Use units , metric , and . Treat the complex scalar field and its adjoint as independent variables when varying the action. Their canonical momenta are
Canonical quantization in the Heisenberg picture imposes, at the same time ,
All other independent equal-time commutators vanish: in particular , together with the same-type field and momentum commutators. The Legendre transform gives the Hamiltonian density
The Euler-Lagrange equations are . The positive- and negative-frequency plane waves form a complete basis of solutions of the Klein-Gordon equation. Since the field is complex, their operator coefficients are independent rather than being adjoints of each other. Define the Lorentz-invariant phase space measure . A convenient expansion is
The minus sign is a phase convention: replacing by produces the usual plus-sign expansion without changing its commutators or number operator. The normalization is fixed by the canonical commutation relations. For example,
when . The cross commutators vanish and the other canonical relation follows by taking adjoints with the operator order reversed. Conversely these mode commutators can be obtained by Fourier inversion of the equal-time relations. This is canonical quantization of a complex scalar field.
Substitution into the spatial integral for makes the diagonal terms proportional to and . Terms creating or annihilating a pair have and a coefficient , so they cancel. The result before vacuum subtraction is
Commuting past leaves a divergent field-independent vacuum energy. The displayed zero-vacuum-energy form must therefore be understood as a normal-ordered Hamiltonian:
A regulator can be introduced before subtracting the constant. This is the normal-ordered Hamiltonian of a free complex scalar field; the unrenormalized Hamiltonian is not literally equal to this expression without that convention.
The scalar-field vacuum is annihilated by both annihilation operators. Their adjoints create two species of spin-zero bosons with the same positive energy and mass , because
Repeated creation operators give the bosonic Fock space. The negative-frequency part does not create a negative-energy physical state; it creates the antiparticle of positive energy. The charge distinguishes the two species.
For the global phase transformation , , Noether theorem gives . Its divergence is
With vanishing boundary flux, the integral of is a conserved charge. Substituting the modes gives, before charge normal ordering, . The pair terms cancel because their frequency difference is zero when their spatial momenta sum to zero. Taking the vacuum charge to vanish gives the complex scalar charge operator
The mode commutators imply and , so
Thus the particle carries charge , the antiparticle carries charge , and a state with occupation numbers has charge . Also and , agreeing with the phase transformation and charge conservation.
Continue with metric signature . The Pauli matrices obey . Block multiplication in the chiral gamma-matrix representation gives
and
Hence , the required Clifford algebra. Multiplying the Dirac equation by yields
The antisymmetric part of drops out because partial derivatives commute. Therefore every component of the Dirac spinor satisfies the Klein-Gordon equation. The converse is not true: four arbitrary scalar solutions need not obey the first-order Dirac equation.
The Lorentz group consists of real invertible matrices preserving the Minkowski metric: . Writing gives , so there are six continuous parameters: three spatial rotation angles and three boost rapidities. The Proper orthochronous Lorentz group is the connected component with determinant that preserves time orientation. Parity and time reversal are additional discrete operations and are not encoded by the six real parameters in an exponential near the identity.
For the real-generator convention used here, vector generators can be written
Take and use the same parameters in the spinor representation. The Lorentz-spinor generators from a Clifford algebra are
To verify the Lorentz algebra, first commute a generator with one gamma matrix:
For example, this follows by moving through each product using the Clifford anticommutator. Applying the commutator derivation rule to then gives
No extra factor of belongs in these generators with this commutator convention. Hermitian-generator conventions shift the factors of into the brackets and the exponential instead.
The same gamma commutator proves
Indeed, to first order , exactly the infinitesimal vector action defined above. Exponentiating proves the finite relation. The spinor field transforms as with ; combining this relation with preserves the Dirac equation. A rotation gives , so the spinor matrices give the double-cover spin representation, rather than a single-valued ordinary representation of the Lorentz group itself.
For a boost in direction , is Hermitian, with eigenvalues . A real rapidity therefore produces eigenvalues in , whose moduli are not one. The finite-component spinor representation is not unitary for boosts, although the rotation matrices are unitary. The Lorentz group is noncompact; this does not forbid the unitary infinite-dimensional action on the physical Hilbert space of states.
Nevertheless, since ,
This Dirac spinor pseudo-unitarity implies , and consequently
The Dirac adjoint is precisely the adjoint needed to form this Lorentz scalar; ordinary alone is not a scalar.
Let . It anticommutes with every gamma matrix and commutes with every , so . Thus the axial current transforms as a four-vector under proper Lorentz transformations:
Under parity it is an axial vector, acquiring the additional pseudovector sign. Contracting two axial currents cancels that sign and uses the invariant metric. Therefore is compatible with Lorentz invariance, including parity invariance of this contraction. Lorentz invariance of the interaction does not require the axial current to be conserved.
Set , , and . The Trotter product formula separates the kinetic and potential energy evolution to first order in . Inserting resolutions of the identity in the position operator basis and using the free short-time kernel gives
The exponent converges formally to the action along the path. The prefactors and intermediate integrations define the time-sliced configuration-space path integral measure, so
A real-time path integral is an oscillatory limit with the Feynman i-epsilon prescription, rather than an ordinary probability integral. The operator derivation assumes the usual self-adjointness and product-formula hypotheses for the Hamiltonian.
For a quadratic potential energy write , with and . The first variation vanishes by the Euler-Lagrange equation and the fixed endpoints. Because is quadratic, the remaining expansion is exact:
Here integration by parts has no boundary contribution. Translation of the integration variables leaves the time-sliced measure unchanged. Thus the Gaussian path integral over is independent of the endpoint values, and the entire endpoint dependence lies in .
Expanding in eigenfunctions satisfying Dirichlet boundary conditions, each real mode contributes an inverse square root of its quadratic eigenvalue, with the oscillatory phase fixed by continuation. Normalizing against gives a precise determinant-ratio form:
The determinant ratio is meaningful after a common regulator; the phase is part of the prescription. It is equivalent to writing with an endpoint-independent normalization.
For example, if , the Dirichlet oscillator determinant ratio is
A linear or constant term in changes the action but not this prefactor. The formula holds away from conjugate times, when the boundary problem and determinant are nonsingular. At , it must be continued as a distribution with its Maslov index phase; the assertion of an ordinary finite prefactor cannot be used literally there. For the unshifted oscillator, at the kernel is .
For the full-line source integral, impose vacuum boundary conditions by adiabatic damping. Take the source initially as a test function, so its pairings with the Green function are defined. After integration by parts, write
With the Fourier transform convention , the inverse is
Set . Completing the square gives
and consequently
The Gaussian functional integral is source independent and contains the regulated determinant. This is most naturally read as a normalized vacuum generating functional. For , closing the frequency contour gives ; the time-ordered oscillator two-point function is . This checks the sign of the source exponent and identifies the required vacuum prescription.
For adjoint-valued quantities write . Substituting the infinitesimal transformation into the gauge field strength and using the Jacobi identity gives
A useful way to organize the calculation is : the gauge field strength transforms covariantly because the gauge covariant derivative does. Thus by antisymmetry. This proves gauge invariance of the Yang-Mills action.
The Yang-Mills equations are . They determine physical evolution only modulo gauge redundancy: gauge transformations with arbitrary spacetime-dependent parameters take solutions to equivalent solutions. In Hamiltonian mechanics, has no independent quadratic time-derivative term, and the corresponding equation is a Gauss law constraint in gauge theory. A gauge parameter can vanish with its necessary derivatives on the initial slice yet change the later potential energy, so the potential energy itself is not uniquely fixed by initial physical data.
In the uncorrected path integral, integration along gauge orbits overcounts equivalent fields. At the perturbative level the quadratic operator of the kinetic term has gauge zero modes and no inverse, so it does not supply a quantum field theory propagator. Gauge fixing together with the Faddeev-Popov determinant removes this obstruction in the local perturbative construction.
For the odd BRST transformation, products obey the graded Leibniz rule. The adjoint product with Grassmann variables satisfies
In particular, is not zero, and . The supplied transformations give
since the even covariant derivative obeys . For the ghost,
The final equality is the graded Jacobi identity; in components it is the Jacobi identity for contracted with the totally antisymmetric product of three ghosts. Also and . The square of an odd derivation is an even derivation, because its two mixed product terms cancel. Hence on every polynomial in the fields, off shell, without imposing field equations.
Let be the gauge-fixing fermion. Since , . The BRST-exact operator in has zero variation by BRST nilpotence, so
To see the resulting kinetic terms and signs, expand the exact term with :
After integration by parts,
The auxiliary Nakanishi-Lautrup field can be completed into a square and integrated out, giving the gauge-fixing term for . At , retain as the multiplier enforcing the gauge condition rather than divide by . The Grassmann Gaussian integral gives the determinant of the gauge-condition operator . Field-independent normalizations cancel in the normalized integral; insertions involving can be handled before integration or through its source terms.
At the gauge-fixed quadratic operator is invertible with the usual prescription, and the ghosts have a quadratic kinetic term. The remaining terms are cubic gauge interactions of order , quartic gauge interactions of order , and a ghost-gauge interaction of order . Expanding them and using Wick contractions gives a perturbative expansion for any defined polynomial insertion of the fields. The exponent is the gauge-fixed action , as printed in the PDF; the converted TeX incorrectly substitutes .
At , the free gauge action, up to a boundary term, is . Its Fourier kernel is . With the mostly-plus convention used above, the Feynman-gauge adjoint propagator is
This is consistent with the scalar-line convention in Question 2.
Finally define the odd functional . Then . Differentiating the normalized expectation, including its denominator, gives
for an insertion with no explicit dependence. A physical gauge-invariant insertion is BRST-closed, since its infinitesimal gauge variation vanishes also when the parameter is replaced by . The assumed BRST Ward identity gives and . For an even with , the latter says . Therefore
The same conclusion holds for any BRST-closed insertion. Mere color-singlet invariance of an arbitrary ghost-dependent expression need not imply ; the physical-observable qualification is essential. The proof uses the invariant-measure assumptions encoded in the stated Ward identity.
Use signature and write for the spatial induced metric, for its spatial covariant derivative, and . The negative shift vector convention gives and . Decomposing the scalar field derivative gives
Varying the scalar field matter action with respect to the inverse metric tensor, including the variation of , gives the stress-energy tensor
Raising both indices gives the requested . Contracting with the unit normal twice, or once with the spatial projection tensor, gives
Projecting both indices of the stress-energy tensor onto the spatial hypersurface gives
Two printed identifications require correction. The canonical momentum of the displayed density is , not : explicitly and differentiation with respect to supplies . Thus is the normal scalar-field momentum. Also, the printed trace-free stress has an extra factor and uses where the general spatial induced metric requires . In an orthonormal spatial frame the latter becomes , but the coefficient is still one. For a gradient in that frame, direct projection gives , rather than the printed . The PDF's energy-density gradient is spatial ; the TeX aid's spacetime index there is an OCR defect.
Write , with . Independent variations of and give the Euler-Lagrange equation . Away from its unique endpoint solution is
Integration by parts cancels the linear fluctuation terms and gives . On the classical solution, the action is the boundary term . Substituting the endpoint derivatives therefore gives
The remaining Gaussian path integral contains two real fluctuation coordinates per mode, so it contributes an inverse functional determinant, rather than its inverse square root. Thus , with the measure normalization fixing the otherwise arbitrary constant.
For Dirichlet boundary conditions, the normalized sine modes have eigenvalues , . Their determinant ratio is the convergent Dirichlet oscillator determinant ratio
The last equality is the sine infinite product. With the prescribed free determinant this gives
The kernel uses the Feynman i-epsilon prescription; at a caustic it is a distributional limit, not an ordinary finite function. Its limit is .
There is a sign error in the printed complex-integral hint. For a positive damping parameter , polar integration gives the regulated complex Fresnel integral
This regulated value, together with the stated free-kernel normalization, fixes the phase consistently.
For and positive imaginary-time length , Wick rotation gives
Put with and use the convergent real Gaussian integral. Writing gives
This is the parity-twisted oscillator thermal trace. The complex coordinate describes two independent real quantum harmonic oscillators, each with mass two in these units. Their total energy is ; level has degeneracy , and spatial inversion has parity operator eigenvalue . The plus sign is ; the minus sign is . The alternating trace inserts parity into a bosonic system; it does not change the oscillators into fermions.
Normalize the vacuum path integral by . The scalar two-point correlation function is , and the spinor two-point correlation function is . Vacuum boundary conditions make these time-ordered Feynman propagators. After integration by parts, the scalar quadratic action is .
The Schwinger-Dyson equation follows by integrating a functional derivative of : the derivative of the insertion supplies , and the action derivative supplies the kinetic operator. The analogous left Grassmann derivative calculation, or differentiation of the Grassmann Gaussian integral, gives
Using and the Clifford algebra, . Consequently
The free quantum effective action is quadratic, so all scalar one-particle-irreducible vertices with vanish. Its two-point vertex is the stated inverse kinetic form .
For the Yukawa interaction, two vertices contribute , and a closed fermion loop contributes an extra minus sign. Tracing the two spinor numerators gives , since the one-gamma traces vanish. Removing the overall from the amplitude gives the displayed loop integral. Define
The numerator decomposition and translation invariance of dimensional regularization reduce it to
The supplied tadpole pole is . A Feynman parameter combines the two bubble denominators. Shifting its loop momentum gives mass squared ; differentiating the tadpole integral with respect to this squared mass gives the double-denominator pole , independent of . Thus and
The counterterms contribute , so their minimal pole parts are
Combining the kinetic terms gives wavefunction renormalization , and combining the mass terms gives . Therefore
These are the Yukawa scalar self-energy pole coefficients; finite parts depend on the chosen renormalization condition.
The four-point graph is a Yukawa fermion box, with four external scalar legs attached to a closed spinor loop:
Figure 1.
Fermion box with four external scalar legs in a Yukawa theory
.
Each high-momentum dirac propagator is . The product of four is , and the leading gamma matrix trace identities is nonzero. The four-dimensional radial integral therefore contains : a logarithmic ultraviolet divergence. This local four-scalar divergence cannot be absorbed by scalar mass or field normalization. Add , and, using the stipulated four-point pole normalization, take so that cancels it.
For literal cancellation of every one-loop divergence with , counterterm closure of a massive Yukawa theory also requires the allowed scalar linear and cubic terms. A constant scalar background shifts the fermion mass to ; the divergent local fermion contribution contains a polynomial proportional to . Its linear and cubic terms are not forbidden by a symmetry when the fermion mass is nonzero. A closed renormalizable family therefore has
with field, mass and coupling redefinitions for both scalar and spinor fields. A tadpole condition can set the renormalized to zero, but its counterterm still exists. The vacuum constant is needed if vacuum energy is retained. If an exact discrete chiral symmetry is imposed with , the scalar potential can be even and the odd terms are forbidden; the essential new interaction is then the quartic one.
Let be the configuration smooth manifold, and let be a smooth Lagrangian on its tangent bundle. For a path with fixed endpoints, its action is
The principle of stationary action requires the first variation to vanish for every fixed-endpoint variation. In a coordinate chart take , with . Differentiation under the integral and integration by parts give
Repeated coordinate indices are summed. The endpoint term vanishes. Since compactly supported variations can be chosen independently in each coordinate, the fundamental lemma of the calculus of variations yields the Euler-Lagrange equations
Conversely these equations make the displayed first variation zero for every fixed-endpoint variation. Variations localized in coordinate charts establish the same assertion for paths on . Thus the Euler-Lagrange equations are exactly the stationary-path condition, not necessarily a condition for an action minimum.
Use the Minkowski metric , , and . The Proca field has nonzero mass . Vary its action, using the fact that the gauge field strength is an antisymmetric second-rank tensor:
The integration by parts discards a boundary term, with the variation fixed at the boundary. Thus the Euler-Lagrange field equation is the Proca equation
The minus sign on is required by the chosen Minkowski metric; after imposing the constraint below, the plane waves have positive energy .
Use the mostly-plus Minkowski metric, and write for equality on the constraint surface. Assume that the mechanical constraints are locally independent. They are first-class constraints when
Thus their Poisson brackets vanish on the constraint surface, and their Hamiltonian flows preserve that surface. The structure functions of a constraint algebra may depend on the phase space point. The finite real span of the constraints is a Lie algebra if it closes with constant structure coefficients, in a suitable choice of generators. The Jacobi identity then gives the usual conditions on the structure constants of a Lie algebra. With general structure functions the finite real span need not close, even though the Poisson bracket of all smooth functions is itself a Lie bracket.
To see the gauge invariance directly, let generate a canonical gauge transformation:
The variation of the phase-space action integrand is
The second term cancels without using the equations of motion. Taking to vanish at the temporal boundaries leaves the action invariant. Arbitrary functions therefore relate different descriptions of the same physical motion. This reasoning also works with structure functions; constant structure coefficients are only needed for the finite-dimensional Lie algebra claim.
For a closed string, choose and periodic fields. A convenient Nambu-Goto phase-space action is
Here and are Lagrange multipliers. The Nambu–Goto phase-space constraints are and , with canonical Poisson brackets
Let . Differentiating the periodic Dirac delta function gives
The opposite signs in and cancel these terms, so . Replace the original constraints by the equivalent chiral densities
Their mixed Poisson brackets vanish. Choose opposite Fourier orientations for the two sectors:
The chiral constraint algebra of a closed string is
Each is the Witt algebra: the vector fields on a circle satisfy . Fourier expansion identifies each real algebra, with , with the Lie algebra of vector fields on the circle. The two commuting copies give , not a quantum central extension.
For an open string, allowed boundary conditions must remove the endpoint term in the variation of the action, consistently with the allowed endpoint variations. The spatial boundary term is
It expresses the open-string endpoint momentum flux. In the temporal gauge for a string , take a boundary-adapted parametrization with at the ends. Fixing gives , a Dirichlet boundary condition. At the other end allow arbitrary spatial variations; for nonzero these require , a Neumann boundary condition. Also in this temporal gauge for a string, so . The constraint at this free-end string boundary condition reduces to . Hamilton's equation consequently gives there. Since , the free endpoint has spatial speed one. This is the null motion of a free string endpoint.
A straight rotating string with one fixed endpoint supplies the required solution in at least two spatial dimensions. Set , , and
Take . The Hamilton's equations become , which holds because both second derivatives give . The Nambu–Goto phase-space constraints are satisfied by
The endpoint at stays at the origin, while at and the endpoint moves around a circle of radius with angular speed . At each time the whole string lies on a straight radial segment. Its spatial proper length is
The velocity is everywhere perpendicular to the segment, so this also equals the sum of local rest-frame lengths. The induced worldsheet metric becomes degenerate at the null free endpoint, as expected for the limiting free-end solution.