For any idempotent linear map , each vector decomposes as
If , write ; then . Thus the kernel of a linear map and image of a linear map give a direct sum.
For the self-adjoint map in the question, and satisfy . Hence the direct sum is an orthogonal decomposition:
At a critical point of a twice continuously differentiable real function, and the Taylor expansion is
The real symmetric Hessian matrix has an orthonormal eigenbasis, so writing gives . If every eigenvalue is positive, this quadratic form is at least , and the remainder cannot change its sign for sufficiently small nonzero . Thus is a strict local minimum. If every eigenvalue is negative, the analogous argument gives a strict local maximum. If positive and negative eigenvalues both occur, displacement along the corresponding eigenvectors gives values above and below , so is a saddle point of a scalar function.
The second-derivative test can be inconclusive when the Hessian matrix is singular and semidefinite: higher-order terms along directions in the kernel of a linear map matter. For example and have the same Hessian at zero, but the first has a strict minimum and the second a saddle point of a scalar function. A zero eigenvalue does not prevent a saddle conclusion if other eigenvalues already have both signs.
For the given function write . Its first derivatives are
The origin is a critical point for every real , with
Its eigenvalues are , so it is always a saddle point of a scalar function. If one coordinate at a critical point is zero, the other must also be zero. If both are nonzero, the derivative equations force , possible only for . Hence for the origin is the only critical point.
For there are four additional critical points,
At such a point,
Thus the two equal-sign points are strict maxima, and the two opposite-sign points are strict minima. They are global: implies
where the last maximum occurs at and equality also requires .
As , the four nonzero critical points have distance from the origin and escape to infinity, rather than merging with the origin. Their values diverge as . As from below there are no extra critical points, while the origin stays a saddle throughout. This is critical points escaping to infinity in a Gaussian-weighted bilinear function.
At , the linear growth rate of a Fourier mode is . Its critical kernel of a linear map has . Write
For a compatible periodic carrier, the slowly varying envelope is periodic on . Small carrier detuning can alternatively be included in the envelope wave phase.
With , and , all three terms , , first appear at . Balancing the time derivative thus requires . Since the linear growth rate near is , spatial detuning must be to contribute at the same order. Consequently
Treating independently, let on the fast carrier. Expansion of the linear operator gives
The term annihilates , since . At orders two through four there is no nonresonant forcing, and kernel of a linear map corrections can be absorbed into the definition of , allowing . At order five the equation for is
The fast operator is a self-adjoint operator on periodic functions. Its Fredholm alternative requires the right-hand side to have zero inner product with each kernel of a linear map mode , equivalently to have zero resonant Fourier coefficients. The coefficient of in is , and in it is . Therefore the solvability condition is
The conjugate condition supplies the same real equation for the negative mode. The remaining noncritical harmonics determine without obstruction. This is the cubic-quintic Swift–Hohenberg amplitude reduction; it retains quintic saturation because the small positive cubic coefficient makes the onset mildly subcritical.
The real orthogonal group and special orthogonal group are, under matrix multiplication,
An orthogonal matrix preserves Euclidean inner products; taking determinants of shows that its determinant is or . Its inverse is , so as well.
For , use . The determinant then satisfies
It follows that . Thus the real matrix has a nonzero vector in its kernel of a linear map, yielding
This is the three-dimensional case of odd-dimensional special orthogonal transformation has a fixed vector; geometrically it supplies the fixed rotation axis, unless the transformation is the identity and every direction is fixed.
The claim is false for . The matrix is orthogonal with determinant and has only the eigenvalue . It therefore has no nonzero eigenvector with eigenvalue .
Let . Since the kernel of a linear map and its image agree, the rank-nullity theorem gives . Thus is even. Every lies in , so . The minimal polynomial therefore divides . It cannot be , and it cannot be since ; hence the minimal polynomial is .
For , factor the matrix as
The determinant of a scalar multiple of an matrix gains the scalar's th power. Thus
The right side extends to a polynomial at : multiplying by removes all negative powers. Its value there is , since the leading coefficient of is . This equals , so the identity holds at zero with that interpretation.
For the relation between eigenvalues and the characteristic polynomial,
The first equivalence is the definition of an eigenvector; the others use the kernel of a linear map and the criterion for an invertible matrix to have nonzero determinant. Since has degree , the fundamental theorem of algebra gives roots over counted with multiplicity. The multiplicity of a root is its algebraic multiplicity, and the eigenspace is exactly ; its dimension is the geometric multiplicity, which need not equal the algebraic multiplicity.
Finally, factor over as , including repeated roots when . Substituting into this polynomial is valid because the resulting factors commute. If is an eigenvalue of , then
At least one factor must be zero, so its is an eigenvalue of and satisfies . Thus the reverse direction of this instance of the spectral mapping theorem is
This argument also covers , when the conclusion is that is singular and has eigenvalue zero.
We first prove the algebraic extension step needed for Hahn-Banach separation theorem. Suppose is a finite sublinear functional on a real vector space and is a linear functional on a vector subspace , with there. For , choose a real number between
This interval is nonempty: for any ,
Taking or also bounds the endpoints by finite numbers. Define . For , the upper bound for , applied to , proves . For , writing and using the lower bound at proves the same inequality. The case is the original domination. Thus a dominated linear functional extends over one further direction. Order all dominated extensions by extension of their domains. A chain has its union as an upper bound, so Zorn's lemma supplies a maximal extension. The one-direction argument shows its domain is the whole vector space. This proves the required algebraic Hahn-Banach theorem, rather than assuming the separation result.
Choose , and put . This is a radially open convex set containing zero. It is absorbing: along each line through zero, sufficiently small multiples of any vector lie in . Its Minkowski functional
is finite and nonnegative. Positive homogeneity follows by rescaling . If and , convexity gives , proving subadditivity by taking infima. Moreover,
Indeed, gives for some , hence by convexity and . Conversely, radial openness at permits for some , giving .
Since , and for every . Define a linear functional on by
It is well defined because . For , write ; then . For , domination follows from . The extension step therefore gives with , and . If , then
so . Consequently
Because , this kernel of a linear map has codimension one and is a hyperplane. This establishes the geometric Hahn-Banach theorem for radially open sets without assuming a norm or a topology on .
For the convex function, use its strict epigraph in . It is nonempty and convex, and does not contain . It is also radially open: on every affine line, a finite convex function is continuous. To justify this last fact, convexity orders secant slopes; on a smaller interval the slopes are bounded above and below by slopes to two fixed exterior endpoints, giving a local Lipschitz bound. Thus is continuous, and a strict negative value persists near .
Apply the separation theorem with the zero subspace. A nonzero separating linear functional has form . Its values on the convex epigraph cannot have both signs, since a line segment would then meet its kernel. Choose the sign so that on the epigraph. At and this gives . Letting decrease to yields . Therefore
The resulting linear functional need not be nonzero: for example, the zero functional is the only linear minorant of on .
Now suppose the norm and continuity hypotheses hold. Domination at and gives
If and in norm, apply this inequality to . Since and both bounding values tend to , we obtain . The kernel of a linear map is therefore closed.
Finally, a linear functional with closed kernel on a normed vector space is continuous. If , this is immediate. Otherwise choose with and put . Closedness gives . For , , so . The same resulting bound holds when :
This proves continuity and explains exactly how closedness of the kernel is used.
At , is the orthogonal projection onto the plane perpendicular to . Its image of a linear map and kernel of a linear map are
Every perpendicular vector is unchanged and every parallel vector is annihilated. The image plane is perpendicular to the kernel axis by the definition of ; their dimensions two and one also agree with the rank-nullity theorem.
The equation is solvable exactly when , the image of a linear map, equivalently when the rank of a matrix satisfies . If it is solvable and is one solution, every solution is precisely
Indeed differences of solutions lie in the kernel of a linear map, and adding a kernel vector preserves the equation. Hence there are no solutions when ; one solution when is invertible; and infinitely many solutions when and is singular. In the last case the rank-nullity theorem gives a nonzero kernel vector , and gives distinct solutions for every real . This proves that a finite number greater than one is impossible.
Use the eigenvector basis , , . The forcing has decomposition . If , the linear system reduces to
For , all coefficients are determined, giving
For , the first equation would say , so there are no solutions. For , , , and is arbitrary. Thus all solutions are
These outcomes illustrate respectively an invertible matrix, incompatible forcing outside its image of a linear map, and a compatible forcing with a nontrivial kernel of a linear map.
In cotangent bundle coordinates , the Liouville one-form and the canonical symplectic form are
The twisted cotangent symplectic form is closed: pullback of a differential form commutes with the exterior derivative, so
To prove the form is nondegenerate, write a tangent vector in these coordinates as and test its pairing with an arbitrary vertical vector . The base differential two-form has zero pairing with vertical vectors, hence
A vector in the kernel of a linear map therefore has . Pairing it next with every gives , so . Thus the kernel is zero at every point, independently of the size or rank of . Together with closedness, this proves is a symplectic form. The argument is local only for convenience; the nondegenerate property is intrinsic and the coordinate charts cover the whole cotangent bundle.
If and , symmetry gives , proving necessity. Conversely, expand in the orthonormal basis from part (i), with . The zero-eigenvalue vectors span the kernel of a linear map. If is orthogonal to that kernel, then whenever , so the remaining coordinates can be solved independently.
For a nonzero eigenvalue and any associated nonzero eigenvector , symmetry gives . Thus the component vector along is
For the unit vectors , this coefficient is . Consequently the general solution is
This proves sufficiency as well as the claimed kernel criterion. If the compatibility condition fails, there is no solution; if it holds, the freedom is exactly an arbitrary kernel vector.
For a linear map with finite-dimensional, the rank-nullity theorem states
To prove it, choose a basis of the kernel of a linear map and use basis extension to obtain as a basis of . The vectors span the image of a linear map: applying to a basis expansion kills the first terms. They are also linearly independent. Indeed, if , then , so it is a combination of . Independence of the full basis forces every . Consequently , proving the theorem.
Here the image of a linear map has dimension , since it lies in . Thus
Every possibility occurs: for , map to . This map has rank and kernel dimension .
Let be the standard basis and define . By linearity,
Thus every linear functional has this form. Its representing vector is unique because evaluating at each gives .
For the prescribed kernel of a linear map, the third listed vector is the first minus the second, so it adds no independent constraint. The first two require
Taking and gives , . Consequently all possible representing vectors are
Conversely, every such vector is perpendicular to each of the three prescribed vectors, so its linear functional vanishes on them. This also includes the zero linear functional.
Write a vector in the domain as . The first and third equations defining the kernel of a linear map imply . Substitution into the second equation then gives
For , this forces , and . Hence
The kernel of a linear map has dimension one, so the rank-nullity theorem gives rank three and proves the assertion about the image of a linear map. Alternatively, the minor formed from columns has determinant , including a nonzero value at .
For , the parameters are free and , . Thus
The third row is the first row minus the second. The image of a linear map is therefore contained in . The first and third columns, and , are linearly independent, so the matrix rank is two and this containment is equality:
This is the sole kernel jump in a parameter-dependent linear map; there is no further exceptional case at .
Apply the polynomial method in combinatorics to the finite-field Kakeya set . We will actually obtain the stronger estimate
Let be the vector space over the prime field of multivariate polynomials in variables of total degree of a polynomial at most . By the dimension of a bounded-total-degree polynomial space, its monomial basis consists of with and . Adding a slack exponent gives nonnegative exponents summing to ; the stars and bars count shows that
If , the evaluation linear map has a nonzero element in its kernel of a linear map. Thus there is a nonzero polynomial of total degree of a polynomial vanishing at every point of . Its degree cannot be zero, since contains a line and is nonempty. Write for its nonzero top homogeneous polynomial part.
For every nonzero , the directional hypothesis supplies an affine line in a vector space
Directions are one-dimensional vector subspaces; rescaling a representative does not change this line. The univariate polynomial has degree at most and vanishes for all values of . The root bound for a polynomial makes it the zero polynomial. Its coefficient of is exactly , so for every nonzero . Because , too.
To finish, we prove the relevant polynomial nonvanishing below the field size. A polynomial over of degree at most in each variable cannot vanish on all of unless it is zero. Induct on . The one-variable case is the root bound for a polynomial. For more variables, write
Fixing the first coordinates gives a univariate polynomial with roots of a polynomial, so all its coefficients are zero. Hence every vanishes on , and the induction hypothesis makes every zero. Applying this to , whose total degree of a polynomial is less than , contradicts its choice as nonzero.
Therefore . Finally,
which proves the requested lower bound. The crucial observation in the finite-field Kakeya polynomial bound is that complete lines force the highest homogeneous polynomial part to vanish in every direction.
If an arrow map failed to have maximal matrix rank, it would have both a nonzero kernel of a linear map and a nonzero cokernel. Apply the preceding obstruction with . It would give , contrary to the assumption. Therefore every arrow map is injective or surjective, equivalently its rank is the minimum of the two vertex dimensions. This is a necessary property of a rigid quiver representation.
Choose a fixed positive Landweber relaxation parameter and rearrange the normal equation for a linear inverse problem as the fixed point equation
Successive substitution gives Landweber iteration
Set and . Induction yields the closed polynomial-operator expression
For the sum is empty, giving zero. The expression is well defined without an inverse of , which can have a kernel of a linear map and an unbounded inverse on its range. Each iterate lies in the closure of , so initialization at zero eliminates the arbitrary null-space component of a solution. The unrelaxed choice gives and the corresponding sum with ; it needs the convergence restriction in part (d).
Adding the three equations for gives the necessary solvability condition . Conversely, subtraction of the first two and use of the third force
If , these values also satisfy the first two equations: for example,
The analogous calculation gives . Thus existence and uniqueness hold exactly under the stated compatibility condition:
For the three-variable system the matrix and data vector are
Perform Gaussian elimination on the augmented matrix. The operations and give
Each operation is an invertible row scaling followed by a row addition, so the solution set is preserved. Next gives
Back substitution now yields
and then
All three pivots are nonzero. Thus the solution exists uniquely for every , the matrix rank is , and the kernel of a linear map represented by is . The general rank-nullity theorem for a matrix with columns is
here .
Finally, reverse the viewpoint and regard as prescribed. The necessary and sufficient condition already proved applies with , , . Their sum is . Consequently can be recovered exactly when
When this holds, their unique values are and . The allowable triples form an affine plane, not all of .
A complex square matrix is a unitary matrix when , equivalently . Here denotes the adjoint matrix, the conjugate transpose. Such a matrix preserves the standard complex inner product and its Euclidean norm.
A real symmetric matrix is a Hermitian matrix, so . For arbitrary complex ,
The imaginary cross terms cancel because is Hermitian. Reversing the signs gives the same identity:
In particular, implies , so has zero kernel of a linear map. It is a square matrix, and the rank-nullity theorem therefore makes it invertible. The same argument proves invertibility of .
The proposed matrix
is consequently well-defined. For any , put . The two norm identities show directly that
To verify the unitary matrix identity explicitly, take adjoints:
The two shifts commute, because both are polynomials in . Hence
Thus
The imaginary shifts are invertible, and their equal norm changes cancel in the quotient. This is the Cayley transform of a Hermitian matrix in the convention.