Write , let be the scale factor, the Hubble parameter, and the asymptotic expansion rate for the positive cosmological constant. The continuity equation for a homogeneous Hubble flow gives . Isotropy and the Poisson equation for Newtonian gravity give a relative acceleration proportional to displacement from any chosen origin:
This uses the local relative gravitational acceleration, rather than trying to sum an absolutely convergent potential over an infinite universe. A fluid element with constant comoving coordinate has . The spatially uniform pressure has no gradient, so the Euler equations for an inviscid fluid give
Multiply by and integrate. With , the resulting first integral is
For an expanding branch that reaches arbitrarily large , ; more precisely, and the correction to is integrable. Therefore . Positive alone does not make every initially expanding branch escape: sufficiently large positive can give a turning point or a limiting static radius. Under the stated vacuum-dominance inequalities at , however, and remain small compared with for the future expanding branch, and is the required approximation.
To derive the linear cosmological density perturbation equation, write and , where is the peculiar velocity. At fixed , the linearized continuity equation, Euler equations for an inviscid fluid and perturbation Poisson equation are
Taking a divergence of the second equation and differentiating the first eliminates the peculiar velocity. For a Fourier mode of comoving wavenumber , this gives
The adiabatic sound speed for the four-thirds polytropic equation of state is , hence . Both the restoring pressure term and the gravitational term are proportional to . Thus, in the exponential approximation,
The sign of is the Jeans instability distinction, but exponential expansion makes the total subsequent amplification finite.
Remove Hubble friction by setting . The standard-form equation is
Where and , the WKB approximation gives
Where , put ; away from a turning point the corresponding WKB approximation is
For , never vanishes. The exponential integral can be evaluated explicitly:
Differentiate this expression, using , to verify it. Early on, if coefficients change little over the interval considered, the two local exponents for are : one increases and one decreases. At late times and the displayed integral is . The nominally growing WKB approximation branch of therefore becomes a constant branch of , while the other branch decays like . The WKB approximation is not automatically accurate at all intermediate times; its stated derivative criterion must be checked.
For , the early frozen-coefficient exponents are . There are damped oscillations if , a repeated-root solution at equality, and two real decaying local branches if . In the oscillatory case vanishes at : the ordinary WKB approximation breaks down there, and a turning-point connection is needed. After that transition the solutions again approach a constant or decay. A positive pressure-minus-gravity restoring term does not imply indefinitely continuing oscillation; its physical frequency is redshifted away.
The limiting conclusion does not depend on the accuracy of WKB approximation. With , the equation for is
For its basis is , the Bessel functions of the first kind and Bessel functions of the second kind. For use , the Modified Bessel functions of the first kind and modified Bessel functions of the second kind. Their small- branches are proportional to and . Multiplication by gives the decaying and constant branches respectively. At the exact solution is . Thus Bessel density modes during exponential expansion prove
The same conclusion holds in the full four-thirds perturbation equation on an exponentially escaping background: . Its integrated equation has an absolutely integrable Volterra kernel, bounded by a constant times . The Gronwall inequality first bounds ; then is integrable and is integrable. A finite limiting amplitude follows without setting exactly constant. This argument requires positive and the escaping branch; it is not a claim about or recollapse.
The requested strict increase of that limit needs an initial-velocity qualification. For ,
If and , this identity prevents a first loss of positivity and makes the amplitude strictly increase for . Integrating it twice gives
This is monotone Jeans growth with positive cosmological constant. Without the extra initial condition the printed assertion is false: is positive at and tends to zero. An arbitrarily small multiple remains an infinitesimal linear cosmological density perturbation, so linearity does not remove the counterexample.
A Type Ia supernova can be standardized as a standard candle by correcting its peak brightness using the light curve shape and colour index. Its host spectrum gives the redshift; the corrected apparent magnitude and calibrated absolute magnitude give the distance modulus
The resulting Hubble diagram measures the shape of the luminosity distance as a function of redshift. A spatially flat matter-and-vacuum model, for example, predicts
Nonzero cosmological spatial curvature changes both the expansion rate and the conversion from radial to transverse comoving distance. Comparing the observed Hubble diagram with these predictions constrains the matter density parameter, cosmological constant and cosmological spatial curvature; a single low-redshift observation cannot separate them. The nearby sample calibrates the common intercept, while distant Type Ia supernovae supply the redshift-dependent shape. Relative faintness at a specified redshift means a greater inferred luminosity distance.
Type Ia supernova cosmology requires correction for interstellar extinction, possible evolution of the standardized luminosity, and selection bias. The absolute magnitude–Hubble constant degeneracy means that an uncalibrated sample constrains the shape rather than independently determining .
Normalize the scale factor to , use , and define the instantaneous critical density by . Separately conserved pressureless matter and radiation in cosmology obey the cosmological continuity equation,
The present cosmological density parameters are
The cosmological constant has equivalent energy density . Substituting into the Friedmann equation yields
At the present epoch this gives , or curvature contribution . Dividing each component by proves
Spatial curvature is not included in the total physical-density parameter . In particular, positive vacuum density does not have the radiation or matter scaling.
Interpret first as an infinitesimal screen area transported along generators of a future event horizon, not as the total area of an arbitrary trapped surface. Horizon generators form an affinely parametrized, hypersurface-orthogonal null geodesic congruence. The two-dimensional screen metric is positive definite. Its optical tensor has zero twist and decomposes as
The scalar here agrees with the supplied derivative definition: nullness and the affine geodesic equation remove the longitudinal terms in the contracted norm, leaving .
To derive the focusing equation, vary neighbouring geodesics and let be their screen Jacobi map. The geodesic deviation equation is , where . Hence satisfies . Taking its screen trace yields the Null Raychaudhuri equation
Set . Since , the area-square-root optical focusing equation is
The PDF's plus sign before is inconsistent with its own positive shear definition. This is an actual source error, not an antisymmetrization or curvature-sign convention.
For an explicit check, take a flat-space twist-free beam with screen Jacobi factors and , for . Then
Its Ricci term is zero, so the result equals and has the opposite sign to the printed equation. This is flat-space anisotropic beam shear focusing.
Under the null convergence condition , the correct equation gives concavity of each local area square root. Equivalently . If a horizon generator had , integration gives a focal point within affine distance at most . Such a generator could not remain on an achronal boundary beyond the focal point. Under the usual global hypotheses that horizon generators remain regular and future complete, this contradicts their being generators of the event horizon. Hence and . Integrating over the horizon patches, and including newly joining generators which can add area, proves Hawking's area theorem. Global predictability/completeness assumptions are essential; the local differential inequality alone is not a theorem about arbitrary trapped-surface areas.
For the perfect fluid stress tensor, null contraction eliminates the pressure-metric term:
A nonzero null vector cannot be orthogonal to a timelike fluid velocity. Thus the perfect-fluid null energy condition is precisely
Separate requirements or are not needed for this null focusing argument. With the Einstein equation, .
A cosmological constant contributes only a term proportional to , whose null contraction is zero:
Therefore a nonzero cosmological constant does not change the fluid condition or the local area-focusing argument, though it can change the global asymptotics and which horizons and completeness hypotheses are appropriate.
Normalize and use the open dust model, with no cosmological constant and negligible present radiation. The Friedmann equation at the present epoch reads . Since , the curvature radius of an open FLRW universe is
In the metric's convention the numerator is one. With this is also the present physical curvature radius; at scale factor the physical radius is . Inferring curvature from alone would require this matter-only assumption; an additional dark-energy density would also enter the present Friedmann equation.
In the observational setting of this paper, the cosmic microwave background favours nearly flat geometry, while cluster dynamics and large-scale structure favour a matter density near . The missing contribution to the critical density is then roughly . The supernova luminosity distance measurements require recent accelerated expansion. With present radiation negligible, requires
For an X-dominated universe the threshold would instead be . Thus X cannot be ordinary pressureless matter or radiation. It must be comparatively smooth on cluster scales, so that it contributes to the background expansion without being counted as clustered dynamical matter. Its negative pressure makes its density dilute more slowly than matter, allowing late dominance. A cosmological constant, with , or sufficiently potential-dominated quintessence can have these properties.
The comparison with a perfect fluid in general relativity needs a distinction between background stress and perturbations. A homogeneous canonical scalar has canonical scalar stress as a perfect fluid:
It has isotropic pressure and no background shear stress, just as a perfect fluid in general relativity does. Negative pressure therefore does not, by itself, prevent a perfect-fluid description. However, an adiabatic barotropic fluid with the constant closure would have . For negative , a short-wavelength density mode then has , the negative-w barotropic-fluid gradient instability. Such a closure cannot give a stable, smooth propagating X component.
A canonical scalar instead has rest-frame sound speed squared equal to one: its spatial and temporal kinetic terms have the same coefficient. Its pressure perturbation need not obey the background relation . This nonadiabatic response suppresses small-scale clustering without the negative-sound-speed instability. A cosmological constant is a separate limiting case with no independent propagating fluid density mode. Thus the issue is the microphysics and perturbation closure, not whether the background stress-energy tensor has perfect-fluid form.
Type Ia supernovae have similar peak luminosities that can be standardized using their light-curve width and color, rather than assumed to be identical without correction. Their redshifts and corrected apparent magnitudes give a distance modulus,
Compare this Hubble diagram with the luminosity-distance prediction of a background cosmology. Restoring , put , and define as for , for , and for . Then
Neglecting radiation at these redshifts, Friedmann equations and a separately conserved dark energy component with give
For constant , the last factor is ; a cosmological constant has . Thus the redshift dependence of the measured distance constrains matter density, curvature and the dark-energy equation of state. At small redshift, , showing how departures from the linear Hubble law probe the deceleration parameter.
The early distant-supernova analyses found larger distances than matter-only decelerating models predicted, providing evidence for accelerated expansion; see the 1998 supernova analysis and the 1999 independent supernova analysis. This is a statement about the distance-redshift curve under the standardization and cosmological assumptions, not a direct measurement of a fluid pressure.
The absolute magnitude–Hubble constant degeneracy means uncalibrated supernovae constrain the shape of without separately determining and the common absolute luminosity. The integral over also makes different matter, curvature and histories partly degenerate. Wide redshift coverage and independent cosmic microwave background and large-scale structure of the universe information help break these degeneracies. Dust extinction, source evolution, photometric calibration, sample selection and K corrections must be modeled, and constraints on a time-dependent equation of state depend on how that function is parameterized. Standardized supernovae test the expansion history; they do not by themselves uniquely determine every cosmological parameter.
For a uniform sphere of radius , write and . The self-gravitational potential energy is assembled by adding shells:
The cosmological constant produces the external potential per unit mass , since in units . Its energy is
There is no additional factor for this fixed external potential, unlike the pair-counting factor for gravitational self-energy. At the maximum radius , the kinetic energy vanishes, so
This is the turnaround energy in uniform-sphere collapse with a cosmological constant. The original PDF's shell kinetic term is , not the produced by the TeX transcription.
Take zero cosmological constant and an open geometry, which means in the metric convention. Evaluating the Friedmann equations today gives , so
On a constant-time slice the radial line element is . Therefore
This is a cosmological proper distance on today's slice, not the distance traveled during the photon flight. The printed condition is insufficient to specify an open model; the derivation uses its intended .
The Pound-Rebka experiment measures a small gravitational redshift by comparing nuclear emission and resonant absorption at different heights in Earth's field. The transition of iron-57 supplies the gamma-ray frequency standard. The Mössbauer effect permits recoil-free emission and absorption by nuclei bound in solids, giving a sufficiently narrow resonance. A source and absorber separated vertically by about have a predicted fractional frequency difference of order . A calibrated Doppler effect from slow source motion measures the shift through its effect on resonant absorption. Interchanging the upper and lower arrangements reverses the gravitational contribution and helps separate it from intrinsic source-absorber offsets; temperature-dependent frequency shifts must also be controlled. The observed change agrees with the weak-field prediction.
The prediction follows either from an accelerating laboratory and the equivalence principle, or directly from a static metric. With , write . The time-translation Killing vector field gives a conserved photon energy , while a static observer has four-velocity and measures . Thus
For an upward ray over height , ; downward propagation has the opposite sign. The equivalent compensating Doppler speed has magnitude , about for this baseline. Identical clocks at rest have , so a clock at higher potential runs faster relative to the common static coordinate time. This does not mean that the nuclear transition changes its locally measured frequency with height: the comparison involves transporting a photon between different local proper-time standards.
The weak equivalence principle asserts universal free fall for test bodies. The Einstein equivalence principle adds local Lorentz invariance and local position invariance for nongravitational experiments in a freely falling laboratory. The redshift comparison tests the clock aspect of local position invariance and supports a metric description of gravity. The strong equivalence principle extends these requirements to self-gravitating bodies and local gravitational experiments, including the contribution of gravitational binding energy. Their outcomes should be independent of the external location and motion of a freely falling laboratory when tidal effects are negligible. A nuclear redshift experiment is therefore not a test of the whole strong equivalence principle, and its success does not uniquely establish the gravitational field equations.
The geometrical realization uses the Levi-Civita connection of a spacetime metric. At any event, normal coordinates make and the Christoffel symbols vanish. Freely falling test particles follow geodesics; local nongravitational equations take their special-relativistic form at that event. The Riemann curvature tensor need not vanish, so finite laboratories can measure tidal geodesic deviation. The strong principle concerns removing a uniform external gravitational field locally, not removing curvature throughout an extended region.
For a perfect fluid, local rest-frame isotropy and the absence of heat flux or viscosity give , where is rest-frame energy density. With the PDF's signature , and projects spatially. Its covariant form is
The pressure sign follows from the negative spatial metric; it gives positive diagonal stresses in the rest frame. Local stress-energy conservation, , produces the two projections
The first is the energy equation, including pressure work; the second is the relativistic Euler equation. Its rest-frame spatial pressure force is .
Further assumptions are needed to derive the Einstein field equations. Take a local generally covariant metric equation, linear in curvature and of second differential order, and demand compatibility with stress-energy conservation. The available rank-two tensors are , and a constant multiple of . Defining , the contracted Bianchi identity gives . Hence the combination is identically divergence-free only when . This determines the Einstein tensor ; a cosmological constant term remains allowed.
The coupling sign must be matched to the actual curvature convention. Here represents , and a static weak field has . With negligible pressure and cosmological term, a trial equation implies . Comparing with the Poisson equation fixes . Thus the Einstein equation in the sequential-derivative curvature convention is
Equivalently, , with . Pressure therefore gravitates as well as supplying a material force. The cosmological constant is not fixed by the local Newtonian matching.
Setting for the action normalization, the same metric equation follows from the Einstein-Hilbert action , where , together with a matter action obeying . After the metric boundary term is removed or supplied separately, the bulk variation is proportional to . This also makes the sign convention explicit. General covariance, the field equation and the contracted Bianchi identity are mutually consistent with the fluid conservation laws. The experiment motivates the local metric description; the curvature and conservation assumptions, plus the Newtonian limit, supply the additional route to the field equation.
The Friedmann acceleration equation gives the gravitational deceleration from a uniform pressureless matter density, plus the acceleration from a cosmological constant. Here is the matter mass density, is the gravitational constant, is the Hubble parameter, and is the constant spatial-curvature coefficient in the chosen normalization of . The Friedmann equation is the first integral relating expansion to density, curvature and vacuum energy. With , the matter, curvature and cosmological-constant contributions to are , and . The cosmological constant has effective density and equation-of-state parameter ; its negative pressure explains its positive acceleration contribution when .
For the Newtonian derivation with , follow a test mass on the edge of a uniform sphere of physical radius . Conservation of the enclosed matter gives constant. The shell theorem removes the force of external spherical shells and gives
Integrating the force equation once gives the conserved specific mechanical energy
Divide by to obtain
Homologous motion makes constant between shells. Newtonian mechanics supplies this energy integration constant; its interpretation as intrinsic spatial curvature belongs to the relativistic FRW metric.
An outward acceleration comes from the Newtonian potential per unit mass
since . With conventional dimensional , restore in this potential and the corresponding acceleration and Friedmann terms.
For pressureless matter with curvature and a possible constant cosmological constant, write the background Friedmann equation as
Differentiating on the expanding branch gives
Consequently
This proves that the Hubble parameter as a solution of the dust growth equation is valid, including constant- and curvature contributions to the background. It does not extend without change to a radiation background or arbitrary dynamical dark energy.
In an Einstein-de Sitter universe, , and . The linear matter perturbation growth equation becomes
Substitute . The indicial equation is , with roots and . Therefore
The Hubble-parameter solution is the decaying mode in the Einstein-de Sitter universe.
An initially overdense spherical region first expands approximately with the background, but its self-gravity slows it more strongly. It reaches turnaround of spherical collapse at its maximum radius, recollapses, and forms a bound approximately stationary object when infall energy is redistributed into random motions. An exactly cold, uniform pressureless solution would instead collapse to zero radius; virialization replaces that formal endpoint.
For fixed mass and no cosmological constant, integrate for a bound shell. Its specific energy can be written , and the cycloidal parametrization is
Substitution in verifies this parametrization. At , and ; formal collapse occurs at , so .
Figure 1.
Expansion, turnaround and idealized virialization of a spherical overdensity, compared with formal cold collapse
. Details.
For a uniform sphere, . At turnaround the coherent kinetic energy vanishes, so . At the final equilibrium, the virial theorem gives , whence . Conservation of energy therefore implies
This virial radius from turnaround energy assumes conserved mass and energy, negligible surface-pressure/tidal terms, and the same gravitational profile coefficient. The sketch's settling segment is qualitative; the cycloid is the exact pre-virialization cold model, not a dissipative relaxation solution.
To compare with the cosmological density, use in an Einstein-de Sitter universe. The turnaround sphere has
Since the background density falls by four between and , the Einstein-de Sitter virial overdensity is
Finally , so assigning the nominal collapse redshift gives
The density ratio eight compares the same object's physical densities at turnaround and virialization; compares its final density with the background at the later collapse epoch.
The strong equivalence principle extends universality of free fall to bodies with appreciable gravitational binding energy and requires results of sufficiently local experiments, including gravitational experiments, in freely falling laboratories to be independent of their location and velocity. The Einstein equivalence principle makes the corresponding statement for nongravitational experiments; the weak principle concerns test-body free fall without significant self-gravity. In a locally inertial frame the nongravitational laws take their special-relativistic form, while internal gravitational experiments retain the same local gravitational laws and coupling constants. They are not declared to have no gravity.
In a metric description, one may set and at a point by Riemann normal coordinates, so the Levi-Civita connection vanishes there. This removes a locally uniform external gravitational acceleration, not the Riemann curvature tensor. Tidal effects between separated bodies, or accumulated over a finite-duration experiment, remain. The local limit must control both the laboratory's size and duration. Gravitationally self-bound bodies are included in the strong version, so it is stronger than equality of inertial and passive gravitational mass for ordinary test particles.
A heuristic field-equation argument supplements this principle with further assumptions: gravity is described only by a Lorentzian metric, matter couples universally to it, the affine connection is Levi-Civita, and the leading local field equation is a symmetric covariant equation with at most second metric derivatives and is linear in those second derivatives. Matter obeys stress-energy conservation . Curvature therefore supplies the natural candidates and , with a constant multiple of also allowed. Write the candidate as . The contracted Bianchi identity and metric compatibility give
To permit varying scalar curvature consistently with matter conservation, take . This gives the Einstein tensor and
The cosmological constant is constant so that its divergence vanishes. These assumptions motivate the usual Einstein equation; the equivalence principle alone does not exclude theories with extra fields or higher curvature terms.
The sign and normalization are fixed by the supplied Newtonian limit. Use signature , the curvature commutator convention of Q1, and the Ricci contraction
This is the contraction for which in the question. In four dimensions, tracing the candidate equation gives , and substituting back gives
For slowly moving pressureless matter, , and . On local scales where the cosmological term is negligible, . Compare this with and the Poisson equation . The Newtonian normalization of the Einstein field equations is therefore
Units with light speed one are used, as in the paper; for conventional physical stress-energy units the coupling is . If the opposite Ricci/curvature sign convention is adopted, the displayed geometric coupling sign changes accordingly. With the cosmological term retained in the same weak-field calculation, the Newtonian equation becomes , consistent with this sign choice.
Use units and take the initially expanding branch with ordinary positive matter or radiation density. In the Friedmann-Lemaître-Robertson-Walker metric, respectively describe positive, zero and negative spatial curvature. Separately conserved pressureless matter has and radiation in cosmology has , so either dominates the curvature and vacuum terms sufficiently far back on a hot Big Bang branch.
With negligible cosmological constant, a spatially flat radiation universe has and a flat matter universe has ; both expand forever while decelerating. An open universe also expands forever and eventually becomes approximately curvature dominated, with . A closed universe containing only ordinary matter/radiation reaches a maximum size and recollapses. For example, dust gives with , so only admits the positive turning point .
Curvature alone does not determine the fate when the cosmological constant is retained. Positive can cause late accelerated expansion and prevent even a closed universe from recollapsing; whether a closed expanding branch turns around depends on the relative matter and vacuum terms. Negative can cause recollapse even for flat or open spatial sections. These statements follow by inspecting for dust; the curvature sign is a geometrical classification, not by itself a universal destiny criterion.
Define the critical density and cosmological density parameters , , and . The Friedmann equation gives . Dividing the Friedmann acceleration equation by gives
Consequently
The deceleration parameter measures the sign and size of the acceleration relative to : means deceleration, accelerated expansion and instantaneously zero acceleration. In particular a falling Hubble parameter alone does not imply deceleration, since .
For conformal time , the conformal Hubble parameter is . Using matter conservation and differentiating ,
This is the matter density flow with a cosmological constant. Neglecting during matter domination reduces it to the requested relation
That last equation is not exact with nonzero . For example, a flat dust-plus-vacuum state with gives , whereas the matter-only expression gives .
For the flatness problem, let . Curvature satisfies , so
In decelerating near-flat radiation and matter eras, deviations therefore grow as and respectively. Maintaining small curvature at a late epoch requires very small early deviations unless a prior mechanism suppresses them. Cosmic inflation, with , drives the deviation down approximately as . If vacuum energy is present, flatness means , not .
Take and normalize the Big Bang to . The cosmological perfect-fluid continuity equation for pressureless matter makes a positive constant. The flat Friedmann equation consequently reads
Putting gives , which is directly integrable. The expanding flat dust universe with a cosmological constant has
For negative cosmological constant, the last expression describes expansion and contraction on . Its maximum is at ; it reaches zero again at . Positive or zero cosmological constant gives unbounded expansion and no finite maximum. All three have infimum zero at their initial singularity; negative cosmological constant also gives zero at the final singularity, with no positive minimum.
For positive cosmological constant, expanding the hyperbolic sine shows at early times: pressureless matter dominates. At late times,
Thus the expansion changes from matter-dominated deceleration to exponential acceleration. Indeed changes sign at .
Figure 1.
Flat dust expansion for positive, zero and negative cosmological constant, with a common early-time normalization
. Details.
General relativity models spacetime by a smooth four-dimensional Lorentzian manifold whose metric tensor governs clock readings, causal cones and free-particle motion. The Einstein equivalence principle motivates local special relativity and universal geodesic free fall for test bodies; it does not by itself select a unique gravitational field equation. We assume a Levi-Civita connection, a metric tensor as the gravitational field with no additional dynamical gravitational variables, and matter with a covariantly conserved stress-energy tensor. Units have .
The existence of local inertial frames is a local statement. At any regular event choose an orthonormal frame and Riemann normal coordinates, so that and at the event, with metric signature . Metric compatibility then gives there. The geodesic equation at that point is the special-relativistic inertial equation. Along a timelike geodesic, a parallel-transported orthonormal frame gives Fermi normal coordinates, eliminating the connection along the central worldline. These constructions do not in general eliminate second derivatives of the metric tensor in a neighborhood. The Riemann curvature tensor is built from the derivatives of the connection coefficients as well as their quadratic terms; nonzero Riemann curvature tensor components can remain when all connection coefficients vanish at a chosen point. Conversely, Polar coordinates in Minkowski spacetime can have nonzero connection coefficients but zero Riemann curvature tensor. Connection coefficients alone are therefore not an invariant measure of gravity.
For the tensorial content, consider a two-parameter family of geodesics parametrized by an affine parameter, with tangent and connecting field . Their coordinate construction gives , and torsion-freeness gives . Since , commuting derivatives in the convention of Question 1 yields geodesic deviation:
The left side is covariant relative acceleration, rather than the second coordinate derivative of an arbitrary separation. In an orthonormal frame in free fall with , its spatial components are . This is a measurable tidal force, and a coordinate transformation cannot make a nonzero Riemann curvature tensor disappear. It is the distinction between gravity at one event and the behavior of an extended freely falling laboratory.
In a static Newtonian limit, and , so the test-body acceleration is . The curvature-sign convention in Killing derivative identities gives . Hence relative acceleration is the negative Hessian of the gravitational potential. For the Newtonian potential of a point mass , the Hessian has radial eigenvalue and two tangential eigenvalues : radial separations stretch and tangential ones compress. Outside the source the Ricci tensor can vanish while the Riemann curvature tensor remains nonzero. Its vacuum tidal part is encoded by the Weyl tensor; vacuum does not mean flatness. Gravitational waves likewise carry Riemann curvature tensor disturbances without a local material source.
To obtain the field equations, make the additional dynamical assumptions explicit: locality and diffeomorphism invariance of general relativity; a symmetric metric tensor field equation using at most second derivatives of the metric tensor; a geometrical left-hand side linear in the Riemann curvature tensor with constant coefficients; and compatibility with local matter conservation. These restrictions exclude higher-curvature or extra-field alternatives. Under them the available rank-two curvature contractions give the ansatz
The contracted Bianchi identity and metric compatibility give
For this to vanish identically for arbitrary metric tensors, . Assuming and absorbing its normalization into the coupling gives
The permitted constant term is the cosmological constant. Its value is not fixed by the equivalence principle. Conservation of follows for generally covariant matter on its equations of motion: varying the matter action under a compactly supported infinitesimal diffeomorphism, then integrating its term by parts, gives . The divergence-free Einstein tensor is consistent with this identity.
The coupling sign must be fixed in the actual curvature-sign convention in Killing derivative identities, with . For the static weak-field approximation, . Set for the local asymptotically flat Newtonian comparison. In four dimensions the trace equation gives , so for slowly moving matter. Matching forces . Thus, with this convention,
Under the opposite curvature-sign convention in Killing derivative identities the coupling sign reverses, as in Einstein-equation coupling under reversed curvature. This sign statement is compatible with the supplied linearized handout. Local inertial frames remove the connection at an event; tidal Riemann curvature tensor effects remain tensorial, and the field equations require dynamical assumptions beyond the equivalence principle.
Use natural units with , write , and measure cosmic time from the Big Bang. The cosmological continuity equation follows by differentiating the Friedmann equation and using the Friedmann acceleration equation; for pressureless matter it gives , hence when the present scale factor is . The present critical density and cosmological density parameter give
Consequently, with , the Friedmann equation becomes .
Introduce conformal time through . A prime denotes a derivative with respect to , so and
Set , with at the Big Bang. On the expanding branch the substitution satisfies this equation. Integrating , with , gives the closed matter-dominated Friedmann solution:
The parametrization continues smoothly through the maximum scale factor, reached at , onto the contracting branch. Its curve in the plane is a rescaled cycloid.
For a presently expanding universe, selects . The normalization gives
Substitution yields the age of a closed dust universe:
The first later zero of the scale factor occurs at , so the lifetime of a closed dust universe gives the Big Crunch time
This is the total lifetime measured from the Big Bang; the remaining cosmic time is . As a check, the limit gives , while the Big Crunch recedes to infinite time, as expected for a flat matter-dominated universe with zero cosmological constant.
In the Newtonian dust calculation, use a comoving spherical shell of physical radius . Homogeneity gives its enclosed mass , and the shell theorem removes the gravitational force of exterior shells. Assume pressureless matter, conserved enclosed mass, no cosmological constant, and no shell crossing. Its specific conserved mechanical energy is
Homogeneity permits the energy per to be a constant, written . Dividing by gives
This is a Newtonian derivation for dust. For radiation the enclosed gravitating mass is not conserved, so this same mechanical-energy argument cannot simply be reused; general relativity supplies the same Friedmann constraint with the total energy density divided by , together with pressure-dependent fluid conservation.
The black-hole area theorem is a statement about classical future event horizons, with both a local focusing condition and global horizon regularity assumptions. Assume the null energy condition, an appropriately predictable exterior and no future termination of horizon generators before the focusing argument can be applied. Future-complete generators provide a particularly direct sufficient version of the last assumption. Strong asymptotic predictability is the usual global condition used to exclude the pathological alternatives; the energy condition by itself is not the whole theorem.
On a smooth part of the horizon, choose a future-directed affinely parametrized generator and affine parameter . Its expansion is the fractional rate of change of an infinitesimal transverse area element:
The horizon is a null hypersurface, so its generator congruence is hypersurface-orthogonal and has zero twist. The transverse screen metric is positive definite, hence . In four dimensions the Null Raychaudhuri equation is
The Einstein field equations and the null energy condition imply the null convergence condition , so .
Suppose at . As long as the congruence remains smooth, integrating shows focusing within affine distance at most . Equivalently, comparison with the equality solution gives
Its denominator tends to zero at finite future affine parameter. The corresponding transverse area collapses, giving a conjugate point to a spacelike surface. Beyond a focal point a generator cannot remain on an achronal boundary, since nearby points can then be joined by a timelike curve. But a regular future event horizon is such a boundary, and its generators cannot leave it to the future. With the stated future-extension assumption this is a contradiction. Therefore on the smooth horizon.
Following generators from one horizon cross-section to a later one now gives a noncontracting area map. Generators entering at past endpoints or merger crease sets can add area, whereas the global hypotheses exclude generators disappearing from the future horizon. Consequently
This is the future-complete horizon focusing proof of the area theorem. In spacetime dimensions, the coefficient is replaced by and the same proof gives a focusing distance at most . It therefore also applies to the three-dimensional horizon cross-sections of the preceding five-dimensional example.
A cosmological constant does not invalidate the local focusing step. Contract the modified Einstein field equations with the null generator. Since , both the scalar-curvature term and the term disappear:
Thus a cosmological constant preserves null convergence, whatever its sign. Under suitable global assumptions for the relevant asymptotic region, the black-hole area argument still works. A nonzero changes the asymptotic geometry and can introduce cosmological horizons, so the statement concerns the appropriate future black-hole horizon; it is not an assertion that every horizon-like surface automatically obeys the same area ordering.
A classical real canonical massless scalar field also preserves the area theorem's energy condition. Its stress tensor has
This proof is independent of whether the field gradient is spacelike, timelike or null: the metric term vanishes and the remaining real square is nonnegative. It is the null energy condition for a canonical scalar field. Adding this field to other matter satisfying the null energy condition retains null convergence. With the same global regularity assumptions, area still cannot decrease; when the derivative along a generator is nonzero, it supplies an additional nonnegative focusing source.
The conclusion uses the given minimally coupled classical stress tensor. A wrong-sign kinetic term or a nonminimal curvature coupling would require another calculation. Likewise, a renormalized quantum stress-energy tensor need not obey the classical pointwise condition; the quantum radiation considered next is not covered by this classical proof.