Use flat target spacetime with metric , and let be an independent Lorentzian worldsheet metric. The Polyakov action is
Here is the string embedding map and the string tension. Variation of , followed by integration by parts, gives
Thus the embedding equation is
The boundary term vanishes by periodicity for a closed string. At an open-string boundary it requires, for example, vanishing normal derivative for a Neumann boundary condition, or for a Dirichlet boundary condition. Mixed choices give corresponding endpoint conditions.
Define the induced worldsheet metric . Using , metric variation gives
The second set of equations is therefore the vanishing worldsheet stress tensor:
For a nondegenerate induced metric this says . Substituting into the action gives , proving the classical equivalence of Polyakov and Nambu–Goto actions. The auxiliary metric has not added physical metric degrees of freedom.
There are three important symmetry statements. Worldsheet diffeomorphisms change the parameterization, with transforming as a scalar and as a tensor; the integral is invariant. Weyl transformations leave invariant specifically in two dimensions. These are gauge redundancies. Locally, the two diffeomorphism functions and one Weyl function fix the three independent components of to conformal gauge, . Global worldsheet moduli may remain and cannot be gauged away. Separately the flat-target Poincaré group acts globally on and supplies conserved target momentum and angular momentum, rather than another worldsheet gauge constraint.
In conformal gauge the embedding equations and metric constraints become
or equivalently and . The Virasoro constraints must still be imposed: fixing the metric in the action before varying it would miss them. Residual conformal changes of the two null worldsheet coordinates are generated by these constraints. Classically these statements hold in any target dimension; cancellation of the quantum worldsheet Weyl anomaly is a further condition, not part of the classical variation.
Write the integrand, without its common overall factor, as . Keep each constant Grassmann variable on the left. For the first supersymmetry component, varying the bosonic term gives
Varying its fermion term gives . The plus sign in the second term comes from moving the odd parameter past . The middle terms cancel and the rest form . The second supersymmetry component similarly gives . Hence, off shell,
This proves the local total-derivative identity for rigid worldsheet supersymmetry; the action is invariant when the corresponding boundary flux vanishes and the transformation preserves the allowed fields. A constant parameter preserves a periodic boson and a periodic fermion. In a Neveu–Schwarz sector, however, is antiperiodic for constant and does not preserve the periodic boson. Thus the bulk identity does not supply a global constant supercharge in every spin sector. This is the spin-structure obstruction to constant worldsheet supersymmetry; the local superconformal formulation handles the different sectors consistently.
For independent field variations, integration by parts gives bulk terms
The equations of motion are therefore
For variations vanishing at the temporal ends, the spatial seam term is proportional to the difference between its values at and of
The bosonic part cancels for closed string periodicity, also in a fixed winding sector. For a real fermion impose and the same relation on its variation. Seam cancellation requires , so the two untwisted possibilities are periodic, (Ramond sector), or antiperiodic, (Neveu–Schwarz sector). The two chiralities of a closed string can choose these signs independently, giving R–R, NS–NS, R–NS and NS–R sectors. This discussion assumes the ordinary Lorentz-invariant untwisted boundary conditions of the flat theory.
The chiral equations and boundary signs give the following Fourier series
where in R and in NS. Thus integer or half-integer modes follow directly from the Fourier series monodromy. With the conventional string oscillator normalization their anticommutation relations and reality conditions are
For an open string the endpoint gluing identifies the two sets of coefficients, leaving one R or NS tower.
In ten-dimensional light-cone gauge in string theory, the eight transverse bosonic modes have positive integer level and each NS fermionic creator has a positive half-integer level. For the unprojected low levels of the open RNS string, all states through in the NS sector are
The antisymmetric index restrictions are consequences of fermionic anticommutation; the boson–fermion pair has all 64 choices. The displayed partitions exhaust levels at most . Here the NS normal-ordering constant of a string is .
In the R sector , and the zero modes satisfy . Thus generate the Ramond zero-mode Clifford algebra. The unprojected ground states span a sixteen-dimensional transverse spinor space, . All states in the requested range are
There is no intervening half-level, since all nonzero R modes have integer level. Acting with the zero modes only moves within the ground spinor space and does not generate further independent copies.
The GSO projection keeps odd NS fermion-excitation parity, removing the tachyonic vacuum and the entire NS level. In R it keeps one eigenvalue of total fermion parity, whose zero-mode part is spinor chirality. It leaves eight massless spinor states. At R level one, the retained families are and , of opposite ground chirality, so there are states. The retained NS states are spacetime bosons and the R states spacetime fermions. Consequently the retained levels have at mass zero and at , with no tachyon.
Equality at every higher mass level follows from the standard Jacobi abstruse identity, or equivalently the equality of the transverse generating functions
The left side counts the projected NS bosons, the right side the projected R fermions. Their common coefficients start . This consistent truncation yields spacetime supersymmetry; the bulk worldsheet symmetry alone would not remove the tachyon or impose the projection.
Use units . In critical light-cone gauge in string theory, each chiral sector of the closed bosonic string has 24 transverse string oscillator species. Their generating function is
Each factor sums the independent occupation numbers of the string oscillators at level . For with , the modular transformation of the Dedekind eta function gives
Extract the coefficient by a contour integral and apply the saddle-point approximation to the exponent . The saddle is , with exponent and second derivative . The factor gives , and the Gaussian width gives . Hence
For a noncompact closed string, closed-string level matching imposes equal left and right levels, but does not correlate their transverse polarizations. Therefore the large-level degeneracy of a closed bosonic string is
The mass relation is . Thus with
Distinguish degeneracy per discrete level from a smoothed density per unit rest mass. Since , the latter is
The exponential growth comes from the many ways of distributing string oscillator energy along a string; it is much faster than a fixed finite collection of particle species. The corresponding high-energy entropy is , so its microcanonical temperature tends to . Additional energy can go into very long strings rather than raising the temperature substantially.
The Boltzmann suppression competes with this exponential density. For the string oscillator rest-mass sum alone the large- tail is . It converges for and fails for . To include translational states in 25 noncompact spatial dimensions, take the one-string partition function per unit spatial volume. At large ,
This follows by expanding the energy as and doing a Gaussian momentum integral. Its high-mass contribution is consequently proportional to
This integral is finite at , although nonanalytic there: its first twelve derivatives in are finite, while the thirteenth diverges. The endpoint expansion contains a term proportional to . Thus one must not assert that the canonical partition function necessarily diverges exactly at ; the polynomial prefactor and the spatial spectrum matter. This is the finite canonical partition function at the bosonic Hagedorn threshold distinction. The multi-string ideal gas has the same leading Hagedorn threshold, since the higher occupation-cycle terms probe , , and are nonsingular at .
There is also a spacetime diagnosis. Euclidean temperature makes time a circle of radius . A string oscillator ground state winding once around that circle, with zero momentum number, has
It becomes massless at and tachyonic for . This thermal winding instability of a closed bosonic string signals failure of the perturbative low-temperature gas and motivates a transition to a different high-energy phase, often described in terms of long-string or winding-mode condensation. Free state counting fixes the threshold and its singular behavior, not the interacting phase's endpoint or the order of a transition.
Finally, the ordinary bosonic tachyon is already an infrared instability at zero temperature. The above canonical discussion is a formal analysis of the high-level spectrum with that separate infrared problem regulated. It does not establish a stable thermal vacuum of the unmodified bosonic theory; an actual equilibrium transition requires an appropriate stable setting and control of interactions.
The first massless level of a closed string contains a spin-two field, an antisymmetric two-form and a scalar: the graviton, Kalb–Ramond field and dilaton. The polarization redundancies found in Question 2 become, in position space, the linearized transformations and . Thus the massless spin-two field already carries the gauge symmetry of linearized general relativity.
To describe slowly varying backgrounds, promote these polarizations to fields of the embedding coordinates. The Euclidean string nonlinear sigma model is
Here is the antisymmetric coordinate density. Quantum consistency requires worldsheet Weyl anomaly cancellation, not merely the classical background equations. At first order in the bosonic sigma-model Weyl anomaly coefficients give
where is the Kalb-Ramond field strength. The scalar anomaly condition, combined with the trace of the metric condition in the critical dimension, gives
These are the Euler–Lagrange equations of the leading string-frame massless effective action
For example, variation of gives the divergence equation above. Varying and integrating its kinetic variation by parts gives . Combining this with the metric variation yields the Ricci equation. Thus the string's quantum conformal consistency reproduces target-space gravity coupled to matter. Equivalently, expanding string scattering amplitudes at small momenta gives the same action: massless exchange poles are reproduced by these fields, while analytic terms from massive exchange become local higher-derivative interactions.
The apparent dilaton-dependent coefficient of is a frame choice. Put and, in dimension , define the Einstein-frame metric
To see the cancellation explicitly, write , . Then
The Laplacian term is a boundary term. Combining the last term with the original positive dilaton kinetic term produces . The three inverse metrics in give its remaining exponential factor. Hence
For the uncompactified bosonic theory , these coefficients are and . The Ricci term is now the Einstein-Hilbert action; its metric variation gives the Einstein field equations with stress-energy tensor from the scalar and two-form. The leading low-energy theory is general relativity coupled to the massless string fields.
The approximation requires characteristic momenta and small curvature in string units. Massive string modes have masses of order and can be integrated out, generating corrections with extra powers of or . The string genus expansion supplies independent loop corrections controlled by ; at weak coupling tree-level gravity dominates. Dimensional analysis gives .
Compactification supplies lower-dimensional gravity and additional matter: metric and two-form components give gauge fields, internal geometry gives scalar moduli, and light modes of Kaluza-Klein theory must be kept if their masses lie below the chosen cutoff. Open strings add gauge fields, and supersymmetric string theories add spacetime fermions. Their particular matter spectrum depends on the compactification and projection; universal massless spin-two interactions retain the gravitational form. Finally, the bosonic massless-sector action is a formal truncation around a tachyonically unstable vacuum. It does not remove that instability. Tachyon-free superstring backgrounds provide stable applications of this low-energy gravitational interpretation.
Use a Minkowski external source term , where is the integration variable, and normalize the vacuum functional:
The usual vacuum boundary prescription is implicit. This is the logarithmic convention for the connected generating functional. It makes the given quadratic expression consistent with . Another common convention is , with ; mixing the two conventions would change the factors of below.
Functional derivative generates the full and connected correlation functions:
These are time-ordered products in the vacuum, and by the stated assumption. Differentiating four times partitions the four insertions into connected blocks. All partitions with a singleton vanish, leaving
The shorthand arguments stand for spacetime points; this is a functional cumulant identity, not an assumption of a free field.
To construct the quantum effective action, define the source-dependent classical field
Locally invert this relation to obtain , assuming the response integral kernel is invertible with the chosen regulator and boundary prescription. Take its Legendre transform
The chain-rule terms proportional to cancel, so . A field-independent constant is fixed separately and is immaterial to the vertices. At zero external source the classical field is zero, and there is no linear term.
For the two-point vertex, differentiate the classical field once. If , then
The vertex coefficients in this problem are derivatives of , not of alone. Therefore
For the three-point vertex, the derivative of the connected two-point integral kernel at a general external source is
Combine this with and differentiate the inverse identity, . This gives the logarithmic-source inverse-kernel vertices relation
All kernels here are finally evaluated at zero external source. The connected three-point function is amputated by its three inverse quantum field theory propagators.
For the specified quadratic , the external source response is , hence . Substitution in the transform gives
For the standard free quantum field theory propagator , this is the usual quadratic free action, up to the vacuum prescription. The generating functional is Gaussian, so connected functions beyond second order vanish and there are no interaction vertices or nontrivial scattering amplitudes. Full higher even-point functions can still be nonzero: they are products of two-point functions, as the four-point formula shows.
Both metrics have curvature radius one and signature . Their global topology must be specified as well as their local metric. The usual two-dimensional de Sitter spacetime is the hyperboloid in three-dimensional Minkowski spacetime, parametrized by
Thus and is periodic modulo , for example . Spatial slices are circles. Unwrapping instead gives the universal cover, not the usual closed spatial model.
The ordinary two-dimensional anti-de Sitter spacetime hyperboloid is in ambient signature , with
On this quadric and is periodic modulo . The closed time circles are timelike, so it contains closed timelike curves. The usual physically causal AdS model is its universal cover, for which , with time no longer identified. The signed radial coordinate has two spatial ends; restricting to would retain only half of this global model. The metric by itself cannot distinguish periodic time from the cover. The scalar curvature is for de Sitter and for AdS in the Ricci convention of Q2. Both are maximally symmetric and have no curvature singularity; these toy two-dimensional metrics illustrate causal geometry rather than the ordinary four-dimensional matter field equations.
For the conformal cylinder of two-dimensional de Sitter spacetime, introduce
Then
The conformal boundaries are spacelike circles, representing past and future infinity. Null geodesics are straight lines , with the periodic spatial identification. The finite total conformal-time interval explains the cosmological horizons: light cannot complete a full trip around the circle during the entire history.
For the conformal strip of two-dimensional anti-de Sitter spacetime, use
so on the universal cover
Its two conformal boundaries at are timelike. Null rays are , and the strip extends for arbitrarily long coordinate time. The distances in these conformal diagrams are not physical lengths: a conformal boundary may be reached in finite coordinate time while lying infinitely far away in physical affine parameter.
Figure 1.
Conformal cylinder and observer horizons of two-dimensional de Sitter spacetime, compared with the timelike boundaries and geodesics of the AdS universal cover
. Details.
The sides of the de Sitter diagram are identified; its top and bottom are spacelike infinities. The AdS diagram shows a finite window of an infinite time strip, with no identification of top and bottom. Null rays have slope one in both diagrams. The blue curves are timelike geodesics, while the colored de Sitter lines bound the central observer's causal domains.
The geodesics of two-dimensional de Sitter spacetime can be derived directly. Let an overdot denote an affine parameter normalized so that the tangent norm is for timelike, null and spacelike geodesics. The cyclic coordinate gives conserved , and normalization gives
Writing reduces this to . For a future-directed timelike geodesic,
The spatially comoving curves are geodesics, and every timelike geodesic extends through all , with infinite proper time in both directions. Initially comoving nearby observers have physical separation proportional to , displaying de Sitter's tidal defocusing. Relative separation can initially decrease for other initial velocities; not every pair is monotonically separating.
For a nontrivial null geodesic, and . Hence the conformal infinities at occur at infinite affine parameter, despite their finite values of . For a spacelike geodesic, and . Over a full affine-length period , integrating gives a change . Thus the spacelike geodesics close on the usual cylinder. The special case is the equatorial circle . These closed spacelike curves do not threaten causality.
The geodesics of two-dimensional anti-de Sitter spacetime instead conserve . Their norm equation gives
A future timelike geodesic has and
Its turning points are . Timelike geodesics oscillate rather than escaping to the spatial boundary. For , the central curve is geodesic. Integrating shows that a full proper-time period advances coordinate time by . They close on the periodically identified hyperboloid but remain complete nonclosed curves on the universal cover. Geodesics leaving reconverge at after proper time , illustrating AdS tidal focusing. A static observer at nonzero fixed is accelerated, not one of these oscillating free trajectories.
For AdS null geodesics, and . They approach either timelike conformal boundary at infinite affine parameter, while the coordinate-time travel from the centre is only . A spacelike geodesic has and connects the two spatial ends with infinite affine length. Both global models are geodesically complete. Reflecting a signal at the AdS conformal boundary is a choice of boundary condition for fields; it is not an automatic continuation of a geodesic at a finite affine endpoint.
For the complete de Sitter observer at , let be the shortest angular distance. An event at can send a signal reaching the observer at a finite future time exactly when
It can receive a signal sent by the observer at a finite past time exactly when . Equality gives the future and past observer horizons in two-dimensional de Sitter spacetime; their null branches are respectively and on the displayed cylinder. Their intersection is the central static patch, . All complete timelike geodesic observers have analogous horizons by de Sitter symmetry. These are observer-dependent cosmological horizons, not singularities of the global coordinates or Cauchy horizons.
In contrast, the complete central AdS observer can exchange signals with every event at finite : the conformal distance is finite and the observer exists for all . Its static Killing vector has squared norm everywhere. Thus global AdS on its cover has no cosmological event horizon for this observer, although other restricted patches or accelerated observers can have horizons.
The causal predictability distinction is also important. Global de Sitter is globally hyperbolic: constant- circles are Cauchy surfaces. A causal curve is monotone in and satisfies ; if it ended at finite , compactness of the spatial circle would allow an endpoint and extension. Hence an inextendible causal curve crosses every such slice once. AdS on the cover has no closed timelike curves, but it is not globally hyperbolic. For two central events at and , with , their causal diamond contains events at and arbitrarily large , so it is not compact. Initial data alone do not determine field evolution without conditions at the timelike conformal boundaries. de Sitter has spacelike conformal infinities and cosmological observer horizons; covered AdS has timelike conformal infinities and requires boundary data. The distinction between the AdS quadric and its universal cover is also explained in David Tong's general relativity lectures.
For the printed spacetime, yes. The surfaces , equivalently , are Cauchy surfaces in Minkowski spacetime. Every inextendible causal curve intersects each once; if its monotone time coordinate had a finite endpoint, the bound would give a finite spatial endpoint too, allowing continuation. Causal diamonds are closed and bounded in and hence compact. Therefore the printed spacetime is globally hyperbolic.
Initial data on a Cauchy slice determine unique causal evolution for the usual well-posed hyperbolic field equations, without boundary data at spatial infinity at finite time. The time reparametrization preserves that property.
For the qualified AdS interpretation, no. On the universal cover, choose two central events with enough time separation for a null ray to approach a strip edge and return. Their causal diamond contains a sequence with but no limit in the physical spacetime, so it is noncompact. A constant- surface fails to meet every inextendible causal curve arriving from timelike conformal infinity. Thus even the cover is not globally hyperbolic. Field evolution needs appropriate boundary conditions, such as a reflecting condition compatible with the field theory, as well as initial data. If AdS time itself is periodically identified, closed timelike curves give an additional and more immediate obstruction. These are consequences of the alternative spatial-lapse geometry, not of the printed flat metric tensor.
The Polyakov action has independent worldsheet metric and embedding fields . Varying the metric before imposing a gauge gives
Worldsheet diffeomorphisms and Weyl transformations allow conformal gauge locally. The Weyl factor then cancels out of the classical action, leaving
These are free two-dimensional scalar fields, but the surviving metric equations require
Equivalently, and . Gauge fixing does not license dropping these Virasoro constraints.
For an ordinary open string, the boundary conditions relate the two chiral sectors. With , their independent Fourier generators are
The classical oscillator Poisson brackets give the classical Virasoro constraint algebra
Thus they are first-class constraints. In the quantum theory one applies normal ordering to the product and uses . The oscillator commutator gives
For example, for the extra vacuum term is . This exhibits the Virasoro central extension rather than concealing it in a classical constraint equation. The matter central charge is ; the worldsheet ghost fields have charge . Quantum consistency sets and the string intercept to one.
In old covariant string quantization the physical-state Virasoro conditions for an open string are
Physical string states are then identified modulo physical null string states. One does not impose both positive and negative generators as annihilation conditions: their central extension would obstruct that prescription. The resulting null-state quotient of a string agrees with the transverse light-cone spectrum at nonzero momentum.
At , the oscillator vacuum is a single spacetime scalar field with : the bosonic tachyon. At , write . The zero-mode equation gives , and gives . The null descendant identifies . This leaves 24 physical polarizations of a massless gauge vector.
At , use the level-two open-string polarization decomposition
The mass is . The oscillator commutators give all the nontrivial positive-mode conditions:
Higher positive modes annihilate this level. To see the quotient explicitly, the 25 transverse-parameter null states , with , shift
The additional level-two scalar Virasoro null state shifts
Substitution into the two physical equations verifies the null-state conditions; the second residual is . Because is timelike, these null shifts span all components of , so choose a representative with . The physical conditions then say and . In the rest frame this is a traceless second-rank tensor in 25 spatial dimensions, with polarizations. The light-cone basis independently gives states and symmetric states . Hence
For the fermionic extension, an explicit convention prevents ambiguity in the signs. Keep worldsheet signature and use
Take and the constant parameter to be real Grassmann-odd Majorana components, with . Put . Apart from the common factor , the combined Lagrangian is
The rigid transformations can be written
or, in components,
For the part, the bosonic variation is , while the fermionic variation is . Anticommuting the constant parameter past the fermion is essential in the second term. The first terms cancel. The other chiral component works in the same way, giving the chiral proof of rigid worldsheet supersymmetry
Thus the action is invariant off shell up to a boundary term. The transformation is a genuine supersymmetry: on its commutator for parameters is the translation
On the same translation follows using and ; the remaining cross terms are proportional to these Dirac equations. This is on-shell closure of rigid worldsheet supersymmetry. On a surface with boundary, compatible endpoint conditions must make the boundary flux vanish. On a compact worldsheet, a constant parameter must preserve the spin structure; the local identity alone does not make a constant transformation compatible with every antiperiodic sector.
The fermions contribute to the worldsheet stress-energy tensor and produce a fermionic superconformal current. In holomorphic normalization with ,
The free-field contractions give and conformal weight for , where . Consequently the modes obey the N=1 super-Virasoro algebra
Dropping the central terms gives the classical graded constraint algebra. Integer gives the Ramond sector; half-integer gives the Neveu–Schwarz sector. In the displayed conformal-plane convention in the Ramond sector. Shifting to the Ramond vacuum-normal-ordered zero mode gives the usual Ramond supercurrent zero-mode square .
Rigid symmetry of matter already supplies these currents, but promoting their vanishing to new gauge constraints requires coupling to worldsheet supergravity and varying its worldsheet gravitino. In superconformal gauge one retains . The fermionic current constraints and their physical-state conditions extend the bosonic Virasoro conditions. The ghost charges are , so cancellation with gives the critical dimension of the RNS superstring ; the NS and Ramond intercepts are respectively and zero. This distinguishes the global supersymmetry established above from its locally gauged string completion.
Use the critical ten-dimensional RNS string and light-cone gauge in string theory, leaving eight transverse bosons and eight transverse fermions. The bosonic oscillators have integer . In the Neveu–Schwarz sector the fermionic oscillators have positive half-integer , while in the Ramond sector the fermionic oscillators have integer , including zero modes. Their anticommutators are and . The level and mass formulas are
Before projection the NS ground state is a tachyon of mass squared . Its oscillator tower describes spacetime bosons. The Ramond zero-mode Clifford algebra makes the Ramond vacuum a 16-dimensional spinor of , split into the two chiral eight-dimensional spinors. The Ramond tower describes spacetime fermions; there is no Ramond tachyon.
Choose the supersymmetric GSO projection. In the NS sector it keeps states with an odd number of fermionic creation operators, eliminating the zero-oscillator tachyon. In the Ramond sector it fixes the combined parity of the zero-mode chirality and the nonzero-mode fermion number. Thus the Ramond vacuum retains one chirality; adding an odd number of nonzero-mode fermions requires the opposite zero-mode chirality. The projected towers both have . Here the counts refer to oscillator polarizations for a single endpoint multiplicity; any common Chan-Paton multiplicity multiplies both counts.
At the first retained mass level, , the NS states are for , furnishing the eight polarizations of the ten-dimensional gauge vector. The Ramond ground state is one chiral spinor with eight physical polarizations. Hence
These form the massless supersymmetric vector multiplet.
At the next mass level, , the NS level is . The odd-fermion condition leaves exactly
Their counts are , and . Anticommutation requires distinct indices in the third family. There are no other partitions of with odd fermion number, so these are all 128 bosons. They assemble into the massive little-group representations of dimensions 44 and 84: a traceless symmetric two-tensor and a three-form.
At Ramond level one, the only possibilities are and . The spinors and each have eight components and have opposite zero-mode chirality because the fermionic oscillator reverses the GSO parity. Consequently there are fermions. They form a gamma-traceless vector-spinor of the massive little group: a vector-spinor has components and its gamma trace removes 16. Therefore the first massive level of the open RNS string has
This is the open-string mass normalization; the same chiral oscillator count used in a closed string would correspond to .
The starting point is a physical massless closed-string state
Its symmetric traceless part is a spacetime spin-two field, the graviton; the antisymmetric part is the Kalb–Ramond field, and the scalar field part gives the dilaton. The physical-state conditions impose transverse polarizations, and longitudinal null states identify
for the symmetric component. In position space this is the linearized diffeomorphism . Thus the massless spin-two state has the gauge redundancy required of a gravitational field, rather than an arbitrary massive tensor interaction.
Closed-string amplitudes factorize on this graviton pole. Its leading soft coupling is universal and couples to the energy-momentum tensor of the other string states. Decoupling longitudinal polarizations enforces the gravitational Ward identities. The two-derivative cubic graviton vertex extracted from the low-momentum three-point amplitude is the cubic vertex of the Einstein-Hilbert action; continuing these Ward identities requires the nonlinear diffeomorphism-invariant completion. A complementary way to derive the same dynamics is to demand quantum consistency of propagation in a curved background.
Replace the flat target metric in the worldsheet action by , and allow the two-form and dilaton backgrounds. After Euclidean continuation, their couplings have the schematic normalization
These backgrounds are couplings of a string nonlinear sigma model. Quantum Weyl invariance requires their Weyl anomaly coefficients to vanish. To first order in , the metric equation is
The dilaton and two-form equations accompany it. In a critical-dimensional background with and constant , the leading metric equation is , precisely the vacuum Einstein field equations. Matter and other massless string fields supply the corresponding stress-energy when retained. This argument also explains why arbitrary curved target metrics are not consistent string backgrounds.
The equations arise from the leading string-frame massless effective action
A constant-dilaton expansion of its curvature term directly gives the Einstein-Hilbert kinetic and self-interaction terms. For a varying dilaton, introduce the Einstein-frame metric . The Weyl rescaling of the metric and the corresponding transformation of the Ricci scalar and an integration by parts give
This displays ordinary Einstein gravity coupled to the dilaton and two-form. Gravity need not be the only low-energy field: those fields, compactification moduli and gauge fields have to be retained or stabilized as appropriate. Four-dimensional gravity additionally requires compactification from the critical target dimension, with its Newton constant depending on the compactification volume.
The approximation is controlled when external energies obey and curvatures obey . Massive string modes then produce suppressed higher-derivative interactions, such as higher-curvature corrections. Small string coupling also suppresses higher-genus quantum corrections; dimensionally scales as . Thus Einstein gravity is the universal leading two-derivative dynamics of the massless closed-string spin-two field, with additional massless matter, string-length corrections and quantum corrections systematically controlled.
For the bosonic theory this is the massless-sector effective description in 26 dimensions; the tachyon means that it is not by itself a proof of a stable vacuum. Tachyon-free supersymmetric string theories have the same massless graviton mechanism in ten dimensions before compactification. Removing the tachyon and obtaining a realistic four-dimensional model require extra physical input beyond the emergence of the Einstein action.
In units , the action is dimensionless and a Lagrangian density has mass dimension . The kinetic term therefore gives . Requiring each interaction density to have the same dimension gives
This is engineering dimension; quantum scaling can acquire an anomalous dimension.
For a connected Feynman diagram with no derivative interactions, each independent loop integration contributes powers of momentum, and each internal scalar propagator contributes . Thus its superficial degree of divergence is . Let . A connected graph has independent cycles, and counting the half-edges incident on vertices gives . Substitution proves the scalar graph power-counting identity:
For a graph with connected components, the first is instead , since . The printed expression therefore uses the usual connected-graph convention. This is the overall degree under simultaneous rescaling of all loop momenta. Subgraphs can still have ultraviolet divergences when the whole graph has , so their counterterms must be subtracted before declaring an integral finite.
When all retained couplings have nonnegative dimension, only finitely many external-leg/derivative structures can have nonnegative degree. Positive-dimensional relevant couplings lower as vertices are added, giving superrenormalizable interactions. Zero-dimensional marginal couplings give power-counting renormalizable interactions. Negative-dimensional irrelevant couplings instead permit to grow with the number of vertices, generally requiring an unbounded list of counterterms. Such nonrenormalizable interactions can still define an effective field theory to any fixed order in a low-energy expansion.
In , : cubic interactions are superrenormalizable, quartic interactions are marginal and renormalizable, and powers are nonrenormalizable. In , : cubic, quartic and quintic interactions are superrenormalizable, sixth-order interactions are marginal and renormalizable, and are nonrenormalizable. This is a power-counting classification, not a guarantee that an odd highest-power potential is bounded below. All lower-dimensional operators allowed by the symmetries must be included when required by renormalization; for example, odd interactions can require a linear counterterm, whereas the quartic model's symmetry excludes it.
Dimensional regularization defines convergent Euclidean loop integrals in a suitable domain of , then continues their parameter formulas meromorphically to complex . The Gaussian identity supplies and Schwinger parameterization supplies Gamma functions such as . Their poles encode the ultraviolet singularities near physical dimension. Noninteger complex is an analytic regulator of amplitudes, not a literal space with a noninteger number of coordinates. Masses or nonexceptional external momenta distinguish ultraviolet poles from infrared poles; scaleless integrals vanish in this convention and can hide that distinction.
For the quartic model let , , and . In renormalized fields, the bare Lagrangian is
Separate the terms with each equal to one from their differences. The differences are field, mass and quartic counterterms. After subtracting divergent subgraphs, the remaining ultraviolet pole of a proper graph is a local polynomial in its external momenta. In four-dimensional phi-fourth theory, power counting and reflection symmetry restrict these local terms to , , and a field-independent constant. Choosing the Laurent coefficients of the three renormalization factors recursively cancels these poles at every perturbative order. The constant vacuum term is removed by the zero-source normalization. This is an order-by-order finite renormalized expansion, not a claim of convergence of the perturbation series.
The source renormalization of a scalar generating functional follows directly from rewriting the source coupling in bare variables:
A general source attached to a single elementary field needs this field renormalization; its connected correlations are the ordinary renormalized Green functions. Normalizing the path integral at cancels source-independent vacuum diagrams. Subject to a separate infrared/volume prescription, their source-dependent generating functional is consequently ultraviolet finite order by order. For a constant source, this statement is interpreted as a formal connected expansion or a vacuum density, not as an automatically finite total logarithm in infinite spacetime.
Changing integration variables from to introduces a source-independent constant Jacobian that cancels between the numerator and its normalization. The resulting normalized integral depends only on and fixed physical boundary/volume data. Thus
Define all scale derivatives at these fixed bare quantities:
In a mass-independent subtraction scheme, logarithmic differentiation of the bare relations gives
The factors contain regulator poles, but the combinations determining the physical renormalization group functions have finite limits. In particular and . The chain rule now gives the requested equation:
As a sign check, minimal subtraction gives and , with . Hence , , and starts at two loops. The positive signs agree with the tadpole subtraction and the three four-point channels.
The dimensional rewriting needs care. The chosen source normalization gives , , and , so and are the natural dimensionless parameters. For the full source functional, spacetime arguments must also be rescaled: with , write and . The dimensionless functional then depends on , the rescaled source profile, and the rescaled integration domain.
For a literal uniform source in a fixed physical spacetime volume , the uniform-source vacuum functional and spacetime volume relation is instead
For example, even at and , completing the square for the constant mode gives
Thus the printed three-argument rewriting of the total suppresses necessary volume/source-profile data. It is valid as a dimensional shorthand only with those data understood; a dimensionless density has the three arguments, while its scale equation includes its engineering dimension. At infinite volume, the total constant-source logarithm is generally extensive and infinite even after ultraviolet renormalization.
The massless renormalization-group characteristics with a source solve the requested flow directly, independently of this notational issue. Since the mass flow is proportional to , its zero value remains zero. Starting at a reference scale , solve
Then
with any physical volume or source-shape data retained. Where , the running quantities are determined by
These equations transport matching data at one scale to any other scale on the same flow trajectory. At a zero of the beta function use the differential equations themselves, rather than divide by zero.
For the uniform-source density, set and . At the corrected dimensionless equation and its local characteristic solution are
The arbitrary function is fixed by boundary/matching data. If the volume is retained as a dimensionless argument , the full dimensionless functional obeys the same transport operator with in place of the additive term; extensivity makes the two statements equivalent. Massless zero-momentum source expansions can also have infrared singularities, so this RG solution is formal until an infrared prescription or a suitable background expansion is chosen.
An ultraviolet fixed point is a zero of the beta functions approached by the dimensionless couplings as . Near a single-coupling fixed point , perturbations obey , so gives attraction in that direction. In four-dimensional quartic scalar theory, the positive one-loop beta function makes positive small coupling grow toward the ultraviolet: . This exhibits a perturbative Landau pole, not an interacting ultraviolet fixed point. A perturbative result does not exclude hypothetical strong-coupling behavior beyond its regime.
Use the small-angle, thin gravitational lens equation geometry. An undeflected ray seen at angular position would have transverse source position . Bending that ray through physical angle at the lens changes its source intercept by . Thus
and the required physical deflection is
Also . Define the reduced deflection as the angular difference . Dividing the first equation by gives
These are angular diameter distances; in a cosmological spacetime one must not replace by as if the distances were ordinary collinear Euclidean lengths.