In the Landau theory approximation, choose the global minimum of the Landau free energy as a function of the magnetization. Since , the polynomial is a coercive function and a global minimum exists. The candidates are stationary points satisfying
Check their values of the free-energy density; a stationary point or a metastable local minimum alone need not be the equilibrium state. Positive curvature ensures local stability; when it vanishes, higher terms must be checked. The selected global minimum is the equilibrium magnetization within this approximation.
At zero magnetic field, equal opposite minima describe distinct phases exhibiting spontaneous symmetry breaking. A spontaneous magnetization is obtained by taking the thermodynamic limit before or . A symmetric finite-volume average can instead have zero expectation even when the minima are nonzero. Thus one must specify the phase when interpreting the minimizer as the equilibrium expectation.
Let be the distance from the origin to each fixed charge, and denote their position vectors by . For a small planar displacement , the Taylor expansion
can be summed using the threefold symmetry relations
The electric potential due to the fixed charges is consequently
The moving charge has electrostatic potential energy of point charges . Because the quadratic coefficient is positive, the origin is a strict local minimum of , and the equilibrium is stable.
At , the surface cannot cross the boundary , because it lies inside . Consequently the two surfaces are tangent at . Apply a proper Euclidean motion of Euclidean three-space so that , their common tangent plane is , and the prescribed inward unit normal is . Locally write
with the region on the side . Then
Thus has a local minimum at zero and its Hessian matrix is positive semidefinite. The fundamental forms of a graph surface at a horizontal tangent plane give
Taking the trace of the positive-semidefinite difference proves the mean-curvature comparison at tangential contact:
There is no analogous conclusion for . In the same local coordinates take
Then , so the second graph lies on the inward side of the first, while the Gaussian curvature of a graph surface gives
Hence the mean-curvature inequality holds but
Using smooth bump functions, these local graph patches can be completed away from to a compact region with connected smooth boundary and a closed interior surface without changing their germs at . This realizes the counterexample under the global hypotheses.
, so the critical points are . The Hessian matrix at is , making it the local minimum; is degenerate and not a minimum.
Fix strictly between and , and set . The function is continuous on : interior differentiability gives interior continuity, and the finite one-sided derivatives give continuity at the endpoints. The extreme value theorem therefore gives a point where attains its minimum.
Since , for sufficiently small we have , so cannot be a minimizing point. Since , the quotient is positive for sufficiently small , giving . Thus cannot be a minimizing point either, and .
Fermat's theorem on stationary points states that a differentiable function at an interior local minimum or local maximum has derivative zero there. Applying it to gives
This proves the relevant case of Darboux's theorem; the argument uses continuity of , with no assumption of continuity of .
The gradient of the given polynomial is
Its second component vanishes when or . The first component then gives exactly three critical points:
The Hessian matrix and its determinant are
At the Hessian matrix is , whose positive definiteness proves a strict local minimum by the second-derivative test. At its determinant is , so both points are saddle points of a scalar function. Their values and classifications are
There are no local maxima.
For , the gradient never vanishes on the circle. The Lagrange multiplier equations are
If , the two possibilities are . If , then , and the first equation gives . Combining this with yields
Put
Both and are positive, giving the other four points and . To classify all six, restrict to the circle by eliminating :
Its derivatives are and . In the interior, and . At either endpoint ; along the circle, has a strict local minimum at the left endpoint and a strict local maximum at the right endpoint. Consequently the six constrained extrema are
The circle is a compact set, so the extreme value theorem guarantees that its global minimum and global maximum occur among these six points. Their values give the corrected sharp bound
The printed lower bound is false. A particularly short counterexample is
The sole local minimum in part (a), , has value , larger than values on this circle; it is therefore not a global minimum. In fact , so has no global minimum on the plane.
Figure 1.
All six extrema on the constraint circle and the corrected minimum of the restricted polynomial
. Details.
Write , , and let , and be evaluated at the critical point. Assuming is twice continuously differentiable nearby, the Taylor expansion is
The linear terms vanish because the gradient is zero. For , completing the square gives
Consequently the requested constant is the Hessian determinant
The displayed identity in the question is an identity for the quadratic part; for a general , its right-hand side needs the remainder .
If , the quadratic form is positive for every nonzero . On the unit circle it has a positive minimum, so it dominates the remainder sufficiently near the critical point. Hence the point is a strict local minimum.
If , along the quadratic term is , whereas along it is . Along each line the remainder is of smaller order. Thus values both above and below occur arbitrarily nearby, giving a saddle point.
The critical points satisfy
Substitute to obtain . Thus the only critical points are and .
The Hessian matrix and Hessian determinant are
At , , so this is a saddle point. At , and , so this is a strict local minimum. Therefore
The value at the local minimum is ; there is no local maximum.
Put . The spring exerts the force by Hooke's law, while Coulomb's law gives the attractive force . Newton's second law therefore gives the equation of motion
For , the derivative is . Thus increases up to and decreases thereafter. Also at both ends of the positive half-axis. Its unique maximum is
There are therefore two equilibrium points precisely when
Writing them , the linearization has exponentially growing solutions at and oscillatory solutions at . Equivalently, the potential energy has a strict local maximum at and a strict local minimum at . Hence the smaller equilibrium point is an unstable equilibrium; the larger is a stable equilibrium, with no damping to make it attracting.
At equality there is one degenerate equilibrium point ; it is unstable, since a displacement to its left gives a leftward force. For there are no equilibrium points.
Expanding and taking partial derivatives gives the gradient and Hessian matrix
At , these are and
Thus the Newton step solves
The second equation gives ; substituting into the first gives . Hence
At , however,
The eigenvalues of this Hessian matrix are in direction and in direction . It is invertible but indefinite. Thus the Newton step is zero, and
This illustrates that stationary points are fixed points of Newton's method. Here the fixed point is a saddle point of a scalar function, not a local minimum. Indeed, direct substitution along the two eigenvector directions gives
For sufficiently small nonzero , one direction decreases and the other increases it. The global minimum is instead zero: the sum of squares vanishes at and . These are the only real zeros, since and imply . Thus a zero gradient is an insufficient stopping certificate for minimization problem without classifying the stationary point.
For an unconstrained differentiable function of two real variables, an interior local minimum must solve the simultaneous stationary point equations
Apply Newton's method in optimization to this gradient equation. The Jacobian matrix of the gradient is the Hessian matrix
At , solve the linear system , then set . When the Hessian matrix is invertible, this is
This follows by setting the first order Taylor expansion equal to zero. Solving the linear system avoids explicitly computing a matrix inverse. A stationary point need not be a local minimum: for example, a positive-definite matrix suffices to classify a stationary point as a strict local minimum, whereas an indefinite Hessian matrix identifies a saddle point of a scalar function.
For a twice continuously differentiable function, an interior local extremum requires . At such a critical point, put . The second-derivative test gives a strict local minimum if and , a strict local maximum if and , and a saddle point if . When , the test is inconclusive. More generally the Hessian matrix is necessarily positive semidefinite at a local minimum and negative semidefinite at a local maximum, but these non-strict signs alone are not sufficient.
For this polynomial,
Subtracting the two stationarity equations gives . If , then ; if , the remaining equation gives or . Thus the only critical points are and .
At , , so it is a saddle point. At the determinant is zero, but along the value is , which takes both signs arbitrarily near zero. Therefore
In particular a vanishing Hessian determinant does not exclude a saddle point.
For a twice continuously differentiable function , its gradient and Hessian matrix are
A critical point solves . The Jacobian matrix of this vector equation is , so the multivariable Newton iteration is
Equivalently when the Hessian matrix is invertible. Solving the linear system is the direct computational form. A critical point found in this way need not be a local minimum; its type requires a separate check.
For observations , K-means clustering seeks nonempty clusters in cluster analysis and centroids minimizing
At fixed centroids, assigning each point to a nearest centroid minimizes its squared Euclidean distance. At fixed assignments, the centroid sum-of-squares identity shows that the sample mean uniquely minimizes each group's contribution. These alternating steps cannot increase .
For finite termination of K-means clustering, more than a lower bound on is needed. Keep an assignment unchanged when nearest centroids tie, and stop when assignments no longer change. Every change then strictly decreases . After updating the centroids, is determined by the partition of a set of indices; there are only finitely many choices for that partition of a set, so no strictly improving partition of a set can recur. Empty clusters in cluster analysis require a convention, such as moving a point from a nonsingleton cluster in cluster analysis to become its own centroid, which cannot increase . With such a consistent convention the algorithm terminates, although it may reach only a local minimum.
At an interior local extremum of a differentiable function, . The second-derivative test classifies a stationary point: a positive second derivative gives a strict local minimum, and a negative second derivative gives a strict local maximum. A zero second derivative is inconclusive: , , and at zero illustrate a minimum, a maximum, and neither.
Here
Thus and . Substitution into gives
Near a nondegenerate stationary point, the quadratic part of the Taylor expansion determines the local contour plot. For a strict local maximum, the model gives nested closed level sets, with values decreasing as one moves outward. For a strict local minimum, the model gives the same nested shape with values increasing outward. Unequal nonzero quadratic coefficients stretch the circles into ellipses after a rotation to the Hessian matrix's eigenvectors.
For a nondegenerate saddle point of a scalar function, the model gives hyperbolas. Levels above open along the positive-curvature direction; levels below open along the negative-curvature direction. The critical level set is the two crossing lines . Degenerate stationary points can have different local geometry, so these are the standard nondegenerate sketches.
Figure 1.
Local contours at a maximum, a minimum, and a saddle point
. Original quadratic-model sketches with contour values labelled relative to the central value zero. Maxima and minima have closed contours with opposite value ordering; the saddle has crossing zero contours and hyperbolic nearby levels. Details.
The quotient rule simplifies the derivative to
Its zeros are and , both in the domain. Substitution gives the two stationary points
The first is a local maximum and the second a local minimum, since the numerator of changes sign from positive to negative at and from negative to positive at . The denominator of the original rational function vanishes at
The numerator is nonzero at both values, so these discontinuities are poles, not removable holes.
At the origin the Hessian matrix is
Thus the second-derivative test gives a saddle point. Its opposite signs can also be checked without a test formula: for , whereas for . Both types of values occur arbitrarily close to the zero value at the origin, excluding either a local maximum or a local minimum.
For , differentiate the two explicit branches:
The plus branch is strictly increasing and strictly convex for . Its only zero is , also its one-sided global minimum; it has no interior extremum or inflection point.
The minus branch rises initially, then has at , changing from positive to negative. Its second derivative changes sign at . Its zeros follow from . Consequently
The origin is a one-sided local minimum of both graph branches, because their domain ends there; it is not an interior critical point. The minus branch has no global minimum since it tends to as . Its maximum and inflection heights, useful for the sketch, are and , respectively.