If is a Banach space and is a norm-closed reflexive linear subspace of , evaluation gives the displayed surjection. Restriction is weak-star continuous and maps the closed unit ball onto the target ball by the Hahn-Banach theorem. The Goldstine theorem then makes weak-star dense in , where . Reflexivity of makes this target weak-star topology equal to its weak topology. Convexity and the Hahn-Banach separation theorem convert weak density of this ball image to norm density.
To pass from density to surjectivity, approximate a desired by with and residual at most . Repeat on each residual. The chosen vectors have summable norms, with sum at most , and the residuals tend to zero geometrically. Completeness of produces with . Using any smaller residual ratio proves the infimum lifting norm equals , although that infimum need not be attained. This argument proves onto-ness, rather than merely density of the evaluation functionals.
Mazur theorem Created 2026-09-28 Updated 2026-10-14
The weak closure and norm closure of a convex subset of a real or complex normed space coincide. If a point lies outside the norm closure, the Hahn-Banach separation theorem supplies a weakly continuous linear functional that separates it from the convex set.
The real Hahn-Banach separation theorem says that if is a nonempty open convex set in a real normed vector space and , there is a nonzero continuous linear functional such that .
Put . The prescribed set is open because it is a union of translates of an open ball, and it is convex because both summands are convex. If and , Hahn-Banach separation gives a nonzero with
The displayed supremum is a sum of independent suprema; the symmetry of the unit balls identifies them with the respective operator norms. But , a contradiction. Hence for some and .
To obtain the strict bound on required in the approximation hypothesis, choose sufficiently close to . Then and
Thus the approximation condition holds with exactly . When is a Banach space, the preceding successive approximation for quotient operators proves is a quotient operator. Combining this with the Banach-space adjoint estimate proves
The weak topology is coarser than the norm topology, so norm convergence implies weak convergence, and
For the reverse inclusion, let . The set is closed and convex. The Hahn-Banach separation theorem supplies and such that . The set is weakly open, contains and misses . Hence is outside the weak closure as well. If is empty the equality is immediate. Therefore
The separating functional explains the role of convexity: an arbitrary norm-closed subset need not be weakly closed.
A sufficient geometric form of the Hahn-Banach separation theorem is this: if is a nonempty closed convex set in a real normed vector space and , there exists a continuous linear functional such that
We use this form without proving it, as permitted. We will prove the Krein-Milman theorem for a nonempty compact convex set : is the closed convex hull of its extreme points.
First prove the existence of extreme points by the minimal compact face argument. A face of a convex set is a convex subset such that, whenever with and , both and belong to . Consider all nonempty compact faces of , ordered by reverse inclusion. The set itself is such a face. A chain has a nonempty compact intersection, by the finite intersection property and compactness of . This intersection is convex and a face, since membership in every face forces the same membership of endpoints. It is an upper bound in the reverse order. The Zorn lemma therefore gives a minimal nonempty compact face .
If contained distinct , geometric separation of one point from the other would give a continuous real linear with . Compactness supplies a maximum . The set is a nonempty proper compact convex subset. It is also a face of : if a strict convex combination belongs to , first the face property of puts both endpoints in , and then linearity and maximality of force both their values to equal . Thus contradicts minimality of . Hence , whose face property says precisely that is an extreme point of . The same argument starts with any nonempty compact face, so every such face contains an extreme point of .
Let be the set of all extreme points of and . It is nonempty, and because is closed and convex. Suppose . Geometric separation gives a continuous real linear with . Let and consider the maximizer face . It is nonempty, compact and a face of , so the previous argument gives an extreme point . But , while
a contradiction. Therefore every point of belongs to the closed convex hull of its extreme points, proving
Neither completeness of the ambient normed space nor finite dimensionality was used; compactness is the key hypothesis.
For Banach spaces and , define the weak -norm of a finite family by
A bounded linear operator is an absolutely p-summing operator if for every finite family. The least constant is .
The Pietsch factorization theorem states that such an operator admits a probability measure on with its weak-star topology such that
Equivalently, let be the evaluation embedding and the natural map. There is a bounded linear operator , where , such that and . Conversely, any such factorization makes an absolutely p-summing operator, with . The final operator is required on this closed subspace ; no extension to all of is assumed.
Here is the existence proof. If the conclusion is immediate. Otherwise write . The Banach-Alaoglu theorem makes compact, and is continuous for each . For finitely many vectors , put
We claim the compact convex hull of meets . If it did not, finite-dimensional Hahn-Banach separation theorem would give weights with
The weights are nonnegative because the second convex set is unbounded in every positive coordinate direction. This strict inequality contradicts the defining summing inequality applied to . Thus a finite convex combination of the vectors lies coordinatewise above . Equivalently, a finitely supported probability measure satisfies all these finitely many domination constraints.
By the Riesz-Markov-Kakutani representation theorem, probability measures on compact are the positive norm-one functionals on taking the constant function to one. They form a compact set in the weak-star topology, by the Banach-Alaoglu theorem. Each domination constraint is closed. The finite feasibility just proved gives the finite intersection property, hence one measure satisfies every constraint.
Define . The domination inequality makes this well-defined and bounded by , and completeness of extends it to . Conversely, any factorization satisfies
This proves both directions of the Pietsch factorization theorem, including the optimal factorization norm.
For the multiplication operator, let and take . Point evaluations are norm-one linear functionals on , so
Thus is an absolutely p-summing operator and . Taking the single function gives the reverse inequality, so
For , the explicit domination measure on is , pushed into by . For everything is zero; no essential boundedness of is needed.
For a discrete group, one standard definition of amenability is the fixed-point property: every continuous affine action on a nonempty compact convex set in a locally convex space has a fixed point. The equivalent state formulation, which may be stated without proof here, is that there is a left-invariant invariant mean on . Equivalently, every unital left-translation-invariant star-subalgebra of admits a left-invariant state, with continuity for the supremum norm; one may equally pass to its norm closure. A state means a positive linear functional of norm one with value one on the constant function one. Restriction proves the subalgebra formulation from the full-algebra version, and taking the full algebra proves the converse. Such a mean is finitely additive on indicator functions, not necessarily countably additive.
Write on and on bounded functions. We prove equivalence of this mean condition, the Reiter condition, and existence of a Følner sequence.
Assume first that an invariant mean exists. Fix a finite set . In the real Banach space with sum norm, consider the convex set
If zero were outside its norm closure, the Hahn-Banach separation theorem would give bounded real functions and such that
for every such . Testing point masses at shows
Applying the positive invariant mean makes the left side zero and the right side at least , a contradiction. Therefore zero is in the closure: for any a finitely supported probability measure makes the sum of the translation defects over less than . Enumerate the countable group, take the first elements for and , and obtain a sequence satisfying the Reiter condition. This proves (1) implies (2).
Next assume (2). An probability measure can be approximated in norm by finitely supported probability measures, by restricting to a large finite set and renormalizing. Replacing by changes each defect by at most . Thus simultaneous small defects for finitely many translations can be achieved with finite support.
For such , set . The elementary identity for gives
If the sum of defects over is less than , some with must satisfy ; otherwise integration would contradict that strict inequality. Applying this layer-cake extraction of Følner sets to successive finite sets of translations gives nonempty finite with each relative boundary tending to zero. Hence (2) implies (3).
Conversely, normalized counting measures satisfy
so (3) implies (2). Finally, from (2) define states . The dual unit ball of is weak-star compact by the Banach-Alaoglu theorem; take a convergent subnet, since this compactness need not be metrizable. Its limit is positive with , and
Thus is invariant, proving (2) implies (1). Together these implications establish all three equivalences. Countability is used to obtain sequences from finite tests; it is not a justification for replacing the compactness subnet by a subsequence.
For a unital star-subalgebra , the Von Neumann double commutant theorem states
Here is the commutant of an operator algebra, consisting of operators commuting with every element of . The double commutant is closed in either topology: multiplication by a fixed bounded operator is continuous in both. Therefore both closures of lie in .
For the converse, let and choose finitely many vectors . In put
It is invariant under the diagonal action of and its adjoints, so its orthogonal projection commutes with that diagonal action. Consequently each matrix entry belongs to . The diagonal operator with entry therefore commutes with . Since , the tuple belongs to , and hence so does . By the definition of , one element approximates this entire tuple arbitrarily closely. This is exactly approximation in every strong-operator neighborhood of . It proves and thus both asserted equalities. In particular, is a Von Neumann algebra.
The Kaplansky density theorem strengthens the result by preserving norm bounds:
It also holds for the self-adjoint and positive unit balls; the full ball can in fact be approximated in the strong-star topology, meaning strong convergence of both operators and adjoints. We prove the bound rather than merely scaling the unbounded approximants furnished by the double commutant theorem.
First put , a unital C-star algebra. Its self-adjoint part is weak-operator dense in : symmetrize any weak approximating net. For a convex subset, strong and weak operator closures agree. To see this explicitly, separation from a strong closure supplies a continuous real functional on finitely many image vectors, hence one of the form , which is also weak-operator continuous. The Hahn-Banach separation theorem would then separate the point from the weak closure as well. Thus every self-adjoint is a strong limit of self-adjoint , initially without a common norm bound.
The needed functional-calculus continuity follows directly from resolvents. The resolvent identity gives
The first factor has norm at most one, so the right side tends strongly to zero. The same holds at . Both resolvent nets are uniformly bounded, so their products converge strongly. Their scalar functions generate a self-adjoint algebra separating points of and vanishing at infinity. The Stone-Weierstrass theorem, applied to the one-point compactification, makes this algebra uniformly dense in . Uniform approximation and the functional-calculus norm bound therefore show
This proves strong continuity of functional calculus through resolvents without an unjustified uniform bound on the original .
If and , choose a real compactly supported continuous equal to the identity on and bounded in absolute value by one. Then are self-adjoint contractions and converge strongly to . For a positive contraction , choose instead equal to the identity on ; this gives positive contractions. These prove the two restricted versions for .
For an arbitrary contraction , apply the self-adjoint result in the matrix algebra to
The strong closure of is , since finitely many entries may be approximated simultaneously. The upper-right entries of the approximating self-adjoint contraction matrices belong to , satisfy , and converge strongly to . The lower-left entries are and converge strongly to . This proves the full strong-star assertion for .
Finally transfer the bounds from to the possibly nonclosed algebra . A contraction has an approximant with , so is an -contraction within of . Self-adjoint approximants are obtained by symmetrizing first. For a positive contraction, approximate by and use the positive contraction , which tends in norm to as . Combining these norm approximations with each finite-vector strong approximation proves all versions for . The reverse inclusions follow because the relevant norm bounds and the inequalities defining a positive operator are preserved by strong limits.
The dense commutant orbit makes separating for , so is well defined on the dense subspace . Put . The assumed identity says that this positive vector functional is a tracial positive functional. Hence
It extends to an antiunitary involution on , with . This is the modular conjugation, and the modular operator in this tracial case is .
On the dense subspace ,
Thus it acts by right multiplication and commutes with all left multiplications; . We prove the reverse inclusion rather than assuming the general Tomita commutation theorem.
Let , , and . The set
is weakly compact and convex. Indeed, trace-class duality and the Banach-Alaoglu theorem make the bounded-operator ball compact in a topology stronger than the weak operator topology. The algebra is weak-operator closed, and is weakly continuous, so its image is weakly compact.
For use the polar decomposition of a bounded operator , . Both and belong to : continuous functional calculus gives , and tends strongly to . The polar decomposition is proved independently in Question 8. Since commutes with ,
The trace identity gives
Therefore . Meanwhile
with the supremum attained by . For the upper bound, traciality gives ; evaluating this on bounds its absolute value by .
These support inequalities imply . Otherwise the Hahn-Banach separation theorem would separate from this closed convex set by a real inner-product functional. Since is dense, its separating vector could be approximated by some , preserving strict separation, contrary to the displayed inequality. Thus for an of norm at most .
The bounded operator commutes with and sends to . It agrees with on the cyclic vector and therefore on all of , hence on . This proves , and so
For the regular representation, take . It is cyclic for the left action and for the commuting right action. On finite sums of left translations, its vector functional is the identity coefficient, so . This extends to the whole group von Neumann algebra by the bounded strong-star approximations of Question 6, taking limits of the vector functional and products. The conjugation is explicitly
Consequently
Thus the commutant in (b) is exactly the Von Neumann algebra of right regular translations, with the inverse in fixing the representation convention.
We first prove the algebraic extension step needed for Hahn-Banach separation theorem. Suppose is a finite sublinear functional on a real vector space and is a linear functional on a vector subspace , with there. For , choose a real number between
This interval is nonempty: for any ,
Taking or also bounds the endpoints by finite numbers. Define . For , the upper bound for , applied to , proves . For , writing and using the lower bound at proves the same inequality. The case is the original domination. Thus a dominated linear functional extends over one further direction. Order all dominated extensions by extension of their domains. A chain has its union as an upper bound, so Zorn's lemma supplies a maximal extension. The one-direction argument shows its domain is the whole vector space. This proves the required algebraic Hahn-Banach theorem, rather than assuming the separation result.
Choose , and put . This is a radially open convex set containing zero. It is absorbing: along each line through zero, sufficiently small multiples of any vector lie in . Its Minkowski functional
is finite and nonnegative. Positive homogeneity follows by rescaling . If and , convexity gives , proving subadditivity by taking infima. Moreover,
Indeed, gives for some , hence by convexity and . Conversely, radial openness at permits for some , giving .
Since , and for every . Define a linear functional on by
It is well defined because . For , write ; then . For , domination follows from . The extension step therefore gives with , and . If , then
so . Consequently
Because , this kernel of a linear map has codimension one and is a hyperplane. This establishes the geometric Hahn-Banach theorem for radially open sets without assuming a norm or a topology on .
For the convex function, use its strict epigraph in . It is nonempty and convex, and does not contain . It is also radially open: on every affine line, a finite convex function is continuous. To justify this last fact, convexity orders secant slopes; on a smaller interval the slopes are bounded above and below by slopes to two fixed exterior endpoints, giving a local Lipschitz bound. Thus is continuous, and a strict negative value persists near .
Apply the separation theorem with the zero subspace. A nonzero separating linear functional has form . Its values on the convex epigraph cannot have both signs, since a line segment would then meet its kernel. Choose the sign so that on the epigraph. At and this gives . Letting decrease to yields . Therefore
The resulting linear functional need not be nonzero: for example, the zero functional is the only linear minorant of on .
Now suppose the norm and continuity hypotheses hold. Domination at and gives
If and in norm, apply this inequality to . Since and both bounding values tend to , we obtain . The kernel of a linear map is therefore closed.
Finally, a linear functional with closed kernel on a normed vector space is continuous. If , this is immediate. Otherwise choose with and put . Closedness gives . For , , so . The same resulting bound holds when :
This proves continuity and explains exactly how closedness of the kernel is used.
First we prove the Krein-Milman theorem in the required setting. If is empty the conclusion is immediate, so assume it is nonempty. A face of a convex set is a convex subset with the property that an interior point of a segment in belongs to only if both endpoints do. Consider all nonempty weakly compact faces of , ordered by reverse inclusion. A chain has a nonempty intersection by compactness and the finite intersection property; that intersection is again a compact face. The Zorn lemma gives a minimal compact face .
If contained distinct points, a bounded linear functional separating them would be nonconstant on . Its maximizer set is a nonempty proper compact face of , hence a face of , contradicting minimality. Therefore is a singleton and its member is an extreme point of . The same reasoning applies to each nonempty compact face of , so each such face contains an extreme point of .
Let be the norm-closed convex hull of the extreme points of . A weakly compact subset of a Banach space is weakly closed, hence norm closed, so . If , the Hahn-Banach separation theorem gives with . The maximizer face of on contains an extreme point of . Then , contradicting . We conclude
Norm and weak closed convex hulls coincide by the same separation theorem. The printed phrase “closed convex cover” is understood in this standard closed-convex-hull sense.
Now work in the real space of continuous functions on a compact space on the Cantor set. The extreme points of a real continuous-function unit ball are exactly the continuous sign functions:
If , continuity supplies a neighbourhood where . The Cantor cylinder sets form a clopen base, so choose a nonempty cylinder inside that neighbourhood. Its indicator function is continuous, and are distinct members of with midpoint . Hence is not extreme. Conversely, if is pointwise sign-valued and with , equality at the endpoint of the scalar interval forces at every point.
To prove the closed-hull assertion without assuming weak compactness, take and . A sufficiently fine finite partition of into Cantor cylinders has oscillation of less than on each cell, by uniform continuity. Choose a value on each cell and let be the corresponding continuous step function. Then . For each sign vector , let take value on cell , and assign the weight
These weights are nonnegative, sum to one, and satisfy . Thus is a convex combination of extreme points. This is clopen sign approximation in the real Cantor unit ball, proving
Nevertheless is not weakly compact. The suggested functions lie in and converge pointwise to the function equal to zero at and one at every other point of . It is discontinuous at zero, since tends to zero. If were weakly compact, the sequence, viewed as a net, would have a weakly convergent subnet with limit in . Point evaluations are bounded linear functionals, so that subnet would have the same pointwise limit; its indices are cofinal in the original sequence. The limit would therefore be the discontinuous function just described, a contradiction. This discontinuous pointwise limit obstruction to weak compactness gives the required failure of weak compactness, despite the closed-hull equality.
Consider the restriction operator
It is onto: otherwise its range, a vector subspace of the finite-dimensional vector space , would have a nonzero annihilator in . That annihilator would be an vanishing on all of , so , a contradiction. Moreover is open. To see this directly, choose preimages of a basis of ; they define a linear right inverse , continuous because its domain is finite-dimensional. Small changes of an image can then be lifted by small changes using .
Put and . It is open and convex in . If , the Hahn-Banach separation theorem gives a nonzero real linear functional on , represented by some , such that
But , contradicting . Therefore , and the finite-dimensional interpolation form of Goldstine's theorem yields
If one simply takes .
To recover the Goldstine theorem, start with and finitely many tests . Apply the result to their span with a small parameter . The resulting need not lie in , but does. For every test,
Choosing sufficiently small puts in any prescribed basic weak-star neighborhood. This proves the asserted weak-star density of the closed unit ball. The reverse inclusion follows because is weak-star closed, being the intersection of the conditions for .
Suppose the weak-star closure of were a proper linear vector subspace of . The Hahn-Banach separation theorem would give a nonzero weak-star continuous linear functional vanishing on it. A continuous dual of a weak-star topology consists precisely of evaluations at points of : continuity bounds the linear functional by finitely many evaluations, so it factors through their finite-dimensional coordinate map and is a linear combination of them. Thus some would satisfy for all . The norming inequality would imply , a contradiction. Every norming subspace of is weak-star dense.
For the infinite-codimension example, take
Here is the absolutely summable sequence space and is the space of sequences converging to zero, a norm-closed vector subspace of . The dual identification is : a bounded sequence defines a linear functional of norm , and every linear functional on has this form by evaluating on the coordinate vectors and using density of finitely supported sequences.
For , use the finitely supported sequence whose first entries are and whose remaining entries vanish. It belongs to , has norm at most one, and
The reverse inequality follows from . Hence is 1-norming for , an instance of vanishing sequences norm the summable sequence space.
To prove infinite codimension, take disjoint infinite sets
Their indicator sequences have linearly independent classes in . Indeed, a finite combination has the constant value on ; if it tends to zero, every must vanish. Thus the quotient is infinite-dimensional.
If , the family of proper containing half-spaces is empty and its intersection is, by convention, . If , every closed half-space contains it and their intersection is empty. Now suppose is a nonempty proper closed convex set. Take and let be its Euclidean projection onto a convex set. This projection exists: a minimizing sequence can be restricted to a bounded ball, and closedness gives attainment. It is unique by convexity and strict convexity of squared distance.
For , the segment remains in for . Minimality at implies
Thus the closed half-space contains but excludes , since . Every point outside is excluded by at least one containing half-space. The reverse inclusion is immediate, giving
This is the half-space representation of a closed convex set. The argument gives an explicit separating hyperplane rather than just citing a Hahn-Banach separation theorem.
The weak topology on a normed vector space is , the coarsest topology making every bounded linear functional continuous. A neighbourhood base at is given by finitely many inequalities , with . In the complex case, separation uses real parts of bounded linear functionals.
Mazur theorem states that the weak closure of a convex set equals its closure in the norm topology. The weak topology is coarser than the norm topology, so the norm closure is contained in the weak closure. Conversely, if is outside the norm closure of a convex set , the Hahn-Banach separation theorem gives and with . The corresponding weak topology neighbourhood of misses , so is outside its weak closure. This proves Mazur theorem, including the empty-set case. In particular, if converges weakly to , then is in the weak closure of every tail and therefore in the norm closure of its convex hull. Choosing a finite convex combination of the th tail within of proves the usual Mazur lemma formulation as well.
The weak-star topology on the continuous dual space is : convergence means pointwise convergence on , and a neighbourhood base prescribes finitely many evaluation inequalities. The Banach-Alaoglu theorem states that the closed unit ball of is compact in this weak-star topology, even if is incomplete. Embed this closed unit ball into
where or . Each factor is compact, so is compact by the Tychonoff theorem. Inside , the equations and define a closed set. Every such point defines a linear functional satisfying , hence belongs to the closed unit ball of . Thus this image is closed in . The product topology on it is exactly the weak-star topology, proving Banach-Alaoglu theorem. Evaluations also separate its points, so the weak-star topology is Hausdorff.
For the canonical embedding into the bidual , we have . Restricting all evaluations at therefore gives exactly . Thus the induced subspace topology is the weak topology on .
Now identify with . Let be a bounded convex set, write for its norm closure in , and let be its weak-star topology closure in . Boundedness places in a multiple of the closed unit ball of , so is compact by Banach-Alaoglu theorem. The preceding subspace topology identification and Mazur theorem give
If is a weakly compact set, its image in the Hausdorff weak-star topology is compact and therefore closed. It contains , so . Conversely, if , the displayed identity gives , and its compactness is precisely weak compactness in . Hence . This argument also covers .
For a bounded linear operator , its Banach-space adjoint is , defined by . Evaluation at any fixed is thus evaluation at after applying . Each is continuous in the relevant weak-star topology, proving that is weak-star continuous. Applying the same result to shows that is weak-star continuous. Direct evaluation gives
Use for the closed unit ball; using the open ball gives the same norm closure of . Goldstine theorem says that is weak-star dense in . Put . It is compact and closed in the weak-star topology by Banach-Alaoglu theorem and the established continuity. It contains . Conversely, Goldstine theorem gives, for every , a net from converging weak-star to ; its image converges weak-star to . Consequently
Apply the preceding bounded convex set criterion in , and then scale the closed unit ball. We obtain the bidual characterization of weakly compact operators:
The canonical embedding into the bidual on the right specifies exactly which copy of is intended.
All vector spaces in this solution are complex, while convex combinations use real coefficients. An extreme point of a convex set is one for which , and , forces . Equivalently, is not the midpoint of two distinct points of .
The Krein-Milman theorem says that every nonempty compact convex set in a Hausdorff locally convex space is the closed convex hull of its extreme points. Here is a proof. A face of a convex set is a convex set such that whenever an interior point of a segment in belongs to , both endpoints belong to . Consider nonempty compact faces, ordered by reverse inclusion. A chain has nonempty intersection by compactness and the finite intersection property; that intersection is again a compact face. The Zorn lemma therefore gives a minimal nonempty compact face .
If contains distinct , a continuous real linear functional on the underlying real locally convex space distinguishes them. Such a linear functional exists because the space is Hausdorff and locally convex, by the Hahn-Banach theorem. The maximizers of on form a nonempty proper compact face of . A face of a face is a face of , contradicting minimality. Therefore is a singleton, yielding an extreme point. The same argument inside any nonempty compact face of supplies an extreme point of lying in that face.
Let be the closed convex hull of the extreme points of . It is a nonempty closed subset of compact , hence compact. If , the Hahn-Banach separation theorem provides a continuous real linear functional with . Its maximizer set on is a nonempty compact face, which contains an extreme point of . But and , a contradiction. Thus , proving Krein-Milman theorem.
For a nonempty compact Hausdorff space , the extreme points of the dual unit ball of C(K) are
This is the permitted description without proof, with denoting the complex space of continuous functions on a compact space equipped with the supremum norm. If is empty, and the closed unit ball of its continuous dual space has the single extreme point instead.
The complex Banach–Stone theorem states that a surjective complex-linear isometric isomorphism of normed spaces has the form
where and is a homeomorphism. Conversely, every such map is a surjective complex-linear isometric isomorphism of normed spaces for the supremum norm.
To prove this, suppose first that are nonempty. The Banach-space adjoint is a bijective isometric isomorphism of normed spaces on the continuous dual spaces, so it bijects their closed unit balls and preserves extreme points. The displayed extreme point description gives uniquely
Uniqueness follows by evaluating at the constant function , and then using that continuous functions separate points of a compact Hausdorff space. Evaluation gives the required formula for , and is continuous. Surjectivity of on extreme points proves surjectivity of : the preimage of any is for some . If , every function in the range of has equal values at these two points after division by ; surjectivity of and separation of points force . Thus is bijective.
For every , is continuous. The evaluation map , , is a continuous injection of a compact Hausdorff space into a Hausdorff product topology, hence a homeomorphism onto its image. Continuity of every coordinate proves continuity of . A continuous bijection between compact Hausdorff spaces is a homeomorphism. Conversely the weighted-composition formula plainly preserves the supremum norm, and its inverse is
If one compact space is empty, a surjective isometric isomorphism of normed spaces forces the other to be empty, and the empty homeomorphism gives the corresponding trivial case. This completes Banach–Stone theorem.
Neither the space of sequences converging to zero nor can be isometrically a continuous dual space of a Banach space. Indeed, every nonzero continuous dual space has a nonempty weak-star compact closed unit ball by Banach-Alaoglu theorem, and Krein-Milman theorem then guarantees an extreme point. A bijective linear isometry preserves extreme points of closed unit balls.
The closed unit ball of has no extreme points. Given with , choose with and . The two distinct elements remain in that closed unit ball and have midpoint .
The closed unit ball of the complex Lp space also has no extreme points. An element of norm less than one can be perturbed by a sufficiently small nonzero Lp space element in both directions. If , the non-atomic measure admits a measurable set of mass ; for example the continuous function attains . Put . For , the distinct functions both have Lp norm
with the two coefficients interchanged for the minus sign. Their midpoint is . Thus neither proposed space is isometrically a Banach dual.
Finally, is a connected space, whereas is disconnected. They cannot be homeomorphic. By Banach–Stone theorem, and are not isometrically isomorphic as complex Banach spaces.
For a convex subset of a Banach space, weak closure equals norm closure. The Mazur theorem states that for every convex set ,
Since every bounded linear functional is norm-continuous, the weak topology is weaker than the norm topology, giving .
For the reverse inclusion, use this form of the Hahn-Banach separation theorem: if is a nonempty norm-closed convex set in a real normed vector space and , there is a continuous real-linear functional such that
Apply it to . In a complex Banach space, use the underlying real space; every continuous real-linear is the real part of the complex bounded linear functional . The separating strict inequality gives a neighbourhood open for the weak topology of disjoint from , so . The empty set case is immediate. This proves the Mazur theorem.
A weakly null sequence has disjoint convex blocks converging to zero in norm. If , then for every starting index ,
The Mazur theorem places in the norm closure of that tail convex hull. Thus a finite convex combination of vectors from any tail can have norm less than any prescribed .
Choose the convex blocks recursively. After selecting the previous terminal index , let , and choose a finite convex combination from with norm less than . Choose beyond its largest used index, padding the intervening coefficients and the final coefficient with zero. This ensures the printed strict condition as well as . Setting unused coefficients to zero yields
Therefore in norm. The recursive tail selection is what makes these convex blocks, rather than merely unrelated convex combinations.
Next suppose is separable and is bounded. Use the canonical embedding into the bidual , where . If , then . The Banach-Alaoglu theorem makes this ball compact in , and weak-star metrizability of the dual ball makes it metrizable because its predual is separable. A compact space that is a metric space is sequentially compact, so some subsequence satisfies
The limit need not belong to ; it is precisely the use of the bidual space that supplies compactness without assuming reflexivity.
For a convex block , every satisfies
Both and tend to , so
This is the useful convex-block cancellation of a weak-star limit; it does not require the limit to be a vector in .
The quotient sequence has approximate lifts in that are weakly null after passing to a subsequence. Let be the quotient map, with the quotient norm. Since , choose such that
This uses the infimum defining the quotient norm and does not assume that it is attained. By the preceding compactness argument, pass to a subsequence with a common weak-star limit in . Its quotient images form a weakly null sequence.
Apply the convex block construction to in the quotient Banach space. Using the same coefficients on gives convex blocks
Set . The convex-block cancellation of a weak-star limit proves , while
Thus the approximate weakly null lifting through a quotient is achieved with the required bound:
Use the Fourier transform convention , with inverse factor . The Paley–Wiener–Schwartz theorem can be stated with sharp convex support: for a nonempty compact convex set , let its support function be . Then is the Fourier transform of a unique distribution supported in if and only if it is entire and
for some and nonnegative integer . For , this is the familiar bound . Allowing some characterizes all compactly supported distributions. Here the extension of the Fourier transform is , interpreted with a cutoff equal to one near the support of a distribution.
First suppose . Fix one smooth cutoff function equal to one near . Pairing the resulting compactly supported exponential with shows that is an entire function: differentiation with respect to inserts , and the power series converges in the test-function seminorms uniformly on compact subsets of .
To keep the exponential type exactly , rather than that of a fixed larger neighborhood, use a shrinking-cutoff exponential-type estimate. There are cutoffs equal to one on , supported in , and satisfying for . One construction convolves the indicator of with a unit-mass mollifier supported in . Continuity of on a fixed compact neighborhood gives a finite order of a distribution there. By the product rule,
Taking proves the required bound with , since the extra exponential factor is at most . The value of the pairing is independent of the chosen cutoff because all cutoffs agree near . Thus the forward direction has the exact asserted support function, without an unproved estimate on derivatives restricted only to .
Conversely, suppose the entire has the stated bound. Its restriction to real frequency has polynomial growth, so define a tempered distribution by
The Schwartz space decay makes this integral absolutely convergent and continuous; by Fourier inversion, on real frequency. It remains to prove the support assertion by mollifier regularization for contour recovery of support.
Choose a nonnegative unit-mass mollifier supported in , and set
On real frequency, decays faster than any polynomial after enough applications of integration by parts to ; hence is smooth, by differentiation under the integral sign. More generally, for every integer there is such that
To obtain this estimate, write the transform of as the real-frequency transform of and integrate by parts; each derivative introduces at most one factor of .
Fix a unit vector and take . A contour-shift proof of the Paley–Wiener–Schwartz theorem moves the inverse-transform contour to :
Here is a justification of the shift. Rotate coordinates so is the first coordinate direction, apply the Cauchy integral theorem on a rectangle in the first complex variable, and integrate over the other real variables. For fixed , the vertical sides at real part have an integrated bound proportional to , and hence vanish as . The same decay bounds give absolute convergence on the horizontal sides. No contour shift of an unregularized polynomially growing integral is needed.
Positive homogeneity of the support function now gives
If , the Hahn-Banach separation theorem supplies a unit vector with . Letting proves . Therefore and .
Since and its modulus is at most one on real frequency, the dominated convergence theorem in the formula for gives as tempered distributions, and thus as distributions. A test function supported outside has positive distance from , so its pairing with is zero for all sufficiently small . This proves . The Fourier transform of a compactly supported distribution constructed in the forward direction equals on ; applying the one-variable identity theorem successively in each coordinate extends the equality to . Injectivity of the Fourier transform of a tempered distribution proves uniqueness and completes both directions.
For the independence application, put and . The ball version of the Paley–Wiener–Schwartz theorem supplies a nonzero distribution supported in with . By the Translation property of the Fourier transform,
where . Distinct integer points are at least distance one apart. For distinct positive indices , the largest possible radius sum is . Thus these closed balls, and hence the distribution supports, are pairwise disjoint.
If , injectivity of the Fourier transform gives . For each , choose a smooth cutoff function equal to one near its ball and zero near all other balls. Multiplying the distributional identity by this cutoff isolates . Since is not identically zero, , so . Consequently are linearly independent over . This Fourier independence from disjoint distribution supports uses the quantitative exponential types to establish support separation.
The weak topology is the coarsest topology making every bounded linear functional continuous. A neighbourhood basis at consists of sets for finite families in .
Mazur theorem says that for any convex subset of a real or complex normed vector space,
The norm closure is convex. If is outside it, the Hahn-Banach separation theorem gives a bounded linear functional and a real with . In the real case omit the real part. Thus has a weak neighbourhood missing , proving that the weak closure lies in the norm closure. The other inclusion follows because the weak topology is weaker than the norm topology. In the complex case real separation is converted to a complex functional by .
The sequential formulation, Mazur lemma, follows as well. If , then lies in the weak closure of each tail and hence in the norm closure of its convex hull. Select a finite convex combination of the th tail at norm distance less than from .
A weakly bounded set satisfies for every . Regard as a pointwise bounded family of functionals on . The completeness of the dual space holds even if is incomplete: a norm-Cauchy sequence of functionals has a pointwise bounded linear limit and then converges uniformly on the unit ball. The Uniform boundedness principle therefore gives , and proves norm boundedness.
One can see the precise Baire argument here. The closed sets cover the Banach space . The Baire category theorem makes some contain a ball , after shrinking the radius. For , both and lie in , so . Scaling and the dual norm formula yield . A weakly compact set is weakly bounded because each functional has compact, hence bounded, image. Consequently it is norm bounded.
For a Banach space, let be its canonical isometry. We use two explicitly stated weak-star facts: Banach-Alaoglu theorem makes a dual unit ball weak-star compact, and Goldstine theorem makes weak-star dense in . The weak topology on is carried by to on its image, since their coordinates are the same evaluations .
If is a reflexive Banach space, and Banach-Alaoglu proves weak compactness. Conversely, if is weakly compact, its image is weak-star compact and hence closed in the Hausdorff space . Goldstine density then forces , which implies . This proves the weak compactness characterization of reflexivity:
Finally let be weakly compact and let separate points. If is empty there is nothing to prove; otherwise define
The summands are bounded by and separation makes only for . The coordinate maps are weakly continuous, so the series, being uniformly convergent, makes the identity from weak to metric continuous. A continuous bijection from a compact space to a Hausdorff space is a homeomorphism. Thus induces precisely the weak topology on , the countable separating family metrizes a weakly compact set result. No norm-density of the separating family in is claimed or required.
The weak-star topology is the coarsest topology making continuous for every . Its basic neighbourhoods of zero impose finitely many inequalities .
Suppose first that zero had a countable neighbourhood base in the entire dual. Choose a basic neighbourhood controlled by a finite set , and let . Given , the neighbourhood contains some , hence . If , the Hahn-Banach theorem supplies a bounded linear functional which vanishes on but has . Indeed, the finite-dimensional span is closed, and the functional taking to on its sum with is bounded because . Every scalar multiple of lies in , contradicting . Thus , and has countable Hamel dimension.
If is infinite-dimensional, every finite-dimensional is closed and has empty interior. Completeness rules out their union. For clarity, the Baire category theorem needed here has a direct nested-ball proof: inside a starting open ball choose a closed ball missing , then inside its interior choose a closed ball missing , and continue with positive radii tending to zero. The centres are Cauchy; their limit belongs to every ball and to none of the , a contradiction. A metric topology would have a countable ball base at zero. Hence
This is the weak-star topology on an entire infinite-dimensional Banach dual is not metrizable result. It does not contradict weak-star metrizability of the dual ball for a separable predual: that assertion concerns a bounded subset.
The Banach-Alaoglu theorem states that is compact for for every normed vector space , whether complete or not. Embed it in the product by its evaluations. Each factor is compact, so Tychonoff theorem makes the product compact Hausdorff. The equations expressing additivity and scalar homogeneity define a closed subset of the product. Its elements are exactly the bounded linear functionals of norm at most one, since the coordinate bounds give . The induced product topology is precisely weak-star, proving the theorem.
The theorem printed as “Goldstein” is the standard Goldstine theorem: is weak-star dense in for the canonical embedding into the bidual. To prove it, fix and . The set is convex. If were outside its closure, finite-dimensional Hahn-Banach separation theorem would supply coefficients such that, for ,
The real case omits real parts; in the complex case every real-linear separating functional on has the displayed form. The supremum equals the dual norm by multiplying vectors by signs or unimodular scalars. The strict inequality contradicts . Thus , which is exactly approximation on every prescribed finite family of weak-star coordinates.
Now take with its compact Hausdorff weak-star topology. For each , the evaluation is continuous on , and Hahn-Banach theorem gives . Therefore
is the isometric evaluation embedding into continuous functions on a compact dual ball, over the same scalar field as .
For the final sequential assertions, choose a norm-dense sequence in the separable dual and suppose . Each bounded scalar sequence has a convergent subsequence: divide a bounding interval or square into finitely many smaller closed pieces, repeatedly retain one containing infinitely many terms, and let the diameters tend to zero. Successive extraction for , followed by a diagonal subsequence , makes every converge.
If the conclusion is immediate. Otherwise, for any and , choose with . For sufficiently large ,
Thus exists for every . Taking limits proves linearity, and proves
This diagonal argument includes the continuity estimate rather than appealing to a sequential compactness theorem.
If is not reflexive, choose , scaling a bidual element outside if necessary. The Goldstine theorem proved above supplies with for . Norm density and the bound extend this convergence to every . Hence weak-star. Every subsequence has the same coordinate limits, so a weakly convergent subsequence with limit would give , a contradiction. This sequential Goldstine approximation for a separable dual proves
The construction uses the Goldstine proof already given, not an unproved weak sequential compactness result.