Heat engine 2026-10-14
A heat engine uses a repeating thermodynamic cycle to turn part of an incoming heat transfer into net outgoing work. In the two-thermal reservoir model, the hot thermal reservoir supplies heat at fixed temperature , and the cold thermal reservoir receives heat of magnitude at fixed temperature . A Stirling engine makes the repeated motion visible; the abstract energy budget applies independently of its particular mechanism.[ref]
Choose the entire cyclic device as a closed system, with no net change in bulk kinetic energy or potential energy. Count heat entering as positive and net work delivered as positive, as in the first law of thermodynamics. Thus enters with a plus sign and , although a positive magnitude, enters with a minus sign. Assume these two heat transfers and the net work are the only transfers across the boundary. Over one complete thermodynamic cycle, all stored energy, including internal energy , returns to its starting value:
The device does not accumulate heat from cycle to cycle. More precisely, heat is a transfer, while internal energy is what can be stored; even a component that temporarily stores internal energy must return to its initial state for this boundary to be cyclic.[ref]
For engine operation, and . Its thermal efficiency is
Use net work, after subtracting any work supplied during compression or required by auxiliaries included in the chosen device. For periodic operation, average power satisfies and , with the rates averaged over complete thermodynamic cycles.[ref]
For a stipulated model at and , let and per thermodynamic cycle. Then and . At two thermodynamic cycles per second, these become incoming heat transfer, outgoing heat transfer, and net power. These are constructed values, not measurements.
Figure 1.
Two-thermal reservoir heat engine: in, of net work, and rejected
. Illustrative transfers per complete thermodynamic cycle, with positive magnitudes labeled on the arrows. The closed system returns to its initial state. Arrow widths represent the energy split; the thermal reservoirs remain at and . Details.
Different signs describe different tasks. With the same directions of heat transfer, gives : a device transmitting heat without net work output. If , net work is supplied to that device. A refrigerator or heat pump instead extracts heat from the cold side and delivers heat to the hot side, using positive input work and the balance . Their useful output is heat transfer, measured by a coefficient of performance. Finally, a one-time isothermal expansion can have and while leaving the volume changed: it is not a complete thermodynamic cycle. A warming device also fails the cyclic assumption, and a fuel-consuming device requires an accounting of matter crossing its boundary.
For two fixed thermal reservoirs at positive thermodynamic temperatures, the Second law of thermodynamics strengthens the energy balance to
Equality requires the overall operation to be a reversible thermodynamic process, including its heat transfer to the thermal reservoirs. The Carnot cycle explains how the reversible benchmark is constructed, and Carnot's theorem explains its universality and the entropy production penalty. Use kelvin values, never ratios of degree Celsius readings. The example above lies below the bound: its total entropy production is per thermodynamic cycle.
Figure 2. . The upper curve is the reversible bound in Carnot's theorem. The lower curve is the stipulated model , not experimental data or a universal engine law. At , the curves give and , matching the energy budget above. The endpoint is a zero-output limit. Details.
This is useful before building a machine: warmer cooling surroundings reduce the possible thermal efficiency, even if the mechanism is unchanged. A small observed thermal efficiency does not by itself test the Second law of thermodynamics; heat leaks, friction, incomplete recovery of work, and the measurement boundary can all reduce the reported ratio. A meaningful comparison requires the actual thermal reservoir temperatures, matched heat and net work measurements, and the hypotheses of Carnot's theorem. Finite bodies whose temperatures change are treated separately there.
The practical question already appears in the 1824 Réflexions sur la puissance motrice du feu et sur les machines propres à développer cette puissance by Sadi Carnot: pp. 6–8 ask whether machines driven by heat have a fundamental limit and whether changing the working substance can improve their output. Pages 9–11 describe heating and cooling in real machines, but use the historical caloric theory, rather than the modern first law of thermodynamics balance. The historical discussion under Carnot's theorem explains that distinction.
Heat pump 2026-10-14
A heat pump uses work to deliver heat to the region we want to keep warm. Its useful output is the hot-side delivery . The same operating machine can be described as a refrigerator when the cold-side extraction is the objective: which output is useful changes the coefficient of performance, while the energy balance stays . Heating a water bath by taking heat from a colder water bath makes this distinction visible in the heat-pump calorimetry experiment below. [ref]
In the illustrative budget from refrigerator, supplying of work delivers of useful heat, giving a heating coefficient of performance of . The additional came from the colder region. Compare an ideal electrical heater whose entire input work becomes heat in the target region: it delivers for that input. The appeal of a heat pump is this ability to move existing energy, while the Second law of thermodynamics limits the work saving for a given pair of temperatures.
Figure 1.
One energy budget, two useful outputs, and Carnot's theorem bounds on the coefficient of performance
. Original quantitative diagram, with stipulated , and . Arrow widths follow the transfer magnitudes. The curves are reversible bounds for fixed cold temperature and varying hot temperature ; they are not measured performance. At , the bounds are for cooling and for heating, above the illustrative machine's and . Details.
Indoor-temperature limit of a Carnot heat pump Created 2026-10-18 Updated 2026-10-20
A reversible heat pump maintaining against an external has heating coefficient of performance . If its maximum work input is and the building loses heat at rate , maintaining equilibrium requires . This yields the displayed minimum external temperature, provided it lies in the physical positive-temperature range. If the rating instead specifies maximum delivered heat, the bound is ; a heat-output rating cannot be substituted for a work-input rating in the Carnot formula.
A heat pump delivers : electrical work moves heat from a source as well as contributing energy itself. Its heating coefficient of performance can therefore exceed one, whereas direct resistance heating supplies at most its electrical input as useful room heat. For an ideal reversible pump,
with absolute temperatures and . This is an ideal limit; actual costs also depend on compressor performance and tariffs.
For the annual ground-temperature wave, model the soil as a homogeneous semi-infinite conductor, with depth positive downward and a prescribed surface temperature. Here is thermal conductivity and is heat capacity per unit volume, so the thermal diffusivity is . Conservation of energy gives . After transients decay, put . Substitution gives ; the solution bounded at depth uses . Matching the surface then gives
This approximation identifies the ground surface with air temperature and neglects the pump's perturbation of the ground, as required by the model. The attenuation and phase delay arise from heat diffusion, not propagation at one fixed wave speed.
The graph below covers a full annual cycle. At , the amplitude is K and the minimum lags January by a quarter-year. At , the amplitude is only K and the minimum lags by half a year: the ground is slightly warmer than its annual mean in January.
Figure 1.
Annual air and ground temperatures, with attenuation and depth-dependent phase delay
. Details.
The seasonal source depth for a reversible heat pump has a subtle limit: a deep source approaches and avoids severe winter cooling, but infinite depth is not the thermal optimum of this single-frequency model. In January, with , maximize . The first and largest maximum is at , where , giving and . It is also the optimum of the ideal annually integrated heating work: the heating load is even about January, so its weighted sine term integrates to zero and the depth dependence is again proportional to . Installation cost, finite tube spacing, heat extraction, weather and real pump performance alter this result. The supplied model therefore supports a finite seasonal thermal optimum, while not fixing a practical burial depth in metres.
Use absolute temperatures and . Let be the heat extracted from the ground, the heat delivered indoors, and the electrical input power. For a reversible heat pump, the entropy transferred per unit time balances:
Consequently the coefficient of performance is
The requested heat delivery is a rate, since the duration is unspecified:
Of this, comes from the ground and from the electricity. A coefficient of performance greater than one is consistent with conservation of energy because the heat pump transports heat as well as converting electrical energy.
Two equivalent second-law statements. The Clausius statement of the second law forbids a cyclic device whose sole net effect is transferring heat from a colder reservoir to a hotter one. A refrigerator can make that transfer when supplied with work, so the sole-effect qualification matters. The Kelvin-Planck statement of the second law forbids a cyclic device whose sole net effect is drawing heat from a single reservoir and converting all of it into work. A heat engine can produce work when it also rejects heat to a colder reservoir.
The two statements are equivalent by combining a supposed violating device with an ordinary reversible engine or refrigerator: one can cancel one reservoir exchange and obtain a violation of the other statement. The following original schematic shows the forbidden sole effects, with arrows indicating energy flow.
Figure 1.
Forbidden sole effects in the Clausius and Kelvin–Planck formulations of the second law
. Details.
Microscopic fluctuations. The second law is a macroscopic statistical law. A finite fluctuation can transfer a small heat amount from cold to hot, with reservoir entropy change . Such an individual event does not imply that a cyclic engine can extract systematic useful work from equilibrium. Entropy-decreasing trajectories become exceedingly improbable when the entropy involved is large compared with . Under suitable microscopic reversibility conditions, fluctuation relations quantify the relative probabilities of positive and negative entropy production and give nonnegative mean total entropy production. Thus a deterministic no-fluctuation reading has a limit at small scales or short times; the statistical second law remains applicable.
Maximum heating rate. Interpret the quoted as the maximum work-input rate to an ideal reversible heat pump. This interpretation is needed to obtain a heating rate larger than its electrical input; the wording does not explicitly distinguish input power from delivered heat. A reversible cycle satisfies
Therefore the heating coefficient of performance is
With and ,
The additional heat comes from the outdoor reservoir; it is not produced by converting work into more energy than was supplied.
Lowest outdoor temperature. Let . The largest available heating rate is , while the house loses . Equilibrium can be maintained when
At the limiting outdoor temperature,
Hence
This is the indoor-temperature limit of a Carnot heat pump. It assumes the ideal pump retains its stated input-power capability over the operating range. Real heat exchangers require finite temperature differences and incur irreversibility, so the reversible result is an ideal upper performance bound.
Conventional heater. At this limiting outdoor temperature, the required delivered heating power is simply the house's heat loss:
This is heat delivered to the house. The fuel-input power would be for heater efficiency . At the earlier outdoor temperature of , the required delivered heat would instead be ; the final question's reference temperature must be kept clear.
If is read literally as a maximum delivered heat rate rather than a work-input rating, the alternative answers are , , and a conventional heater delivering at that limit. Such a pump could not balance the stated house loss at . Both readings follow consistently once the ambiguous power rating is defined; the Carnot calculation above uses the work-input reading.
Electricity is a strong early decarbonization target because large stationary sources are comparatively accessible and a low-carbon grid enables cleaner vehicles, heat pumps and industry. For example a heat pump with coefficient of performance three divides electricity-related heat emissions by three per unit useful heat. But grid decarbonization does not automatically outrank every efficiency, methane, land-use or industrial intervention. Marginal abatement cost, cumulative emissions, construction time and available technology determine priorities. A very coal-intensive grid makes electrification alone less effective; a clean grid does not remove aviation or process emissions. The statement is a plausible strategic emphasis, not a deduction valid for every country and timescale.
The Second law of thermodynamics states that total entropy of an isolated composite system cannot decrease. For a cyclic heat engine exchanging heat only with reservoirs at , it gives . Since ,
The bound is attained by a reversible heat engine: no friction, no finite-temperature-difference heat exchange and no other entropy production. A Carnot cycle provides an implementation with two reversible isotherms and two reversible adiabats. All temperatures in these ratios are absolute.
Let be the fixed gas amount, , , and let denote the heat capacity of the whole sample. First take the unregenerated Stirling cycle, so that heat rejected during isochoric cooling is not stored and returned during isochoric heating. The reversible quasistatic gas work is
while the heat inputs are and . Hence
The strict inequality follows because adds heat input without additional work. Quasistatic motion alone does not make heat exchange with a single hot or cold reservoir reversible while the gas temperature changes on an isochore. Indeed, using those two reservoirs gives total external entropy production per cycle.
The strict comparison requires the no-regeneration assumption. A perfect reversible regenerator stores during and returns it during ; only the isothermal heat transfers then enter the external heat budget, giving exactly. For example, perfect regeneration with , and gives . Thus the four gas paths by themselves do not enforce an efficiency strictly below the Carnot bound.
For the gas itself, the four entropy changes are
Expansion increases the available positional states; compression reverses that change. Isochoric cooling reduces thermal populations and isochoric heating restores them. The sum is zero because entropy is a state function. This does not imply zero total entropy production in the gas plus external reservoirs.
Taking as reference, the isotherms are horizontal on a – diagram. The isochore through state 1 obeys , and the isochore through state 2 is shifted right by . For the internally reversible quasistatic gas paths, , so
The enclosed area is the net work per engine cycle, with a clockwise orientation. It is not the total heat input.
Figure 1.
Stirling entropy cycle and the refrigerator's performance bound
. Original illustrative gas cycle with constant heat capacity, together with the predicted coefficient of performance of an unregenerated neon refrigerator. The stated performance lies above the reversible bound; no volume ratio can repair that conflict. Details.
For the refrigerator, the stated rates give the cooling coefficient of performance . But the absolute reservoir temperatures are and , so Carnot's theorem requires
At input the largest allowed cooling rate is only . Equivalently the stated heat rejection gives the reservoir entropy rate
a direct violation of the Second law of thermodynamics for this cyclic two-reservoir device.
The unregenerated neon model makes the algebraic obstruction explicit. With , reversing the cycle gives
Setting this to 19 produces , or , contradicting the required expansion ratio . Perfect regeneration can raise performance only to the Carnot bound and does not fix the problem. There is no physically admissible for the stated data.
Refrigerator 2026-10-14
A refrigerator removes heat from the region we want to keep cold and releases heat to warmer surroundings. Here we consider a work-driven cyclic device: its useful output is the cold-side extraction , and its input is net work . A food compartment is a familiar example; the same cooling objective applies when removing heat from a room. The coefficient of performance measures extraction per unit work, rather than the fraction of input energy converted into output. [ref]
Choose the complete machine as the thermodynamic system. Let be heat entering from the colder side, be heat delivered to the hotter side, and be net work supplied, all over the same complete cycle. Assume these are its only energy transfers, no matter crosses the outer boundary, and there is no net change in stored energy. Returning to the initial state gives , so the first law of thermodynamics reads
The heat leaving the warmer side includes both the extracted heat and the supplied work. For instance, stipulated transfers and require ; the cooling coefficient of performance is . This is an illustrative budget, not measured performance. At steady operation the same balance holds for average transfer rates, , where is input power.
This budget explains a useful counterexample: operating a refrigerator with its door open inside an otherwise isolated room cannot cool the room as a whole. If both heat transfers occur within the room and the electrical input comes from outside, the room gains each cycle. Locally cold air does not imply net cooling. The Second law of thermodynamics permits cold-to-hot transfer because work is supplied; it forbids a cyclic device whose sole effect is that transfer. See the Clausius statement of the second law.
For a sinusoidal ground-temperature model whose coldest surface day is , source temperature on that day is , where . The first and largest thermal maximum occurs at , not at infinite depth. This maximizes the winter coefficient of performance for a reversible pump with a fixed indoor temperature. With a heating load even about that day, the same optimum minimizes annually integrated reversible heating work. Excavation cost, finite heat extraction and real heat-pump behaviour can change the optimum.
The chosen steady-state model is
Here is the terminal voltage drop along positive electric current through the module. Its Seebeck effect term opposes the cooling supply. The cold Peltier effect term removes heat; Joule heating and returning heat conduction reduce the available cooling. At zero electric current, : the passive leak warms c and removes heat from h, consistent with the stated signs. Subtracting the two face equations cancels heat conduction and gives the electrical power, an independent conservation of energy check.
The factor one half is an ideal-model result, not a universal rule for every contact. To see its origin, let run from cold to hot along a uniform equivalent leg of length , cross-sectional area , electrical resistivity and thermal conductivity . With constant coefficients, insulated sides and no Thomson effect, steady conservation of energy gives
The Fourier's law heat current in the positive direction is . At it equals , and at it equals , using and . Adding the local transported heat current gives the two face equations. Summing equivalent legs preserves this accounting. Nonuniform material properties, side losses or asymmetric contact dissipation require a revised model.
For an original toy module, stipulate , , , and . At ,
The coefficient of performance is defined here only for refrigeration with and . The hot-side assembly must remove , not just the extracted . These are stipulated calculations, not measurements or a commercial module specification.
At the same fixed face temperatures but , the same boundary definitions give , , and . The formerly cold face is now heated; the formerly hot reservoir supplies . Still . Reversal changes the linear terms, while and the leak at fixed temperatures remain unchanged. Holding the old labels fixed makes this check meaningful.
The corresponding steady entropy production of the module is the outgoing reservoir entropy minus the incoming reservoir entropy:
The Peltier effect terms cancel because they carry the same entropy at each end. This cancellation explains the reversible coupling; it does not make finite-resistance operation reversible. In the toy example the two positive contributions are approximately and , giving for either current direction. In cooling operation, combining this inequality with the energy balance gives the Carnot refrigerator limit , equal to for these reservoir temperatures. A coefficient of performance above one would describe transported heat per electrical work, not the creation of energy.
At fixed face temperatures, differentiation of the thermoelectric cooler energy balance gives
Thus current chosen for maximum cooling power is not automatically current for maximum coefficient of performance. Cooling exists only when , and then only between the two positive roots
At equality the parabola merely touches . For the toy module the interval is approximately , with and . At , the object is heated even in the nominal cooling polarity: . This mathematical interval supplies no permission to exceed an actual device's current or temperature ratings.
Figure 1.
Chosen thermoelectric cooling model: useful cooling and current-reversal separation
. Original calculated curves, not experimental data. Left: positive Peltier effect transport competes with Joule heating and the fixed leak, leaving a bounded cooling interval. Right: holding the same two face temperatures, the half-difference of and isolates ; the half-sum is . Subtracting isolates . The toy parameters are those in thermoelectric cooler energy balance. Details.
The fixed-face constraint matters. With fixed but a freely cooling object, must be solved from its heat load and leaks rather than held at while claiming an arbitrary temperature drop. For zero load and optimal current, the same model gives
Here has units and is a module parameter. The toy model gives and when . This is an ideal zero-load limit with stipulated constant properties; cooling a real load requires above zero and reduces the attainable drop. Contact thermal resistance, a warming heat sink, external leaks and temperature-dependent coefficients further change the result. Electrical control is convenient, but conservation of energy still requires a thermal path that removes the extracted heat plus the electrical input.
For an ideal working gas and , two isotherms at produce net work . Without a regenerator, isochoric heating requires additional external heat , giving the displayed thermal efficiency, strictly below Carnot efficiency. A perfect reversible regenerator recovers this heat and attains the bound instead. Reversing the unregenerated cycle gives cooling coefficient of performance ; positive cooling requires a sufficiently large expansion ratio.