Past exam of the physics B course of the University of Cambridge / 2018 / Paper 2 / Section B / B9 / Solution

Definition and equations. A normal mode is a motion in which every component of a linear system has the same time dependence with fixed amplitude ratios and phases. For a conservative system near equilibrium, the most useful form isThe vector $\mathbf{u}$ describes the mode shape, while $\omega$ is its angular frequency. Linear combinations of modes describe arbitrary sufficiently small motions when the modes form a complete basis.

Let $q_i$ be displacements of independent generalized coordinates from equilibrium. Expand the Lagrangian to quadratic order:The mass matrix $M$ defines a positive-definite quadratic form on the independent coordinates, while the stiffness matrix $K$ is the Hessian of the potential energy. Substituting a mode gives the generalized eigenvalue problem for small oscillationsA practical calculation identifies the equilibrium, chooses independent coordinates, computes the quadratic kinetic and potential energies, solves for the eigenvalues and then obtains their eigenvectors. One can equivalently diagonalize the real symmetric matrix $M^{-1/2}K{M}^{-1/2}$. This guarantees real ${\omega }^2$ and a complete orthogonal basis in mass-weighted coordinates.

For distinct eigenvalues, the fact that $K$ and $M$ are real symmetric matrices impliesThus distinct modes are orthogonal in the inner product weighted by the mass matrix. Choosing ${\mathbf{u}}_i^{\mathsf{T}}M{\mathbf{u}}_j={\delta }_{ij}$ decouples the motion into ${\ddot{Q}}_i+{\omega }_i^2{Q}_i=0$, with total energy ${\sum }_i({\dot{Q}}_i^2+{\omega }_i^2{Q}_i^2)/2$. A positive-definite matrix $K$ gives positive eigenvalues and oscillatory stability. Zero modes can describe rigid translations or rotations without restoring force; a negative eigenvalue gives exponential instability rather than an oscillatory mode.

Symmetry. A symmetry preserving both quadratic energies maps modes into modes of the same frequency. Coordinates adapted to symmetry divide the eigenvalue problem into smaller independent blocks. For two identical subsystems, exchanging them gives symmetric and antisymmetric modes. The degeneracy of normal modes means that independent modes share one frequency. Higher-dimensional group representations of a symmetry can enforce such degeneracies; symmetry does not require every pair of modes to be degenerate, and accidental degeneracies can also occur. Within a degenerate eigenspace, orthogonal linear combinations are equally valid mode shapes.

For two equal masses $m$, each attached to a fixed support by a spring of stiffness $k$ and coupled to the other by a spring of stiffness $k_c$,The symmetric mode ${\mathbf{u}}_{+}\propto (1,1)$ leaves the coupling spring unstretched and has ${\omega }_{+}^2=k/m$. The antisymmetric mode ${\mathbf{u}}_{-}\propto (1,-1)$ stretches it and has ${\omega }_{-}^2=(k+2k_c)/m$. Superposing the two gives beats when their frequencies are close.

Continuous systems. The same idea replaces matrices by differential operators and mode vectors by functions satisfying boundary conditions. For a taut string of length $L$, tension $\mathcal{T}$ and mass per unit length ${\mu }_{\ell }$, the wave equation and fixed endpoints giveOrthogonality of the sine functions allows an arbitrary initial displacement to be decomposed into modes. Changing the endpoints changes the spectrum: boundary conditions are part of the physical mode problem.

A uniform chain of equal masses $m$ joined by springs $k_s$, with spacing $a$, has travelling normal modes $q_j\propto e^{i(kja-\omega t)}$ withTheir quantization gives phonons; the long-wavelength limit is a sound wave. Rectangular electromagnetic cavity modes satisfy Maxwell's equations and conductor boundary conditions, with $\omega =c|\mathbf{k}|$ in vacuum. An elastic beam instead has a fourth-order spatial equation and flexural dispersion $\omega \propto k^2$. These examples show how restoring forces and geometry determine the frequency spectrum.

Real systems. Small-amplitude motion is often approximately linear even when the full equations are nonlinear. Large amplitudes produce frequency shifts, mode coupling and transfer of energy between modes. Friction broadens resonances and makes free oscillations decay. A damping matrix proportional to $M$ or $K$ can retain the undamped mode shapes; general damping need not, and the appropriate eigenfrequencies and modes can be complex. External periodic forcing predominantly excites modes near resonance, with amplitude set by coupling to the forcing and dissipation. Imperfections split ideal degeneracies, while radiation or coupling to a surrounding fluid can remove energy from the chosen subsystem. Normal modes remain useful when linearization, the boundary conditions and the treatment of damping accurately describe the motion being measured.