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For a uniform upstream current whose free-surface and bottom slopes compensate, steady quasi-geostrophic approximation flow with uniform incoming potential vorticity obeys the displayed inversion equation. Let $\hat{b}=ϵ\cos (x/L)$ on $|x|<a=\pi L/2$ and zero outside. With $C=(fϵ/h_0)/(L^{-2}+L_R^{-2})$, the decaying even response is $\varphi =C[\cos (x/L)+(L_R/L)e^{-a/L_R}\cosh (x/L_R)]$ inside and $\varphi =C(L_R/L)e^{-a/L_R}\cosh (a/L_R)e^{-(|x|-a)/L_R}$ outside. Continuity of $\varphi$ and ${\varphi }^{\prime }$ fixes the coefficients. Its streamlines satisfy $y=y_{\infty }+\varphi (x)/U$, so the response extends beyond the compact ridge through exponentially decaying balanced tails.

The quasi-geostrophic approximation isolates slowly evolving, nearly balanced motions in a rotating, stably stratified fluid. Ocean eddies and mid-latitude atmospheric disturbances often have this character: a leading Coriolis force–pressure balance suppresses rapid horizontal acceleration, while hydrostatic balance suppresses rapid vertical acceleration. Small ageostrophic flow nevertheless supplies the vertical motion that changes the leading vorticity. The approximation filters fast inertia-gravity waves while retaining nonlinear transport, vertical shear and Rossby waves.

Use a reference density ${\rho }_0$ and remove the background hydrostatic pressure. Let $\pi =p^{\prime }/{\rho }_0$ and let the upward buoyancy perturbation be $b=-g{\rho }^{\prime }/{\rho }_0$. A vertically varying reference density stratification has $N^2(z)>0$. Under the Boussinesq approximation, the inviscid and adiabatic equations areHere $D/Dt={\partial }_t+{\mathbf{u}}_H\cdot {\nabla }_H+w{\partial }_z$. Density variations are small compared with ${\rho }_0$ but retained in the vertical buoyancy force. This is a useful local, incompressible description; a compressible atmosphere needs the corresponding weighted or pressure-coordinate version.

Let horizontal and vertical lengths be $L,H$, speed be $U$, and take the slow time $L/U$. Take $f_0>0$ for definiteness; use $|f_0|$ in the scale estimates in the opposite hemisphere. The principal small parameter is the Rossby number $\mathrm{Ro}=U/(f_{0}L)\ll 1$ at a latitude where $f_0\ne 0$. For the hydrostatic, strongly stratified regime, $H/L\ll 1$ and $f_0/N\ll 1$. Retaining both horizontal vorticity and vortex stretching gives the Burger numberThe geostrophic balance pressure scale is $f_{0}UL$ and the buoyancy perturbation scale is $B=f_{0}UL/H$. Hence $B/(N^{2}H)=\mathrm{Ro}/\mathrm{Bu}\ll 1$: buoyancy perturbations produce small displacements relative to the background stratification scale. The ageostrophic flow is $O(\mathrm{Ro}U)$ and incompressibility then gives $w=O(\mathrm{Ro}UH/L)$. Vertical acceleration is smaller than hydrostatic terms by order ${\mathrm{Ro}}^2(f_0/N{)}^2$ in this scaling. Weak forcing or diffusion can be added at the slow order, but neither is present here.

Define the quasi-geostrophic streamfunction by $\psi =\pi /f_0$. Leading geostrophic balance and hydrostatic balance implyDifferentiating horizontally and vertically gives the thermal-wind balanceThus vertical shear is determined by horizontal buoyancy gradients. The homogeneous Taylor–Proudman theorem is recovered only when those gradients vanish. Stable stratification allows sloping density surfaces and different geostrophic flow at different levels, without abandoning leading balance.

The Prandtl ratio of scales makes that modification quantitative. Horizontal and vertical terms in balanced potential-vorticity inversion have sizes $\psi /L^2$ and $(f_0^2/N^2)\psi /H^2$. Equality givesFor constant $N$, $Z=(N/|f_0|)z$ makes the inversion operator an ordinary three-dimensional Laplacian. Equivalently, an interior balanced disturbance of horizontal size $L$ naturally penetrates a depth of order $|f_0|L/N$. With $N\gg |f_0|$ this is a thin, vertically sheared structure, rather than the arbitrarily tall homogeneous columns suggested by strict Taylor–Proudman theorem behaviour. This is an aspect-ratio statement, not the diffusivity Prandtl number.

To allow a weak meridional variation of the Coriolis parameter, use the beta plane $f=f_0+\beta y$, with $\beta L/f_0=O(\mathrm{Ro})$, or equivalently $\beta L^2/U=O(1)$. The small correction to the leading balance is dynamically important on the slow time. Let $\xi ={\nabla }_H^2\psi$ be vertical relative vorticity and let $D_g={\partial }_t+{\mathbf{u}}_g\cdot {\nabla }_H$. At the first nontrivial order, the vertical vorticity equation and buoyancy equation reduce toRelative-vorticity stretching and tilting are higher order here; planetary-vorticity stretching $f_0{w}_z$ must remain. Eliminate $w$ to expose a materially conserved balanced scalar. Because ${\mathbf{u}}_{g,z}=(-b_y/f_0,b_x/f_0)$, the commutator term ${\mathbf{u}}_{g,z}\cdot {\nabla }_{H}b$ is exactly zero. For $N=N(z)$ this givesAdding the two equations proves the quasi-geostrophic potential-vorticity equationAn additive constant such as $f_0$ changes no dynamics. The horizontal streamfunction advection bracket can express this as $Q_t+{\psi }_x{Q}_y-{\psi }_y{Q}_x=0$. Although small departures from balance generated this evolution equation, the leading geostrophic flow itself advects $Q$ nonlinearly. The stretching term couples horizontal motion to vertical displacement of density surfaces.

This gives the practical advection-and-inversion description. Start with interior three-dimensional quasi-geostrophic potential vorticity, advect it with ${\mathbf{u}}_g$, and recover $\psi$ fromThe stratified quasi-geostrophic inversion is elliptic for positive $N^2$. It must be supplied with lateral and vertical boundary conditions and any circulation or mean-flow constraints; interior potential vorticity alone is not sufficient. At rigid horizontal lids, $w=0$ makes boundary buoyancy satisfy $D_{g}b=0$, and $b=f_0{\psi }_z$ supplies the vertical derivative data for inversion. Boundary buoyancy perturbations can therefore support flow even when the interior anomaly is zero. Once $\psi$ is found, its horizontal derivatives give velocity, its vertical derivative gives buoyancy, and the thermodynamic equation diagnoses $w$. This balanced evolution excludes the independent fast-wave initial data present in the full equations.

Finally, a gradient in $f$ supplies a restoring mechanism even in an otherwise uniform fluid. Linearizing about rest with constant $N$, the quasi-geostrophic potential-vorticity equation becomesSubstitution of $\psi \propto e^{i(kx+ly+mz-\omega t)}$ gives the Rossby wave dispersionFor $\beta >0$, its zonal phase speed is westward relative to a resting background. A meridionally displaced parcel retains potential vorticity, so it acquires a relative-vorticity anomaly that induces the velocity tending to return the disturbance. Background shear and stratification modify the full potential-vorticity gradient; they can alter propagation or permit instability. On a constant f-plane the planetary contribution vanishes, but gradients of relative vorticity, boundary buoyancy or topography can still support balanced wave motion. Close enough to the equator that $f_0$ vanishes, this mid-latitude quasi-geostrophic approximation and its scaling must be replaced.

With the free-surface elevation denoted by $\zeta$, the rotating shallow water equations over a fixed bottom areThe momentum gradient is that of the surface elevation, not depth alone; bottom slope enters through the depth and continuity equation. Taking ${\partial }_x$ of meridional momentum minus ${\partial }_y$ of zonal momentum gives the vorticity equationThe terms quadratic in velocity gradients combine into ${\omega }_r{\nabla }_H\cdot {\mathbf{u}}_H$; the constant Coriolis parameter contributes $f{\nabla }_H\cdot {\mathbf{u}}_H$. Continuity gives $D_{H}h/Dt=-h{\nabla }_H\cdot {\mathbf{u}}_H$. Dividing the two equations proves the exact shallow-water potential vorticity invariant

For the quasi-geostrophic approximation, let $U_s$ and $\ell$ be representative velocity and horizontal length scales. Require the Rossby number $\mathrm{Ro}=U_s/(|f|\ell )\ll 1$, a shallow layer, and slow evolution on time $\ell /U_s$. Put $L_R=\sqrt{g{h}_{00}}/|f|$ and assume $\mathrm{Bu}=(L_R/\ell {)}^2$ is order one. Leading momentum then gives geostrophic balance, and a quasi-geostrophic streamfunction can be chosen asIts surface-height scale satisfies $|\zeta |/h_{00}=O(\mathrm{Ro}/\mathrm{Bu})\ll 1$. Take the bottom-height ratio of the same small order, with gentle slopes, so $\eta =\zeta -b$ obeys $|\eta |/h_{00}\ll 1$. Relative vorticity is order $\mathrm{Ro}f$, and expanding the exact potential vorticity givesBecause the leading geostrophic velocity is horizontally nondivergent, ageostrophic advection of the anomaly is one order smaller. At the first evolving order the shallow-water quasi-geostrophic potential vorticity equation isThe constant reference $f/h_{00}$ has zero gradient and drops out. These assumptions also require all topographically induced velocities to retain a small Rossby number; the small bottom-height condition alone is not a full justification of quasi-geostrophic balance.

The uniform eastward current has ${\psi }_0=-Uy$ up to an additive constant, so ${\zeta }_0=-(fU/g)y$. With $b_0=-(fU/g)y$, surface and bottom slopes are equal and $h=h_{00}$. Its relative vorticity vanishes and $Q_0=0$. This sloping background is used locally where its surface and bottom departures remain within the small-height regime.

Add the compact ridge and set $\psi =-Uy+\varphi (x)$. Then $u=U$, $v={\varphi }^{\prime }(x)$, and $Q$ depends only on $x$. The steady equation becomes $U{Q}_x=0$. Uniform incoming potential vorticity fixes that constant to zero, giving the cosine-ridge shallow-water geostrophic responseLet $a=\pi L/2$, $\lambda =L_R^{-1}$ andThe forcing is even, so the decaying response is even. A cosine particular solution inside the ridge leaves an even homogeneous term; outside, retain only the decaying exponential. Since the forcing is bounded and contains no delta function, both $\varphi$ and ${\varphi }^{\prime }$ are continuous at the edges. Write $\varphi =A\cos (x/L)+D\cosh (x/L_R)$ inside and $\varphi =B{e}^{-(|x|-a)/L_R}$ outside. Matching at $x=a$ givesSolving yields $D=A(L_R/L)e^{-a/L_R}$, henceA globally decaying homogeneous solution that is continuously differentiable is zero, so this matched solution is unique.

A steady streamline is a constant-$\psi$ curve. If its upstream ordinate is $y_{\infty }$, it therefore hasFor $f>0$, $\varphi$ is positive: the flow first turns toward increasing $y$, passes the crest at its largest deflection, then returns to its upstream ordinate. Reversing the sign of $f$ reverses the deflection. For $L=3L_R$, the center deflection is $A[1+e^{-3\pi /2}/3]/U$ and each tail decays on scale $L_R$. The figure shows several streamlines and the ridge support; the deflection extends beyond the ridge.

One compatible realization of the initial condition has $h(x)=h_{00}-\hat{b}(x)$ and $\zeta =b_0(y)$. Its stated zonal velocity then satisfies $u(x)h(x)=U{h}_{00}$, so the initial mass flux is constant and $v=0$. The data given only far upstream do not uniquely determine the initial height everywhere; this is the natural mass-flux-compatible choice. It is not fully balanced over the ridge: $fu(x)$ differs from $-g{\zeta }_y=fU$. The resulting transverse acceleration initiates geostrophic adjustment and launches fast inertia-gravity waves.

Initially the relative vorticity is zero, but exact shallow-water potential vorticity is $f/[h_{00}-\hat{b}(x)]$, not the uniform upstream value. That localized anomaly is materially transported downstream, approximately at $U$ in the leading quasi-geostrophic approximation; it is not annihilated by adjustment. Fresh incoming parcels of uniform PV subsequently supply the ridge region, whose balanced potential-vorticity inversion approaches the steady solution above. The fast waves can carry unbalanced energy away on the inertia-gravity time scale, short compared with the advective time at small Rossby number. In an open domain this can leave the local balanced response; an ideal closed or reflecting domain need not settle monotonically, because undamped waves can return. Radiation, advection of the initial PV anomaly, and any weak damping must be distinguished from irreversible loss of PV.

A Rossby wave is a displacement of a materially conserved potential vorticity distribution whose induced balanced velocity propagates that displacement. In a quasi-geostrophic approximation interior, take a locally uniform zonal current $U$ and meridional background PV gradient $B={\overline{Q}}_y$. A small meridional parcel displacement $\eta$ produces $q^{\prime }=-B\eta$. The linear potential-vorticity equation isFor a shallow-water vertical mode, potential-vorticity inversion is $q^{\prime }=({\nabla }_H^2-L_D^{-2}){\psi }^{\prime }$ and $v^{\prime }={\psi }_x^{\prime }$. Substitution of $e^{i(kx+ly-\omega t)}$ givesThe same structure holds for other vertical modes, with their own deformation lengths, and for barotropic waves with $L_D^{-1}=0$. A topographic or shear-induced PV gradient can replace the planetary one: locally $B=\beta -U^{\prime \prime }$ in a barotropic zonal current, with the corresponding bottom contribution when present.

The restoring process can be seen directly by choosing $\eta ={\eta }_0\cos (kx-\omega t)$ in one horizontal dimension with no mean flow. Then $q^{\prime }=-B\eta$ and ${\psi }^{\prime }=B\eta /(k^2+L_D^{-2})$. The resulting $v^{\prime }={\psi }_x^{\prime }$ is a quarter wavelength out of phase with the displacement and requires $\omega =-Bk/(k^2+L_D^{-2})$. A PV anomaly is therefore not merely carried passively: its nonlocal balanced velocity moves the displaced contours.

For $B>0$, the intrinsic zonal phase velocity isChanging the sign of $k$ gives the conjugate representation of the same real pattern, not an eastward intrinsic phase branch. More generally the intrinsic phase-velocity vector has nonpositive zonal component $-B{k}^2/[|\mathbf{k}{|}^2(k^2+l^2+L_D^{-2})]$. This one-way phase property contrasts with acoustic and internal gravity waves, whose frequency equations have two independent propagation branches. The direction reverses when the relevant PV gradient reverses; a sufficiently strong current can make the laboratory phase move eastward. Thus one-way refers to propagation relative to the mean flow and a specified gradient, not an absolute geographic direction in every problem.

Scale dependence is supplied by potential-vorticity inversion. At short horizontal scales, a fixed PV anomaly creates ${\psi }^{\prime }\sim q^{\prime }/|\mathbf{k}{|}^2$, so the intrinsic phase speed is small, of order $B/|\mathbf{k}{|}^2$. At long scales with finite $L_D$, it approaches $-B{L}_D^2$. The group velocity need not have the phase direction:In particular, short nearly zonal waves can carry a packet eastward relative to the current while their crests move westward. A group-velocity statement requires a slowly varying, propagating packet and a smooth dispersion branch; turning regions and critical levels require further analysis.

Interior PV gradients are not the only support. In a stratified quasi-geostrophic approximation fluid the inversion operator includes ${\partial }_z[(f^2/N^2){\psi }_z^{\prime }]$. The boundary buoyancy $b^{\prime }=f{\psi }_z^{\prime }$ also supplies inversion data. A meridional boundary-buoyancy gradient is equivalent, in the inversion problem, to a boundary PV sheet. Consequently Boundary Rossby waves can exist even if the interior PV gradient vanishes. Their perturbations decay away from the boundary over a horizontal-wavenumber-dependent Rossby height; opposite boundaries can support oppositely directed intrinsic waves because their effective sheet gradients have opposite signs.

The Eady model makes this concrete. For $U=\Lambda z$, constant $N$ and horizontal wave-vector magnitude $k_h$, put $K=N{k}_h/|f|$. Zero interior PV gives ${\psi }_{zz}^{\prime }-K^2{\psi }^{\prime }=0$, and each rigid boundary has the buoyancy conditionA lower isolated boundary has ${\psi }^{\prime }\propto e^{-Kz}$, so $c_{\mathrm{lower}}=U(0)+\Lambda /K$. An upper isolated boundary has ${\psi }^{\prime }\propto e^{K(z-H)}$, so $c_{\mathrm{upper}}=U(H)-\Lambda /K$. For positive shear, the lower wave is intrinsically eastward and the upper wave intrinsically westward, entirely consistently with their opposite effective PV gradients.

In the finite-depth Eady dispersion relation, $\gamma =KH/2$. For $\gamma \gg 1$, $\tanh \gamma$ and $\coth \gamma$ both tend to one. The square root therefore tends to $\gamma -1$, givingThese are the two uncoupled Eady edge waves, not a pair of opposite branches on a single boundary. Their overlap is exponentially small in $KH$. For smaller separation, the interaction can phase-lock the counterpropagating boundary waves; the square root becomes imaginary for $0<KH<2.399\dots$, yielding Eady instability. The short-wave limit is stable and illustrates why interior-PV-only reasoning misses boundary wave propagation and baroclinic instability.

The governing balance requires a small Rossby number, weak fractional height or density perturbations, stable stratification where relevant, and frequencies slow relative to $|f|$. The local gradient must change little across a wavelength; on a planetary beta-plane $\beta \ell /|f|\ll 1$ is the associated small parameter. A hydrostatic stratified example also requires a small vertical-to-horizontal aspect ratio and $N$ large compared with its slow frequency. For reference, midlatitude $|f|\sim 10^{-4}{\mathrm{s}}^{-1}$ and $\beta \sim 2\times 10^{-11}{\mathrm{m}}^{-1}{\mathrm{s}}^{-1}$. Atmospheric deformation lengths of order $10^6\mathrm{m}$ give long-wave speeds of order $\beta L_D^2\sim 20{\mathrm{m}\mathrm{s}}^{-1}$ and synoptic-to-planetary times of days to weeks. An oceanic baroclinic deformation length of order $3\times 10^4\mathrm{m}$ instead gives about $0.02{\mathrm{m}\mathrm{s}}^{-1}$ and much longer basin-crossing times. Structural constants and background advection matter; these are scale estimates, not universal measured speeds.

Finite-amplitude Rossby waves can overturn or strongly filament PV contours, especially near a critical layer where their phase speed approaches the local current. Smooth inviscid motion still conserves each parcel's PV. Apparent mixing comes from the resulting fine structure under coarse-graining or from weak diffusion; it can flatten a coarse-grained background PV gradient and sharpen neighboring jet-edge gradients. A simplest description of Rossby-wave PV mixing and zonal momentum is a downgradient fluxFor barotropic zonal averages with zero mean meridional transport, $u^{\prime }=-{\psi }_y^{\prime }$, $v^{\prime }={\psi }_x^{\prime }$ and $q^{\prime }={\nabla }_H^2{\psi }^{\prime }$. Zonal integration by parts gives the Taylor identity for quasi-geostrophic fluxThus mixing down a positive PV gradient produces westward acceleration in the mixing region: wave-generated Reynolds stress redistributes zonal momentum. The inversion relation ${\overline{Q}}_y=\beta -{\overline{U}}^{\prime \prime }$ then relates PV homogenization to a reshaped current. Total zonal momentum cannot simply disappear in an isolated domain; integrated stress convergence is a boundary flux, so compensating momentum changes or boundary forcing must accompany localized drag.

In small conservative waves with $B>0$, the quadratic wave activity is $\mathcal{A}=\overline{q^{\prime 2}}/(2B)$. Multiplying the linear PV equation by $q^{\prime }/B$ gives ${\mathcal{A}}_t=-\overline{v^{\prime }{q}^{\prime }}$ for a zonal average on a locally uniform current. Together with the momentum equation this yields ${\partial }_t(\overline{U}+\mathcal{A})=0$ during conservative growth or decay. In a commonly used momentum convention the Rossby-wave pseudomomentum is $-\mathcal{A}$; signs must be stated rather than inferred from the word activity. Breaking and absorption invalidate the reversible small-wave description and deposit the wave's momentum through its flux convergence. A steady undamped conservative wave cannot provide sustained local drag without a flux divergence or boundary exchange, as expressed by the non-acceleration theorem for quasi-geostrophic waves.

Rossby propagation is the slow, direction-selective motion produced by PV advection coupled to balanced inversion. Interior gradients and boundary sheets share that mechanism; inversion determines the scale dependence, while wave packets, boundary-wave interaction and breaking govern how energy and momentum reach other regions.

Let $S(z)=d{\rho }_s/dz$, $N^2=-gS/{\rho }_0>0$, and define the quasi-geostrophic streamfunction by $\psi =\tilde{p}/({\rho }_0{f}_0)$. Use horizontal scale $L$, vertical scale $D$, velocity scale $U$ and advective time $L/U$. The required quasi-geostrophic approximation has small Rossby number $\epsilon =U/(|f_0|L)$, $\beta L/|f_0|=O(\epsilon )$, and Burger number $N^2{D}^2/(f_0^2{L}^2)=O(1)$. Hydrostatic, thin-layer scaling has $D/L\ll 1$; density variations are small compared with ${\rho }_0$, as required by the Boussinesq approximation. The leading horizontal flow is nondivergent, with vertical velocity $w=O(\epsilon UD/L)$. Retain forcing of the same slow order as density advection, $r=O(U\tilde{\rho }/L)$; stronger forcing need not preserve this balanced scaling.

Leading geostrophic balance and the hydrostatic approximation giveWrite $D_g/Dt={\partial }_t-{\psi }_y{\partial }_x+{\psi }_x{\partial }_y$. The density equation becomesTaking the curl of the horizontal momentum equations at the next order and using continuity gives the stretching equationSubstitute the expression for $w$. Vertical differentiation commutes with the geostrophic material derivative acting on ${\psi }_z$ here: the extra Jacobian is $J({\psi }_z,{\psi }_z)=0$. Since $N$ depends only on height, this yields the diabatically forced quasi-geostrophic potential vorticity equationThe minus sign is appropriate to the specified density forcing; a positive upward buoyancy forcing is $R=-gr/{\rho }_0$ and gives $D_{g}q/Dt=f_0{\partial }_z(R/N^2)$.

Now take constant $N$ and linearize about rest. Put $s=f_0^2/N^2$ and $S_0=g{f}_0\mu r_0/({\rho }_0{N}^2)$. The forced equation isFor the harmonic heating response of quasi-geostrophic flow, represent the two traveling Fourier components with frequencies ${\omega }_{+}={\omega }_0$ and ${\omega }_{-}=-{\omega }_0$:Each component of the forcing has amplitude $S_0/2$, soEquivalently its vertical structure obeysThese are the time-periodic forced responses; unspecified initial data may add free Rossby waves. Selecting no incoming waves describes forcing switched on causally and then its persistent harmonic part.

For $\beta >0$, the eastward component always has ${\lambda }_{+}^2>0$. Let ${\lambda }_{+}>0$. The growing exponential would introduce an unbounded velocity and pressure disturbance at infinity, so discard it. The bottom condition ${\varphi }_{+}(0)=0$ then givesIf $\mu ={\lambda }_{+}$, this expression has the regular limit $-C_{+}z{e}^{-\mu z}/(2\mu )$, rather than a physical singularity.

For ${\omega }_0>\beta /k$, the westward component also has positive ${\lambda }_{-}^2$. Choose ${\lambda }_{-}>0$ and use the same decaying expression with minus subscripts, including the same coincident-exponent limit. Thus both components are vertically evanescent above the heating.

For $0<{\omega }_0<\beta /k$, putBoth homogeneous solutions $e^{\pm imz}$ are bounded, so boundedness is insufficient. A free Rossby wave with phase $kx+mz-\omega t$ hasThe radiation condition demands energy propagation away from the heating, upward into $z>0$. For $\beta ,k>0$ that selects positive $m$, hence $e^{imz}$ in the westward component. The resulting solution isIt satisfies ${\varphi }_{-}(0)=0$ and, away from the decaying forcing, ${\varphi }_{-}^{\prime }\sim im{\varphi }_{-}$. Its far-field amplitude does not decay in this nondissipative model: continuous forcing supplies an outgoing wave train. Thus the low-frequency westward component propagates vertically while the eastward component remains evanescent.

At the threshold ${\omega }_0=\beta /k$, the westward vertical wavenumber is zero. Excluding the linearly growing homogeneous solution and retaining the bottom condition gives ${\varphi }_{-}=C_{-}(e^{-\mu z}-1)/{\mu }^2$. This bounded limiting response tends to a constant and has zero vertical group velocity; demanding both bottom zero and decay to zero at infinity would overdetermine this threshold problem. For $\beta \le 0$, the branch labels and propagation inequality must be reconsidered; the comparison stated here assumes the usual positive beta-plane gradient.

Potential-vorticity inversion is the diagnostic recovery of the balanced flow from the instantaneous PV distribution, together with appropriate boundary or far-field data. In the unbounded constant-$N$ case the mathematical problem is the Poisson equationRequire a regular solution, with interface continuity in a piecewise-smooth case. For a compactly supported bounded anomaly, the unique decaying solution is the Newtonian-potential integralThe sign follows from ${\nabla }_{\ast }^2[-1/(4\pi r)]={\delta }_0$. A nonzero total anomaly gives a $1/r$ far-field streamfunction, which is allowed by the stated decay condition. The measure is in stretched coordinates; converting to physical coordinates introduces their volume Jacobian.

Two regular solutions with these data differ by a harmonic function tending to zero, which must vanish by the maximum principle. This also excludes imposed uniform currents or shear fields encoded by nondecaying harmonic additions and fixes the irrelevant additive pressure gauge. Once $\psi$ is found, ${\mathbf{u}}_g=(-{\psi }_y,{\psi }_x)$, $p^{\prime }=f\psi$ and $b=f{\psi }_z$ follow. The smaller vertical and ageostrophic velocities require the next-order balance equations.

PV is not by itself an inversion variable for arbitrary unbalanced fluid motion: the quasi-geostrophic approximation supplies the diagnostic geostrophic and hydrostatic relations, filtering the independent inertia-gravity-wave motions. In bounded domains, boundary buoyancy or equivalent pressure data are additional indispensable inputs.

For the shallow-water approximation, let the vertical scale be much smaller than the horizontal scale, so vertical acceleration is negligible and pressure is hydrostatic. Assume constant density, a flat impermeable bottom, a free surface under constant atmospheric pressure, and a horizontally moving column with no leading-order vertical shear. Neglect friction. Taking the bottom at $z=0$, hydrostatic pressure is $p=p_a+\rho g(h-z)$, so its horizontal gradient is independent of $z$. The horizontal momentum equations are thereforeIntegrating incompressibility from the bottom to the free surface, using zero bottom vertical velocity and the surface kinematic condition $w=h_t+u{h}_x+v{h}_y$, givesTogether these are the nonrotating shallow water equations.

Rotation with angular velocity $f\hat{\mathbf{z}}/2$ adds Coriolis force terms $-fv$ and $+fu$ to the left sides of the $u$ and $v$ equations, respectively. The centrifugal potential is absorbed into the background pressure and effective gravity. ThusWrite $\zeta =v_x-u_y$ and $d=u_x+v_y$. Taking the horizontal curl, including the derivatives of the advecting velocity, yieldsFor example the curl of the Coriolis force contribution is $fd$, and the curl of nonlinear advection supplies $\zeta d$. Since $q_a=f+\zeta$ and $D_{H}h=-hd$, division givesThis is exact shallow-water potential vorticity conservation within the rotating shallow water equations.

For the quasi-geostrophic approximation, take a horizontal scale $L$, speed $U$, mean depth $H$, and slow time $L/U$. Require small Rossby number $\mathrm{Ro}=U/(|f|L)\ll 1$ and small surface departure $\eta =h-H$. Introduce the Rossby deformation radius $L_R=\sqrt{gH}/|f|$ and Burger number $\mathrm{Bu}=L_R^2/L^2=O(1)$. Geostrophic balance gives $g\eta /L\sim |f|U$, hence $\eta /H\sim \mathrm{Ro}/\mathrm{Bu}\ll 1$. The Froude number is $U/\sqrt{gH}=\mathrm{Ro}/\sqrt{\mathrm{Bu}}\ll 1$. These assumptions select slow balanced motion, with fast gravity-wave transients absent at leading order.

Define the quasi-geostrophic streamfunction by $\psi =g\eta /f$. The leading geostrophic flow is $(u_g,v_g)=(-{\psi }_y,{\psi }_x)$, which is horizontally nondivergent. Expanding the exact shallow-water potential vorticity givesThe correction is smaller than $f/H$ by $O(\mathrm{Ro})$. Advecting it by the leading geostrophic flow, while the constant leading term has zero gradient, givesHere potential-vorticity conservation means that $Q$ is carried unchanged by the leading horizontal trajectories. Potential-vorticity inversion means solving the elliptic equation $({\nabla }_H^2-L_R^{-2})\psi =Q-f$, with appropriate boundary or decay conditions, to recover $\psi$ and thus the velocity. Conservation evolves the scalar field; inversion obtains its velocity field.

For a mean current $U(y)=-{\bar{\psi }}_y$, substitute $Q=\bar{Q}+Q^{\prime }$ and $\psi =\bar{\psi }+{\psi }^{\prime }$ into potential-vorticity conservation. Retaining first-order terms givesLet $\Delta Q=\bar{Q}(0^{+})-\bar{Q}(0^{-})>0$. Differentiating the mean inversion relation gives ${\bar{Q}}_y=-U^{\prime \prime }+L_R^{-2}U$. Away from $y=0$ this is zero, so decay at both infinities gives $U=U_0{e}^{-|y|/L_R}$. A velocity jump would introduce a derivative of a delta function, absent from ${\bar{Q}}_y$, so $U$ is continuous. Integrating through zero now gives $-[U^{\prime }]=\Delta Q$, and therefore

For the regular interfacial normal mode ${\psi }^{\prime }=\varphi (y)e^{ik(x-ct)}$, the linear equation readsIn each region, choose zero perturbation potential vorticity, giving ${\varphi }^{\prime \prime }-(k^2+L_R^{-2})\varphi =0$. This supplies a regular solution even if $U=c$ at isolated locations away from the interface. Continuity and decay require $\varphi =A{e}^{-\gamma |y|}$, where $\gamma =\sqrt{k^2+L_R^{-2}}$. Integrating the equation across zero givesSince $[{\varphi }^{\prime }]=-2\gamma A$, the nonzero normal mode hasThis potential-vorticity step edge wave is an interfacial Rossby wave. Displacing the potential vorticity jump creates alternating anomalies; their inverted velocity displaces the interface further with an intrinsic propagation opposite to the positive mean current. The mechanism requires a nonzero jump, or more generally a gradient, of the mean potential vorticity. It does not require planetary variation of $f$. Reversing the jump reverses the intrinsic propagation; setting the jump to zero removes this interfacial restoring mechanism.

Let $\zeta$ denote free-surface height and $h=\zeta -b$ the water depth. The inviscid rotating shallow water equations with constant Coriolis parameter $f$ areIt is $\zeta$, not $h$, that supplies the horizontal pressure gradient. For a fixed bottom, mass conservation equivalently gives $D_{H}h=-h(u_x+v_y)$.

Write $\xi =v_x-u_y$ for relative vorticity. Differentiate the second momentum equation in $x$ and the first in $y$, then subtract. The pressure terms cancel. Expanding the differentiated advection terms givesConsequently the absolute vorticity $q_a=\xi +f$ satisfies $D_H{q}_a=-q_a{\nabla }_H\cdot {\mathbf{u}}_H$. Combining this with mass conservation yields exact shallow-water potential vorticity conservation:A sloping bottom changes the depth and hence the stretching, but contributes no curl to the gravitational pressure force.

For the quasi-geostrophic approximation, choose constant reference depth $H_0$, speed $U$, and horizontal length $L$. Require Rossby number $\mathrm{Ro}=U/(|f|L)\ll 1$, slow evolution on the advective time $L/U$, smooth horizontal scales, and $L/L_D=O(1)$ or smaller, where $L_D=\sqrt{g{H}_0}/|f|$ is the Rossby deformation radius. Write $\zeta ={\zeta }_0+\eta$, $b=b_0+\delta b$, and $h=H_0+\eta -\delta b$. The leading momentum balance is geostrophic balance:It gives $\eta /H_0=O(\mathrm{Ro}(L/L_D{)}^2)$, while we require $\delta b/H_0=O(\mathrm{Ro})$ and slopes on the chosen horizontal scale. Relative vorticity divided by $f$ is also $O(\mathrm{Ro})$. ThusThe derivative of the constant first term vanishes. In advecting the first-order anomaly, the ageostrophic flow contributes only at the next order. Therefore the shallow-water quasi-geostrophic potential vorticity equation isThis retains the balanced vortical branch, including Rossby waves driven here by the topographic potential-vorticity gradient. It filters the freely oscillating inertia–gravity branches of the full shallow water equations, and does not retain independent boundary Kelvin wave dynamics. Small Rossby number alone is insufficient for the reduction: fast waves must be absent at leading order, as in well-prepared balanced initial data.