Linear cosmological perturbation theory describes small departures from a homogeneous and isotropic Friedmann-Lemaître-Robertson-Walker metric. Introduce a bookkeeping parameter and expand the metric tensor and stress-energy tensor as
Substituting into the Einstein field equations separates the background equations from linear equations for the perturbations; products of two first-order perturbations are discarded. Smallness of is assessed relative to the background metric tensor, not by its determinant alone.
Spatial homogeneity lets one analyze each Fourier mode separately. The fields and particle species at a given wavevector can remain coupled, but different wavevectors do not exchange amplitude through the linear equations. Products retained in nonlinear cosmological perturbation theory instead generate convolutions between modes. The linear density equations help connect initially small fluctuations to the growth of cosmic structure.[ref]
A cosmological gauge transformation changes how the perturbed and background spacetimes are identified. For example, under , a density perturbation transforms as
where the prime is a conformal time derivative. A nonzero coordinate-dependent density perturbation can therefore represent a time relabelling of unchanged matter. One fixes a gauge or forms invariant combinations before relating perturbations to observations.
Tensor cosmological perturbations describe gravitational-wave degrees of freedom, while density and velocity perturbations describe other responses. A weak gravitational potential does not guarantee a small density contrast; collapsed structures can require a nonlinear matter treatment even when their metric potentials remain small.
A difference between the two scalar metric potentials in a specified cosmological convention. Nonrelativistic motions probe the potential in the time-time metric component, while weak gravitational lensing probes their sum. Joint tests can constrain modified gravity, but ordinary anisotropic stress can also generate slip and observational bias must be controlled.
Mass conservation in a Lagrangian dust displacement gives , hence to first order. The perturbing gravitational potential determines the longitudinal part of the force, so the displayed equation holds for the curl-free displacement under the usual homogeneous boundary convention. A divergence-free transverse displacement instead satisfies . Taking the divergence gives without assuming the full displacement is longitudinal. The background Poisson equation with positive source requires .
For , the determinant is zero for every , even when one perturbation component is arbitrarily large. Linearized metric theory instead requires the eigenvalues of relative to the background spatial metric to be small, equivalently all its components in a background orthonormal frame to be small. The determinant of then expands as , and the volume element as .
A cosmological gauge transformation changes the identification of a perturbed spacetime with its homogeneous background. Individual field perturbations can change without changing physical observables. At first order the metric change is the linear metric gauge-transformation law; matter scalars obey the corresponding background-shift rule.
For a nonzero Fourier mode in synchronous gauge, write . Under the passive displacement , cancellation of spatial scalar shear requires , and cancellation of the shift requires . The resulting cosmological Newtonian potential is and the spatial potential is . Both remain unchanged under residual synchronous-gauge freedom, for which and .
For the conformal metric with and trace-free scalar spatial shear , the passive coordinate change , gives the displayed rules and . The combination changes by , while changes by . Hence is the comoving curvature perturbation in this sign convention.
Density is a scalar field. Under a first-order time shift , its background changes by , so its perturbation changes by the negative of that amount. Spatial shifts act only at second order on a homogeneous background density.
For the passive convention , expanding the tensor coordinate-transformation law around a fixed background gives this Lie derivative formula. The background time shift and Jacobian terms must both be retained. On an FLRW metric, the scalar lapse, shift and spatial potentials transform under two scalar coordinate functions.
A vector cosmological perturbation is the transverse-vector sector of linear metric and matter perturbations. For a Fourier mode with nonzero wavevector , transversality removes the component parallel to , leaving two helicity components. In a gauge with , describes the vector metric perturbation.
In linear cosmological perturbation theory, an unsourced vector cosmological perturbation of a perfect fluid in synchronous gauge obeys stress-energy conservation in the form , where is the momentum density, the conformal Hubble parameter, and the prime a conformal time derivative. Its conserved quantity is . For constant equation-of-state parameter , the background cosmological continuity equation gives . Thus a pressureless matter vector velocity falls as , while a radiation vector velocity is constant. This statement assumes vanishing vector anisotropic stress and no momentum exchange with another component.
For the metric in vector cosmological perturbation, an orthonormal tetrad is , to first order. A photon has and , so the covariant component is . The covariant geodesic equation gives . The derivative of the scale factor cancels by the null vector condition, proving the redshift formula.
An adiabatic mode is a long-wavelength physical perturbation whose leading local field configuration is generated by a residual gauge transformation. Its action on shorter modes produces a cosmological soft theorem or consistency relation.
An adiabatic perturbation obeys . In a radiation background this makes the cold-matter density equation , whose growing solution is . In a matter background it instead becomes , with the same growing conformal-time exponent and a different scale-factor dependence.
A tensor cosmological perturbation is the transverse, trace-free part of a metric perturbation about a Friedmann-Lemaître-Robertson-Walker metric. In conformal coordinates, its spatial metric has the form , with and . Its two independent polarizations describe a gravitational wave. Neutrino tensor anisotropic stress can damp its evolution through neutrino free streaming.
If the tensor metric perturbation is and the polarization tensors have contraction , the quadratic action for each Fourier amplitude is . Thus each helicity is normalized like a real massless scalar by the displayed rescaling. Its power per polarization is . Factors of two in other tensor spectra depend on the definitions of the metric amplitude, the polarization norm and whether both helicities are summed.
A complex helicity- plane wave along the axis has polarization contraction . Its remaining tensor CMB line-of-sight source depends only on . Orthogonality of the azimuthal factors of spherical harmonics therefore restricts its temperature coefficients to . A real perturbation also includes the conjugate mode.
For a matter-era superhorizon tensor with , the tensor CMB line-of-sight source gives and when . The extra spatial phase makes the octupole one order smaller.
For a tensor cosmological perturbation , the time geodesic equation in a local orthonormal tetrad gives . The photon comoving energy removes the background redshift; the dot is a partial time derivative, whereas the energy derivative follows the ray.
For massless neutrinos with a temperature perturbation and background energy density , the physical trace-free spatial stress-energy tensor is
Some conventions define and correspondingly reverse the sign of the stress source in the gravitational-wave equation.
Projecting free-streaming neutrinos onto the tensor spherical harmonic gives
Here is a Spherical Bessel function. The continuous value at zero follows by integrating , whose integral is .
For either tensor helicity, neutrino free streaming produces the memory equation
The neutrino tensor free-streaming kernel encodes the angular propagation of the perturbation. Energy transferred to neutrino directional anisotropy damps the oscillation amplitude of a gravitational wave after horizon entry. This effect was calculated by Weinberg.
A scalar cosmological perturbation transforms as a scalar under spatial rotations and can be represented using scalar metric potentials, density and pressure perturbations, and the longitudinal part of the fluid velocity.
The average of the two conformal Newtonian gauge potentials controls scalar gravitational lensing. A conformal rescaling makes the spatial optical metric flat and its time component to first order. Vanishing scalar anisotropic stress makes in general relativity, but lensing depends on their sum even when they differ.
For the Newtonian gauge in cosmology with potentials , photon comoving momentum obeys . The homogeneous physical-energy redshift is separated by . The total derivative follows the unperturbed photon path at linear order.
Let and . For negative-expansion extrinsic curvature of a spatial hypersurface, its trace perturbation is . With , scalar evolution is . Combining background acceleration terms produces the standard lapse source .
A comoving gauge in cosmology chooses hypersurfaces with zero scalar momentum density for the specified fluid or total system. For cold pressureless matter it can be implemented by taking the matter velocity potential to vanish. The choice of component must be stated in a multi-fluid system; density contrasts on this slicing can differ from those in a Newtonian or spatially flat gauge.
The uniform-density curvature perturbation is a dimensionless spatial-curvature amplitude evaluated on hypersurfaces where the density perturbation vanishes. Fix the scalar spatial metric convention
Here primes denote conformal time, and . Under the passive cosmological gauge transformation , and , so the two changes cancel in . Choosing reaches uniform-density slicing and gives .
Using background energy conservation, the same convention is
It agrees with the uniform-density curvature sign test. For a spatially flat background, the intrinsic three-dimensional Ricci perturbation on these slices is : is its scalar amplitude, rather than the Ricci scalar itself. The full-Hessian term is a spatial-coordinate contribution and cancels from that Ricci scalar.
An overall reversal of the definition of is also used, including in the explicitly signed superhorizon conservation of uniform-density curvature equation. Signs must follow the declared metric and curvature definition together. Uniform-density slicing also differs from comoving gauge in cosmology; their regular adiabatic large-scale relation needs additional dynamical assumptions.[ref]
For spatial metric , the combination is invariant under a time displacement: shifts by and by . The opposite overall sign is also valid. The sum is not invariant. This is a useful convention check before applying superhorizon conservation of uniform-density curvature.
With the convention , energy conservation gives . The non-adiabatic pressure perturbation vanishes for adiabatic cosmological perturbations, and regular velocity gradients are suppressed on superhorizon scales. Curvature is then conserved to leading gradient order, allowing primordial initial conditions to be propagated between cosmological eras.
For , and spatial scalar convention , a passive displacement gives , , and . These follow from subtracting the background metric Lie derivative.
For spatial scalar convention and , a passive gauge displacement gives and . Moving from synchronous gauge to Newtonian gauge therefore requires and . A scalar density transforms by , giving the displayed density contrast relation. Keeping the background lapse function explicit prevents cosmic-time and conformal-time factors from being confused.
Choose the ADM shift vector through
with and . For negative extrinsic curvature, . The scalar shear potential is
Raised spatial derivatives use , so . The expression follows by keeping the trace-free part of and the symmetrized shift gradient in the extrinsic-curvature formula. The sign of is therefore tied to the metric cross term; it is not determined by the name “shift” alone.
The positive-shift scalar shear convention instead writes for this same explicit metric. Its trace-free and trace shear terms both reverse their displayed sign. Stating the line element prevents a mistaken combination of a minus-cross-term shift definition with a plus-cross-term extrinsic-curvature formula.
With negative extrinsic curvature convention, the background trace is , where . The scalar expansion perturbation is . Use the explicit ADM convention
with . Substituting into gives
where is the scalar shear potential and .
Thus the positive metric cross term and accompany this choice of ; changing the shift sign requires changing its definition too. For the future unit-normal congruence, the expansion is , so positive means reduced expansion. A homogeneous perturbation with , checks the sign: increasing decreases the local spatial scale and gives .
For , and , put . Then and . Defining instead makes the trace-free tensor coefficient negative and the trace gradient term . A sign change must affect both pieces.
Synchronous gauge sets the lapse and shift perturbations to zero, . Its coordinates follow freely falling observers, but residual coordinate freedom produces gauge modes that must be distinguished from physical perturbations.
For the scalar metric variable satisfying , the Einstein-de Sitter universe has and . The indicial equation is , giving exponents and . Growth of this metric variable is not growth of every gauge-invariant potential; the growing dust density contrast is compatible with constant scalar gravitational potentials.
Fix the background signature and define a positive spatial metric perturbation by . Thus the synchronous line element is
For a nonzero Fourier mode, take the passive displacement and . The transformed scalar shear is , so setting it to zero gives . Removing the mixed metric term gives .
Define the resulting Newtonian gauge line element as . Its potentials are
These signs follow directly from the linear metric gauge-transformation law. Positive here corresponds to a minus sign for inside the spatial parentheses. The synchronous-to-Newtonian scalar Fourier transformation uses a different explicit background/spatial-amplitude convention. Its displacement signs must be translated along with that convention. The present definitions also fix the signs in the photon redshift identity with positive spatial perturbations.
Let , and . The synchronous-to-Newtonian transformation with positive spatial perturbations gives . Since , the displayed identity follows by integration. The emission endpoint combines intrinsic and velocity shifts into the ordinary Sachs-Wolfe effect; the local observer endpoint is a monopole plus a dipole. Without anisotropic stress the remaining integral is the Integrated Sachs-Wolfe effect, . The angular term in the synchronous contraction is positive for this metric convention.
For the FRW metric in conformal time, a displacement changes a raw metric perturbation by . The displayed first-order time equations set the lapse and shift perturbations to zero. They can be integrated locally for smooth perturbations, demonstrating accessibility of synchronous gauge in cosmology. Their homogeneous solutions leave residual spatial functions, so the gauge is not fully fixed. A globally regular synchronous chart need not survive caustics of its freely falling congruence.
For constant , the perfect fluid stress tensor and inverse perturbed spatial metric give at first order. Normalizing the velocity makes at this order. Stress-energy conservation yields the synchronous perfect-fluid density equation and Cosmological Euler equation in synchronous gauge; the pressure projection includes , which changes the velocity damping from to .
// Target: cosmology.bigb
For constant and velocity potential , stress-energy conservation gives the displayed density equation in synchronous gauge in cosmology. Here is the trace of the spatial metric perturbation, and primes denote conformal time. In particular cold baryons obey . A positive sign in front of on the left contradicts this potential convention.
Preserving under the scalar gauge transformations with a background lapse requires and . Thus arbitrary spatial functions remain after imposing synchronous gauge in cosmology. This freedom can generate changes in the remaining scalar metric perturbations.
A residual synchronous time displacement changes a fluid density contrast by . For constant equation of state this gives the displayed mode: it scales as during radiation domination and as during matter domination. Such density changes alone do not indicate physical structure growth. Choosing the cold-matter rest frame fixes the residual time displacement, while a spatial relabeling fixes the remaining integration convention for the metric trace.
For scalar perturbations in cosmic time with , define the covariant fluid velocity potential by . The linear momentum density is . Normalize scalar anisotropic stress by
where derivatives inside these parentheses are Cartesian comoving derivatives. Then . Spatial stress-energy conservation gives, for nonzero scalar Fourier modes,
Writing reproduces the form with ; the coefficient depends on that stress normalization. The time derivative acts on the entire momentum-density product, not only on .
For pressureless matter with zero scalar stress, background reduces the equation to . The physical peculiar velocity is and therefore decays as . This checks the difference between covariant velocity potential and physical velocity and the expansion factor in the conservative equation.
Newtonian gauge removes scalar shear and writes scalar metric perturbations in terms of gravitational potentials. The fluid Euler equation then contains an explicit gradient of the Newtonian potential.
For one constant- perfect fluid without anisotropic stress, Newtonian gauge continuity gives . Combining it with the Euler equation and the Einstein constraint yields a closed equation for the shifted density perturbation. For matter domination, the large-scale limit is , with leading modes constant and . This shifted variable should not be conflated with the comoving-gauge density contrast, which includes a velocity term instead.
The potential describes the lapse perturbation in conformal Newtonian gauge. The spatial curvature perturbation is conventionally denoted ; the two are equal when the linear scalar anisotropic stress vanishes. On scales where the Newtonian limit applies, agrees with the peculiar gravitational potential. Its Fourier-mode variance and the power spectrum of a comoving curvature perturbation are different observables.
Rescale the perturbed cosmological metric by . To first order, its spatial part is Euclidean and only its lapse is perturbed. The unparameterized null geodesics are unchanged. The nonzero linear connection coefficients are , and . The affine parameter is that of the rescaled metric, not necessarily that of the original spacetime.
For reception at the origin with unit propagation direction , the null geodesic condition fixes . The perturbative spatial acceleration is . Its integrated trajectory is . Potentials in these already first-order integrals can be evaluated on the straight background ray.
For a flat background dominated by one constant- barotropic equation of state, assume and no scalar anisotropic stress. The Einstein field equations then reduce the common Newtonian-gauge potential to the stated Fourier transform equation, with . For radiation the regular solution is , , and oscillates with a decaying envelope after sound-horizon entry. For pressureless matter the two solutions are a constant and . A non-adiabatic pressure perturbation would supply an additional source, so constant background alone does not justify the homogeneous equation.
In the Newtonian pressureless approximation, let denote comoving positions, conformal time, the scale factor, and the physical peculiar velocity. With and gravitational potential , the Euler equation is
At linear order, define the comoving-coordinate curl . The gradient force has zero curl, so
The physical spatial derivative is . Therefore the physical vorticity is . Stating which derivative defines the vorticity prevents confusing these two dilution laws.
This smooth single-stream model omits pressure forces and velocity dispersion. Shell crossing or additional nongravitational forces can invalidate its simple description; the linear decay law is not a universal assertion about every rotating cosmic structure.[ref]
For pressureless matter in Newtonian gauge in cosmology with a common metric potential , let . The linear equations and , where primes denote conformal time, yield
This follows by differentiating the first equation and eliminating . On deeply subhorizon scales with a slowly varying matter potential, the metric time derivatives are small compared with its spatial Laplacian.
On subhorizon scales, the Newtonian potential sourced by the matter density contrast obeys
The longitudinal velocity perturbation of a cosmological fluid can be represented by a scalar velocity potential through .
Scalar anisotropic stress is the trace-free scalar part of the spatial stress perturbation. Under a common convention it enters as .
Using the unweighted neutrino Boltzmann hierarchy convention and , the scalar scalar anisotropic stress is . Only the quadrupole contributes, since the trace-free tensor has angular degree two. Different stress and multipole sign conventions change this displayed coefficient.
For regular adiabatic initial conditions on superhorizon scales during radiation domination, the unweighted neutrino Boltzmann hierarchy gives and . With and neutrinos the only source of scalar anisotropic stress, the trace-free Einstein field equations gives . For the sign convention ,
Flat gauge sets the scalar perturbation of the spatial metric to zero. Scalar fluctuations then reside in the lapse, shift, and matter fields, making the field fluctuation directly visible while the lapse and shift remain constrained variables.
A cosmological transfer function relates a late perturbation to a specified primordial perturbation mode by mode. It records the scale-dependent evolution caused by horizon entry, pressure, free streaming, and changes in the dominant cosmic component.
During matter domination with nearly constant gravitational potential, a radiation density perturbation obeys a forced acoustic equation. The observable Sachs-Wolfe combination is the homogeneous oscillatory part.
Pressure-supported radiation perturbations well inside the horizon oscillate rather than exhibit secular gravitational growth. In the ideal relativistic fluid, and the leading conformal frequency is . Their rapidly changing source has a small late-time response in the slowly varying cold-matter density mode.
Let be the matter-era growing and decaying density modes, with radiation neglected in the background gravity. The radiation density contrast is
The formula follows by the Green's function of the forced harmonic oscillator. For , the slowly varying particular response to the decaying mode begins at ; lower-endpoint oscillations are absorbed into . The growing mode drives a constant radiation offset, while cold dark matter continues growing as .
In deep radiation domination, an oscillatory radiation density source in the matter equation has order and frequency of order . Its rapidly varying particular response is therefore of order . For it does not control the secular matter growth, though forcing near horizon entry sets the constant and logarithmic homogeneous amplitudes.
At fixed time after equality, the comoving cold-dark-matter density contrast per unit primordial curvature grows as for and only logarithmically for . Small-scale modes entered during radiation domination and could grow only logarithmically until equality.
Assume all relevant modes begin outside the horizon at common conformal time , grow as until radiation-era horizon entry, then freeze until matter-radiation equality, and again grow as in matter domination. With horizon entry , and final time , direct multiplication of the growth factors gives the displayed transfer with . A primordial density power spectrum becomes below equality wavenumber and above it. This approximation neglects the true logarithmic radiation-era matter growth, baryonic acoustic structure and late acceleration; a conventionally normalized transfer divides out .
The matter equation in the barotropic matter-string model contains no wavenumber. Growing initial data therefore evolve as with the same for every mode. For regular adiabatic modes initially outside the horizon during matter domination, is proportional to times the primordial curvature amplitude. The density-per-curvature transfer is consequently proportional to for modes entering after equality. Factoring out both and gives a constant shape transfer on those scales. Comparing with continued matter-era growth instead introduces the common suppression , not a new wavenumber dependence.
In the idealization that subhorizon cold matter freezes during radiation domination, early-entering modes have an entry density of order the primordial curvature, retain it until equality, and then share the same matter-era growth factor. Their density-per-curvature transfer becomes approximately independent of . Matching this plateau to the matter-era transfer gives the displayed sharp-transition model, with its high- coefficient dependent on the matching convention. A scale-invariant curvature spectrum then gives density power proportional to below equality and above it. Actual cold matter grows logarithmically in the radiation era, adding the familiar high- logarithms of the Mészáros effect.
For the regular growing mode in a purely matter-dominated flat background, and . The synchronous Einstein constraint with gives . Hence , conserved to leading order on superhorizon scales. Identifying its early constant value gives the displayed density transfer; it includes a factor that is factored out of the conventionally normalized matter transfer function.
The dimensional matter power spectrum contains a factor , rather than . The cosmological transfer function tends to one below the matter-radiation equality scale and to above it. The smooth spectrum therefore scales as at small wavenumber and at large wavenumber. The logarithmic factor records slow cold-matter growth during radiation domination. Multiplying by instead produces dimensionless matter power.
Modes with enter the horizon during radiation domination. Their matter perturbations grow only logarithmically until matter-radiation equality, rather than as . Matching the radiation-era logarithmic growth onto the matter-era growing mode gives the large- cosmological transfer function scaling shown, up to constants and the matching scale inside the logarithm. For a primordial scalar spectral index , the late-time linear cosmological density power spectrum consequently changes from at small to at large . These scalings omit baryonic acoustic structure and nonlinear evolution.
Here the cold-dark-matter transfer function is normalized so that , where is the primordial comoving curvature perturbation and is independent of . During radiation domination, horizon entry occurs at . An adiabatic entry amplitude of order then acquires a factor by matter-radiation equality. Subsequent matter domination supplies a common growth factor; division by the conventional prefactor therefore gives .
A scale-invariant curvature seed gives wavenumber-independent dimensionless matter power at radiation-era horizon entry. Horizon entry at , followed by logarithmic growth to equality, gives a density transfer proportional to . Subsequent matter-era growth is proportional to , so the dimensionless density power is proportional to . This is a high-wavenumber asymptote, not an expression at the transition point.
The baryon transfer function retains acoustic oscillations generated while baryons belonged to the photon-baryon fluid. After recombination, baryons fall into cold-dark-matter potential wells, reducing the relative perturbation while leaving a small oscillatory imprint.
After recombination and when pressure is negligible, cold dark matter and baryons feel the same gravitational acceleration. Their density-contrast difference therefore obeys
During matter domination , whereas the growing total-matter mode is proportional to , so .
For constant fractions in an Einstein-de Sitter universe, obeys the usual self-gravitating growth equation, while obeys . Thus and . The individual contrasts are and .
In a dark-matter-dominated growing mode with a constant relative offset and initially negligible baryon density contrast, . Replacing this by requires high redshift. The initial relative velocity and finite baryon self-gravity alter transients, although the relative difference becomes small as the common growing mode increases.
Scale-factor ratios involve exactly. Replacing this by is accurate only when both redshifts are large; it cannot justify an exact zero-redshift identity.
In the dark-matter-dominated limit, imposing both and requires a relative decaying mode. With , the ratio becomes . It has a different early-time approach from the constant-offset branch and the same late-time common growth.
With growing total matter mode, constant relative offset, initial , and , the exact ratio is . It reduces to only in the dark-matter-dominated limit.
For fields projected along the line of sight, the Limber approximation replaces the oscillatory radial Spherical Bessel function coupling by a local radial contribution with . The displayed cross-power spectrum formula applies to and similarly for , in a spatially flat background. It requires radial kernels and the three-dimensional cross-power spectrum to vary slowly across the radial coupling width. It suppresses correlations of disjoint radial kernels but can fail at low multipoles or for very narrow selections; exact unequal-time correlations can remain nonzero there.

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