At long wavelength, the acoustic phonon branch moves the two atoms in a cell nearly in phase: . In the limit this is rigid translation and . The optical phonon branch moves them oppositely, with stationary cell centre of mass: . Its frequency is finite because adjacent unlike atoms change their separation. For unequal masses the lighter atom has the larger optical displacement. Three-dimensional crystals have three acoustic branches and, with two atoms per primitive cell, three optical branches; longitudinal and transverse directions describe displacement relative to the wavevector. The name optical does not mean that every optical phonon branch is infrared-active: coupling also depends on effective charges and symmetry.
Figure 1.
Original long-wavelength acoustic and optical displacement sketches for unequal masses, with optical centre-of-mass cancellation
. Details.
In a periodic crystal potential, atomic levels broaden into bands of allowed bloch states. Coupling between states of the same symmetry opens avoided crossings, including Bragg-coupled states in the nearly free-electron picture. Bonding and antibonding combinations provide a complementary tight-binding picture. A semiconductor has a filled valence band and an empty conduction band at zero temperature separated by a forbidden energy interval; thermal excitation, light and doping provide mobile electrons and holes. The gap depends on the crystal's periodic potential, bonding and symmetry, not on a classical collision barrier. In a direct gap, the relevant extrema coincide in wavevector.
For the stated parabolic edges, take and . Negligible photon momentum and no phonon make the transition nearly vertical in versus . parabolic-band optical energy sharing divides the excess photon energy in inverse proportion to the effective masses:
Thus the initial and final electron energies, relative to the valence-band maximum, are
Their difference is . The selected is about ; either sign gives the same energy in this symmetric approximation.
A shallow donor supplies an electron in a screened impurity potential, so its localized level lies just below the conduction edge. A shallow acceptor binds a hole and has an electron-occupation level just above the valence edge; thermal ionization supplies mobile holes. The level positions are measured relative to the relevant band edge, and deep impurities need not obey this hydrogenic approximation.
For the supplied bound-carrier mass and unit effective ionic charge, dielectric screening and effective mass change the hydrogen binding energy to
This corresponds to and an effective Bohr radius about . The binding is shallow compared with the band gap and typical atomic binding. Trivalent denotes chemical valence, not an unscreened hydrogenic charge of three. An acceptor physically binds a hole; the question's stated is used as its stipulated bound-carrier mass rather than silently replacing it by the separate band-edge .
Figure 1.
Original direct-gap vertical transition with mass-dependent energy sharing, and separate schematic shallow donor and acceptor levels
. Details.
A three-phonon normal process conserves crystal wavevector without a reciprocal-lattice shift, . An Umklapp process instead has
The crystal can absorb the reciprocal-lattice momentum; after reduction to the first Brillouin zone the phonon drift transporting heat is relaxed. A normal process redistributes phonons while preserving their total crystal momentum, so it is not by itself the same resistive mechanism. energy must also be conserved in either process.
At low temperature, large-wavevector phonons are rare, suppressing Umklapp scattering. Boundary and defect scattering then limit the mean free path; with a nearly constant boundary-limited path, grows as . As temperature increases, heat capacity rises but Umklapp scattering shortens , often producing a electrical conductivity maximum. At sufficiently high temperature a simple anharmonic model has nearly constant and , giving . These are regime estimates, not a universal law for every material or size.
For conventional cubic cell side , the face-centered cubic lattice has corner and face-centre sites, giving four lattice points per cell; the body-centered cubic lattice has corners and a body centre, giving two. Their primitive unit cells each contain one lattice point. With reciprocal vectors written , face-centered cubic lattice allows all even or all odd, while body-centred cubic allows even. Hence
Here is the side of the reciprocal lattice's conventional cubic cell. The parity conditions describe the reciprocal point sets; reciprocal space contains wavevectors, not a second arrangement of physical atoms.
Packet and group index. A wave packet superposes nearby wavevectors to form a localized envelope. The phase velocity is ; for a narrow packet with weak distortion the envelope velocity is . Since ,
For the stipulated linear index, , not simply .
bandwidth and speed spread. A pulse lasting has Fourier bandwidth of order , so ; an exact width coefficient depends on pulse shape and width convention. At the carrier,
Across a full bandwidth ,
Higher-frequency components have the lower group velocity. For a band symmetric about , the endpoint velocities are approximately .
dispersion-limited digital-fibre link length. Differential group delay accumulates as
The pulse spacing is . Pulse overlap and intersymbol interference become serious when the dispersive spread approaches that spacing, giving
A conservative full-width estimate gives about 45 km; this refinement is not a universal sharp boundary because pulse shape, chirp and detection tolerance are unspecified. Attenuation and modal or waveguide dispersion could impose further limits, but are not quantified by the supplied index law.
digital optical pulse regeneration. Each stage must recover and regenerate the data with fresh, short pulses and correct timing, as well as restore signal level. Amplifying the already broadened waveform alone does not remove accumulated dispersion; explicit dispersion compensation is an alternative to full regeneration.
spin normalization in two-dimensional free-electron state counting. Treat the mobile electrons as independent particles in a constant interior potential, with parabolic dispersion , and impose confinement or periodic boundary conditions. electron–electron interactions and the detailed periodic ionic potential are neglected, while Fermi statistics are retained. Each spatial state occupies area in two-dimensional wavevector space. For spin degeneracy ,
The printed coefficient is the per-spin density of states. Unpolarized spin-one-half electrons have , doubling it. Actual graphene near its Dirac points has approximately linear dispersion, so its energy-dependent density of states is not this parabolic-model result; the plane geometry alone does not establish the free-electron dispersion.[ref]
Occupied disk and Fermi energy. At zero temperature fill the lowest states up to a disk of radius . State counting gives
Thus the physical spin-degenerate result is . If instead counts one spin species, the per-spin convention gives . Each occupied wavevector can contain one electron of each allowed spin, never two in the same complete one-particle state.
Figure 1.
Original occupied wavevector disk and Fermi-Dirac occupations for a parabolic two-dimensional electron gas
. Details.
Occupation probability and chemical potential of a two-dimensional ideal Fermi gas. A single fermion state permits occupation zero or one. In a grand canonical ensemble their relative weights are and . Normalizing gives
The chemical potential is fixed by the total particle number. Here the total density of states is constant above the band bottom. Integrating the occupation gives , and therefore
The approach is exponentially close in this ideal two-dimensional constant-density-of-states model; a three-dimensional correction should not be inserted here. A narrow interval of width of order around is thermally smeared.
One mass per cell. If is the displacement from equilibrium, the two springs give . Substituting yields
The first Brillouin zone is ; adding leaves the sampled displacements unchanged. The branch is linear near zero, with sound speed , and reaches at either zone edge.
Two masses per cell. Take a cell of length , with light displacement and heavy displacement . The coupled equations reduce to
A nonzero displacement requires determinant zero:
Solving this quadratic in gives
Now the first zone is . The minus branch is acoustic: as , both sublattices move together and . Its sound speed is . The plus branch is optical: at the atoms move oppositely with , giving finite frequency . This terminology describes relative motion; optical activity itself also requires coupling to the electromagnetic field.
diatomic-chain zone-edge polarizations and dimensionality. At the edge, , so the heavy and light sublattices decouple: the acoustic edge frequency is and the optical edge frequency is . Hence
The acoustic edge mode moves only the heavy sublattice; the optical edge mode only the light one. If , the gap closes and the two branches are the zone-folded monatomic branch.
Figure 1.
Original monatomic and diatomic chain dispersions, zone-edge gap and long-wavelength displacement patterns
. Details.
A three-dimensional crystal with two atoms per primitive cell has six branches: three acoustic and three optical. For propagation along a suitable symmetry direction these resolve into one longitudinal and two transverse branches of each type. The wavevector and Brillouin zone are three-dimensional; anisotropic force constants determine the dispersions, and polar crystals can have longitudinal–transverse optical splitting. A universal six-branch curve cannot be specified from masses alone.
In a classically forbidden region the local wavevector becomes imaginary. For a slowly varying barrier, the WKB transmission probability has leading exponential
where are turning points and is the reduced mass. This is a probability exponent; the wave amplitude has only half that exponent. Near a turning point one uses matching formulas rather than the unmodified local WKB expression.
For alpha decay, an attractive nuclear interior supports a quasibound state behind the repulsive Coulomb barrier of the daughter nucleus. For zero orbital angular momentum, write the exterior potential as , , with nuclear matching radius and outer turning point . The exterior action can be integrated:
The decay rate is approximately and the half-life is . Here is the interior assault-frequency scale and is the alpha preformation probability. They are model-dependent; barrier penetration alone does not determine them. Nonzero orbital angular momentum adds a centrifugal barrier.
For , the leading dependence is . Thus a modest increase in decay energy can cause an enormous increase in decay rate, giving the Geiger-Nuttall law relating logarithmic half-life to inverse square-root energy along a suitable isotope sequence. Tunnelling conserves the total energy: the escaping alpha particle does not acquire energy from the barrier.
Write for the primitive cubic lattice spacing. With wavevector convention , reciprocal-lattice primitive vectors have length . The first Brillouin zone is the cube , hence
It has the same volume as any primitive reciprocal unit cell. A reciprocal coordinate defined in cycles per metre would instead give ; that is a different convention from this -space convention.
Use periodic boundary conditions temporarily to count the allowed wavevectors. Each state occupies in reciprocal space. For one acoustic polarization, the spherical shell between and contains
Both positive and negative wavevector directions are already included in that sphere; no further factor of two is needed. With the linear dispersion relation ,
A three-dimensional monatomic crystal has three acoustic branches. Under the stated common-speed approximation,
This is a phonon density of states per unit angular frequency, not per unit ordinary frequency. If longitudinal and transverse speeds differ, the isotropic expression becomes . In the Debye model, imposing sets the cutoff; the linear approximation is not continued to arbitrarily high frequency in a finite lattice.
The reciprocal lattice consists of all wavevectors whose plane-wave phase is unchanged under every direct-lattice translation :
It expresses periodicity in wavevector space, with dimensions of inverse length.
Choose incident field convention . The wave at the second atom acquires incident phase relative to the atom at the origin. Its path to a distant detector is shorter by approximately , contributing outgoing phase . Therefore
Neglecting variation of detector distance across the specimen, identical atoms have a common scattering amplitude factor and
The original geometry diagram shows the incident direction, outgoing direction and direct-space displacement separately; is a wavevector difference, not an extra ray path.
The primitive reciprocal vectors obey
with cyclic versions for . If , every lattice term has phase times an integer, so all terms add constructively. Conversely, full translational reinforcement requires , and to be integer multiples of , hence is reciprocal. These are the Laue equations. A finite crystal gives finite-width maxima rather than ideal reciprocal-space delta peaks; elastic scattering must also satisfy .
For the two-dimensional Bravais lattice interpretation, with one atom per primitive cell, take
Solving the duality conditions gives
so
The reciprocal primitive vectors have equal length and angle ; the array itself is triangular. A different primitive basis can use a angle without changing the lattice. The direct primitive-cell area is and its reciprocal-cell area is divided by that area.
For nonzero integer pairs, has minimum one, attained for six shortest vectors. Therefore the first nonforward maximum has . If the forward transmitted maximum is included literally, the smallest value is ; the nonzero value is the first diffraction shell. Reaching that shell in elastic scattering additionally requires .
The Debye model treats a solid's low-frequency lattice vibrations as acoustic phonons in an elastic continuum. There are three polarizations per wavevector, one longitudinal and two transverse, with approximately linear dispersion relations. A cutoff is chosen to preserve the total vibrational modes of atoms. The phonon number itself is not fixed; mode occupations follow the Bose-Einstein distribution with zero chemical potential.
For one polarization of speed , counting wavevector states in a spherical shell gives . Define an average Debye speed by . The total density of states can then be written
The Debye wavevector is , the Debye frequency is , and the Debye temperature is .
Omitting the temperature-independent zero-point energy, the vibrational energy and resulting Debye heat capacity are
At low temperature the upper limit can be extended to infinity. The integral is , giving
Only the long-wavelength acoustic modes are appreciably populated, explaining the Debye T-cubed test. At high temperature every mode contributes by equipartition theorem, so , the Dulong-Petit law.
The model succeeds especially at low temperature, where long-wavelength elasticity is reliable. It replaces real anisotropic branches by a simple continuum and cannot reproduce detailed optical phonon branches or every intermediate-temperature feature. Metals also have an electronic heat capacity approximately proportional to ; defects, magnetic excitations or a phase transition can add other terms. Experiments often measure heat capacity at constant pressure, which need not equal the harmonic model's exactly.
For a Bravais lattice with primitive translation vectors , define the reciprocal lattice by vectors satisfying for every direct-lattice translation . A convenient basis is
with cyclic formulas for . Then and for integers . The reciprocal primitive volume is .
These vectors are the spatial Fourier series frequencies of a periodic lattice potential or density. Elastic coherent crystal diffraction occurs when the scattering wavevector transfer equals a reciprocal lattice vector, with intensities additionally controlled by the basis crystal lattice structure factor. This is the reciprocal-space version of Bragg's law. A lattice of points and its basis should not be confused: a basis can make allowed reciprocal-lattice diffraction intensities vanish.
The first Brillouin zone is the Wigner-Seitz cell around the reciprocal origin: it consists of points closer to than to any other reciprocal point. Its faces lie on the perpendicular bisectors
To see the condition, equate and . These are also free-electron Bragg-degeneracy planes, where a periodic potential can open a band gap. Higher zones classify regions beyond successive Bragg planes; the reduced-zone description folds them into the first zone while retaining a band label.
In one dimension with spacing , reciprocal points occur at , and the first zone is . A square lattice of spacing has reciprocal basis , and a square first zone with edges at .
Figure 1.
Reciprocal points and the first Brillouin zone of a two-dimensional square lattice
. Details.
The reciprocal of a face-centered cubic lattice is a body-centered cubic lattice and vice versa, with the scale fixed by the primitive-vector definition. In a Bloch state, wavevectors differing by describe equivalent crystal momenta modulo the lattice periodicity. A crystal with primitive cells has allowed wavevectors in one Brillouin zone, hence states in each band per spin. This state count links reciprocal geometry to band filling, metallic conduction and band insulating behaviour. Reciprocal space also labels phonons and makes conservation of crystal momentum modulo transparent.
Let the aperture occupy the plane, with coordinates and opening . Write for the incident scalar complex amplitude and for its dimensionless amplitude transmission, including any imposed phase. The observation point has transverse coordinates , corresponding to the PDF's , and axial distance . Also is the wavenumber and .
The Huygens-Fresnel principle expresses the propagated field, up to common prefactors and an approximately constant obliquity factor, as
In the paraxial approximation, expand the path as
The last term is negligible in the Fraunhofer diffraction limit, while the first two terms and are common across the aperture. Factoring them out leaves
It is the two-dimensional Fourier transform of the transmitted aperture field, evaluated at transverse wavevector . For appreciable observation angles the corresponding exact directional components are used rather than .
Impose periodic boundary conditions on a large cubic box. The allowed wavevectors occupy a lattice of cell volume in wavevector space. Including the two spin states, the number of states with magnitude at most is
Using and differentiating gives the total, spin-summed three-dimensional free-electron density of states,
It counts states per unit energy; divide by for states per unit volume per unit energy. At zero temperature, the Fermi-Dirac distribution fills all states up to the Fermi energy, giving
Writing gives
The energy zero is the bottom of the free-electron band. The electron Fermi temperature is .
A dispersion relation specifies the allowed angular frequency of a wavevector . A single harmonic wave has constant-phase surfaces moving at the phase velocity,
For two nearby components, use the identity
The slowly varying envelope moves at . Taking a narrowband limit gives the group velocity,
More generally, expand around the central wavevector of a wavepacket. The linear term translates its envelope at ; the quadratic and higher terms produce group velocity dispersion and packet distortion. This interpretation needs a sufficiently narrow spectrum and weak enough absorption and distortion for an identifiable envelope to persist.
For light in a transparent material, , so
The derivative is evaluated at the wavepacket's central frequency and is the vacuum wavelength. In a nondispersive medium with constant , the two velocities coincide and a packet can propagate without dispersion. In normal optical dispersion , the displayed model gives .
The two velocities can differ even without material dispersion: a waveguide mode with has and , with . The phase velocity is not a signal speed. Near strongly absorbing resonances an anomalous derivative can also make the group velocity exceed or become negative; reshaping then prevents its simple identification with information transport. Relativistic causality constrains the signal front, not the speed of an arbitrary moving phase or distorted intensity maximum.
The reciprocal lattice is the set of wavevectors satisfying for every direct Bravais lattice translation . Equivalently, is an integer multiple of . It describes the spatial periodicities that can produce coherent Bragg scattering.
For direct primitive vectors and oriented cell volume , the primitive reciprocal vectors are
They obey , and every reciprocal vector is an integer combination of them. Their units are inverse length. The reciprocal primitive cell volume is , so expanding a direct lattice contracts its reciprocal scale.
Use temperature-dependent X-ray diffraction, with the crystal in a controlled heating stage and a detector measuring diffracted directions. A reflection occurs when the scattering wavevector matches a reciprocal lattice vector, or equivalently when Bragg's law is satisfied. Record peak positions and intensities while heating to infer changes in lattice spacings and structure.
A monatomic conventional BCC cell has nonzero crystal basis structure factor only when is even. For FCC the indices must be all even or all odd. The change in reflection selection and peak positions therefore distinguishes the phases. For instance, BCC starts with a family whereas FCC starts with , when indexed in their own conventional cells.
The transformation can create multiple orientation variants, grains, strain and phase coexistence. A reciprocal point that formerly satisfied the diffraction geometry may disappear or move off a fixed detector; a loss of one spot alone does not identify the new phase. Thermal expansion shifts peaks, thermal motion weakens coherent intensities, and hot iron may oxidize without a protective atmosphere.
After transformation, scan crystal angle and scattering angle or use an area detector to locate the new reflections. If single-crystal order has been lost, powder X-ray diffraction or a sufficiently broad orientation survey collects rings or many grain reflections instead of relying on the original alignment. Index several new peaks using the FCC selection rule and fit their common lattice parameter; this probes the new structure even when the original crystal orientation is no longer usable.
The quantum free electron model treats conduction electrons as independent particles moving in an approximately constant potential, with parabolic dispersion relation . Fermi-Dirac statistics successfully explains important features such as a Fermi energy and a small electronic heat capacity, but a constant potential gives no band gaps and cannot by itself explain why different band fillings produce metals, semiconductors and band insulators. It also misses lattice-dependent effective masses, detailed directional responses and the topology of real Fermi surfaces. Scattering and finite electrical resistivity require additional physics.
The nearly-free electron model introduces a weak periodic lattice potential. Bloch's theorem replaces individual free plane waves by Bloch states, and Fourier components of the potential mix plane waves whose wavevectors differ by a reciprocal lattice vector. Near degeneracy at a Brillouin zone boundary, this coupling opens a band gap; for a two-wave crossing its size is . Away from the crossing, energies remain close to free-particle values. Band curvature produces band effective masses, and band filling determines whether the Fermi energy lies inside an allowed band or a gap.
The improvement is the inclusion of lattice periodicity, rather than a switch from classical to quantum statistics: the quantum free electron model already uses Fermi-Dirac statistics. The strong delta barriers in the later numerical example are treated exactly by the Kronig-Penney model, rather than by assuming that their strength is perturbatively small.
A Bloch state on the loop has , with . Its circumference is , so . Single-valuedness after one complete circuit requires the periodic boundary condition
Therefore
The allowed Bloch wavevectors are spaced by . Values of differing by label the same crystal momentum modulo a reciprocal lattice vector, so there are inequivalent choices in one Brillouin zone. In this notation is the Bloch wavenumber, not a dimensionless phase; is dimensionless. Spin gives additional states but does not alter this condition.