Continue with metric signature . The Pauli matrices obey . Block multiplication in the chiral gamma-matrix representation gives
and
Hence , the required Clifford algebra. Multiplying the Dirac equation by yields
The antisymmetric part of drops out because partial derivatives commute. Therefore every component of the Dirac spinor satisfies the Klein-Gordon equation. The converse is not true: four arbitrary scalar solutions need not obey the first-order Dirac equation.
The Lorentz group consists of real invertible matrices preserving the Minkowski metric: . Writing gives , so there are six continuous parameters: three spatial rotation angles and three boost rapidities. The proper orthochronous Lorentz group is the connected component with determinant that preserves time orientation. Parity and time reversal are additional discrete operations and are not encoded by the six real parameters in an exponential near the identity.
For the real-generator convention used here, vector generators can be written
Take and use the same parameters in the spinor representation. The Lorentz-spinor generators from a Clifford algebra are
To verify the Lorentz algebra, first commute a generator with one gamma matrix:
For example, this follows by moving through each product using the Clifford anticommutator. Applying the commutator derivation rule to then gives
No extra factor of belongs in these generators with this commutator convention. Hermitian-generator conventions shift the factors of into the brackets and the exponential instead.
The same gamma commutator proves
Indeed, to first order , exactly the infinitesimal vector action defined above. Exponentiating proves the finite relation. The spinor field transforms as with ; combining this relation with preserves the Dirac equation. A rotation gives , so the spinor matrices give the double-cover spin representation, rather than a single-valued ordinary representation of the Lorentz group itself.
For a boost in direction , is Hermitian, with eigenvalues . A real rapidity therefore produces eigenvalues in , whose moduli are not one. The finite-component spinor representation is not unitary for boosts, although the rotation matrices are unitary. The Lorentz group is noncompact; this does not forbid the unitary infinite-dimensional action on the physical Hilbert space of states.
Nevertheless, since ,
This Dirac spinor pseudo-unitarity implies , and consequently
The Dirac adjoint is precisely the adjoint needed to form this Lorentz scalar; ordinary alone is not a scalar.
Let . It anticommutes with every gamma matrix and commutes with every , so . Thus the axial current transforms as a four-vector under proper Lorentz transformations:
Under parity it is an axial vector, acquiring the additional pseudovector sign. Contracting two axial currents cancels that sign and uses the invariant metric. Therefore is compatible with Lorentz invariance, including parity invariance of this contraction. Lorentz invariance of the interaction does not require the axial current to be conserved.
Use signature , the numerical matrices and given in the question, and raise genuine tensor indices with . A real Minkowski spacetime vector corresponds to the Hermitian matrix
For SL(2,C) matrices, is Hermitian and has the same determinant. It therefore induces a real linear Lorentz transformation; composition of the congruence actions agrees with matrix multiplication. The kernel consists of : preservation of makes a kernel element unitary, and preservation of every Hermitian makes it scalar.
Polar decomposition of an invertible complex matrix connects every determinant-one complex matrix to its unitary factor, so the group is connected. The action gives the Lorentz spinor double cover of the proper orthochronous Lorentz group. It covers rotations via and boosts via the positive Hermitian matrices below. Every proper orthochronous transformation is a boost followed by a rotation, since one can first match its image of the future unit time vector and then use its rotation stabilizer. The congruence construction does not cover spatial parity or time reversal. In particular parity has determinant as a four-vector transformation; all transformations continuously produced from SL(2,C) have determinant .
Set , and . The Pauli matrix multiplication law gives . The proposed boost matrix is , with eigenvalues , determinant one and . Split . The perpendicular Pauli part anticommutes with , so multiplication gives
This is an active Lorentz boost. The image of a rest worldline has velocity , fixing the velocity sign convention.
For two nonzero boosts, write and . Their product is
The last term is anti-Hermitian. Thus is not Hermitian unless the axes are collinear; a pure boost has Hermitian lifts , so it cannot give the same Lorentz transformation. The noncollinear boost obstruction from Pauli products is therefore
That rotation is a Wigner rotation. A zero-rapidity factor is the trivial exception, regardless of the arbitrary axis assigned to it.
Define and . The printed Lorentz algebra brackets give
Set , . Then
This is the chiral decomposition of the complex Lorentz algebra. The two copies are the complexifications of the SU(2) algebras conventionally labelled left and right. They are not two independent compact real subalgebras of the real Lorentz algebra: are complex linear combinations of the real generators. The distinction is needed for noncompact boosts.
To verify the infinitesimal two-component action, put
Its trace vanishes by antisymmetry, so . The Pauli matrix multiplication law implies
Since , antisymmetrizing this identity yields
Consequently , exactly the claimed infinitesimal coordinate transformation with .
The two Weyl spinor representations transform as
Both maps preserve group multiplication. For , choose its spin lift and write the finite matrices as
For rotations these coincide as the SU(2) doublet; for boosts their generator signs are opposite. Any complex-linear intertwiner would commute with all rotations and hence be scalar by the Schur lemma, but a nonzero scalar cannot intertwine the opposite boost matrices. They are therefore inequivalent. Infinitesimally their matrices are and , while their matrices are both . Thus they have chiral labels and . The finite matrices are representations of the spin cover; choosing or matters for spinors even though their four-vector transformations coincide.
Using the supplied block gamma matrices, the generator of the Dirac spinor is
The antisymmetry of removes the symmetric Clifford part. Hence
There is a conjugation-order error in the last displayed gamma identity in the PDF. The Clifford algebra gives, with ,
Exponentiating this linear commutator action proves the inverse Lorentz action on gamma matrices
The second identity is the order required for the requested bilinears when . An explicit countercheck to the printed order is a positive boost along the third axis: gives
whereas the printed right side has a plus sign. This cannot be repaired by dropping index raising; the same raising convention is needed in the preceding coordinate transformation.
The adjoint relation supplied in the question gives , hence the Dirac spinor pseudo-unitarity identity . The Dirac adjoint therefore transforms as . It now follows that the Dirac scalar bilinear is
the vector is
and the antisymmetric second-rank tensor is
These are respectively a Lorentz scalar, Lorentz four-vector and Lorentz tensor. The source's inconsistent gamma identity is replaced by its correct inverse/order pair; all three transformation laws then follow with the stated spinor transformation.
Use metric signature and the parity matrix . If a Dirac field transforms as , the chain rule changes the spatial derivatives' signs. Covariance of its Dirac equation therefore requires
The Clifford algebra gives precisely these identities for . In an irreducible Dirac representation any other solution differs by a scalar phase, because its ratio with commutes with all gamma matrices. With , the Dirac mass bilinear and kinetic term consequently obey
The factor compensates the sign reversal of spatial derivatives. A transformation containing only the argument change would not preserve the massive Dirac equation. This establishes parity symmetry of the free or vector-coupled Dirac theory; it does not make a chiral weak interaction parity symmetric.
For charge conjugation, transpose the adjoint Dirac equation to obtain . Multiplying by gives the original Dirac equation for if
One may choose unitary; in four dimensions a conventional choice in a standard Dirac or chiral basis is , with . Its overall phase and do not affect the following bilinear transformation. Reordering the Grassmann fermion fields gives, for a color matrix commuting with the gamma matrices,
Thus a vector color current changes sign and transposes its color generator under charge conjugation.
Write the Hermitian color connection as . The interaction coming from is . Its charge-conjugation symmetry requires . Parity acts on the Lorentz index as on a vector connection, so combining the two gives
In components, and . The transpose is a color-space transpose, independent of the spinor matrix . Intrinsic fermion phases cancel between a field and its adjoint.
Define the matrix gauge field strength unambiguously by
The derivative terms transform with the expected parity factors and a minus transpose. For the commutator, the crucial identity is , so the nonlinear term has the same transformation as the derivative terms. This is the CP transformation of non-Abelian field strength:
For example, while . With , the color sum in the theta operator is twice a trace of two field strengths. The two charge-conjugation minus signs cancel, and transposition reverses the trace factors without changing their trace. The four parity matrices contracted with the Levi-Civita symbol contribute . Hence
The theta operator is CP odd; a generic fixed nonzero coefficient violates CP. Setting the coefficient to zero removes this term. Although the density is locally a total derivative, nontrivial gauge topology means that it need not be irrelevant to the quantum theory. If a properly normalized theta angle is identified periodically, invariance at special values equivalent to their negatives is a separate global question; it does not change the CP odd transformation of the local operator.
Normalize the vacuum path integral by . The scalar two-point correlation function is , and the spinor two-point correlation function is . Vacuum boundary conditions make these time-ordered Feynman propagators. After integration by parts, the scalar quadratic action is .
The Schwinger-Dyson equation follows by integrating a functional derivative of : the derivative of the insertion supplies , and the action derivative supplies the kinetic operator. The analogous left Grassmann derivative calculation, or differentiation of the Grassmann Gaussian integral, gives
Using and the Clifford algebra, . Consequently
The free quantum effective action is quadratic, so all scalar one-particle-irreducible vertices with vanish. Its two-point vertex is the stated inverse kinetic form .
For the Yukawa interaction, two vertices contribute , and a closed fermion loop contributes an extra minus sign. Tracing the two spinor numerators gives , since the one-gamma traces vanish. Removing the overall from the amplitude gives the displayed loop integral. Define
The numerator decomposition and translation invariance of dimensional regularization reduce it to
The supplied tadpole pole is . A Feynman parameter combines the two bubble denominators. Shifting its loop momentum gives mass squared ; differentiating the tadpole integral with respect to this squared mass gives the double-denominator pole , independent of . Thus and
The counterterms contribute , so their minimal pole parts are
Combining the kinetic terms gives wavefunction renormalization , and combining the mass terms gives . Therefore
These are the Yukawa scalar self-energy pole coefficients; finite parts depend on the chosen renormalization condition.
The four-point graph is a Yukawa fermion box, with four external scalar legs attached to a closed spinor loop:
Figure 1.
Fermion box with four external scalar legs in a Yukawa theory
. Details.
Each high-momentum dirac propagator is . The product of four is , and the leading gamma matrix trace identities is nonzero. The four-dimensional radial integral therefore contains : a logarithmic ultraviolet divergence. This local four-scalar divergence cannot be absorbed by scalar mass or field normalization. Add , and, using the stipulated four-point pole normalization, take so that cancels it.
For literal cancellation of every one-loop divergence with , counterterm closure of a massive Yukawa theory also requires the allowed scalar linear and cubic terms. A constant scalar background shifts the fermion mass to ; the divergent local fermion contribution contains a polynomial proportional to . Its linear and cubic terms are not forbidden by a symmetry when the fermion mass is nonzero. A closed renormalizable family therefore has
with field, mass and coupling redefinitions for both scalar and spinor fields. A tadpole condition can set the renormalized to zero, but its counterterm still exists. The vacuum constant is needed if vacuum energy is retained. If an exact discrete chiral symmetry is imposed with , the scalar potential can be even and the odd terms are forbidden; the essential new interaction is then the quartic one.
Spinning-particle mechanics. Keep the mostly-plus metric and place the odd multiplier to the left. Varying the original PDF's dotted-fermion kinetic term gives
The last two equations are multiplier constraints. In deriving the fermion equation, the variation of is after integration by parts; moving past supplies the sign in the interaction variation. The TeX conversion omits the dot, which would erase the fermionic symplectic structure; the PDF fixes it.
Under an infinitesimal Lorentz rotation the target vectors transform together. The scalar contractions in the action are invariant. Its antisymmetric Noether charge is
The spin bilinear is antisymmetric because the Grassmann variables anticommute. Direct differentiation makes conservation particularly transparent:
while the fermion equation gives
They cancel, so . The same charge generates Lorentz transformations through the canonical and fermionic Dirac brackets, up to the convention for the sign of the antisymmetric transformation parameter.
The pseudoclassical spinning particle uses odd classical variables rather than assigning an ordinary commuting spatial vector to spin. Eliminating the fermionic momentum constraints gives
These are symmetric graded Poisson brackets. The even bilinears have the Lorentz transformation law of an internal angular-momentum tensor. This is spin from Grassmann bilinears.
Quantization replaces the bracket by an anticommutator,
The Clifford algebra is represented on spinors. The constraint then becomes
the massless Dirac equation. Its square gives the massless wave equation, matching . The quantized spin generator is . This spinning-particle Dirac quantization explains why the wavefunction carries a spinor index even though the original variables are vector coordinates.
The NS phase-space action. A Fourier action compatible with the displayed constraints is
The are odd multipliers; an overall phase can instead be absorbed in their definition. The here are fermionic matter modes, not the antighost of Question3. This Neveu–Schwarz Fourier phase-space action gives the bosonic oscillator symplectic form and .
For an open string, the two worldsheet fermion chiralities are related at each endpoint. Opposite relative signs at the two ends produce, after doubling the interval, . The Neveu–Schwarz sector therefore has half-integer Fourier frequencies , with no matter-fermion zero mode. Equal endpoint signs give the periodic Ramond sector instead. The bosonic zero-mode normalization is again .
In old covariant string quantization, all target components are retained and obey
Other oscillator brackets vanish. The momentum-labelled oscillator vacuum satisfies , , and ; take its matter norm positive. The zero-point convention stated in the question gives
A physical oscillator ground state has , so
It is a scalar, not a spinor, since the NS sector has no Clifford zero modes. It is a tachyon if , massless if , and massive if . In the usual limiting theory it is the unprojected NS tachyon, removed by the standard GSO projection. Calling it tachyonic before specifying the sign of would be too strong.
The half-level vector and its norm. Let . The level is . Its condition and the only potentially nonzero positive supercurrent condition give
Indeed implies . Higher positive annihilate the state. Likewise is either zero or an annihilator, so all conditions hold. This is the half-level Neveu–Schwarz vector state.
Its matter norm is proportional to . For a real, nonzero on-shell momentum in ordinary Minkowski space, three cases exhaust the possibilities:
  • If , then is timelike and its orthogonal complement is Euclidean. In its rest frame sets , so every nonzero physical polarization has positive norm.
  • If , then is null. Choose , . Transversality sets , leaving . Polarizations proportional to are null.
  • If , then is spacelike. A frame with allows , which satisfies but has norm . It is an explicit negative-norm physical polarization at this level.
Thus, with the usual nonzero particle-momentum hypothesis,
This is a level-specific result, not a proof of the full NS no-ghost theorem in arbitrary dimension.
At the limiting intercept the vector becomes massless, and the longitudinal polarization is a null state. It is generated by . Factoring out that null direction identifies and leaves positive physical polarizations of a gauge vector. In the consistent critical NS string one additionally has ; the half-level positivity argument alone does not derive that dimension.
There is a genuine zero-momentum exception if the printed word “all” is read literally. At and , the polarization obeys every displayed positive-mode constraint and the mass shell, but has norm . Transversality is vacuous, and removes nothing. This nonzero-momentum condition in the massless vector norm test is therefore necessary for the intended endpoint assertion. Including zero momentum changes the unrestricted elementary test to strict ; ordinary propagating massless particle states use nonzero null momentum.
Finally, an oscillator vacuum used to build the excited state is labelled by that state's momentum. It need not separately satisfy the scalar-ground-state mass shell: imposing both and at the same momentum would incorrectly exclude all such excitations.
The sources are independent odd Grassmann variables and anticommute with the Dirac field. Use and the same mostly-plus gamma matrices and Dirac adjoint as in the interaction calculation. The inverse is selected with vacuum Feynman i-epsilon prescription boundary conditions. With integral kernels and spinor contractions understood, the exponent can be completed to a square:
Translations preserve the Berezin integral, so the Gaussian generating functional for a Dirac field is
The positions of the sources matter. To extract the Dirac propagator, use a left Grassmann derivative with respect to followed by a right Grassmann derivative with respect to :
The leading minus sign removes the two insertion factors . It can also be checked by differentiating the quadratic source exponential: its ordered second derivative is .
For the Fourier transform , and the Clifford algebra gives
Therefore
This equals . The fermionic time ordering is explicitly
with the minus sign supplied by exchanging odd fields. The poles put positive energy forward in time and negative energy backward, which is the antiparticle contribution. Finally, checks the numerator and overall sign. All formulas are distributional limits with the indicated boundary prescription.
Use the metric and the usual Dirac basis, with and . In this solution the sign of the chirality matrix is the one specified in the paper, . Define and , with no summation in componentwise transformation formulas.
Complex conjugation changes the explicit to . Three spatial gamma matrices each contribute another minus sign, so
Also and by the Clifford algebra.
The quantum time-reversal operator is antiunitary: it conjugates numerical coefficients, including the Dirac spinors and plane-wave exponentials in the mode expansion of a Dirac field. To fix the spin phase explicitly, put and use
This convention gives on a one-fermion state, since . In the transformed expansion, change variables from to . The Lorentz-invariant phase-space measure is unchanged, and . The coefficient of is therefore
The same calculation applies to the antiparticle coefficient. Thus, with this explicitly fixed spin convention,
The spin phase in the Dirac time-reversal matrix matters here: a common change of the one-particle time-reversal phase replaces by ; the phase-independent relation is . It changes neither the defining conjugation property nor any bilinear result below. Normalize to be a unitary matrix. In the Dirac basis, is real and commutes with , so transforming the Dirac adjoint gives
Here complex conjugation of the matrix defining the Dirac adjoint is essential. An explicit realization consistent with the sign of used here is and ; it has , so conjugation by and by coincides. The usual changes of Dirac spinor basis by unitary matrices carry the adjoint and time-reversal matrix with them.
For the charge-conjugation matrix, the gamma matrix adjoint and transpose identities give . Consequently . Since in the chosen phase convention,
This proof uses a temporal Hermitian matrix and spatial skew-Hermitian matrices explicitly; the transpose identity is preserved when is transformed appropriately with the gamma matrices.
For the Fermi interaction, let and . In the displayed Dirac basis, the inverse version of the conjugation relation also holds. Antiunitarity, and give
The leptonic weak charged current has the same component signs. In the contraction of leptonic and hadronic currents, the two factors cancel. Its two independent operators thus keep their form while their coefficients become and . The Hermitian-conjugate term transforms separately; its presence does not remove a relative complex phase between the vector and axial couplings.
With all intrinsic phases fixed to one and a real positive Fermi constant, invariance requires real coefficients in that convention. A common phase of and can instead be absorbed into a rephasing of the nucleon fields, and hence into their intrinsic time-reversal phases. The convention-independent condition, for , is
This is the relative weak phase condition for time reversal. If one coefficient vanishes, there is no relative phase to constrain; the remaining common phase can be removed. A nonreal ratio violates time-reversal symmetry even though the Lagrangian density includes its Hermitian conjugate.
Use gamma matrices satisfying the Clifford algebra relation , with and . The Dirac adjoint is . Take the Dirac action
It differs from the manifestly Hermitian form with only by a boundary term. Treat and as independent variables when applying the principle of stationary action. Varying gives
Varying and integrating by parts gives the adjoint Dirac equation, . Multiplying the Dirac equation by also gives , so its dispersion relation is Lorentz invariant.
For a Lorentz transformation , the field transforms in the Spinor representation of the Lorentz group:
Since , this identity gives the Lorentz covariance of the Dirac operator:
Thus every solution is carried to another solution. The field is a spinor rather than a four-vector; the transformation of the gamma matrices supplies the necessary covariance. The Dirac action is Lorentz invariant because its integrand is a scalar and is invariant.
For electric charge , use the gauge covariant derivative . The minimal electromagnetic coupling of a Dirac field is
The local gauge transformations in this convention are
Direct substitution gives , which proves gauge covariance of the charged Dirac equation. The mass and kinetic terms are invariant, and , so the full action has gauge invariance. The conserved current is . It transforms as a four-vector under Lorentz transformations, and varying gives .
To make the infinitesimal spinor transformation explicit, write with . Define
The Lorentz generators from gamma-matrix commutators have precisely the needed algebra: , which verifies to first order. The infinitesimal transformation of a Dirac field is therefore
At the same coordinate argument, the orbital change must also be included:
Both formulas describe the same transformation; their arguments differ.
Finally, the gamma adjoint identities imply and hence the pseudo-unitarity of the spinor Lorentz representation, . It follows that
Thus the Dirac scalar bilinear is a Lorentz scalar. Infinitesimally the spin terms in cancel; at fixed coordinates only the ordinary scalar orbital transformation remains.
Use the metric and the usual Dirac adjoint .
Field transformation. The mode expansion of a Dirac field is
Charge conjugation exchanges particle and antiparticle operators. Choose their phases so that
The conjugate relations for creation and annihilation operators preserve their canonical anticommutation relations. Thus the transformed expansion is times the same integral with replaced by and replaced by . On the other hand, transposing the adjoint expansion gives . The given spinor identities identify these expressions, proving
Symmetry of the spin matrix. Transposing gives . Substitute and multiply on the right by :
The complex four-dimensional Clifford algebra representation generated by the gamma matrices is irreducible; equivalently its sixteen independent gamma products span the full matrix algebra. The Schur lemma therefore gives . Hence . Transposing once more gives , so and
This is the transpose symmetry of a charge-conjugation matrix. The given antisymmetric choice is consistent with this conclusion.
Equation of motion. Taking the adjoint of the free Dirac equation yields . Its transpose, multiplied by , is
The defining matrix relation converts this into
Thus the charge conjugation of a Dirac field maps free solutions to free solutions. With an external electromagnetic field, its charge would also reverse; no such background is present here.
Chirality. Define the chiral projectors and . The operator acts on the field operators and commutes with these numerical matrices:
The transformed component is therefore left-chiral, as requested. There is a useful distinction: the algebraic charge conjugate of a left-chiral spinor is right-chiral. Indeed and give
This is the operator conjugation of a chiral field component; it avoids confusing projection after operator conjugation with charge conjugation of the already projected spinor.
Baryogenesis. Consider equal initial populations of a heavy particle and its antiparticle, with two baryon-number-violating decay channels carrying different final baryon numbers . Let and be the branching fractions into a channel and its antiparticle channel. The net baryon number produced per initial particle-antiparticle pair is
Exact charge conjugation symmetry equates the conjugate branching fractions and makes this vanish. Exact CP symmetry also equates the fully summed conjugate decay rates, because parity reverses momenta and helicities without changing baryon number. Thus both violation of charge conjugation and CP violation are necessary for generating an asymmetry from a symmetric initial state.
Violation of charge conjugation alone can generate a helicity asymmetry while leaving total baryon number zero. For example, with denoting helicities, CP symmetry may enforce and the analogous relation with exchanged, even when same-helicity charge-conjugate rates differ. The CP rate cancellation in baryogenesis means that summing over helicities cancels the baryon asymmetry. These are the symmetry requirements in the Sakharov conditions; baryon-number violation and departure from thermal equilibrium are also needed in the conventional decay mechanism.
Complexifying the Clifford algebra removes the signature dependence of its representation dimension. Pair the gamma matrices into operators with and . The commuting occupation operators have eigenvalues zero or one. Starting from a Clifford vacuum, applying every subset of the fermionic creation operators produces independent states. Conversely, these operators construct matrices on a -dimensional space, and their products span its full matrix algebra. Thus an irreducible complex Clifford algebra module in has
A general Clifford module is a direct sum of these; the statement concerns the minimal spinor.
The Lorentz group acts through even Clifford products, . More precisely this is a representation of its double cover, the Spin group. The normalized product of all matrices squares to one and anticommutes with each , while commuting with every . Its eigenspaces are the two Weyl spinor representations, so the Dirac spinor is reducible under the connected spin group:
Each summand is irreducible. The Clifford module itself remains irreducible because an individual interchanges the summands. In one can use the old as the additional matrix, with an appropriate phase for its signature. No independent chirality matrix remains: the product of all matrices is central and fixed to a scalar on an irreducible module. There are two choices of this central sign for the complex Clifford algebra, but each restricts to the same irreducible -dimensional spinor representation of the connected spin group. An odd-dimensional spinor has no Weyl splitting. Majorana spinor reality conditions depend additionally on dimension and signature; they must be imposed separately from this complex dimension count.
For the massless field counts, use the rotational part of the little group and real physical polarizations. A massless p-form gauge field has only transverse, antisymmetric components after its gauge redundancy and equations of motion are imposed, giving polarizations. A graviton has a symmetric traceless transverse tensor, giving . A massless fermion obeys a Dirac equation which halves its off-shell spinor components. In ten dimensions a Majorana-Weyl spinor has sixteen real components off shell and eight physical components; in nine dimensions a Majorana spinor has sixteen off shell and eight physical components; in eleven dimensions a Majorana spinor has thirty-two off shell and sixteen physical components. A gravitino is a transverse vector-spinor with its gamma trace removed, leaving times the corresponding physical spinor dimension. Thus the ten-dimensional Majorana-Weyl gravitino has polarizations, the nine-dimensional Majorana gravitino has , and the eleven-dimensional Majorana gravitino has .
The common Neveu-Schwarz sector of type IIA supergravity and type IIB supergravity consists of a metric tensor, the Kalb–Ramond field , and the dilaton . Their counts are respectively , , and . The Ramond-Ramond sectors and fermions distinguish the theories. In type IIA supergravity the independent bosonic potentials and counts are
There are two Majorana-Weyl gravitini of opposite chirality, giving , and two Majorana-Weyl dilatini of opposite chirality, giving . Their total is . With gravitini labelled and , the corresponding dilatini have signs and respectively. Type IIA is nonchiral.
In type IIB supergravity, the independent bosonic potentials and counts are
The five-form field strength associated with is a self-dual differential form, so only half the seventy transverse four-form components are independent. In Lorentzian ten dimensions the Hodge star operator on five-forms squares to one, making a real self-duality condition possible. The two Majorana-Weyl gravitini have the same chirality and contribute states. Both Majorana-Weyl dilatini have the opposite chirality to those gravitini and contribute states. Type IIB is chiral, with bosonic and fermionic polarizations.
For dimensional reduction, retain the massless zero modes on a flat circle, with no flux, gauging or fermion twist. A metric splits into a lower-dimensional metric, one vector and one scalar. An ordinary -form splits into a -form and a -form, according as it has no compact index or one. This preserves counts by Pascal's identity, .
Reducing type IIA supergravity to nine dimensions gives the following decompositions; each number is a count of physical states:
Thus the bosonic maximal nine-dimensional supergravity multiplet contains one graviton, three massless vectors, two massless two-forms, one massless three-form and three real scalars, with
Each ten-dimensional Majorana-Weyl gravitino becomes one nine-dimensional Majorana gravitino and one Majorana spin-one-half field, giving . Each ten-dimensional dilatino gives one more Majorana spin-one-half field. The fermionic multiplet therefore has two gravitini and four spin-one-half fields, with . The fields belong to one maximal gravity supermultiplet, not separate interacting matter multiplets.
Reducing type IIB supergravity gives from the metric; one two-form and one vector each from and ; and the two scalars . The four-form potential yields a nine-dimensional four-form and three-form, but the ten-dimensional self-dual differential form condition relates their field strengths. Retaining either one gives independent polarizations, not seventy. The same bosonic count, three scalars, three vectors, two two-forms and one three-form, follows. The fermionic reduction likewise gives two gravitini and four spin-one-half fields. These are the same maximal nine-dimensional supergravity spectrum, as expected from T-duality. The spectrum is nonchiral in nine dimensions, since the odd-dimensional spinor representation has no independent Weyl chirality; the ten-dimensional distinction is lost on restriction to nine-dimensional Lorentz symmetry.
Eleven-dimensional supergravity has a metric with states, a three-form with , and a Majorana gravitino with . For direct reduction on a flat two-torus, write the internal indices as . The metric gives , two vectors and three symmetric components ; the three-form gives , two two-forms and one vector . Hence
The eleven-dimensional Majorana spinor restricts to two nine-dimensional Majorana spinors. The vector-spinor consequently yields two gravitini and four spin-one-half fields, giving . This is again the same maximal nine-dimensional multiplet.
For reduction of massless type IIA supergravity to four dimensions, use a flat six-torus and retain all zero modes, without flux or projections. Internal indices give
The multiplicities come respectively from a symmetric pair of six internal indices, , and . Before dualizing, this gives one graviton, vectors, scalars, seven two-forms and one three-form. The seven two-forms provide seven scalar polarizations, whereas the three-form has no local propagating polarization. Thus the final bosonic spectrum is one graviton, vectors and scalars, with states.
A ten-dimensional Majorana-Weyl spinor decomposes into four four-dimensional Majorana spinors. Each ten-dimensional gravitino supplies four four-dimensional gravitini and twenty-four spin-one-half fields, with . Each ten-dimensional dilatino supplies four spin-one-half fields, with . Together they give eight gravitini and fifty-six spin-one-half fields, with . As a separate check, the helicity spectrum of a massless supermultiplet with has multiplicities at helicity , giving . The reduced theory has the field content of four-dimensional N=8 supergravity, with physical states, exactly as in ten and eleven dimensions. Other compact manifolds or projections can reduce the number of preserved supercharges; the flat-torus assumption is essential to this spectrum.
Here is the local two-form scalar duality including its coupling dependence. For this calculation use signature , , and the contravariant volume tensor . A healthy two-form kinetic term and its first-order form are
Treat as independent. Varying imposes its Bianchi identity for an Abelian p-form, , so locally . Varying instead yields
Use . The original kinetic term becomes , and the multiplier term becomes . Both terms must be substituted; replacing only in the original kinetic term would produce the wrong sign. Thus
At fixed normalization of the Bianchi multiplier, the dual kinetic coefficient is the inverse of the original coefficient: if the scalar convention is , then . A canonical scalar is for constant , but that rescaling hides the formal coupling inversion and changes any assigned scalar periodicity. For a scalar-dependent positive kinetic matrix of several two-forms, the same calculation gives . Additional topological couplings modify the multiplier's derivative terms but do not change this basic inversion of the two-form kinetic matrix. The Hodge star operator exchanges the two-form Euler-Lagrange equations and Bianchi identities for an Abelian p-form with those of the dual scalars; the duality is local and global flux sectors require separate treatment.
A four-dimensional three-form instead has . Its equation of motion, , makes a spacetime constant. For constant coupling the first-order expression in this convention can be written
Here the first-order construction includes a multiplier : varying imposes , and the displayed density retains the term fixing the flux normalization. Eliminating gives and . Thus it can encode a constant-flux contribution to the vacuum energy, but no local massless particle or scalar wave. On the zero-flux perturbative vacuum it contributes no state. The seven two-forms are scalar duals; the three-form is nondynamical, which completes the four-dimensional field count without discarding a possible global flux parameter.
For this question use the mostly-plus Dirac convention: the Minkowski metric is and
This convention matches the printed plane-wave phase and final identity. It is related to the usual mostly-minus Dirac equation by reversing the metric and taking the negatives of the usual gamma matrices. In particular, the resulting Dirac action and its Dirac adjoint describe the same physical massive field. The Dirac gamma matrices are four complex matrices representing the spacetime Clifford algebra with quadratic form . The irreducible complex representation has dimension four. A convenient explicit choice is the negative of the standard Dirac representation of the gamma matrices:
where are the Pauli matrices. Their multiplication law verifies the displayed anticommutator.
In this representation the gamma matrix adjoint and transpose identities are
and
The invariant way to express the latter pattern uses the charge-conjugation matrix:
Individual transpose signs depend on the basis. More generally, a similarity transformation changes the Hermitizing matrix to and the charge-conjugation matrix to . Then and . Thus the simple formula with itself presumes a compatible Hermitian basis, rather than an arbitrary nonunitary similarity transformation.
Applying to the Dirac equation gives . Its mass shell is , so the frequencies are . The Dirac spinor transforms in the four-component Spinor representation of the Lorentz group. Under spatial rotations, the two upper and the two lower components each transform as a two-component spin- representation: the spin angular momentum matrices are . At rest the positive-energy equation selects the upper two components, giving two independent spin polarizations, and the negative-frequency equation selects the lower two.
In the quantum theory a mode expansion is
With the mostly-plus Dirac convention, is positive frequency. The negative-frequency coefficient obeys . The fermionic annihilation operators and satisfy the canonical anticommutation relations, with their respective fermionic creation operators. The excitations are particles; the excitations are antiparticles with the same positive energy, mass and spin- but opposite charge. After normal ordering, the Hamiltonian operator contains positive multiples of . Reinterpreting the negative-frequency part as antiparticle creation supplies a spectrum bounded below rather than a physical tower of negative-energy particles.
For the printed wave, . Substitution gives
The spin label indexes the two states of a spin- particle, rather than varying the particle's total spin. For real on-shell , Hermitian conjugation and give
These are right and left null-vector equations for the same on-shell matrix.
To obtain the Gordon identity, take both external Dirac spinors to have the same real mass . Their two equations imply
Define . The Clifford algebra relation yields
Therefore
Multiplying the previous null-vector equation by proves the required formula exactly:
For it can be solved for the vector-current matrix element, separating a momentum term from the antisymmetric Dirac spinor term. The identity before division also holds at . The signs depend jointly on the metric, Clifford relation, Dirac mass term and plane-wave phase. In the mostly-minus convention of Questions 1 and 3, the printed phase instead gives ; the corresponding identity uses in the antisymmetric term. Mixing that convention with the formula proved here would produce an apparent sign error.
The PDF's displayed zero-mode term has no derivative. Read literally, vanishes for classical Grassmann variables and supplies no zero-mode symplectic structure. The subsequent canonical-algebra requests therefore require the standard kinetic term . We use that intended correction explicitly; the rest of the displayed action fixes the nonzero-mode normalization.
The Ramond level operator, with vacuum-annihilating normal ordering, is
The canonical oscillator relations, for transverse indices , are
The hermiticity convention is and . The commuting bosonic zero mode is supplied by the center-of-mass momentum. For , define and . Their bosonic occupation numbers are and their fermionic occupation numbers are . Therefore, on the Fock space generated from an oscillator vacuum,
Equivalently, creation operators raise the level by , since and . The zero modes commute with and do not change the level. The multiplier imposes
so the states are massless. In the Ramond sector the bosonic and fermionic oscillator zero-point contributions cancel, consistently with the stated zero intercept. The massless ground states are spacetime spinors, as the Ramond zero-mode Clifford algebra now shows.
Normalize . Then
Let . Each positive-frequency bosonic annihilator commutes with , while each fermionic annihilator anticommutes with it. Applying either annihilator to therefore gives zero. Thus all eight are oscillator vacua. For real , the hermitian operator satisfies , so
This proves the real independence of Clifford-generated vectors, and hence their linear independence over .
The same argument applies to the nonzero vacuum , because . It gives eight real-linearly independent oscillator vacua . They include itself, at . Products of two zero modes preserve vacuum annihilation just as products of one do.
For the chirality matrix , reversing eight anticommuting factors introduces . Hence
Moving any through the other seven factors also gives . If , then
The first collection has negative chirality; the second has positive chirality. If and have these respective chiralities, hermiticity gives , so they are orthogonal. Combining the two real-independent collections therefore gives at least sixteen real-linearly independent oscillator vacua, eight in each chirality.
The real qualification in the question matters: the particular eight vectors generated from an arbitrary complex need not be independent over . Nevertheless the dimension bound from paired Clifford involutions also follows from the full Clifford algebra. Define four commuting hermitian involutions , . Their joint spectral projections preserve the vacuum space, so it contains a nonzero common eigenvector . Multiplication by flips the eigenvalue of and leaves the other three eigenvalues unchanged. The sixteen products obtained by independently choosing whether to apply these four odd-indexed Gamma matrices to consequently have distinct joint eigenvalue quadruples. They are nonzero, mutually orthogonal oscillator vacua. Thus the unprojected vacuum space also has complex dimension at least sixteen, with eight states of each chirality in the minimal representation. A further chiral projection is an additional physical restriction, not part of the oscillator-vacuum conditions here.
The gamma matrices represent the spacetime Clifford algebra. With the Minkowski metric convention above,
The braces denote the anticommutator. Consequently , , and distinct gamma matrices anticommute. The identity matrix is essential: the right side is a matrix equality, not a scalar equality. These signs agree with the explicit Dirac representation of the gamma matrices in the next part.
Write every displayed block identity as . Direct block multiplication in the Dirac representation of the gamma matrices gives
Thus their mixed anticommutator is zero. For two spatial indices,
Using the Pauli matrix multiplication law gives
These exhaust all time-time, time-space and space-space cases of the Clifford algebra. No special choice of individual Pauli matrices beyond their stated anticommutator is needed.
A Dirac-to-Weyl gamma-matrix similarity transform with the required signs is
It is a unitary matrix, with . Multiplication gives
The matrix commutes with every : their common block structure uses the same antisymmetric block matrix, and the scalar blocks of commute with each Pauli matrix. Hence , exactly the spatial matrices specified in the Weyl representation of the gamma matrices. A similarity transformation preserves every Clifford algebra relation, so no new consistency check is needed for the transformed representation.
The commutator with the scalar metric term vanishes. Reorder the third gamma matrix using the Clifford algebra twice:
Subtract the last term and multiply by to obtain
This is the infinitesimal vector transformation law implemented by the Spinor representation of the Lorentz group. The first contraction is as printed in the PDF; the TeX conversion's is erroneous and would fail, for example, when : the actual commutator is zero.
Use the Clifford algebra to write . The Lorentz generator from gamma-matrix commutators is therefore
This also checks the diagonal case , where because . The metric term in the printed expression is understood to multiply the identity matrix. The generators are antisymmetric in their two spacetime indices.
A Majorana spinor equals its charge conjugation, , with conventional phase choices absorbed into . The two-component worldsheet Majorana fermion therefore has no independent complex conjugate components; in a Majorana representation its components can be real Grassmann variables. The same condition applies to the constant supersymmetry parameter. Grassmann statistics matter in the variation: replacing the spinors by commuting numerical vectors would give the wrong bilinear interchange signs.
The displayed rigid transformation is understood in flat conformal gauge. Take , , and choose
Here is a valid invariant charge-conjugation form: and . These concrete matrices make all signs checkable; equivalent Majorana conventions give the same result with their consistently transformed bars.
Let and , so . Suppressing the common factor in the action, the flat kinetic density is
The rigid variations have and . The supersymmetry variation is even, so its product rule has no extra graded sign. From the Majorana Grassmann bilinear interchange identities,
For example the last identity follows by moving the Grassmann-odd parameter through , then using and the transpose relations twice. No equation of motion has been used.
The two kinetic variations are
The Clifford algebra turns the first fermionic term plus the bosonic variation into . In the second term, commute the partial derivatives and use the same algebra: the antisymmetric gamma product drops out, leaving . Together they are precisely the rigid worldsheet supersymmetry boundary term:
Therefore . It vanishes on a closed or periodic worldsheet, for compactly supported changes, or under compatible supersymmetric endpoint conditions. The local total-derivative identity is off shell; the boundary assumptions are needed to call the integrated action invariant.
The flat-gauge qualification is substantive. On an arbitrary curved worldsheet, spinors need a zweibein and spin connection and a constant spinor parameter need not exist. A fully covariant locally supersymmetric action also involves the worldsheet gravitino; the isolated ordinary-derivative expression does not prove rigid invariance for arbitrary . We have proved the intended rigid symmetry of its flat gauge-fixed action, with the fermionic term inside the same integral and overall normalization. If the displayed last term were read as outside the integral, it would not even define an action.
For phenomenology, bosonic string theory has no spacetime fermions and its usual vacuum contains a tachyon. The spinning string has a Ramond sector, whose fermionic zero modes form a spacetime Clifford algebra and give spacetime spinor states, as well as a Neveu–Schwarz sector. In suitable consistent theories the GSO projection removes the tachyonic NS ground state and keeps the appropriate Ramond chirality. The critical dimension of the RNS superstring is 10 rather than 26: bosons and real fermions have matter central charge per chiral sector, while the reparameterization and superconformal ghosts contribute , so the total anomaly cancels at .
Suitable GSO-projected superstrings admit spacetime fermions and a tachyon-free spectrum, making them more promising for particle physics than the bosonic string. Rigid worldsheet supersymmetry alone does not establish a tachyon-free spacetime theory or realistic phenomenology. The projection, consistent sectors and compactification in string theory are additional input; spacetime supersymmetry and a realistic four-dimensional spectrum are not automatic consequences of this classical action.