Critical point Created 2026-09-24 Updated 2026-10-13
For a smooth function on an open set , a critical point is an input where the gradient vanishes: . Equivalently, every first partial derivative is zero. Such a critical point is a stationary point; in one variable the condition is .
There is a broader convention in elementary one-variable calculus: a "critical number" is an interior input where the derivative is zero or does not exist, provided the function itself is defined there. Thus a corner can be a critical number without being a stationary point. Here the smooth meaning of critical point is used unless the broader convention is explicitly stated. [ref]
For the polynomial on the real line,
The stationary points at are strict local minima and attain the global minimum; the stationary point at is a strict local maximum. One can check the local classifications from , which is positive at and negative at zero. The identity proves the global minimum directly. Since as , there is no global maximum on .
Figure 1.
Three stationary points of : two global minima and one local maximum
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A zero derivative alone does not guarantee an extremum. The polynomial has but is strictly increasing through zero: every neighbourhood of zero contains both positive and negative values, so zero is neither a local minimum nor a local maximum. Conversely, the absolute value function has a strict local minimum and a unique global minimum at zero, but its left and right derivatives are and . It is not differentiable there, so zero is a critical number under the broader convention and is not a stationary point.
Figure 2.
A stationary point without an extremum, and a corner minimum without a derivative
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The usefulness of critical points is that they reduce the search for smooth interior extrema to equations. Every local minimum or local maximum of a differentiable function at an interior point has zero gradient; this condition is necessary, and shows that it is not sufficient. The striking feature is that all the first directional derivatives must vanish together, even though the surrounding values can form a valley, a peak, or a saddle point of a scalar function. [ref]
Proof outline: at an interior local minimum in one variable, the difference quotient is nonnegative for small and nonpositive for small . If the derivative exists, the two sides have the same limit, forcing . Reverse the inequalities for a local maximum. In several variables, apply this argument along each coordinate line to obtain zero partial derivatives and hence zero gradient. At a domain boundary, both directions may not be available: on attains its global minimum at zero although for its smooth extension.
The origin is a saddle point of a scalar function for every real parameter. For four further critical points have . Equal-sign coordinates give global maxima and opposite-sign coordinates give global minima, with values . The Hessian matrix there is . Their distance from the origin is , so as they escape every compact region. At nonpositive the origin is the only critical point. This illustrates why the number of critical points on an unbounded domain can change without a finite degenerate critical point appearing.
Cubic degenerate saddle 2026-10-31
At the origin the gradient vanishes and the Hessian matrix is , which is positive semidefinite. Nevertheless, takes both signs arbitrarily close to the origin. Thus the origin is a saddle point of a scalar function. This example shows why a zero eigenvalue prevents the ordinary second-derivative test from establishing a local minimum.
Define and, elsewhere,
All first and second partial derivatives exist at the origin: and . Thus its Hessian matrix there is the positive-definite matrix . Nevertheless and for , so the origin is a saddle point of a scalar function. A valid second-derivative test needs a second-order Taylor expansion with a remainder ; continuous second partial derivatives in a neighborhood are a sufficient hypothesis. Existence of those derivatives at the point alone does not supply this hypothesis.
Let be nonzero real constants with . The real function displayed in the title has exactly one stationary point:
Indeed the partial derivatives are , each of which has precisely one zero. The Hessian matrix at that point is .
If every , each summand is a strictly convex function tending to as its argument tends to either infinity. Consequently has a unique global minimum. If every , negating gives the preceding case, proving a unique global maximum. If both signs occur, restricting to two coordinate directions of opposite signs gives a saddle point of a scalar function. No degenerate Hessian matrix is possible under the nonzero assumptions.
Let be a twice continuously differentiable local diffeomorphism, and suppose . The chain rule gives the displayed transformation of the Hessian matrix: terms containing second partial derivatives of are multiplied by first partial derivatives of and vanish at the critical point. By Sylvester's law of inertia, the numbers of positive, negative and zero eigenvalues are unchanged. Independently of nondegeneracy, the local diffeomorphism preserves the critical point's status as a local minimum, local maximum or saddle point of a scalar function, because it maps neighbourhoods to neighbourhoods.
Higher-order saddle test Created 2026-10-14 Updated 2026-10-18
Suppose a function near a critical point has Taylor expansion , where is its first nonzero homogeneous polynomial term. If takes both positive and negative values on directions, then is a saddle point of a scalar function. Indeed, on rays the leading term is ; for each chosen direction its sign dominates the remainder for small positive . This works even when the Hessian matrix is zero. For example, is negative on and positive on , hence detects a saddle despite having degree four.
Higher-order test for separated extrema Created 2026-10-07 Updated 2026-10-14
For , a degenerate Hessian matrix can be supplemented by the first nonzero term of each one-variable displacement. Two negative leading even powers give a strict local maximum, two positive ones a strict local minimum, and opposite signs give a saddle. Looking along the coordinate directions and bounding the separated terms avoids an inconclusive quadratic test.
For an explicit contrast, consider
Both have zero gradient and the same zero Hessian matrix at the origin:
Nevertheless, is positive at every nonzero point, so the origin is a strict global minimum. For , the restrictions and for show that the origin is a saddle point of a scalar function. Identical quadratic information can conceal different geometry when higher-order terms are decisive.
Figure 1.
The same zero Hessian can occur at a strict minimum or a saddle
. The quartic functions and both have zero second partial derivatives at the origin. Their contour geometry and signs differ, so a singular Hessian matrix alone cannot classify the critical point. Details.
The Laplacian detects whether a value lies below or above nearby values, to second order. For a scalar field whose partial derivatives through order four are continuous functions, take the arithmetic mean of four equally spaced neighbors:
Applying Taylor's theorem in each coordinate cancels the first- and third-order terms between opposite neighbors. The two pairs leave
This is an asymptotic expansion, rather than an equality for arbitrary . Rearranging gives the familiar central finite difference approximation
This finite difference replaces partial derivatives by five sampled values. The arithmetic mean lies above the center for a sufficiently small if the Laplacian is strictly positive there, and below if it is strictly negative. A zero Laplacian cancels this second-order discrepancy without requiring equality of individual values.
At , the bowl has center value zero and four neighbor values , so the discrepancy is exactly . The saddle has neighbor values , whose arithmetic mean is exactly zero. For the Gaussian function the discrepancy is , agreeing with .
A harmonic function need not equal this four-neighbor arithmetic mean for a finite . The polynomial has everywhere, but . Higher-order terms remain even when the second-order terms cancel.
At a local minimum, each coordinate second derivative is at least zero, hence the Laplacian is at least zero. At a local maximum the inequality reverses. The sum alone does not characterize an extremum: cancellation at a saddle point of a scalar function can also produce zero. The local-average interpretation explains why the heat equation smooths differences, and helps motivate the heat equation maximum principle.
Nondegenerate critical point Created 2026-09-24 Updated 2026-10-14
A critical point of a real function with continuous second partial derivatives is nondegenerate when its Hessian matrix is an invertible matrix there, equivalently when none of its eigenvalues is zero. A positive-definite matrix gives a strict local minimum, a negative definite Hessian gives a strict local maximum, and opposite-sign eigenvalues give a saddle point of a scalar function. A nondegenerate critical point need not be an extremum: has Hessian matrix , which is an invertible matrix.
Such critical points are the local building blocks of Morse theory.
Parabolic quartic critical-point classification Created 2026-10-14 Updated 2026-10-18
For with , its stationary points are the origin and, when , , . The origin is a strict local minimum for and a saddle point of a scalar function for . At its Hessian matrix is singular, but the vertical line gives positive values and the parabola negative values, so it remains a degenerate saddle. The other stationary points have Hessian determinant and are saddles.
At a critical point of a twice continuously differentiable real function, the Taylor expansion is
The Hessian matrix is real symmetric, so an orthogonal eigenbasis diagonalizes its quadratic form. If every eigenvalue is positive, that form is bounded below by a positive multiple of , which dominates the remainder and gives a strict local minimum. If every eigenvalue is negative, the same argument gives a strict local maximum. If both signs occur, displacement along the corresponding eigenvectors produces values above and below , so the point is a saddle point of a scalar function. These exhaust a nonsingular Hessian matrix.
A singular Hessian matrix does not always make the classification impossible: nonzero eigenvalues of both signs still give a saddle. If the Hessian matrix is positive or negative semidefinite, higher-order terms in its null directions must be examined. For example, and have the same Hessian matrix at zero, but the first has a strict minimum and the second a saddle. The function has a non-strict minimum along a whole line.
For the given polynomial,
A stationary point has and then . Hence the origin is always critical, and two additional points exist exactly for :
The Hessian matrix is
At the origin it is , giving a strict local minimum for and a saddle for . At either extra critical point it has determinant , so both extra points are saddles.
At , complete the square:
Along it is positive away from zero, whereas along it is negative away from zero. Thus the origin remains a degenerate saddle despite its nonnegative Hessian matrix. This is the parabolic quartic critical-point classification. The complete result is
For the local minimum is not global, since along the same parabola .
At a critical point of a twice continuously differentiable real function, and the Taylor expansion is
The real symmetric Hessian matrix has an orthonormal eigenbasis, so writing gives . If every eigenvalue is positive, this quadratic form is at least , and the remainder cannot change its sign for sufficiently small nonzero . Thus is a strict local minimum. If every eigenvalue is negative, the analogous argument gives a strict local maximum. If positive and negative eigenvalues both occur, displacement along the corresponding eigenvectors gives values above and below , so is a saddle point of a scalar function.
The second-derivative test can be inconclusive when the Hessian matrix is singular and semidefinite: higher-order terms along directions in the kernel of a linear map matter. For example and have the same Hessian at zero, but the first has a strict minimum and the second a saddle point of a scalar function. A zero eigenvalue does not prevent a saddle conclusion if other eigenvalues already have both signs.
For the given function write . Its first derivatives are
The origin is a critical point for every real , with
Its eigenvalues are , so it is always a saddle point of a scalar function. If one coordinate at a critical point is zero, the other must also be zero. If both are nonzero, the derivative equations force , possible only for . Hence for the origin is the only critical point.
For there are four additional critical points,
At such a point,
Thus the two equal-sign points are strict maxima, and the two opposite-sign points are strict minima. They are global: implies
where the last maximum occurs at and equality also requires .
As , the four nonzero critical points have distance from the origin and escape to infinity, rather than merging with the origin. Their values diverge as . As from below there are no extra critical points, while the origin stays a saddle throughout. This is critical points escaping to infinity in a Gaussian-weighted bilinear function.
All invariants in this part refer to the selected magnetic field line. Its squared poloidal Alfvén number is
At the Alfvén surface crossing it equals unity, so and . Subtract the two azimuthal integrals in part (a) to find
Finite azimuthal fields and velocity at require the Alfvén-surface regularity condition for an axisymmetric wind . Hence
Here denotes the azimuthal velocity relative to field-line rotation. For gravity of a point mass at , .
Insert these quantities in the corotating energy integral with , and divide by the gravitational energy scale . This gives the cold radial magnetohydrodynamic wind integral,
with
Both are dimensionless. The apparent at must be evaluated on the smooth solution branch, not assigned an arbitrary value.
A constant-energy curve obeys . At a nondegenerate magnetosonic point, the vanishing coefficient of the mass density derivative requires simultaneous vanishing of its numerator:
The curve must admit a real crossing slope. Expanding about such a point gives , , so a regular saddle point of a scalar function crossing has . These are the form of the slow and fast regularity conditions in a warm wind, with the enthalpy contribution retained in .
In the strictly cold approximation used to obtain the displayed , the slow speed is zero. There is a cold-limit degeneracy of a slow magnetosonic point: a finite-speed interior slow crossing need not survive. Indeed,
so this cold equation has no ordinary sub-Alfvénic slow critical point. A small retained enthalpy is needed to locate that point, which can approach the launching boundary as the sound speed tends to zero. The fast critical point still obeys the simultaneous conditions above wherever the reduced expression is nonsingular.
For this quartic potential with fourfold symmetry, the first derivatives factor:
The critical points are the origin, the four axis points , and four points with both coordinates nonzero. At the latter, . Subtracting and using gives . Thus the complete list is
where the two signs in the final group are chosen separately.
The Hessian is
At the origin it is , so there is a strict local minimum with value zero. At an axis point its eigenvalues are and , giving a saddle point of a scalar function if and a strict local maximum if . All four axis values are .
At a diagonal point the Hessian has eigenvalues
Hence these four points are strict local maxima for and saddle points of a scalar function for . Their value is . None of these critical points is degenerate when .
To describe the level curves precisely, use polar coordinates and write
For a level , the possible radii satisfy
retaining only real, nonnegative values. This formula, together with reflection in each axis and interchange of the coordinates, determines the level curves. The radial maximum in a direction is , attained at . It also proves that the local maxima identified above are global: the largest directional value is on the diagonals if , and on the axes if .
For negative only the plus sign gives a positive radius, producing one outer closed level curve. At there is the isolated origin and the outer curve . For , where is the saddle value, both radial branches exist in every direction, giving an inner loop around the origin and an outer loop. At they meet at the four saddle points of a scalar function. Above the saddle value, four separate loops surround the four maxima; they shrink to those points at the maximum value. There are no level curves above it.
For , the saddle value is and the four high-level loops lie along the diagonals. For , and the four high-level loops lie along the coordinate axes. The sketches show representative values in both regimes; the highlighted level curve is the saddle level.
Figure 1.
Contours of the fourfold quartic potential, with diagonal maxima for b less than one and axis maxima for b greater than one
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Finally, at the expression depends only on radius:
Consequently The maximum set is the whole unit circle, not merely four isolated points.
In the -plane take ; holding another fixed merely shifts all contour labels by . The level sets satisfy
For , the origin is a local minimum and are saddle points of a scalar function at contour value . For , a closed contour around the origin is accompanied by unbounded outer components. At the contour satisfies and crosses at the two saddle points of a scalar function. For , two unbounded components remain; negative contours have only outer components.
For , the origin is a saddle point of a scalar function, and the zero contour is , with tangent lines . Positive contours form two components extending on opposite sides of the -axis; negative contours form upper and lower components. These level sets are illustrated below.
Figure 1.
Contours of the quartic surface at z equal to zero for a equal to one and minus one
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Expanding and taking partial derivatives gives the gradient and Hessian matrix
At , these are and
Thus the Newton step solves
The second equation gives ; substituting into the first gives . Hence
At , however,
The eigenvalues of this Hessian matrix are in direction and in direction . It is invertible but indefinite. Thus the Newton step is zero, and
This illustrates that stationary points are fixed points of Newton's method. Here the fixed point is a saddle point of a scalar function, not a local minimum. Indeed, direct substitution along the two eigenvector directions gives
For sufficiently small nonzero , one direction decreases and the other increases it. The global minimum is instead zero: the sum of squares vanishes at and . These are the only real zeros, since and imply . Thus a zero gradient is an insufficient stopping certificate for minimization problem without classifying the stationary point.
For an unconstrained differentiable function of two real variables, an interior local minimum must solve the simultaneous stationary point equations
Apply Newton's method in optimization to this gradient equation. The Jacobian matrix of the gradient is the Hessian matrix
At , solve the linear system , then set . When the Hessian matrix is invertible, this is
This follows by setting the first order Taylor expansion equal to zero. Solving the linear system avoids explicitly computing a matrix inverse. A stationary point need not be a local minimum: for example, a positive-definite matrix suffices to classify a stationary point as a strict local minimum, whereas an indefinite Hessian matrix identifies a saddle point of a scalar function.
Near a nondegenerate stationary point, the quadratic part of the Taylor expansion determines the local contour plot. For a strict local maximum, the model gives nested closed level sets, with values decreasing as one moves outward. For a strict local minimum, the model gives the same nested shape with values increasing outward. Unequal nonzero quadratic coefficients stretch the circles into ellipses after a rotation to the Hessian matrix's eigenvectors.
For a nondegenerate saddle point of a scalar function, the model gives hyperbolas. Levels above open along the positive-curvature direction; levels below open along the negative-curvature direction. The critical level set is the two crossing lines . Degenerate stationary points can have different local geometry, so these are the standard nondegenerate sketches.
Figure 1.
Local contours at a maximum, a minimum, and a saddle point
. Original quadratic-model sketches with contour values labelled relative to the central value zero. Maxima and minima have closed contours with opposite value ordering; the saddle has crossing zero contours and hyperbolic nearby levels. Details.