BCS theory 2026-09-24
BCS theory describes a superconducting instability caused by attractive interactions between opposite-momentum fermions near a Fermi surface.
Fermi liquid Created 2026-09-24 Updated 2026-10-07
A Fermi liquid is an interacting fermion phase whose low-energy excitations are long-lived quasiparticles near a Fermi surface. Its effective interactions are classified by scaling only the frequency and momentum normal to that surface.
An isotropic spin-polarized metal has a degenerate magnetization direction and a long-wavelength transverse magnon with quadratic dispersion. Nonzero spin density pairs the two transverse broken generators into one type-B Goldstone boson. Exchange-split Fermi surfaces also support fermionic low-energy excitations; the magnon is distinct from longitudinal amplitude motion and the spin-flip continuum.
A Poisson manifold is a smooth manifold with a smooth antisymmetric bivector whose function bracket satisfies the Jacobi identity. The bracket is automatically a derivation in each argument. A symplectic manifold has a nondegenerate differential two-form satisfying , that is, a closed differential form; nondegeneracy forces its dimension to be even. It determines a nondegenerate Poisson structure. We use matrix convention , so that corresponds to .
Examples of genuinely nonsymplectic Poisson geometries include the zero bracket on and the Lie-Poisson bracket on . Their three-dimensional underlying manifold cannot carry a nondegenerate two-form. In the latter case the Poisson rank is two away from the origin and zero at the origin, with spheres and the origin as symplectic leaves. Even in even dimension a given Poisson structure need not come from a symplectic form: on satisfies Jacobi but vanishes along . The statement concerns this degenerate structure, not a claim that admits no other symplectic structure.
For any candidate bivector, applying the Jacobi identity to coordinate functions gives the necessary condition
It is sufficient as well: expanding and its cyclic companions cancels all terms with second derivatives by antisymmetry of . What remains is . This is the coordinate Jacobi condition for a Poisson bivector.
For a symplectic form, differentiate to obtain . Substituting this into the cyclic expression gives
because . Thus the inverse symplectic structure always satisfies the Jacobi identity. Conversely, for a nondegenerate Poisson structure, multiplying by three inverse matrices proves closure of its associated two-form.
In momentum space, choose Hamiltonian and the constant Poisson bivector
Its Poisson bracket is . The Hamiltonian vector field therefore gives
exactly the prescribed motion. The sign here uses the signed charge as printed; an electron's physical charge may be negative. Since the magnetic field is uniform, every derivative of vanishes, so every term in is zero. Jacobi holds independently of the dispersion function . This is the momentum-space Poisson structure for a uniform magnetic field.
For this bivector has rank two and is a Casimir function of a Poisson manifold: for every . Its symplectic leaves are the planes . For axes with , the leaf form is in our inverse-sign convention. Also , so trajectories on a Fermi surface lie on its intersections with these planes, typically curves. The energy surface is invariant for this Hamiltonian, but need not be a Poisson submanifold; the bracket has been defined on the whole momentum space. If , the Poisson structure and motion vanish.
Bloch theorem states that energy eigenfunctions in a Bravais lattice potential may be chosen as
The wavevector is defined modulo a reciprocal lattice vector, so one can restrict it to the first Brillouin zone. This follows because lattice translations commute with the Hamiltonian and have simultaneous eigenvalues .
In one dimension write with and expand a Bloch state as . The Schrödinger equation becomes
For zero potential, the parabolas fold into the Brillouin zone. A weak potential shifts a nondegenerate level by at first order, with second-order correction where the denominators stay away from zero. This expansion fails near crossings, where degenerate perturbation theory is required.
At the first zone boundary, put and . The nearly degenerate waves with momenta and are coupled by . Retaining their two-dimensional subspace gives
Diagonalizing produces
At there is a gap : the two standing-wave combinations sample the periodic potential differently. Similar Bragg degeneracies occur at , with gaps controlled to first order by the corresponding Fourier components. If that component vanishes, a gap need not open at first order. Between the gaps the continuous energy eigenvalues form energy bands, periodically represented in the reduced-zone scheme. For the first zone edge, the curvature of the upper and lower branches gives a minimum and a maximum respectively for a sufficiently weak nonzero potential, so the avoided crossing is a genuine local forbidden energy interval.
At zero temperature electrons occupy states up to the Fermi energy. The Fermi surface is the set separating occupied from unoccupied states within partially filled bands (Fermi points in one dimension). A partially filled band supplies arbitrarily nearby empty states, allowing occupations to respond to a weak electric field and conduct. Completely filled bands give no net current from such a redistribution; if the next empty band is separated by a positive band gap, the system is a band insulator. Band overlap can instead yield a metal even at an integer band filling. At finite temperature an insulator can conduct through thermally excited electrons and holes.
The spin-independent term cancels in the signed sum. The linearized stationary equation becomes
The even powers vanish because the equation is odd under . Equivalently, the mean-field action has curvature
Thus the unpolarized stationary point becomes unstable when
At low temperature, the derivative of the Fermi distribution samples a narrow window around , so for a smooth density of states. Measuring energy from the Fermi level gives , the Stoner criterion in the spin-summed convention fixed above. This identifies local instability of the paramagnetic state; the detailed transition order also depends on higher terms in the action.
In the isotropic ordered phase of itinerant ferromagnetism, continuous spin-rotation symmetry leaves a degenerate direction of magnetization. Its transverse fluctuations produce one gapless, quadratically dispersing mean-field itinerant ferromagnetic Goldstone mode, . The two broken spin generators form a canonical pair, as for the type-B Goldstone boson of the localized ferromagnet. The system also remains metallic, with exchange-split Fermi surfaces and low-energy spin-conserving particle-hole excitations. Longitudinal-amplitude fluctuations and the spin-flip continuum are distinct from the long-wavelength magnon; their energy and damping scales depend on the band structure. Spin anisotropy, if added, could gap the transverse mode, but it is absent from the stated Hamiltonian.
Under Fermi-surface renormalization-group scaling, tangential momentum is fixed while
In frequency space the quadratic action is invariant when
equivalently, in the time representation and . The free Fermi liquid action is therefore marginal.
The deformation has no factor of frequency or normal momentum, so it is relevant. It shifts the zero of the quasiparticle energy from to and hence deforms the Fermi surface.
A generic quartic interaction is irrelevant because momentum conservation fixes a normal component and leaves an additional positive power of . It can be marginal only when all four momenta remain on the Fermi surface while satisfying
For a smooth generic Fermi surface, the robust possibilities are forward or exchange scattering and the opposite-momentum BCS channel , .