changing the sign of gives the conjugate representation of the same real pattern, not an eastward intrinsic phase branch. More generally the intrinsic phase-velocity vector has nonpositive zonal component . This one-way phase property contrasts with acoustic and internal gravity waves, whose frequency equations have two independent propagation branches. The direction reverses when the relevant PV gradient reverses; a sufficiently strong current can make the laboratory phase move eastward. Thus one-way refers to propagation relative to the mean flow and a specified gradient, not an absolute geographic direction in every problem.
Scale dependence is supplied by potential-vorticity inversion. At short horizontal scales, a fixed PV anomaly creates , so the intrinsic phase speed is small, of order . At long scales with finite , it approaches . The group velocity need not have the phase direction:
In particular, short nearly zonal waves can carry a packet eastward relative to the current while their crests move westward. A group-velocity statement requires a slowly varying, propagating packet and a smooth dispersion branch; turning regions and critical levels require further analysis.
Interior PV gradients are not the only support. In a stratified quasi-geostrophic approximation fluid the inversion operator includes . The boundary buoyancy also supplies inversion data. A meridional boundary-buoyancy gradient is equivalent, in the inversion problem, to a boundary PV sheet. Consequently Boundary Rossby waves can exist even if the interior PV gradient vanishes. Their perturbations decay away from the boundary over a horizontal-wavenumber-dependent Rossby height; opposite boundaries can support oppositely directed intrinsic waves because their effective sheet gradients have opposite signs.
The Eady model makes this concrete. For , constant and horizontal wave-vector magnitude , put . Zero interior PV gives , and each rigid boundary has the buoyancy condition
A lower isolated boundary has , so . An upper isolated boundary has , so . For positive shear, the lower wave is intrinsically eastward and the upper wave intrinsically westward, entirely consistently with their opposite effective PV gradients.
In the finite-depth Eady dispersion relation, . For , and both tend to one. The square root therefore tends to , giving
These are the two uncoupled Eady edge waves, not a pair of opposite branches on a single boundary. Their overlap is exponentially small in . For smaller separation, the interaction can phase-lock the counterpropagating boundary waves; the square root becomes imaginary for , yielding Eady instability. The short-wave limit is stable and illustrates why interior-PV-only reasoning misses boundary wave propagation and baroclinic instability.
The governing balance requires a small Rossby number, weak fractional height or density perturbations, stable stratification where relevant, and frequencies slow relative to . The local gradient must change little across a wavelength; on a planetary beta-plane is the associated small parameter. A hydrostatic stratified example also requires a small vertical-to-horizontal aspect ratio and large compared with its slow frequency. For reference, midlatitude and . Atmospheric deformation lengths of order give long-wave speeds of order and synoptic-to-planetary times of days to weeks. An oceanic baroclinic deformation length of order instead gives about and much longer basin-crossing times. Structural constants and background advection matter; these are scale estimates, not universal measured speeds.
Finite-amplitude Rossby waves can overturn or strongly filament PV contours, especially near a critical layer where their phase speed approaches the local current. Smooth inviscid motion still conserves each parcel's PV. Apparent mixing comes from the resulting fine structure under coarse-graining or from weak diffusion; it can flatten a coarse-grained background PV gradient and sharpen neighboring jet-edge gradients. A simplest description of Rossby-wave PV mixing and zonal momentum is a downgradient flux
For barotropic zonal averages with zero mean meridional transport, , and . Zonal integration by parts gives the Taylor identity for quasi-geostrophic flux
Thus mixing down a positive PV gradient produces westward acceleration in the mixing region: wave-generated Reynolds stress redistributes zonal momentum. The inversion relation then relates PV homogenization to a reshaped current. Total zonal momentum cannot simply disappear in an isolated domain; integrated stress convergence is a boundary flux, so compensating momentum changes or boundary forcing must accompany localized drag.
In small conservative waves with , the quadratic wave activity is . Multiplying the linear PV equation by gives for a zonal average on a locally uniform current. Together with the momentum equation this yields during conservative growth or decay. In a commonly used momentum convention the Rossby-wave pseudomomentum is ; signs must be stated rather than inferred from the word activity. Breaking and absorption invalidate the reversible small-wave description and deposit the wave's momentum through its flux convergence. A steady undamped conservative wave cannot provide sustained local drag without a flux divergence or boundary exchange, as expressed by the non-acceleration theorem for quasi-geostrophic waves.
Rossby propagation is the slow, direction-selective motion produced by PV advection coupled to balanced inversion. Interior gradients and boundary sheets share that mechanism; inversion determines the scale dependence, while wave packets, boundary-wave interaction and breaking govern how energy and momentum reach other regions.
The real-wavenumber dispersion relation has the explicit branch
Its frequencies are real. A real-axis Fourier transform propagator multiplies every component by , of modulus one, so a square-integrable localized disturbance has constant norm. For sufficiently smooth localized data with an integrable Fourier transform, its pointwise amplitude also has a time-independent upper bound. In particular, there is no exponential growth along a fixed or moving ray.
The Briggs-Bers criterion makes the same conclusion while enforcing causality. Start the temporal inversion line at and the spatial inversion contour on the real axis. The spatial roots can be followed explicitly:
Choose the principal logarithm along this upper temporal half-plane. Since , the root lies above the real axis; the root lies below it. Successive roots remain separated by . As is lowered, approaches the real axis when is real. The spatial contour is then indented beneath that root, as required by continuation from positive . No lower root meets it: their separation stays nonzero.
Algebraically,
for every finite complex , so there is no finite spatial pinch point. The logarithmic singularity at sends roots to ; it is on the real-frequency boundary, not a positive-growth pinch in the upper temporal half-plane. The continuum of neutral poles is the real curve in the plane. It is reached as a causal boundary value, rather than producing an upper-half-plane singularity.
The figure follows neighboring spatial roots while lowering horizontal temporal contours. It shows why merely finding roots in both spatial half-planes does not establish an instability: those roots never collide across the inversion contour.
Figure 1.
Causal temporal contours and nonpinching spatial roots of the triangular-jet dispersion relation
. Details.
These modes have neither absolute wave-packet instability nor convective wave-packet instability; they are temporally neutral. Their positive real group velocity transports wave packets downstream. Nonreal spatial roots describe spatial continuation and evanescence, not temporal amplification. The exponential growth criteria concern the causal impulse response, not an unrestricted choice of a complex root.
Expanding the exponential for gives . Substitution of the plane wave in the model gives
which is exactly the quadratic approximation to the dispersion relation.
For the slowly varying width, put and use the WKB approximation
The derivatives are
At leading order . On the downstream small-wavenumber branch write
so is independent of . The next order gives the slowly varying triangular-jet envelope transport equation
Integration therefore yields
Indeed, . The requested power is the leading low-frequency envelope, not the exact finite-frequency exponent of the quadratic model. The corresponding leading field is this wave envelope times . Positive slowly varying width and separation from the zero of the local group velocity, , are needed for this WKB approximation. Extremely large can also invalidate replacing the exact exponent by .
Away from forcing, set . For a linear sinusoidal disturbance , the reduced equation gives
Since , the phase velocity is positive for every nonzero wavenumber. The group velocity is
Thus both the linear phase and wave packet travel downstream; the sign of does not introduce an upstream branch.
Now seek a permanent nonlinear wave with , for which the propagation velocity is . Substitution gives . Integration with vanishing far-field data gives
Multiplying by and integrating again, with zero integration constant, gives
Here , because and . A smooth nonzero wave approaching zero requires : for the right-hand side is negative at sufficiently small nonzero . At the allowed positive branch has no nonzero turning point, so it cannot form a smooth localized pulse.
When , the nonzero turning point is . The energy curve is positive between and zero and negative below , giving a homoclinic negative pulse. The positive branch has no turning point and cannot return to zero. Therefore
An explicit solution, also confirming smooth exponential tails, is
This establishes the opposite propagation directions in the annular displacement equation: linear waves move downstream while its localized nonlinear depression waves move upstream.
The full Love wave problem replaces the rigid base by a decaying substrate displacement. With in the layer and below it,
where and . Displacement continuity gives and traction continuity gives . The rigid base is therefore a good approximation only when : then the substrate displacement is small and lies close to .
Put , , , and . The complete dispersion branch can be parameterized without root finding:
Then and . At the lower end, and . The Love-wave cutoff frequencies are , with zero cutoff for the fundamental. Thus the rigid-layer formula cannot describe the fundamental's low-frequency limit or the low-frequency part of an overtone: it would either give no propagating mode or predict , outside the trapping interval .
For comparable densities and a fixed mode index, . Write near the strong-dispersion transition. In the region controlling the group-velocity minimum of a high-contrast Love wave, and . The leading derivatives give
Their minimum is at
The frequency estimate follows by inserting into : the two leading terms of size cancel. The real group velocity has a finite minimum and turns upwards near the rigid-layer threshold, whereas the rigid formula has zero group speed at its artificial threshold.
For a useful estimate of the validity range, put . The rigid prediction has . The finite-load phase correction is ; its changes to both and are small if
The first condition keeps away from the substrate propagation boundary; the second controls the rapidly changing interface phase. Equivalently, the rigid formulas are reliable sufficiently above the actual group-velocity minimum, beyond its narrow transition interval. At fixed separated from one, they become asymptotically accurate as the contrast grows. They are particularly simple at , where both velocities approach . Within the transition and below it the full dispersion relation is required.
The small speed ratio alone is insufficient if the layer density grows so strongly that is not small. For such materials the exact load criterion and its frequency derivatives should be used; the preceding contrast estimates assume a bounded order-one density ratio and fixed .
Let the layer occupy , with a free surface at and rigid base at . Write an SH-wave as . The equation and boundary conditions give
Thus and the guided SH modes between rigid and free planes have
The propagating branch has and . Hence the rigid-base approximation to Love waves predicts
At each threshold and . As frequency rises, the phase velocity decreases towards and the group velocity increases towards . Frequencies below have imaginary horizontal wavenumber and do not give propagating guided modes. The infinite threshold phase speed does not violate causality: the limiting group speed is zero. These quarter-wave thresholds differ from the actual Love-wave cutoff frequencies of an elastic substrate.
Write and , with . For the profiles below take , so agrees with the stated parameter; changing the sign of reverses the balanced meridional velocity but not the height profile. The linearized shallow water equations are
Taking the horizontal curl gives . Hence the signed linear shallow-water potential vorticity anomaly is conserved:
The initial data are independent of , so the solution remains independent of and . Differentiating continuity in time and using the zonal momentum equation gives
For a horizontal Fourier mode with wavenumber , put . The solution splits into a balanced component and inertia-gravity waves:
These waves have frequencies , phase velocity , and group velocity , whose magnitude is less than . They have zero perturbation potential vorticity and carry the unbalanced part away. On the unbounded line, the localized difference between the initial and balanced profiles disperses, leaving a local steady limit. No damping is needed for this local geostrophic adjustment; in a closed periodic domain, undamped waves would persist and a literal pointwise steady limit would generally not exist.
The bounded steady height satisfies the modified Helmholtz equation
Oddness removes the even homogeneous solution in the central region. The exterior solution is bounded and tends to the appropriate plateau. Matching both height and its first derivative at gives the geostrophic adjustment of a finite-width height ramp:
For example, writing the interior solution as , matching its slope to the decaying exterior at gives .
The steady meridional momentum equation gives , and the zonal equation gives the geostrophic balance . Thus
The height is odd and monotone, and the meridional current is even, with maximum for .
For , the initial ramp is narrow compared with the Rossby deformation radius. To leading order,
Near the origin the height rises with slope , rather than ; the current has width and peak . For , the central height remains nearly and the central velocity nearly . Around each end of the ramp there is a matching layer of width , with height correction of order ; the exterior current decays over the same width. At the current is approximately half its central value. In both limits the zonal current is zero. These are the broad rotational adjustment of a narrow disturbance and the weak edge adjustment of a broad disturbance, respectively.
Figure 1.
Balanced height and velocity profiles for narrow and wide initial ramps, with scales shown on each axis
. Details.
Use the energy normalization specified for the height energy: the linear total energy density is . The linear equations imply
For , let the potential energy loss mean the positive difference between the initial and final values, per unit transverse length. Although both absolute potential energies diverge on the infinite line, their difference is finite. The leading step approximation gives
The finite ramp changes this leading expression by a relative correction. The initial kinetic energy is zero and the final gain is
The remainder is energy carried away by the outgoing inertia-gravity waves. This explains why the ratio is less than one without invoking dissipation: conservation of energy includes the waves, not only the final balanced flow.
Let , , and define the quasi-geostrophic streamfunction by . Use horizontal scale , vertical scale , velocity scale and advective time . The required quasi-geostrophic approximation has small Rossby number , , and Burger number . Hydrostatic, thin-layer scaling has ; density variations are small compared with , as required by the Boussinesq approximation. The leading horizontal flow is nondivergent, with vertical velocity . Retain forcing of the same slow order as density advection, ; stronger forcing need not preserve this balanced scaling.
Leading geostrophic balance and the hydrostatic approximation give
Write . The density equation becomes
Taking the curl of the horizontal momentum equations at the next order and using continuity gives the stretching equation
Substitute the expression for . Vertical differentiation commutes with the geostrophic material derivative acting on here: the extra Jacobian is . Since depends only on height, this yields the diabatically forced quasi-geostrophic potential vorticity equation
The minus sign is appropriate to the specified density forcing; a positive upward buoyancy forcing is and gives .
Now take constant and linearize about rest. Put and . The forced equation is
For the harmonic heating response of quasi-geostrophic flow, represent the two traveling Fourier components with frequencies and :
Each component of the forcing has amplitude , so
Equivalently its vertical structure obeys
These are the time-periodic forced responses; unspecified initial data may add free Rossby waves. Selecting no incoming waves describes forcing switched on causally and then its persistent harmonic part.
For , the eastward component always has . Let . The growing exponential would introduce an unbounded velocity and pressure disturbance at infinity, so discard it. The bottom condition then gives
If , this expression has the regular limit , rather than a physical singularity.
For , the westward component also has positive . Choose and use the same decaying expression with minus subscripts, including the same coincident-exponent limit. Thus both components are vertically evanescent above the heating.
For , put
Both homogeneous solutions are bounded, so boundedness is insufficient. A free Rossby wave with phase has
The radiation condition demands energy propagation away from the heating, upward into . For that selects positive , hence in the westward component. The resulting solution is
It satisfies and, away from the decaying forcing, . Its far-field amplitude does not decay in this nondissipative model: continuous forcing supplies an outgoing wave train. Thus the low-frequency westward component propagates vertically while the eastward component remains evanescent.
At the threshold , the westward vertical wavenumber is zero. Excluding the linearly growing homogeneous solution and retaining the bottom condition gives . This bounded limiting response tends to a constant and has zero vertical group velocity; demanding both bottom zero and decay to zero at infinity would overdetermine this threshold problem. For , the branch labels and propagation inequality must be reconsidered; the comparison stated here assumes the usual positive beta-plane gradient.
Let be the eddy momentum flux, the eddy density flux, and . The PDF's hydrostatic equation is ; the converted TeX mistakenly replaces the pressure derivative by a density derivative. With , define
The residual mean circulation is nondivergent because . Substituting in the original mean momentum and density equations gives the transformed Eulerian mean equations
with the unchanged geostrophic and hydrostatic balances. Here the Eliassen–Palm flux components are
The eddy buoyancy flux has been absorbed into the residual transport, while both types of wave forcing enter the momentum equation through the Eliassen–Palm flux divergence.
For geostrophic disturbances, the Taylor identity for quasi-geostrophic flux gives
For example, zonal averaging removes and converts the remaining horizontal and vertical terms in into derivatives of and , giving precisely the displayed fluxes.
Locally, for a basic flow with nonzero meridional PV gradient , the quasi-geostrophic wave pseudomomentum is . Multiplying the linear perturbation PV equation by gives
where is a PV source or sink. In a locally uniform conservative Rossby wave packet, . Thus the flux tracks group velocity rather than the generally different phase velocity, with a signed wave activity if .
The non-acceleration theorem for quasi-geostrophic waves states that statistically steady conservative waves, with no wave-activity sources, sinks or independent boundary forcing, produce no balanced mean acceleration. Their flux divergence vanishes. In the present stable, impermeable mean-flow problem the homogeneous residual-circulation equation then has the zero solution, so and . The Eulerian mean flow can still circulate because its eddy-induced correction need not vanish. Dissipation, absorption at a critical layer, time-dependent wave activity or boundary forcing produces a nonzero flux divergence and invalidates the non-acceleration conclusion.
Use incompressibility, negligible viscosity and surface tension, and an initially irrotational flow. Take the undisturbed free surface at and bed at . The velocity potential satisfies Laplace equation and . For a Fourier mode, write
The linear kinematic boundary condition and linear Bernoulli equation at the free surface are and . Eliminating gives the surface gravity wave dispersion relation
The rightward phase velocity and group velocity are
The phase velocity transports a crest; the group velocity transports a narrow-band envelope and its leading-order energy. For , and : deep-water surface gravity waves are dispersive. For , and , the nondispersive shallow-water dispersion relation. The boundary velocity controls the excited amplitude; it does not change the linear dispersion relation.
For a nonrotating inviscid Boussinesq fluid, start from , and
The resting background has and . Write , and . Keeping first-order terms gives
The PDF has a genuine sign error: its momentum equation uses a minus sign before despite defining . A lighter parcel has and accelerates upward, so the plus sign is necessary. Retaining both printed signs would yield negative squared wave frequency and exponential growth in a supposedly stable fluid; no oscillatory stable-wave dispersion relation follows from that inconsistent system. Alternatively one can define a downward density variable , but then its density equation must have .
For the consistent system, take a plane internal gravity wave proportional to , with . Incompressibility gives . Project the momentum equation perpendicular to the wavevector, eliminating pressure: . Combining with gives
On a smooth signed-frequency branch, the phase velocity and group velocity are
Their scalar product is zero. Equivalently, the dispersion relation is homogeneous of degree zero in , so Euler homogeneous function theorem gives . The phase velocity moves crests normal to their phase lines; the group velocity moves wave packets and energy along those lines. Their perpendicularity explains why following individual crests does not reveal the direction of energy propagation.
Let be the complex vertical velocity amplitude in . It satisfies , with and . Away from resonance, solve these two boundary conditions:
The resulting field is a standing vertical superposition of equal-amplitude upward and downward internal gravity waves. Write . The rigid lid gives , and the bed gives
The upward vertical-velocity amplitude is . For real positive , its phase relative to the bed-height coefficient is if and if , modulo . Relative to the imposed bed-velocity coefficient , the phase is instead in the positive-sine case, with an additional when the sine changes sign. The complex coefficient gives the answer without convention ambiguity. The upward displacement coefficient, if desired, is , since for the stationary wave.
A reflecting lid reverses the vertical energy direction while retaining horizontal wavenumber and laboratory frequency. In the terrain frame the incident and reflected energy rays therefore travel downstream while zigzagging between the boundaries. The velocity field has nodes at the lid and a vertically standing pattern; the sketch marks this ray geometry, rather than falsely drawing the reflected ray as a specular optical ray.
The intrinsic group velocity makes an angle with vertical satisfying . Consequently the denominator vanishes when
These are the rigid-lid resonance of stationary topographic internal waves. At such a nonzero vertical mode the homogeneous rigid-lid eigenfunction is also zero at the bed, so it cannot satisfy the nonzero prescribed bed velocity; a bounded stationary inviscid forced solution does not exist. Time-dependent forcing produces secular modal growth until dissipation or nonlinearity intervenes. The formal , limit is not this resonance: is finite. Propagating resonance also requires ; an evanescent field has no real standing-wave resonances of this kind.
Write and . A well-posed anisotropic diffusion problem requires to be symmetric positive definite: and . For the normal mode in the source the dispersion relation is
The group velocity vanishes when . Consequently
The requested anisotropic absolute-instability threshold for positive diffusion is
For positive definite diffusion this is also sufficient: the anisotropic Gaussian heat kernel has exponential factor and a prefactor, so its fixed-position growth rate is precisely .
Let the prescribed speed be and let be the positive eigenvalues of . The Rayleigh quotient for gives
Absence of absolute hydrodynamic instability for every direction therefore requires
This is an upper bound on , not a minimum required value. The source's last sentence reverses this monotonicity: reducing the growth parameter always helps, so there is no finite lower threshold guaranteeing absence. If it had asked for instability in every direction, the corresponding condition would be . Without the positive-definite assumption, negative diffusion directions make the forward problem ill posed; a singular diffusion tensor requires a separate transport analysis and does not support the displayed inverse-matrix formula.
Balanced variables and PV derivation. Write the disturbance reduced pressure as . Leading geostrophic balance gives , and leading hydrostatic balance gives buoyancy anomaly . The geostrophic material derivative is
It includes horizontal advection, not an independent prognostic vertical velocity. The appropriate regime has small Rossby number, small stratified Froude number, thin aspect ratio and slow evolution; a common scaling has of order one and .
Only the vertical rotation component is retained in the traditional approximation. In the horizontal momentum balance, the horizontal part of the rotation vector multiplies the small vertical velocity; in vertical momentum, its contribution is small compared with leading hydrostatic pressure and buoyancy in the thin-layer scaling. Away from the equator these corrections are smaller by a factor of order . They need not be small in equatorial or strongly nonhydrostatic settings, so the approximation has a definite regime of validity.
Put . Eliminating from buoyancy gives
The last step needs justification because and do not commute on arbitrary fields. Their extra terms here are
Substitution into the supplied vorticity equation gives
Since ,
This is three-dimensional quasi-geostrophic potential vorticity conservation; the height-dependent coefficient is retained inside the derivative.
At a small steady lower elevation , impermeability gives , evaluated at to leading order. Substitution into buoyancy and division by gives the topographic buoyancy boundary condition for quasi-geostrophic flow,
Rossby waves at rest. For constant let and . Linearization about relative rest gives . A Fourier wave gives
For , the zonal phase speed is westward. At fixed altitude the PV perturbation is ; its total field is the background with sinusoidally displaced contours, as sketched below.
Figure 1.
Rossby-wave PV contours and meridional flow producing westward phase propagation
. Details.
A northward parcel displacement has : it retains the smaller background PV of its origin. The inverted geostrophic velocity associated with a positive PV crest is northward on its eastern flank and southward on its western flank. Advection of the background PV then decreases the anomaly on the eastern flank and increases it on the western flank, shifting the crest westward. This is a PV-restoring mechanism, not a westward mean current.
Differentiating the dispersion relation gives the group velocity
For nonzero , the vertical phase speed is , so
Thus upward energy propagation accompanies downward vertical phase propagation, and conversely. For the vertical group speed is zero and a vertical phase speed is not defined.
Stationary topographic response. Assume , and nonzero corrugation wavenumber . In a uniform current the laboratory dispersion is . For a stationary quasi-geostrophic mountain wave, , giving
For , the linear lower-boundary condition becomes . Its forced nonzero- component therefore has
If , the vertical wavenumber is real. Both signs would be bounded aloft, so boundedness alone is insufficient for uniqueness. Impose an upward radiation condition, excluding waves incident from infinity; equivalently switch on the terrain forcing causally with arbitrarily weak absorption aloft. Since has the sign of , choose
The unique outgoing forced component is then
The bottom derivative and verify the phase and amplitude. In this stationary pattern it is the intrinsic frequency that describes downward vertical phase propagation relative to the current; the laboratory frequency is zero.
If or , define
Exclude exponential growth at infinity. The unique decaying forced component is
At the excluded value , a nonzero prescribed bottom derivative cannot be matched by a bounded constant/linear vertical solution; the steady idealization is singular. At the boundary is not crossed and there is no forced response in the linear nonzero- sector: , rather than an expression obtained by dividing by . Uniqueness throughout refers to the prescribed forced Fourier component, with the reference state fixed and no independently incident waves or added mean-state changes.
The propagation criterion explains why topographically forced planetary Rossby waves can carry energy into a moderately westerly stratosphere, while easterlies and sufficiently strong westerlies block their vertical propagation. Larger horizontal scales more readily meet the criterion. Real dissipation, height-dependent winds and critical levels modify the simple solution and allow wave–mean-flow interaction; the ideal constant-coefficient calculation establishes the propagation filter, not a complete theory of stratospheric evolution.
Substitution of gives the dispersion relation . The phase velocity is , whereas the group velocity is . Thus nonzero-wavenumber crests move more slowly than their wave packet; the velocities coincide at zero wavenumber.
Fourier evolution gives , where . For the two nondegenerate stationary points are , . At these points and . Expanding the phase quadratically near each point and evaluating the oscillatory Gaussian integral gives the stationary phase method
For a real initial field, , so the two terms are conjugate. The approximation assumes a sufficiently smooth decaying amplitude; if a leading coefficient vanishes, the next stationary-phase terms determine that contribution.
For , everywhere. There are no real stationary points, so no leading propagating packet reaches such a ray. For a Schwartz amplitude, repeated integration by parts with makes the contribution for every fixed . With weaker data the decay rate depends on their regularity. This agrees with the minimum group velocity being .
Let be a constant reference density and define total buoyancy acceleration by . Absorb the reference hydrostatic pressure into a kinematic pressure . The ideal nonrotating Boussinesq equations are
For a resting density profile , the background satisfies and the squared buoyancy frequency is
Stable stratification has . The Boussinesq approximation requires fractional density variations to be small over the domain and parcel excursions, so density can be replaced by in inertia while its small variation is retained in the gravitational force. For an approximately uniform density gradient over height , this requires . The stipulated incompressibility alone does not justify neglecting density variation in inertia.
Put and . To linear order the two-dimensional internal gravity wave equations are
The exact impermeability condition on is the kinematic boundary condition
Taylor expansion about permits at leading order if the boundary slope and its displacement relative to the vertical wave scale are small: and . The second condition controls both the omitted evaluation correction and the product , since continuity gives . Hence for the harmonic forcing,
The propagating calculation assumes and ; a time-independent boundary does no oscillatory work on fluid initially at rest. If but , incompressibility forces the vertical velocity to be independent of height, so the unbounded column has no finite-energy radiating internal-wave solution. The propagating wave-generation problem therefore needs the stated nonzero horizontal wavenumber.
For a plane mode with phase , let be its complex amplitudes. The linear equations give
Substituting into gives the dispersion relation
No waves enter from above. The appropriate radiation condition therefore selects upward vertical group velocity, not upward phase propagation:
The boundary-forced internal gravity wave satisfying the boundary condition is
The displacement is , consistent with times the displacement. For a right-moving boundary choose , without loss of generality. Then , and the constant-phase lines of an internal gravity wave have slope : the crests rise toward the right. Their acute angle with the horizontal is
The group velocity is along these crests in the upward-right direction, whereas the wavevector and phase propagation point downward-right.
Figure 1.
Rising wave crests with upward group velocity and downward phase propagation above a right-moving boundary
. Details.
The physical pressure perturbation is . Pressure work at the lower boundary, to second order in amplitude, is its period-mean pressure times vertical boundary velocity. Static hydrostatic terms average to zero over a cycle. Therefore
As an independent energy check, the wave's mean kinetic-plus-buoyancy energy density is , and multiplication by gives exactly this upward energy flux.
For the exact horizontal mean-momentum equation, incompressibility writes the horizontal momentum equation as
Average over a horizontal period. Require the pressure and velocity fluxes to be periodic, or more generally their horizontal derivative averages to vanish; in particular there must be no imposed mean pressure gradient. Then
Horizontal averaging also makes ; the zero mean boundary displacement rate gives . These conditions exclude an independent mean mass flux or horizontal force. The mean equation applies in the fluid, with flattening of the small moving boundary understood at the order used above.
For slow switch-on, define , using for . The outgoing internal-wave envelope radiation condition is . Replace in the oscillatory fields by . A modulation time must satisfy and , with a frequency bandwidth sufficiently narrow to linearize the dispersion relation. The exact boundary derivative also contains ; it is smaller by the slow-modulation parameter and is beyond this leading envelope approximation.
To leading slow-modulation order, the wave momentum flux is
Since , integrating the mean-momentum equation from rest gives the internal-wave momentum deposition
This is second order in wave amplitude, with smaller relative slow-modulation corrections. Mean-flow feedback on the leading wave is higher order. The mean current is created as the wave envelope arrives; an already uniform wavetrain has no local flux divergence.
Finally move horizontally with speed . The initial uniform relative flow is , with infinite total energy in the unbounded column. Its finite mean-energy change is instead
At finite time the envelope is absent sufficiently far above, so integrating the momentum equation gives
This is the boundary work and mean-flow energy of an internal wave relation. In the moving frame the boundary pattern is stationary to leading modulation order. It extracts energy from the incident mean flow and converts it to outgoing internal-wave energy; in the laboratory frame the same energy is supplied as boundary work.