The cosmological constant problem is the unexplained smallness of the gravitationally observable vacuum energy compared with the contributions expected from quantum field theory. In units with , an ultraviolet cutoff generically gives contributions of order , whereas the observed dark-energy density is of order . The Einstein equation depends on the sum of a bare cosmological constant and these contributions; subtracting a constant from a nongravitational Hamiltonian does not remove its gravitational effect. Exact global supersymmetry gives zero energy to a supersymmetric vacuum, but supersymmetry breaking generally reintroduces a much larger positive scale.
The gravitino mass parameter in four-dimensional supergravity is the displayed expression. In a zero-energy supersymmetry breaking vacuum with only F-term breaking, . Writing this norm as gives . It is small relative to when the breaking scale is below the Planck mass. The super-Higgs mechanism supplies the longitudinal gravitino states.
The super-Higgs mechanism is the absorption of the goldstino by the gravitino when local supersymmetry is spontaneously broken. In rigid supersymmetry breaking, the goldstino is a physical massless fermion. In supergravity, its transformation permits a gauge choice removing it; its two degrees of freedom become the longitudinal helicity states of the massive gravitino. The massless gravitino has helicities , whereas the massive gravitino has four spin states. This is distinct from the supersymmetric Higgs mechanism, which gives an internal gauge vector a mass and need not break supersymmetry.
Use Planck units and restrict to the physical Kähler metric domain
Put and , so that . There are no gauged interactions specified, hence no additional D-term scalar potential. The supergravity F-term potential is , with . Its Kähler covariant derivatives of a superpotential are
The nonzero metric entries are
The determinant of this block is , so it is positive definite. With the inverse-index convention , the raised components are
Keeping these complex-conjugate off-diagonal entries in their correct index positions is essential.
To exhibit the no-scale supergravity cancellation, write the norm as
Here . The term cancels the negative term in the supergravity F-term potential. The result is the nonnegative scalar potential
This is the matter-logarithm no-scale potential, specialized to the exponential superpotential.
Choose the supergravity auxiliary field convention . Substitution into the full inverse Kähler metric gives
An overall auxiliary-field phase is conventional. The dependence of cancels between the two metric terms. If all three auxiliary fields vanished at a finite physical point, would force , would force , and would then force . Thus is necessary. For any nontrivial choice of , supersymmetry is broken at every finite physical point. The allowed exception , is supersymmetric; the statement cannot hold for all arbitrary parameters without this qualification.
The no-scale volume runaway criterion also determines whether the minimum is attained. For fixed , differentiation with respect to gives
It is negative unless both numerators vanish. Therefore a finite stationary vacuum must satisfy
Every such point is a global minimum with . For , setting and reduces existence to
The derivative of the magnitude function is . It rises from at the excluded boundary to at , then falls to zero. Consequently a finite zero-energy minimum exists exactly when
or in the separate trivial family . There is one positive root for , two for , and one double root at equality. If only one of vanishes, or exceeds this maximum, there is no finite minimum: the infimum is zero as . Calling this runaway a finite zero-energy vacuum would be incorrect.
At a nontrivial zero-energy minimum, , and the auxiliary expectation values reduce to
This explicitly verifies supersymmetry breaking with zero vacuum energy in no-scale supergravity. Both real components of are exact flat directions of a scalar potential on the minimum locus. Away from that locus, is still absent from the potential, but is not flat. At a minimum, is lifted at quartic order: at fixed , . A zero quadratic mass does not make an exact flat direction. The quartic stabilization at a double no-scale root likewise gives a vanishing quadratic mass, but no exact flat direction, for at . For , the whole family has both and flat and supersymmetry unbroken.
Finally, the gravitino mass from a superpotential is
At a nontrivial zero-energy minimum this becomes
It depends on the unfixed volume modulus, so the model does not predict one numerical mass. For , , the gravitino is massless.
Spontaneous supersymmetry breaking preserves the action and conserved supercharges, but the vacuum fails to be invariant. This differs from explicit breaking, which changes the symmetry of the action itself. In global four-dimensional N=1 supersymmetry, summing diagonal entries of the Super-Poincaré algebra writes the Hamiltonian as a sum of positive charge anticommutators. Its expectation is a sum of squared norms. Consequently a zero-energy vacuum is supersymmetric, whereas an existing vacuum with broken global supersymmetry has positive energy density. The energy zero is fixed by the algebra. Neither this positivity statement nor the particle-multiplet mass relations should be transferred without qualification to supergravity.
For supersymmetric quantum mechanics, let , , and let fermion parity anticommute with both charges. On a positive-energy eigenspace, is an odd involution: its square is one, it preserves energy, and it reverses parity. Thus every positive-energy bosonic state has a fermionic partner and conversely. Their contributions cancel in the Witten index
For a discrete spectrum with a well-defined trace, this proves independence of . Continuous changes of parameters also preserve the index if the trace stays well defined and no state escapes to infinity or crosses an unregulated continuum threshold. A nonzero index guarantees an unbroken supersymmetric ground state; a zero index is inconclusive. For example, de Rham supersymmetric quantum mechanics on a circle has a bosonic constant zero-form and a fermionic constant one-form, both normalizable zero modes, so it is unbroken with index zero.
A more explicit one-dimensional family illustrates how normalizability determines the answer. Define
Positivity of these Hamiltonian operators shows that a zero mode must solve or . Thus the only candidates are
For , the Gaussian minus-sector wavefunction is normalizable and its reciprocal is not, giving an unbroken model with when the minus sector is assigned even parity. For , , the exponent tends to opposite infinities at the two ends, so neither candidate is normalizable. Both partner potentials grow quartically; their spectra are discrete and their lowest energies cannot be zero. The lowest states are therefore paired at positive energy, , and supersymmetry is spontaneously broken. This is supersymmetric factorization and zero-mode normalizability. In quantum mechanics the paired ground states illustrate the charge algebra; a relativistic massless-particle conclusion requires field-theoretic hypotheses.
In relativistic global field theory, Goldstone's theorem has a fermionic version. If a conserved supercurrent charge does not annihilate the vacuum, its Ward identity has a nonzero vacuum contact term. Fourier transforming, the divergence of the current correlator cannot tend to zero smoothly at zero momentum. Its spectral representation therefore contains a massless fermionic pole: the Goldstino, with spin one-half. This statement assumes a Poincaré-invariant vacuum and the usual local unitary field-theory conditions. It does not require a bosonic Goldstone particle for the fermionic symmetry. In supergravity the Goldstino can instead supply the longitudinal polarization of a massive gravitino.
For canonical chiral superfields , elimination of their auxiliary fields gives
A supersymmetric vacuum solves every . At a stationary broken vacuum,
The same matrix is the chiral-fermion mass matrix, so the nonzero vector is a zero mode. This derives the Goldstino zero mode from vacuum stationarity. The transformation independently identifies that direction through its inhomogeneous shift.
For one canonical chiral field, , , has everywhere, a massless fermion and a classically flat scalar direction. It is flat F-term breaking with a linear superpotential, rather than an isolated vacuum. In contrast, a nonconstant polynomial of positive degree has a complex root and hence a supersymmetric vacuum; in particular a generic quadratic or cubic single-field superpotential cannot remove all such roots. This argument assumes canonical nonsingular kinetic terms and does not claim that every runaway or nonpolynomial model has a vacuum.
A renormalizable three-field O'Raifeartaigh model gives a less degenerate illustration:
The auxiliary equations require , then , leaving . They cannot vanish simultaneously. For real positive with , the potential obeys
Therefore its global tree-level minimum has , arbitrary , and energy . The massless is the Goldstino, while is a pseudomodulus. At , the scalar mass-squared spectrum is , and the fermion masses are . This exhibits both the stability condition and the loss of ordinary supermultiplet mass degeneracy in a broken vacuum. Quantum corrections can lift the pseudomodulus and must be analysed rather than assumed away; the noncompact classical valley also prevents an unqualified finite-volume Witten index trace argument. The index, the vacuum equations and the Goldstino theorem consequently answer complementary questions.
In a supersymmetric Higgs mechanism, an internal gauge symmetry breaks while supersymmetry can remain unbroken. A massless vector multiplet absorbs a chiral multiplet and becomes a massive multiplet with spins : the gauge boson acquires its longitudinal particle polarization from the Goldstone mode. In the super-Higgs mechanism, local supersymmetry itself breaks: the spin- gravitino absorbs the spin- goldstino, gaining two longitudinal polarizations and becoming massive. With only global supersymmetry breaking, the goldstino instead remains a physical massless fermion.
Work on the physical domain
and abbreviate , , and . There are no vector multiplets specified, hence no additional gauge D-term. In Planck units the supergravity F-term potential and upper-index supergravity auxiliary fields are
The overall auxiliary-field sign is a convention; its vanishing and norm are invariant statements.
The Kähler covariant derivatives of a superpotential here are
The Kähler metric, with rows and columns their barred partners, is
Its block is positive definite because its leading diagonal and determinant are positive. In the inverse-tensor convention , the nonzero upper components are
In particular the conjugations in the off-diagonal components matter.
To verify the no-scale supergravity cancellation explicitly, temporarily write and . Their part of the metric contraction is
The terms involving and its conjugate cancel between the mixed and diagonal contributions. The remaining cancels the universal negative term. Since , the exact matter-logarithm no-scale potential is therefore
It differs from a model where appears outside the logarithm in the Kähler potential.
Substitution into the auxiliary-field formula gives
For example , which reduces to the displayed expression for the cubic superpotential. To test unbroken supersymmetry at any finite point, first forces . Then forces , whereas forces . Subtracting gives . Because , and at a finite point, all auxiliaries can vanish only if . Thus every nontrivial choice of breaks supersymmetry at finite field values.
A finite zero-energy minimum requires both nonnegative terms of to vanish:
There cannot be a finite positive-energy stationary point: keeping fixed and varying the real part of , equivalently , gives
which is strictly negative unless . Hence these zero-energy solutions are all the possible finite minima.
Because were allowed to be arbitrary, existence must be checked. If both are nonzero, put and . The magnitude equation is
The function on the right starts at one at the excluded boundary , tends to zero as , and has derivative . Its maximum is at . Therefore a finite cubic-matter no-scale vacuum with an exponential dilaton exists exactly when
There is one finite positive root for , two for , and one merged root at the maximum. The complex phase equation fixes modulo . If exactly one of vanishes, or the ratio exceeds the bound, no finite minimum exists; the potential instead has infimum zero along the runaway . A zero infimum at an infinite-field boundary is not an attained finite vacuum.
On a nontrivial finite branch, , so
This proves supersymmetry breaking at the intended no-scale vacuum. Its zero energy is consistent with the negative gravitational term: , which cancels in . It is not a counterexample to the global-supersymmetry positivity argument in question 3.
Both real components of are exactly flat on the vacuum family: never enters the potential, and at every allowed positive gives the same zero energy. Generically both components of are fixed. Although the matter field has no quadratic mass there, it is not an exact flat direction: for fixed at its root, and the leading positive potential is . At the special merged root , the real- quadratic curvature also vanishes, but higher orders lift it; this does not add a continuous flat vacuum direction. If , by contrast, is a supersymmetric zero-energy family with both complex and flat and all auxiliaries zero. This exception prevents an unconditional breaking assertion for arbitrary constants.
Finally the gravitino mass from a superpotential is
At a nontrivial finite minimum it becomes
Its value varies along the flat volume modulus; the classical potential does not select a unique supersymmetry-breaking or gravitino-mass scale. On the trivial supersymmetric branch , it is zero.
Set , the domain in which the Kähler potential is defined, and use Planck units. The nonzero entries of the Kähler metric and its inverse are
The Kähler covariant derivatives of a superpotential are
Denote and . The supergravity F-term potential is
Here the contribution is exactly , cancelling the negative term. This is the no-scale supergravity identity, giving
The cancellation is important: replacing the covariant derivatives by ordinary derivatives would miss both the matter dependence and the possibility of zero vacuum energy with supersymmetry breaking.
In the convention , the chiral supergravity auxiliary fields are
An overall auxiliary phase or sign convention does not change their vanishing conditions. These are upper-index fields, including the inverse Kähler metric, rather than just the covariant derivatives.
Since is nonnegative and vanishes at , its minimum energy is
There are additional minima that should not be discarded by examining only real . For , the condition becomes
If , the magnitude equation
has exactly one positive root: its left side is strictly increasing from zero to infinity. There are three phases, differing by , determined by . Thus for nonzero the finite zero-energy matter vacua consist of and these three nonzero phase-related values, each with arbitrary in the allowed half-plane. At a nonzero matter vacuum,
At , .
For , every such minimum has but , so supersymmetry is spontaneously broken despite zero vacuum energy. Indeed no finite point anywhere is fully supersymmetric: would force , after which forces and then . This proves breaking for the specified nonzero-constant case without relying just on the positivity of the potential.
For the allowed exceptional value (B=0), the requested breaking statement is false. Then vanishes only at , where . Every finite allowed gives an unbroken supersymmetric vacuum with zero energy. This is an explicit counterexample to unqualified breaking for an arbitrary complex .
Both real components of are flat directions of a scalar potential along every minimum: the imaginary component never appears in , and when the entire dependence is multiplied by zero. The matter vacua are isolated in the plane; there is no continuous matter vacuum direction. At the potential begins quartically in , so zero quadratic mass is not a flat vacuum manifold. Away from , the real direction instead has and a decompactification-type runaway towards zero as , not a further finite positive-energy minimum.
The gravitino mass from a superpotential is
At the branch it is ; at each nonzero branch it is . Its value is not fixed because the modulus is flat. For it vanishes at the supersymmetric minimum. For nonzero , the super-Higgs mechanism absorbs the Goldstino associated with into the massive gravitino. The zero-energy relation is explicitly satisfied:
which balances the auxiliary contribution against the gravitational negative term.
Four-dimensional N=1 supersymmetry is compatible with a chiral gauge spectrum. Each matter Weyl spinor belongs to a chiral superfield with a complex scalar in the same gauge representation, and each gauge boson belongs to a vector multiplet with an adjoint gaugino. Thus a supersymmetric extension of the Standard Model predicts squarks, sleptons and gauge-fermion partners, together with Higgs-sector partners. Exact unbroken supersymmetry would make partners mass-degenerate, so a phenomenologically useful model needs supersymmetry breaking.
The Minimal supersymmetric Standard Model uses two Higgs chiral doublets. Holomorphy of the superpotential prevents use of the conjugate of one doublet as an independent chiral field, so up-type and down-type Yukawa couplings require opposite-hypercharge doublets. Their higgsinos also cancel each other's gauge anomalies. The superpotential has the schematic form
with gauge contractions understood. Supersymmetry relates the scalar quartic interactions and Yukawa interactions to the same gauge and superpotential couplings, rather than allowing arbitrary independent choices.
A central motivation is the hierarchy problem. A nonsupersymmetric scalar mass can receive corrections proportional to a high ultraviolet cutoff squared. The paired bosonic and fermionic loops in exact supersymmetry cancel that quadratic sensitivity. Soft supersymmetry breaking introduces scalar squared masses, gaugino masses and appropriate scalar bilinear and trilinear terms without restoring the original quadratic divergence. With a typical soft scale , residual corrections have the schematic size
plus finite thresholds. This favors not excessively heavy partners if one wishes to avoid a new tuning, but does not derive their masses or guarantee that they are experimentally accessible. A hidden breaking sector can communicate soft terms through gauge or gravitational interactions.
The altered particle spectrum also changes the renormalization group evolution of the gauge couplings. The MSSM one-loop coefficients, with the usual grand-unified hypercharge normalization, are in . They allow approximate supersymmetric gauge coupling unification near GeV, subject to threshold corrections. Top-Yukawa effects can drive the up-type Higgs squared mass negative and help produce radiative electroweak symmetry breaking. Neither phenomenon alone specifies a full breaking mechanism.
Without an additional symmetry, gauge invariance allows renormalizable baryon- or lepton-number violating superpotential terms. Conserved R-parity, , forbids the usual such renormalizable terms, distinguishes ordinary particles from their superpartners, and makes the lightest supersymmetric particle stable. A neutral stable lightest partner can be a dark matter candidate; its abundance and interactions require a separate calculation. Pair production followed by cascades to such a particle can give missing-momentum signals. R-parity is an extra model assumption, and does not by itself exclude all higher-dimensional proton-decay operators.
Possible low-energy consequences are a partner spectrum, controlled scalar-mass sensitivity, a constrained Higgs sector, modified coupling evolution and, with conserved R-parity, a stable lightest partner. Soft parameters also affect flavor-changing and CP-violating processes. Supersymmetry provides relations and mechanisms, not a unique numerical spectrum or an automatic solution to every flavor or cosmological problem.
Choose canonical vector normalization, , and the convention that the Fayet–Iliopoulos term contributes . In a constant Lorentz-invariant vacuum with vanishing gauge field strength, the gaugino transformation contains
A nonzero therefore shifts a fermion by a constant under supersymmetry: no invariant vacuum can have this expectation. With only D-term breaking, the Goldstino is the gaugino . If F-term expectation values were present too, the Goldstino would instead be the corresponding linear combination of matter fermions and gauginos.
For a genuinely charged single chiral superfield, , gauge invariance forbids every nonconstant polynomial superpotential in that field. The renormalizable superspace action is consequently
where . A constant superpotential is dynamically irrelevant in global supersymmetry. Take the standard vector expansion with highest component . In the matter exponential, the term then contributes . The gauge kinetic chiral integral contributes , and the FI term contributes . Thus
The auxiliary equations are and . Completing the square gives
This is the single charged-field D-term breaking model. Its vacuum is found by minimizing over , not by assuming that a nonzero FI constant must break supersymmetry.
For , the square cannot be canceled by any . It is minimized at the origin, where
Supersymmetry breaking occurs while the internal gauge symmetry remains unbroken. Expanding the scalar potential about the origin gives
There is no superpotential fermion mass and no gaugino-matter mixing at . Therefore the chiral multiplet mass splitting is
Both real components of the complex scalar have the same positive squared mass; the gaugino is the massless Goldstino. With this sign convention and , the breaking condition is . Reversing the FI sign convention reverses this quoted charge inequality, while the condition that the scalar cannot cancel the auxiliary-field shift is unchanged.
For , the minimum instead satisfies
The nonzero charged scalar expectation breaks the continuous internal gauge symmetry and preserves supersymmetry. To see the resulting supersymmetric Higgs mechanism, choose a real representative and expand . The scalar kinetic term supplies a vector mass, the D-term potential supplies the radial scalar mass, and the Yukawa interaction pairs the two Weyl fermions. They have the common squared mass
The phase field is the absorbed Goldstone mode. There is no Goldstino in this supersymmetric Higgs vacuum; the fields assemble into a massive N=1 vector multiplet. This branch makes explicit that internal gauge breaking and supersymmetry breaking are different phenomena.
If and , the minimum of is . Both supersymmetry and the continuous gauge symmetry are then unbroken, and the fields have zero tree-level masses at that vacuum. For the degenerate uncharged case with no superpotential interactions, a nonzero still breaks supersymmetry in the vector sector, but the free chiral multiplet stays unsplit and cannot Higgs the gauge field. An uncharged field would allow additional superpotential terms, outside the genuinely charged model above.
The calculation is classical. A single charged Weyl fermion has nonzero Abelian gauge and mixed gravitational anomaly coefficients proportional to and ; a complete quantum gauge theory needs an anomaly-canceling completion. The tree-level branches above refer to the specified field content; extra fields in such a completion can change the vacuum structure.
The hierarchy problem concerns the enormous separation between the electroweak scale and a possible fundamental ultraviolet scale such as the reduced Planck mass: whereas . For an elementary Higgs field, heavy states or a physical high-energy ultraviolet cutoff generically generate
Here represents the appropriate dimensionless couplings. Maintaining a small physical Higgs mass then requires a very accurate cancellation against its bare mass parameter. The problem is sensitivity to actual high-energy physics, rather than merely the presence of a quadratic divergence in one choice of regulator.
The cosmological constant problem concerns the much smaller gravitationally observable vacuum energy. In the Einstein equation, a constant term in the effective action contributes to the cosmological constant, with in the usual normalization. Generic zero-point contributions scale as , and vacuum transitions also change . The dark-energy density is only of order . The puzzle is why the total remains so small despite much larger individual contributions. A constant shift of the nongravitational Hamiltonian cannot remove its gravitational effect.
Supersymmetry relates bosonic and fermionic degrees of freedom, including their interactions. Their opposite loop signs cancel the quadratic contributions to a scalar field mass in the unbroken theory. With soft supersymmetry breaking, the surviving correction is controlled by the mass splitting, schematically
Thus a sufficiently low soft-breaking scale protects a small electroweak scale against a much higher ultraviolet scale. This is the useful supersymmetric response to the hierarchy problem.
Exact global supersymmetry also cancels vacuum energy: the supersymmetry algebra expresses the Hamiltonian as a positive sum of anticommutators, so a vacuum annihilated by every supercharge has zero energy. Equivalently, with canonical kinetic terms,
vanishes in a supersymmetric vacuum. However, ordinary particles and their superpartners cannot have the identical mass spectrum of unbroken supersymmetry, so a useful phenomenological theory needs supersymmetry breaking. Its vacuum energy is generically of order the fourth power of the breaking scale; even a scale of order gives about , enormously above the required value. In supergravity, a negative term can cancel positive breaking contributions:
but arranging a tiny residual is a new tuning. Consequently supersymmetry can protect the hierarchy after soft breaking, while its exact vacuum-energy cancellation does not by itself survive realistic breaking.
One higher-dimensional proposal uses large extra dimensions. Take flat compact dimensions of common radius , with gravity propagating in the bulk and Standard Model fields confined to a four-dimensional brane. Reducing the gravitational Einstein-Hilbert action gives
so
A fundamental gravitational scale near a TeV then produces apparently weak four-dimensional gravity through dilution into the large compact volume. For and , is about , using . At distances much smaller than , the gravitational potential scales as ; at distances much larger than it scales as . Confining charged Standard Model fields to the brane avoids a light tower of charged Kaluza-Klein modes associated with the large radius. The primary explanatory challenge is radius stabilization: one must generate and stabilize , rather than simply postulate a huge volume and transfer the original hierarchy into a modulus.
A second proposal is the Randall–Sundrum model. Compactify on an interval, equivalently an orbifold with branes at and , and use the warped metric
A negative bulk cosmological constant and suitably related brane tensions support this geometry. Integrating over the full orbifold interval gives
For a scalar field on the brane at , its induced metric gives the kinetic coefficient and mass coefficient . The canonical field is , hence
With and of the same fundamental order, an exponent -- converts a fundamental mass into a weak-scale mass, without requiring a large proper compactification volume.
Again the separation must be selected dynamically. The original warped solution leaves a massless radion, so merely choosing does not complete the explanation. For example, the Goldberger–Wise stabilization mechanism introduces a bulk scalar field with boundary values and a small mass . Its static equation and solution are
For small backreaction and large , the leading radius-dependent potential is proportional to . Its leading minimum obeys , so a modest boundary-value ratio and a small can give the required exponent. Corrections and the residual four-dimensional cosmological constant must still be controlled. Both proposals need a stable dynamical origin for the compactification geometry; their volume or warp relations alone do not supply it.
Assume global four-dimensional N=1 supersymmetry with canonical kinetic terms and no explicit gaugino mass. Write and . To match the displayed stationarity equation, use ; this differs by a minus sign from the eliminated auxiliary field in the component convention of Solution 2. The real D-terms are , with Hermitian gauge generators. A constant Fayet–Iliopoulos term is permitted only for an appropriate Abelian factor. The scalar potential is
Differentiate with respect to , holding independent:
Thus stationary point conditions gives the first requested identity. Gauge invariance of the superpotential gives . Conjugating it and using Hermiticity gives , the second condition in the form needed below.
At the vacuum, define and . The two conditions combine as
Here the upper equation is stationarity and the lower equation is conjugated gauge invariance. The chiral-superfield fermion mass matrix contributes , and the gauge Yukawa interaction contributes the mixed chiral-fermion/gaugino bilinear. With canonical Weyl fermion and gaugino kinetic terms, and choosing the gaugino phase to put the mixed bilinear in real-sign convention, these terms are
The factor is important: the matrix directly acting on the printed is the same mass bilinear with rescaled gauginos, rather than literally the canonical matrix. In detail, for ,
Since supersymmetry breaking makes this vector nonzero, there is at least one zero mass eigenvalue. A normalized massless fermion is
With the consistent gaugino phase, the inhomogeneous vacuum supersymmetry transformation of is proportional to the same vector . Therefore shifts by a nonzero constant times the transformation parameter: it is the Goldstino, the Goldstone fermion of broken global supersymmetry. The argument guarantees at least one Goldstino zero mode, not the absence of other massless fermions.
For the second calculation, first take only canonical chiral superfields and F-term breaking. At a stationary vacuum , let , and
These follow by differentiating twice. The quadratic scalar potential is
The doubled scalar mass matrix has blocks
Transforming to the canonically normalized real components of preserves its trace, so the sum of real scalar mass squares is . The Weyl fermion mass squares are the eigenvalues of and their sum is . Each Weyl mass eigenstate has two physical spin states. The printed supertrace has scalar sign and fermion weight , hence
The frequently used boson-minus-fermion definition has the opposite overall sign and gives the same zero. The mixing block can split scalar masses but cannot change this trace. This proves the tree-level supertrace mass sum rule; it uses canonical kinetic terms and a renormalizable global theory, rather than a general supergravity or noncanonical effective theory.
In the MSSM, trying to make all squarks and sleptons heavy through direct canonical tree-level F-term breaking encounters this constraint. In an unbroken electric-charge and color sector, the scalar mass-squared trace is twice the trace for its ordinary fermionic partners. More explicitly, take a unit vector minimizing . For , choose so that . The curvature along this real scalar direction is then at most , so at least one scalar mass square is no larger than the smallest fermion mass square in that sector. For one isolated pair the scalar masses are . Thus light quarks can force an unacceptably light squark, or a tachyon, under these assumptions. A hidden supersymmetry-breaking sector with mediation produces effective soft supersymmetry breaking; radiative effects, noncanonical kinetic terms, or supergravity can change the assumptions and allow a viable spectrum. The trace over an arbitrary enlarged theory alone would not locate the light state in the visible sector; the MSSM conclusion uses the conserved-charge block structure.
Write , , , , , and . Assume and, initially, . The supergravity F-term potential is
The canonical Kähler potential gives the identity Kähler metric. The three Kähler covariant derivatives of a superpotential are
Substituting, including the negative term rather than treating the potential as just a sum of squares, gives the exact answer
Here explains the first coefficient. It is strictly positive for real , since . Thus this model's scalar potential is nonnegative everywhere.
In the stated limit , the exponential can be replaced by . The other displayed terms retain the effects of the Kähler covariant derivatives of a superpotential. Small waterfall fields alone do not justify discarding in those derivatives, or expanding in . If also and , the leading result reduces to the global F-term scalar potential
No gauge sector or gauge coupling is supplied, so there is no specified D-term contribution to add.
The supersymmetric vacuum manifold of a bilinear hybrid superpotential is
Indeed and all three Kähler covariant derivatives of a superpotential vanish there, so all supergravity auxiliary fields vanish and supersymmetry is unbroken. The nonnegative scalar potential makes this a global minimum. Conversely zero potential requires , and then ; for this forces . With just the supplied fields this is a complex vacuum manifold before imposing any gauge quotient: the product is fixed but the ratio of and is not. More precisely, it is an F-flat vacuum manifold whether or not a gauge symmetry is specified. If one additionally gauges opposite charges, D-flatness typically imposes , giving up to phases and gauge equivalence; that is an extra assumption, not a consequence of and alone.
The other familiar branch of F-term hybrid inflation has . Its nonzero derivative establishes supersymmetry breaking, and its exact scalar potential is
The canonical-Kähler correction to an F-term hybrid valley begins as
In particular the inflaton quadratic mass cancels at this order; the first lift of the global flat valley is quartic in .
To identify when this branch is a transverse minimum, rephase the waterfall fields so that is real positive. To quadratic order in , the global scalar potential is
The normalized combinations diagonalize this quadratic form, with
Thus gives a valley of transverse minima, while below the threshold the negative eigenvalue produces the waterfall instability in F-term hybrid inflation.
The exact supergravity correction to this stability test is also available without taking small. Put . Expansion of the exact supergravity F-term potential about gives equal diagonal coefficients and off-diagonal magnitude . Hence
For the usual sub-Planckian symmetry-breaking scale , the lower eigenvalue is . It is positive for the familiar sub-Planckian valley , and changes sign near .
The printed assertion of two full minima requires qualification. The broken branch is a transverse inflationary valley, not generally a second stationary minimum of the complete supergravity potential. In fact
Its only stationary point in is the origin. For that point has a negative waterfall eigenvalue . A direct counterexample is the path , with real small , after rephasing :
The negative quadratic coefficient proves it is not a minimum. No loop corrections or additional stabilizing interactions were specified that could create the requested second stationary vacuum. The mathematically supported interpretation is a SUSY-breaking transverse valley and a zero-energy supersymmetric vacuum minimum manifold. The limit on alone does not fix the parameter range ; the familiar waterfall conclusion uses the sub-Planckian range just stated.
In the corresponding global theory the exponential prefactor, Kähler corrections to and universal term are absent. Its valley has exactly constant tree-level energy for all , whereas canonical supergravity lifts it by the quartic correction above. The supersymmetric vacuum , and its zero energy persist in both descriptions. If , the origin and the axis instead have vanishing F-terms; the broken-valley interpretation does not apply.
Work in the supplied Planck units and write . The nonzero components of the Kähler metric and its inverse are
The Kähler covariant derivatives of a superpotential are
In the supergravity F-term potential, cancels its negative universal term. This is the no-scale supergravity identity. The exact answer is therefore
In particular is a global minimum for every in the domain, with zero vacuum energy.
Use the standard convention for a supergravity auxiliary field, . In this convention
At the minimum these become
Thus supersymmetry breaking occurs if , despite the vanishing vacuum energy. Indeed is precisely canceled by the negative gravitino contribution. For the asserted breaking does not occur: both supergravity auxiliary fields vanish at , so this vacuum is supersymmetric.
For completeness, the full set of finite zero-energy minima includes additional branches. For , the condition reduces, after factoring , to
For every there is a unique positive solution of , since the left side increases strictly from zero to infinity. There are three associated phases,
These also give , and on each branch . Consequently but , so these are also supersymmetry breaking no-scale vacua with a cubic matter superpotential. A supersymmetric finite vacuum would require , hence , and then ; this is possible only at with .
The scalar potential is independent of everywhere. On every zero-energy vacuum branch it is also independent of , so both real components of are flat directions of a scalar potential at the vacuum. Away from , the real direction is not flat: , giving a runaway towards rather than a finite positive-energy stationary point. The zero-energy branches have no continuous flat direction of a scalar potential in ; their allowed values are isolated. This is why the vacuum does not select a unique numerical gravitino mass: the modulus is unfixed.
The gravitino mass from a superpotential is . On the conventional branch,
On a nonzero- branch it is instead
When , the only finite zero-energy matter solution is and , with unbroken supersymmetry. These results exhibit the distinction between vanishing vacuum energy and vanishing supersymmetry breaking auxiliary fields in a no-scale supergravity model.
For a single chiral superfield, the supergravity F-term potential, with restored, is
The canonical Kähler potential has , so the Kähler covariant derivative of a superpotential is
Consequently the Polonyi model has the scalar potential
The negative term is essential; retaining only the square of the supergravity auxiliary field would give the global F-term scalar potential rather than the supergravity F-term potential.
Set and . In this notation , where
At , , one has and , so . To prove that this is a local minimum in both real directions, rather than checking only the real axis, put . Direct expansion gives the stable zero-energy Polonyi vacuum identity
Every coefficient outside the square is strictly positive, and the exponential factor is positive. Thus everywhere and equality requires , provided . This proves the stronger conclusion
a unique global minimum of this Polonyi model. If , the scalar potential vanishes identically and this uniqueness and supersymmetry breaking conclusion do not hold.
For an independent local stability check, the Hessian matrix of at this global minimum is diagonal:
Since and its first derivatives vanish there, differentiating the exponential introduces no additional Hessian matrix terms at the global minimum. For canonically normalized real fluctuations , the squared scalar masses are therefore
which are both positive.
Although the vacuum energy is zero, the supergravity auxiliary field is not. In the convention , its vacuum expectation value obeys
The matter fermion transformation contains a term proportional to , so no nonzero constant supersymmetry parameter leaves this vacuum invariant. Hence supersymmetry is spontaneously broken even though the vacuum energy vanishes: the positive auxiliary field contribution cancels the negative gravitational term. The matter fermion supplies the goldstino, which is absorbed by the gravitino in the super-Higgs mechanism.
Using the gravitino mass from a superpotential, and , gives
An auxiliary field has mass dimension two. Defining the supersymmetry breaking scale by , one obtains
Thus the gravitino mass is small compared with the supersymmetry breaking scale when that scale is sub-Planckian, as in the usual hierarchy . This smallness is gravitational suppression; it is not a conclusion valid for arbitrary choices of the mass parameter.
Use the scalar components of the three chiral superfields, and set , , and . We assume the physical sign and a nonzero coupling . The coefficient below is exactly the coefficient in the supplied D-term scalar potential; it should not be silently replaced by a differently normalized squared gauge coupling. The canonical Kähler potential has identity Kähler metric, and the three Kähler covariant derivatives of a superpotential are
Substitution in the supergravity F-term potential gives
In particular, the subtraction cancels only half of the six terms contributed by the three squares. The full scalar potential is
Its nonnegativity follows term by term from and . This is a special property of this cubic superpotential, not of a general supergravity F-term potential.
The D-term vacuum branches of a cubic superpotential must be described as branches: there are not two isolated field-space minima. First suppose . Vanishing of requires , and vanishing of the D-term scalar potential requires . Together these conditions give the vacuum expectation values
The phase of lies on a gauge orbit, and one may choose it positive and real. At this global minimum, all and the real auxiliary field of the vector multiplet vanish. It is a supersymmetric vacuum, even though the internal gauge symmetry is spontaneously broken. For , interchange and : the nonzero vacuum expectation value has magnitude . For , the supersymmetric vacuum is the entire family , with arbitrary.
The other branch has and arbitrary . Here but the real auxiliary field is nonzero for , and
Thus this branch has pure D-term supersymmetry breaking and a flat direction of a scalar potential in the neutral scalar. It is not stable at every neutral-field value. At a fixed , expansion in the charged scalars yields
Hence the two charged squared masses and the stability condition are
Above this threshold, both charged directions have positive mass squared. Continuity makes them uniformly positive in a sufficiently small neighborhood of the chosen neutral-field value, so the stationary branch is a genuine, non-strict local minimum valley. Its neutral direction stays flat. Below the threshold, a charged mass squared is negative and the branch is a saddle point. At equality it is a boundary of the stable valley, not a local minimum in the full field space: changing slightly downward and switching on the unstable charged field lowers . For example, for , put , , . Since has , one finds .
There are no further local-minimum branches under these generic assumptions. If , the expression for is strictly increasing in , so a stationary configuration with a charged condensate must have . At , an interior critical point with is impossible, because
On the boundary , the relevant scalar potential is ; on it is . Their nonnegative-domain minima give exactly the supersymmetric vacuum described above, or the origin of the charged-field branch. Thus, for nonzero , the two types are the zero-energy supersymmetric gauge orbit and the positive-energy D-breaking minimum valley above the threshold. If , the two types coalesce into the flat supersymmetric vacuum; the literal two-minimum assertion needs this parameter qualification.
In the global supersymmetry limit , the F-term scalar potential becomes and the D-term scalar potential retains its form. The same two types of branches occur, with the threshold . Supergravity instead introduces the exponential and additional positive terms. The goldstino of global supersymmetry breaking is a physical fermion; in local supersymmetry it participates in the super-Higgs mechanism. A positive vacuum energy also gravitates in supergravity. In particular, the positive-energy branch here has and hence vanishing gravitino mass from a superpotential; it is not the tuned zero-energy broken vacuum of Question 3.
There is a further gauge-consistency qualification. In conventional two-derivative matter-coupled supergravity, a constant Fayet–Iliopoulos term gauges an R-symmetry and requires a corresponding nontrivial transformation of the superpotential. The apparent charges make the supplied cubic superpotential neutral, so a nonzero independent constant does not by itself specify a consistent conventional supergravity action. The computed branches are those of the supplied scalar potential; a full embedding needs compatible charges or additional fields. This restriction is explained in Van Proeyen's derivation of the superpotential gauge-covariance condition.
More generally, the supergravity moment-map constraint on D-term breaking follows directly from gauge covariance. If and the moment map is , then at a point with ,
Consequently all chiral auxiliary fields vanishing implies the D-term also vanishes there. This relation has no analogue forcing that implication in an arbitrary global supersymmetry model. Its hypothesis matters: the formal D-breaking branch above has , so it does not contradict the identity. These conventional gauge-completion restrictions are additional to the elementary minimization calculation.