A continuous embedding is an injective continuous linear inclusion, so for a fixed constant. On a finite-measure domain, Holder inequality giveswith . For finite apply Holder inequality to with exponents and ; equality of exponents is immediate, and follows by integrating the supremum bound.
Weak convergence means for every bounded linear functional . The Riemann-Lebesgue lemma says that the Fourier transform of an integrable function tends to zero at high frequency. Since , it makes weakly null in . Its absolute value is at most one, so . For a test ,while by the Riemann-Lebesgue lemma applied to . Hence . Taking instead gives , so two weakly null factors need not have a weakly null product.
For and , Holder inequality givesThus in . In contrast, if had a weak limit , testing on every interval strictly away from zero would give integral zero for , hence almost everywhere by the permitted fact. Testing against the constant function one would give , a contradiction. Therefore has no weak limit.
Choose a smooth compactly supported mollifier of integral one. On every compact subset of , and for sufficiently small , each translated mollifier is an allowed test, so the assumption gives . The standard mollifier approximation theorem gives in local . Thus almost everywhere.
For a multi-index , the weak derivative is the locally integrable function satisfyingTwo such functions have zero pairing difference against every test, so the first result proves uniqueness. A compactly supported smooth test on an open subset extends by zero to one on , proving restriction of the derivative to .
Put . For every test the defining identity applied to givesThus these two distributions are identical; one is represented by a locally integrable function if and only if the other is. Their weak derivatives then agree, proving with exactly the asserted existence equivalence.
On the displayed piecewise affine function is continuous at one. Integration by parts separately on the two intervals shows its first weak derivative is one on and minus one on ; the first boundary terms cancel by continuity. The derivative of that step function is . This distribution is not represented by a locally integrable function: tests of height one supported in shrinking neighborhoods of one have pairing with it, whereas their integrals against any fixed local function tend to zero. Hence there is a first weak derivative but no locally integrable second weak derivative.
The weak formulation isThe boundary condition is encoded by . The Sobolev embedding in dimension three gives , hence also on the bounded domain. All energy terms and all the displayed pairings are therefore finite.
Pointwise, for a constant , since the difference is a quartic with positive leading coefficient. The Poincaré inequality and Young inequality give . ConsequentlyThus the infimum is finite and a minimizing sequence is bounded in . Extract a weakly convergent subsequence there. The Rellich-Kondrachov theorem states that on a bounded domain in dimension three the embedding is compact for . A subsequence therefore converges strongly in to the same limit . The potential terms and forcing converge, while the gradient norm is weakly lower semicontinuous. The weak limit retains zero trace. Hence and attains the absolute minimum.
For any , the function has a minimum at zero. Differentiating its polynomial terms gives . These differentiations are justified by the Sobolev integrability already noted. This is the weak formulation, proving every energy minimizer is a weak solution.
The Lax-Milgram theorem gives, for a bounded coercive bilinear form on a real Hilbert space and every bounded linear functional, a unique vector representing that functional through the form, with the inverse bound supplied by coercivity. The Fredholm alternative for a compact operator says that is invertible if its kernel is zero; in general its range is closed and consists exactly of vectors orthogonal to in the Hilbert-space case.
Uniform ellipticity gives for some . Bounded coefficients make bounded on , and for ,The forcing is bounded on . The Lax-Milgram theorem therefore gives a unique weak solution for every .
When , choose the shift and let be the unique solution of . Thus in the weak sense. The equation is equivalent to , orConversely a solution in of this operator equation lies in because it equals , and satisfies the variational equation. The assumed boundedness , followed by the compact Rellich embedding , proves compactness of as an operator.
By the supplied kernel assumption, consists of constants. Also . Since is a self-adjoint operator, the Fredholm alternative condition is , andTherefore a weak solution exists exactly when the mean of is zero, and solutions differ by a constant. On a disconnected domain the actual kernel would consist of constants on each component and the condition would apply separately on each; the question's given kernel assumption specifies the single-constant case.
For a general coefficient matrix, the stated variational definition encodes zero conormal flux . It agrees with ordinary zero normal derivative only under additional conditions on . The argument above uses the weak formulation explicitly defined in the paper, so does not require that stronger boundary identification.
For necessity of the strict supporting-tangent property, convexity gives a nonnegative gap along a segment from to . If the gap at its other endpoint were zero, convexity of the gap and its zero initial value would force it to be zero all along the segment. That would make affine on this nontrivial segment, contrary to strict convexity. Conversely let with distinct endpoints. Apply the strict supporting inequality at to both endpoints, multiply by and , and add. The linear terms cancel, yielding strict convexity. ThusFor strict Jensen's inequality, put . The supporting gap is nonnegative everywhere and strictly positive where . That set has positive measure because is not almost everywhere constant. Its integral is therefore strictly positive. The linear term integrates to zero, giving the requested strict integral Jensen inequality.
For the unlabelled Euler-Lagrange assertion, use its integrated form almost everywhere. This follows from the first variation for all compactly supported tests. If , the left side is continuous and so equals everywhere. Its derivative values lie in the finite fiber , while the continuous image of the interval under is connected. Thus is constant. Endpoint values fix it to , giving exactly the affine . Conversely that affine function has constant , so is a solution. This proves uniqueness among solutions; the scalar integrand is the one-dimensional case of the notation in the source.
If is strictly convex, Jensen's inequality applied to givesEquality in the strict inequality can occur only when is almost everywhere constant. Absolute continuity and the endpoints then give . Hence the affine function is the unique global minimizer.
In this special case the endpoints are both zero, overriding the previous strict ordering. The affine function is zero and . Since , every admissible energy is at most one, proving zero is a global maximizer.
For , the endpoint values vanish and its slopes are almost everywhere. HenceEvery admissible has essentially bounded derivative, so its integrand is bounded below by the positive constant . Thus no admissible function has zero energy and there is no global minimizer.
A weak local minimizer of a variational integral is an admissible for which some gives for all admissible with .
A strong local minimizer of a variational integral obeys the same inequality for all admissible with . The derivative of a competitor need not be close in this definition.
A global minimizer has for every admissible . Global minimality implies strong local minimality, which implies weak local minimality. The reverse implications are not valid in general.
Where exists, the strengthened Weierstrass condition says that for some , the excessis nonnegative for every , every trial slope , and all with , . This is a neighborhood condition in height and reference slope, not just an inequality on the reference curve.
The classical Weierstrass sufficient condition, with the usual smooth integrand regularity in addition to continuity, states that an admissible curve satisfying the Euler-Lagrange equation, a coercively positive second variation, and this strengthened condition is a strong local minimizer. A strict excess away from the reference slope gives the corresponding strict conclusion. The differentiability assumptions are part of that classical sufficient theorem; continuity alone does not define its first and second variations.
Zero is a strict weak local minimizer and is not a strong local minimizer. Write . For zero endpoint values, Cauchy-Schwarz inequality applied togives , hence . For sufficiently small slopes, Taylor expansion gives . Thereforefor a suitably small fixed and every nonzero sufficiently weakly close competitor.
For strong minimality take and . Their amplitudes tend to zero but slopes are , so . Thus . Uniform closeness therefore does not prevent a decrease in energy.
The inequality givesThe elementary endpoint estimate implies . ConsequentlyThus zero is the unique global minimizer, and in particular a strict strong and strict weak local minimizer.
With coefficients evaluated along , put , and . The second variation isThe Jacobi equation in divergence form is ; if is differentiable it is . A conjugate point admits a nonzero Jacobi solution vanishing at .
There are two positivity conventions worth distinguishing. Strict pointwise positivity means for each nonzero fixed-endpoint variation. Coercive positivity means with one for all such variations; the endpoint Poincaré estimate makes this equivalent to a positive lower bound in the full norm. Under the regular Legendre hypothesis , the necessary and sufficient Jacobi criterion is no conjugate point in ; in that regular case it gives both strict and coercive positivity. Equivalently the Jacobi equation has a solution positive on , and the square identitygives positivity and a uniform derivative lower bound by the positive minimum of and boundedness of . Conversely a conjugate Jacobi field, extended by zero beyond its second zero, is a nonzero Lipschitz variation with , contradicting either positivity convention.
Coercivity itself forces : local high-frequency variations make the leading coefficient at least the coercivity constant. Mere strict positivity need not force it, as shows. If that weaker convention is intended without regularity, a complete criterion is , no conjugate point for every regularized form with , and no nonzero zero-endpoint Lipschitz weak solution of the original Jacobi equation. The regularized criteria imply , hence by passage to the limit. For a nonnegative quadratic form, forces all mixed terms with test variations to vanish, giving exactly the weak Jacobi kernel; excluding it gives strict positivity. Necessity follows in reverse. This specifies the degenerate case without imposing an unstated strict Legendre condition.
For weak local minimality, sufficient conditions are the Euler-Lagrange equation and a coercively positive second variation with the stated smoothness. Taylor's remainder is bounded by for small perturbations, so the positive quadratic term dominates it. These are the classical weak minimum sufficient conditions.
At zero the quadratic form isFor it dominates . For set and , positive on the closed interval and satisfying . The Jacobi identity gives . To obtain a uniform lower bound, let , and . Since and ,so .
Finally near zero, because . The remainder is at most a constant times . It is dominated by the coercive bound for small perturbations. Thus the second variation is positive and zero is a strict weak local minimizer for every . This argument has not assumed the sharp Poincaré inequality that is to be deduced next.
For a fixed nonzero Lipschitz zero-trace , positivity for every gives . Let to obtainFor general , approximate by smooth compactly supported functions in the norm. Both squared norms in the inequality converge, proving it for the full required space. Equality at verifies sharpness.
For a fixed nonzero ,The quartic coefficient is positive. Therefore the energy is unbounded below and zero is not a global minimizer, for every value of .
The continuous superlinear function tends to positive infinity at both ends, so it has a finite global minimum . Hence for every admissible function. An affine function with the prescribed endpoints is Lipschitz and has finite energy by continuity of the integrand on its compact range. Thuswhere the strict left inequality simply records finiteness of .
A minimizing sequence has an energy upper bound . Set . Then . Since , for every there is such that for . Consequently, for every measurable ,Taking first large and then small proves uniform integrability; taking also gives a uniform bound. The Dunford-Pettis theorem on a finite-measure space identifies bounded uniformly integrable subsets of with relatively weakly compact ones. Thus a subsequence satisfies
The compactness conclusion justified by the hypotheses is with the prescribed traces; the printed claim needs additional regularity. DefineThen and . Weak convergence tested against gives for every , including the endpoint trace at . Uniform integrability of the derivatives makes the functions equicontinuous: their increment over an interval is bounded by the integral of on that interval, uniformly small for short intervals. Their fixed initial trace and common derivative bound also make them uniformly bounded. The Arzelà-Ascoli theorem therefore upgrades the convergence to uniform convergence, and in particularUniform integrability does not bound the derivative in . The natural compact class here is absolutely continuous functions, rather than Lipschitz functions. This distinction can affect attainment: smooth strictly convex superlinear integrands can have non-Lipschitz minimizing limits, so it is not repaired merely by adding convexity in the last variable. If one additionally has a uniform Lipschitz bound on the minimizing sequence, weak testing on measurable subsets passes that bound to and proves the printed . Alternatively one can formulate the direct method from the outset in the fixed-trace class. The proof above gives all the asserted convergence and trace conclusions without assuming the missing bound.
Provided the limit belongs to the original admissible class, the definition of the infimum and the assumed inequality giveThe needed fundamental property is sequential lower semicontinuity for the convergence in the compactness argument: uniform, or strong , convergence of functions together with weak convergence of derivatives. The extra integrand hypothesis in the classical Tonelli existence theorem is convexity in the derivative variable for every fixed , together with the stated coercivity and continuity. In one dimension the resulting integral is lower semicontinuous under the uniform/weak-derivative convergence above.
This lower-semicontinuity assertion does not itself supply the missing Lipschitz membership in (iii). With the natural fixed-trace admissible class and its own infimum, it completes Tonelli's direct existence argument. Retaining the printed Lipschitz class requires the additional membership estimate; changing admissible classes can otherwise encounter the Lavrentiev phenomenon.
The affine competitor has finite energy and the energy is nonnegative. A minimizing sequence therefore has bounded . Its fixed value at zero gives , so it is also bounded in and hence in . The estimategives uniform equicontinuity. Extract a weakly convergent subsequence in and, by the Arzelà-Ascoli theorem, a uniformly convergent subsequence to the same limit . The endpoint values are retained. Uniform convergence on a common bounded range gives , while the derivative norm is weakly lower semicontinuous. Consequentlyso the global minimum is attained in the stated class. In fact the gradient term is strictly convex on this fixed-endpoint affine class and is convex, so the minimizer is unique as well.
Weak convergence means for every bounded linear functional . Norm convergence implies this by . The converse fails for coordinate unit vectors in : their norms are one, but pairing with any square-summable sequence tends to zero, so they are weakly null.
For the subsequence assertion apply Gram-Schmidt process to a countable dense subset to choose a countable orthonormal basis of the separable Hilbert space and a bound for the sequence. Repeated subsequence selection and diagonalization make every coefficient converge to a scalar . Bessel inequality gives for every , so exists in with norm at most . Pairings with finite linear combinations of the basis converge. Approximating any other test vector by such combinations and using the common norm bound proves . The finite-dimensional case uses the same argument with a finite basis.
Apply this to every subsequence of the bounded sequence. Any weakly convergent further subsequence has limit with , since interval indicators are tests. The permitted fact gives almost everywhere. If the whole sequence failed to converge weakly to zero, some fixed test functional and subsequence would stay a positive distance from zero. Its weakly convergent further subsequence would then contradict the preceding conclusion. Thus the entire sequence converges weakly to zero in .
The first weak derivative is characterized by for every . The fundamental lemma of the calculus of variations in the locally integrable form says that a function pairing to zero with every such test is zero almost everywhere. Applied to the difference of two candidate derivatives, it proves uniqueness. The Sobolev space consists of with all first weak derivatives in , with normFor the one-dimensional tent, integration by parts on each side of one has cancelling junction terms because the function is continuous. Thus on and on , almost everywhere. Both it and its derivative are bounded, so it belongs to every stated Sobolev space; its displayed norm to the power is .
For in the punctured ball, ordinary differentiation givesThe function is bounded and , so polar integration gives finite derivative norms when , namely . To verify these are weak derivatives across the origin, integrate by parts outside a ball of radius against a compactly supported smooth test. The inner boundary term is at most a fixed constant times , since is bounded. It tends to zero for . The volume terms converge by local integrability of the displayed derivative. Thus for with exactly these derivatives. Its value at the origin can be chosen arbitrarily.
Bounded coefficients and Cauchy-Schwarz give . Uniform ellipticity gives because . Poincaré inequality holds on of a bounded domain, soA weak solution is satisfying for every . The energy is finite by boundedness of and the forcing functional, andIt is bounded below and a minimizing sequence is bounded in the Hilbert space . Its closed linear span is separable, so part 1 supplies a weakly convergent subsequence with limit . Symmetry and nonnegativity of showThe forcing term converges by weak convergence. Thus , proving attainment. First variation in every zero-trace direction gives the weak equation. If are two solutions, test their difference equation with and use coercivity to get . Hence there is exactly one weak solution, and it is the unique energy minimizer. Indeed directly verifies the minimizing property.
The spectral theorem for compact self-adjoint operators used here concerns a compact self-adjoint operator: its nonzero eigenvalues are real, have finite multiplicity and can accumulate only at zero; the orthogonal complement of its kernel is the closed span of its orthonormal eigenvectors. Self-adjointness is essential for this eigenbasis statement.
Let be the unique zero-parameter weak solution. Uniqueness gives linearity. Testing with and using coercivity gives . The Rellich-Kondrachov theorem makes the embedding compact on this bounded domain, so is compact on . Symmetry givesIt is self-adjoint and positive. It is injective: if , the weak equation pairs to zero with all tests, dense in , so . Moreover for .
The parameter equation is equivalent to , that isA solution of this operator equation in lies in , because its right-side representation is , and the equivalence follows in both directions. For , the form remains coercive; the preceding minimization argument gives a unique weak solution.
The spectral theorem now supplies a complete orthonormal basis of with , , and . The elliptic eigenvalues are , with finite multiplicity and tending to infinity, and weakly. If is not one of them, thenThis converges even in : its squared energy norm is , finite because the multiplier is bounded over . Partial sums solve the weak equation with the corresponding projections of . Passing to the limit proves the equation for every test; the same coefficients force uniqueness. Thus the expansion represents the unique weak solution away from the elliptic eigenvalues.
Use . Fix . For small, all triples , , lie in a fixed compact set up to null sets. The continuous derivatives are uniformly continuous there, with a modulus as . The integral form of the mean-value expansion gives a remainder bounded byThe proposed linear derivative is bounded because its coefficient functions are bounded on that compact set. The remainder is little-oh of the norm, proving Fréchet differentiability andThe derivative only needs to exist almost everywhere; the uniform compact-range bound handles its measurable representative.
Put into the differentiability expansion. The remainder is , so division by and passage to zero gives . For this is immediate as well.
For a zero-trace , the curve remains admissible. When is small it is within the weak-minimum neighborhood in , so its scalar energy has a minimum at zero. The preceding derivative therefore vanishes. Thus for every zero-trace variation.
The first variation isThe endpoint terms vanish. The fundamental lemma of the calculus of variations gives almost everywhere, hence on . A Lipschitz representative is then identically zero and cannot have terminal value one. Therefore there are no admissible solutions of the stationarity equation.
Stationarity says , or in distributions. Integrating gives . The endpoint values force and . Conversely this polynomial satisfies the first-variation identity for every zero-trace variation. Thus the only solution is .
Along the reference curve put , , . The second variation isStrict positivity means for every nonzero zero-trace variation. Under the given regular Legendre condition , the no-conjugate-point criterion also supplies a uniform coercive lower bound. The Jacobi equation is . A point is conjugate to when a nonzero solution vanishes at both and . In this regular setting, absence of conjugate points in is equivalent to existence of a Jacobi solution positive throughout .
Choose such a positive solution . The given square identity extends from smooth compactly supported variations to by density and boundedness of its coefficients. With it reads . The positive minima of bound this below by . A zero-trace function obeys , while and give . ConsequentlyIn particular the required second variation is positive for all nonzero Lipschitz zero-trace variations.
The Jacobi equation is . For the function is positive on the closed interval. The preceding square identity giveswith if . As in part (a), its positive minimum and bounded derivative provide a constant with . The second variation at zero is , so is positive, and zero is the unique global minimizer.
For a fixed zero-trace , positivity of for all gives, by letting ,This derivation did not assume the sharp inequality in advance. For equality, the nonnegative quadratic form has . Expanding for both signs of forces for every test. Thus , and the zero endpoint values give exactly , including . These functions do give equality.
Take . It is admissible andwhen . Hence the infimum is minus infinity. The roman label (iii) is retained exactly as printed.
A strong local minimizer of a variational integral has the same property for all admissible with ; its derivative need not be close. Since the supremum norm is bounded by the Sobolev norm, this neighborhood contains a sufficiently small weak neighborhood. Thus every strong local minimizer is a weak local minimizer of a variational integral.
A point of convexity of a differentiable scalar function is one where its tangent supports the entire graph: for every . The Weierstrass necessary condition for strong minimality, under its differentiability assumptions in the slope variable, isfor almost every . In other words the reference slope is a point of convexity of the slope integrand. The later example is smooth, so these derivative-based conditions apply there.
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