A ring is Artinian when its ideals satisfy the descending chain condition: every chain eventually becomes constant. It is Noetherian when its ideals satisfy the ascending chain condition, equivalently when every ideal is finitely generated. We first prove finite length of a commutative Artinian ring; this gives the stronger structural reason for its Noetherian property.
If is a prime ideal of an Artinian ring, the quotient is an Artinian integral domain. For a nonzero element of that domain, the chain stabilizes. Thus for some , and cancellation gives . The quotient is a field, so every prime ideal is a maximal ideal.
There are only finitely many maximal ideals. Otherwise, choose distinct ones . The intersections form a strictly descending chain. To see strictness, for each choose ; their product belongs to the first ideals but not to the next one, since is prime. This contradicts the descending chain condition.
Put . This Jacobson radical is also the nilradical, since all primes are maximal. We need the stronger conclusion that is nilpotent, without assuming Noetherianity. Its powers stabilize, say . Suppose . By the descending chain condition, choose an ideal minimal subject to . Some has , so minimality gives . Moreover , and minimality gives . Hence for some . But is a unit: it cannot lie in any maximal ideal, because lies in all of them. Thus , a contradiction. Therefore .
The Chinese remainder theorem gives , a finite product of fields. Each quotient is an Artinian module over this product, and each field component must be a finite-dimensional vector space; an infinite-dimensional vector space admits a strictly descending chain of subspaces. Consequently every layer has finite composition length. The finite filtration
shows that itself has finite composition length. A strict inclusion of submodules strictly increases length, so an ascending chain cannot continue indefinitely. Every commutative Artinian ring is therefore Noetherian. This is the Artinian rings are Noetherian result.
For the formal power series ring, let with Noetherian, and let be any ideal of . For define a coefficient ideal
These coefficient ideals of a formal power series ideal satisfy , by multiplication by . The ascending chain condition gives for all . For each , choose finitely many series whose coefficients at generate .
We claim that these finitely many series generate as an ordinary ideal. Given , cancel its coefficient at successively. After coefficients below have vanished, its coefficient at lies in . If , use an -linear combination of the . If , use a combination of , since . The remainder then belongs to .
Collect all the cancellations against each fixed generator. For its multiplier is a polynomial, while the multipliers of the are well-defined formal power series: at any fixed degree, only finitely many cancellation steps contribute. The remainder has every coefficient zero. Thus
This is a finite sum of ideal generators, rather than merely a topological closure assertion. Since was arbitrary,
This coefficient-cancellation argument proves Noetherianity of a formal power series ring.
The corresponding Artinian assertion is false. For any nonzero ring , the ideals
in are strictly decreasing, since has a nonzero coefficient in degree and no multiple of does. In particular, a field is Artinian, but is not. The zero ring is the harmless exception.
Use the following finite-length version of the Hilbert-Serre theorem. Let be a graded algebra generated over an Artinian ring by finitely many homogeneous elements of positive degrees . For a finitely generated nonnegatively graded -module , define its Poincare series of a graded module by
Every component has finite length, and the theorem says
For a module whose grading is merely bounded below, the same statement holds with a Laurent-polynomial numerator. When the generators all have degree one, the denominator is .
Here is an induction proof. An Artinian ring is Noetherian by question 1, so the Hilbert basis theorem makes Noetherian. If there are no positive-degree generators, and a finite homogeneous generating set for occupies only finitely many degrees. Each component is a finite module over the Artinian ring , hence has finite length of a module, and is a polynomial.
For , put , , and . Both are finitely generated graded modules annihilated by , hence modules over , which is generated by the first homogeneous elements. Their multiplication exact sequence is
Here . Additivity of length degree by degree gives
This is the Hilbert series multiplication exact sequence. By induction, the right-hand side has denominator . Division by completes the proof of the Hilbert-Serre theorem. The finite-component and finite-generation claims also follow from the finite set of positive-degree algebra and module generators; no analytic convergence of a series is involved.
For the local invariant, use the usual Noetherian local ring hypothesis of Hilbert–Samuel growth dimension. Locality alone does not guarantee finite lengths or polynomial growth; the printed question leaves this finiteness assumption implicit. For instance, in the localization at a prime ideal of the polynomial ring at , the vector space has the infinitely many independent classes of the variables, so its length is not finite. Write and . Its associated graded ring
is generated over in degree one, because is finitely generated. Thus its Hilbert series is rational with a denominator that is a power of . After cancelling factors, write
Define , the pole order at , with when is a polynomial.
Equivalently, the Hilbert–Samuel function
has generating series and eventually agrees with a polynomial of degree . Indeed, coefficients of are , and multiplication by leaves leading term . Consequently is the degree of the cumulative Hilbert-Samuel polynomial, rather than the degree of the individual graded-component function; the latter has degree when . This pole/growth invariant also equals Krull dimension by the local dimension theorem, although that theorem is not required to define it here.
For an example, take . Its associated graded ring is with the ordinary degree grading: degree has the monomials as a basis. Therefore
The length formula also follows directly by counting monomials of total degree at most in .
A Lie group is a finite-dimensional smooth manifold with a group structure for which multiplication and inversion are smooth. The group defined here is the compact symplectic group , rather than the full complex symplectic group. Also, the displayed matrix expression requires to be ; the printed size is incompatible with .
Since , we have . The matrix exponential commutes with conjugation, as follows term by term from its absolutely convergent power series. Consequently
To construct logarithm charts for the compact symplectic group, consider the real vector space
Differentiating the defining identities at gives precisely these conditions. Conversely if , is unitary and
so . These are the infinitesimal conditions of the compact symplectic Lie algebra.
Near , the convergent matrix logarithm series is smooth and inverse to the matrix exponential near zero. These local inverses respect transpose, conjugate transpose, and conjugation; also when both matrices are sufficiently close to . Shrink their neighborhoods accordingly. If there, unitarity gives
The symplectic identity is equivalent to , so, putting , it gives , equivalently . Thus this local logarithm restricts to a bijection between a neighborhood of in and an open neighborhood of zero in . Its inverse is the restricted matrix exponential. These restrictions are manifold charts; left multiplication translates them to every via . The chart overlaps are smooth compositions of multiplication, exponential and logarithm. The subspace topology is Hausdorff and second countable, inherited from the finite-dimensional matrix space, so these charts give a smooth manifold.
Closure under products and inverses follows from and unitarity. Matrix multiplication is polynomial in real and imaginary entries, and inversion on the unitary group is , a real linear operation. Their restrictions are smooth in the charts just constructed. Hence is a Lie group without needing a closed-subgroup theorem.
Write in blocks. The two infinitesimal conditions give
The skew-Hermitian matrix has real parameters; the complex symmetric matrix has complex parameters, hence real parameters. Therefore
For , any two-by-two matrix satisfies , so the group is . Explicitly,
The rows are orthonormal and the determinant is one; conversely unitarity and determinant one force this form. This is the SU(2) as the three-sphere parametrization. The map and its inverse, extraction of the first row, are smooth. Thus is diffeomorphic to .
The idele group is the multiplicative restricted product
with respect to at the finite places of a number field; is the completion of a valued field at the place . Thus each tuple has nonzero components, and all but finitely many finite components are units. Its restricted product topology on the idele group has basic open sets , where is finite and contains the infinite places, and each is open in . In particular is an open subgroup.
Embed diagonally. Take a neighbourhood of one whose finite components all lie in and whose infinite components satisfy in the usual real or complex modulus. A diagonal element there is an algebraic unit . If , then is a nonzero algebraic integer, so its field norm is a nonzero integer. But
a contradiction. Thus is discrete. It is also closed: in a topological group, a subgroup with an isolated identity cannot have an external accumulation point, since quotients of two nearby subgroup elements would approach the identity.
Send an idele to its associated fractional ideal by
Only finitely many exponents are nonzero. This homomorphism is onto, by choosing powers of local uniformizers, and its kernel is . Diagonal elements map to principal fractional ideals. The resulting quotient gives
It is a topological isomorphism when the ideal class group is given the discrete topology, since is open.
Use normalized local moduli: real modulus, squared complex modulus, and at a finite place. The idelic modulus defines , the norm-one idele group. The product formula puts inside this kernel. Every ideal class has a representative in , because an infinite component can be rescaled to correct the modulus without altering its fractional ideal. The compact space therefore maps continuously onto the discrete ideal class group. Its image must be finite, proving is finite.
For the Dirichlet unit theorem, put and . Let count real embeddings and count conjugate complex pairs. Infinite logarithms define a continuous surjection
using at real places and at complex places. Its kernel is compact: it consists of real signs, complex unit circles, and the product of compact finite-place unit groups. More generally the inverse image of a bounded closed subset of is compact. Since is closed and discrete, its intersection with each such inverse image is finite. Hence is discrete in , and the kernel is a finite group. It is exactly the roots of unity , since every element of a finite multiplicative group has finite order and every root of unity has all local moduli one.
The image of in is an open subgroup, hence also closed, and is homeomorphic to . The assumed compactness therefore makes compact, and its continuous quotient is compact. A discrete cocompact subgroup of a real vector space is a full Euclidean lattice, of rank . Thus , and lifting a lattice basis splits off the free factor:
This derives both finiteness and the unit rank from the stated compactness assumption, rather than assuming either conclusion to prove compactness.
Write a finite quiver as , with vertex and arrow sets and source/target maps. A representation of a quiver assigns a vector space to each vertex and a linear map to each arrow. A quiver representation morphism is a family satisfying .
The path algebra has every directed path, including each length-zero path , as a basis. Multiplication is composition when endpoints match, and zero otherwise; in , the path is traversed first. The orthogonal idempotents satisfy .
The path-algebra module equivalence is explicit. From a representation, form , let project onto , and let each path act by the composite of its arrow maps. Conversely, an -module gives and . An -module homomorphism restricts to the required vertex maps, and a compatible family extends by direct sum. These constructions are mutually inverse up to their evident natural identifications.
is finite-dimensional exactly when is finite and has no oriented cycle. For a finite acyclic quiver, paths have length at most . An oriented cycle has arbitrarily many distinct powers, giving infinitely many basis paths. If arbitrary infinite quivers are allowed, finiteness of both vertices and arrows is also necessary; the unital module correspondence above uses finite .
Choose only the orientation . The interval representations of an equioriented three-vertex quiver have at vertices , zero elsewhere, and identity arrows within that interval. The complete list is
Here is an elementary proof, without the Gabriel theorem. For , set . Choose complementing in , complementing in , and complementing in . Then , and is injective on . Lift bases of to a complement of in , and extend the bases of to . These bases split into precisely the six kinds of interval block. Every block has endomorphism ring , hence is indecomposable, and their different supports make them pairwise nonisomorphic. The same basis argument handles arbitrary vertex dimensions; each indecomposable block itself is finite-dimensional.
For a Lie bracket over or , antisymmetry of a Lie bracket means . In particular in these characteristic-zero fields. The Jacobi identity is
It expresses compatibility of the bracket with its own adjoint action. Bilinearity must hold over the chosen base field, and the bracket must take its values in the same vector space.
For the matrix commutator, bilinearity and antisymmetry follow directly from distributivity. Associativity of matrix multiplication gives
adding the two cyclic permutations cancels every monomial. Thus the Jacobi identity holds in the entire matrix algebra. For a specified linear subspace, the only additional bracket condition is closure: must belong to the subspace whenever do. It is unnecessary to require closure under the separate products and .
To determine the special unitary Lie algebra, let be a differentiable curve in the special unitary group with and . Differentiating gives . Differentiating at the identity gives . Conversely a traceless skew-Hermitian matrix has unitary and , so it really is a tangent vector. Therefore
This is a real Lie algebra of complex matrices: multiplication by generally leaves this real subspace. Its complexification is , not the compact algebra itself. For ,
Thus closure holds, and the already verified commutator identities establish all the Lie algebra axioms.
The cross-product Lie algebra on is bilinear, antisymmetric and closed because the cross product has those properties. Its Jacobi identity follows from the vector triple-product identity:
In the cyclic sum, the coefficients cancel by symmetry of the scalar product.
For the explicit relation to the SU(2) Lie algebra, take the three Pauli matrices and define
These matrices are traceless and Skew-Hermitian, and the three images of the standard basis form a real basis of . Using the Pauli matrix commutator identity,
Hence is a real Lie algebra isomorphism. The factor and sign are essential for preserving the unscaled cross-product bracket. At the group level there is an Adjoint double cover from SU(2) to SO(3); the isomorphism of their tangent algebras does not identify the two global groups.
For a group presentation with finite, let be its free group. For a nontrivial relator define
The p-deficiency in the unshifted convention used here is
If the weighted sum diverges the value is ; identity relators may be omitted or assigned weight zero. Roots are taken in the free group, not in the presented quotient. Some authors subtract one from this definition; here the requested threshold is .
Two elementary bounds explain why p-deficiency detects infinitude. The p-rank of a group is
Here denotes the subgroup generated by all th powers. Each relator that is not a th power imposes at most one linear relation in this vector space, and a th-power relator imposes none. If there are relators of the first type, then
The second bound is the index-p rewriting bound for p-deficiency. Suppose has index , and its preimage in is . The Nielsen–Schreier formula gives rank . For a relator , there are two cases in the Reidemeister–Schreier theorem. If , its coset-conjugates are all th powers in , with total weight at most . If , then , since . Its cosets generate , so representatives show that the rewritten conjugates of are redundant up to conjugation in . One relator suffices, and has weight at most . In both cases the total weight is at most times the old weight. Thus the induced group presentation of satisfies
The argument applies termwise to infinitely many relators whenever the weighted sum converges.
If , the p-rank of a group bound gives a surjection to , hence a normal subgroup of index . The rewriting bound gives that subgroup another presentation of p-deficiency at least one. Iterating produces subgroups of index for every . p-deficiency at least one implies infinitude.
Now enumerate the nonidentity elements of and choose the presentation
Its p-deficiency obeys
The infinitude criterion shows that is infinite. It is generated by two elements, and every element is represented by some or is the identity; the imposed relation makes its order a power of . Thus . This is a torsion group construction by p-power relators; the presentation intentionally has infinitely many relators.
The Frankl-Wilson theorem. Let be a prime number, let have elements, and let . Suppose that for every , whereas for all distinct members. Then
with terms beyond understood as zero.
Work over the finite field . For each member define its intersection polynomial
Replace every positive power by to obtain a multilinear polynomial of polynomial degree at most . This Boolean multilinearization preserves its values at every characteristic vector of a set. At the characteristic vector of a set ,
It is zero if and nonzero if . Evaluating a proposed linear relation at each therefore establishes linear independence of the . The vector space of multilinear polynomials of polynomial degree at most has the basis of monomials , , of size . This proves the Frankl-Wilson theorem by the polynomial method in combinatorics. The empty product for is , and the argument still applies.
The constant-intersection family bound, directly. Write and assume . The cases are immediate. If , the nonempty members are pairwise disjoint and there can also be the empty set, giving
For , every member has size at least . If every member has size strictly greater than , form the real matrix whose rows are their characteristic vectors of sets. Its Gram matrix satisfies
For any nonzero real vector ,
Thus the rows are linearly independent and . If a member has size , it lies inside every other member. The sets , , are nonempty and pairwise disjoint, so . This also gives
These bounds are sharp: the singletons together with attain at , while all complements of singletons attain at when .
The constant t-wise intersection dichotomy. In its substantive form the last argument requires . The printed statement does not explicitly impose this. Without it the -fold condition can be vacuous and the claimed dichotomy is false: take , , , , and . There is no -tuple to test, no common -set, and , so . We therefore prove the intended assertion for and record this necessary qualification.
If , the first alternative always holds with . Suppose . Choose indices attaining the minimum intersection size , and write
For each of the remaining indices put . The hypothesis gives for distinct remaining indices. This reduces the constant t-wise intersection dichotomy to a constant-intersection family bound on the -element set . The two possibilities are treated below.
Apply the polynomial method in combinatorics to the finite-field Kakeya set . We will actually obtain the stronger estimate
Let be the vector space over the prime field of multivariate polynomials in variables of total degree of a polynomial at most . By the dimension of a bounded-total-degree polynomial space, its monomial basis consists of with and . Adding a slack exponent gives nonnegative exponents summing to ; the stars and bars count shows that
If , the evaluation linear map has a nonzero element in its kernel of a linear map. Thus there is a nonzero polynomial of total degree of a polynomial vanishing at every point of . Its degree cannot be zero, since contains a line and is nonempty. Write for its nonzero top homogeneous polynomial part.
For every nonzero , the directional hypothesis supplies an affine line in a vector space
Directions are one-dimensional vector subspaces; rescaling a representative does not change this line. The univariate polynomial has degree at most and vanishes for all values of . The root bound for a polynomial makes it the zero polynomial. Its coefficient of is exactly , so for every nonzero . Because , too.
To finish, we prove the relevant polynomial nonvanishing below the field size. A polynomial over of degree at most in each variable cannot vanish on all of unless it is zero. Induct on . The one-variable case is the root bound for a polynomial. For more variables, write
Fixing the first coordinates gives a univariate polynomial with roots of a polynomial, so all its coefficients are zero. Hence every vanishes on , and the induction hypothesis makes every zero. Applying this to , whose total degree of a polynomial is less than , contradicts its choice as nonzero.
Therefore . Finally,
which proves the requested lower bound. The crucial observation in the finite-field Kakeya polynomial bound is that complete lines force the highest homogeneous polynomial part to vanish in every direction.
A prime ideal is a proper ideal such that implies or . Equivalently is an integral domain.
For each , and each , choose , using incomparability. Put
Then belongs to the other two prime ideals and does not belong to , by primality. In particular each lies in the union. But for every : modulo , the sum equals . The union is not closed under addition and is not an ideal. This is a concrete instance of prime avoidance.
The union of three incomparable nonprime ideals example can retain pairwise incomparability. In the ring
take
These distinct two-element ideals are pairwise incomparable, yet
which is an ideal. None is prime: its quotient ring still contains a nonzero element of square zero. The three one-dimensional vector subspaces cover the two-dimensional vector space over .
The key is a Laurent normalization by a monomial change of variables. We prove the slightly stronger assertion that every nonzero quotient of a Laurent polynomial ring in variables is finite as a module over an embedded Laurent polynomial ring in some number of variables.
Induct on . If the defining ideal is zero, the ring itself works. Otherwise choose a nonzero Laurent polynomial
in that ideal, with nonzero coefficients. For a sufficiently large positive integer , the weights
are distinct for all . Indeed, each difference gives a nonzero polynomial in , which has only finitely many integer roots. Make the invertible monomial substitution
Its inverse is , so it is an automorphism of the Laurent polynomial ring. When there is no substitution and distinct exponents already give distinct weights.
As a Laurent polynomial in , the transformed relation has unique lowest and highest exponents. Their coefficients are nonzero scalar multiples of monomials in , hence units in
Multiplying by a power of and the inverse leading coefficient gives
Here : a single-term Laurent polynomial would be a unit and the quotient would be zero. Reversing the equation and dividing by gives a monic equation for . Thus both and are integral over the image of in . In fact being a unit also expresses as a polynomial in , so is generated as a -module by .
The ring is itself a nonzero quotient of an -variable Laurent polynomial ring. By induction, it is finite over an embedded Laurent polynomial ring in variables. Finiteness of modules is transitive, so the same is true of ; a finite ring extension is an integral extension, by the determinant trick applied to multiplication by an element.
Applying this to yields an embedded subring
The base case means the subring ; finiteness over it would make a finite-dimensional vector space. The hypothesis excludes this, so , as required. No infinitude assumption on is used.
For , write for multiplication by in . The algebraic differential operator ring is defined by the filtration
The order of an algebraic differential operator is the least for which ; the zero operator may be assigned order . In degree zero, commuting with all multiplication maps means , so . The commutator identity proves by induction that , so the union is a ring under addition and composition.
The derivations of an algebra form
Every such derivation has and , so has differential order at most one. Conversely, if , set and . Then and is a multiplication map. Evaluating at shows it is ; evaluating at gives the Leibniz rule. Hence the first-order algebraic differential operator decomposition is
It is a direct sum as -vector spaces: a multiplication map that is a derivation vanishes at , and is zero.
The complex Weyl algebra has generators and relations
Take . If a nonzero unital module had finite dimension of a vector space over , its representing matrices would satisfy . Taking the matrix trace gives , impossible in characteristic zero. The Weyl algebra has no nonzero finite-dimensional modules. For the algebra is and this assertion has the obvious exception.
For a nonzero finitely generated Weyl algebra module, use the Bernstein filtration
The ordered monomials form a vector space basis, so
To justify the ordered basis, the relations move all to the right and give spanning. Independence follows in the action on : apply a putative zero operator coefficientwise to the formal exponential , obtaining . Thus every coefficient vanishes.
Choose a finite-dimensional nonzero generating subspace and set . The associated graded module is finitely generated over the polynomial associated graded ring, so the Hilbert-Serre theorem implies is eventually a polynomial. Define
This Bernstein growth dimension of a Weyl algebra module equals the Gelfand–Kirillov dimension of a module, not its ordinary vector-space dimension. If a different finite generating subspace is used, each lies in some fixed filtration step of the other. The corresponding are sandwiched between shifted filtrations, so the degree is unchanged.
We prove Bernstein inequality for Weyl algebra modules using an injectivity estimate. The faithful finite-step action of a Weyl algebra claim is that the map
is injective for every . Induct on . For , a scalar annihilating is zero. Suppose annihilates . For any generator or , the commutator belongs to and annihilates : both and vanish. The induction hypothesis gives for every generator. In the ordered basis,
In characteristic zero these identities force to be a scalar. Since it annihilates , it is zero. This proves injectivity.
Consequently
The left side grows as a positive constant times ; the right side has growth degree . Comparing powers proves
The polynomial module , with the usual multiplication and differentiation actions, has , showing the bound is sharp.
A tangent vector at is a derivation at a point: a real-linear map on germs of smooth functions satisfying
Addition and scalar multiplication preserve this identity, defining the tangent space as a vector space. A derivation annihilates constants. In a manifold chart centered near , the local factorization , with , gives . The factorization follows by integrating the first derivatives along a straight segment in a sufficiently small coordinate ball. Therefore
Conversely these coordinate derivatives satisfy the derivation identity, so they really give a basis rather than merely a spanning family.
The cotangent space is the dual vector space . Its basis is characterized by . If , the chain rule gives the cotangent coordinate transition
The cotangent bundle is the disjoint union , with projection . For each base manifold chart , define
Its inverse sends to . On overlaps the transition is , with the displayed fibre-linear transformation. Its coefficients and inverse are smooth, so these maps give a smooth atlas in dimension . Give the total space the topology obtained by transporting the product topology through these charts. Different base points are separated by disjoint base neighborhoods; distinct points over the same base point are separated within one bundle chart. A countable base smooth atlas and countable product bases give second countability. Thus the total space is a Hausdorff, second-countable smooth manifold. The same charts are vector bundle trivializations, since is product projection and their fibre changes are invertible linear maps.
The intrinsic canonical one-form on a cotangent bundle is
In the bundle chart it is . This definition is coordinate independent, hence its exterior derivative is the globally defined smooth differential two-form
This sign follows the fibre-first order in this problem; the equally common position-first symplectic form is . The volume form
never vanishes. A smooth manifold is orientable exactly when it admits a nowhere-zero top-degree form; its positive ordered bases determine a consistent orientation. Consequently is an orientable smooth manifold, even when is not. This is cotangent bundle orientation. In dimension zero the same conclusion uses the nowhere-zero zero-form .
For a differential form of type (p, q), is equivalent to both and , because the two resulting types are distinct. Moreover has type when has type , and
by the square-zero and anticommutation identities. Thus the denominator defining Bott-Chern cohomology is a vector subspace of its numerator, making the quotient well defined.
Complex conjugation of differential-form type sends a -closed -form to a -closed -form. For a representative in the denominator,
The minus sign does not change the denominator vector subspace. Conjugation consequently induces a conjugate-linear bijection between the two Bott-Chern cohomology spaces; applying it twice is the identity. Equivalently, as complex vector spaces.
We prove the stronger finite branching bound in a complete market: modulo null sets, is generated by at most atoms. Here an atom is a positive-probability event which cannot be split into two positive-probability measurable pieces.
At time zero there is one atom because is trivial. Suppose has at most atoms, and fix one such atom . Any predictable process holdings over are constant on , so the restriction to of every time- replicable payoff lies in
a vector space of dimension of a vector space at most . If contained disjoint positive-probability events, their indicators would have linear independence on . Market completeness would replicate each indicator, contradicting that dimension bound.
For clarity, the absence of disjoint positive pieces implies that is a union of at most atoms: start with and repeatedly split any non-atom into two positive pieces. Each split increases the count by one. The process must stop before the count exceeds , and at termination every piece is an atom. Thus each time- atom has at most successors. Induction gives at most atoms at time .
Each disjoint positive-probability event contains at least one distinct atom. Therefore
The argument includes and uses the ability to replicate the indicator claims at every intermediate maturity.
For , the real Lp space is the vector space of real measurable functions with , identifying functions equal almost everywhere. Its Lp norm is . For , take the essentially bounded real measurable functions, with the same identification and norm . The identification makes each norm definite; absolute homogeneity follows from the Lebesgue integral, and the triangle inequality follows from Minkowski inequality for finite , or directly from the essential supremum for .
Here is a completeness proof valid on any measure space. For , a Cauchy sequence has a subsequence with . Choose measurable function representatives and put . By Minkowski inequality and the monotone convergence theorem,
Consequently the series converges absolutely almost everywhere. Define there, and define it to be zero on the measurable exceptional null set. Then , and Fatou lemma applied to each tail gives . The original Cauchy sequence also converges in Lp norm, by the triangle inequality. For , choose the same subsequence using the essential supremum norm. Outside one measurable null set, all the bounds hold and is bounded. The series then converges uniformly there, with an essentially bounded measurable function limit and the same tail estimate in essential supremum norm. Thus all these spaces are Banach spaces.
The duality of Lp spaces says that, for and , the map
is an isometric isomorphism of normed spaces. This form of Lp duality on an arbitrary measure space requires no finiteness hypothesis on . At , a standard version assumes a sigma-finite measure and identifies with through the same dual pairing. That endpoint assertion must not be made without a suitable measure-space hypothesis.
We first prove the required duality of Lp spaces for a finite measure. Let and set . For disjoint measurable , the indicator functions of their partial unions converge in Lp norm to that of their union, so is countably additive. It has finite variation measure: for every finite measurable partition , choosing real signs gives
Also implies . The Radon-Nikodym theorem supplies a Radon-Nikodym derivative with . Linearity gives for simple functions. Uniform approximation by simple functions extends this identity to bounded measurable functions: both their Lp norm errors and the errors in integration against tend to zero.
To establish the correct integrability, test with the bounded measurable function . Since , writing gives
The second inequality is also valid when . The monotone convergence theorem gives and . Density of simple functions in the Lp space, together with Hölder's inequality, now gives on all of . Conversely Hölder's inequality gives . If , testing against
gives and , so . This also proves uniqueness of the representing Radon-Nikodym derivative.
For completeness, the passage to an arbitrary measure space can be made without losing a hypothesis in the reflexive Banach space argument below. On a sigma-finite measure space, exhaust by nested finite-measure sets . The representing Radon-Nikodym derivatives on agree on overlaps by uniqueness. Their glued density has Lp norm by the monotone convergence theorem, and represents because in Lp norm. Every on an arbitrary measure space is supported on a sigma-finite measurable set: the sets have finite measure and their union is .
Use support localization of an Lp functional as follows. For a sigma-finite measurable , let be the operator norm of restricted to functions supported in . The support observation gives . Choose approaching this supremum and set ; then . If a sigma-finite had , functions supported on the disjoint sets have the direct-sum Lp norm. Optimizing their two scalar coefficients by Hölder's inequality, and using functions approaching the two restriction operator norms, would give
a contradiction. Thus vanishes on functions supported outside . The density on , extended by zero, represents globally. The case simply uses . This proves the stated Lp duality on an arbitrary measure space.
Finally let and let , where stars denote continuous dual spaces. Compose with to obtain the bounded linear functional on . Applying duality of Lp spaces with the exponents reversed gives with . For the canonical embedding into the bidual , its value on is also . Since is onto, . Its norm is by the same dual pairing norm identity. Therefore , which proves that is a reflexive Banach space through its actual canonical embedding into the bidual.
All vector spaces in this solution are complex, while convex combinations use real coefficients. An extreme point of a convex set is one for which , and , forces . Equivalently, is not the midpoint of two distinct points of .
The Krein-Milman theorem says that every nonempty compact convex set in a Hausdorff locally convex space is the closed convex hull of its extreme points. Here is a proof. A face of a convex set is a convex set such that whenever an interior point of a segment in belongs to , both endpoints belong to . Consider nonempty compact faces, ordered by reverse inclusion. A chain has nonempty intersection by compactness and the finite intersection property; that intersection is again a compact face. The Zorn lemma therefore gives a minimal nonempty compact face .
If contains distinct , a continuous real linear functional on the underlying real locally convex space distinguishes them. Such a linear functional exists because the space is Hausdorff and locally convex, by the Hahn-Banach theorem. The maximizers of on form a nonempty proper compact face of . A face of a face is a face of , contradicting minimality. Therefore is a singleton, yielding an extreme point. The same argument inside any nonempty compact face of supplies an extreme point of lying in that face.
Let be the closed convex hull of the extreme points of . It is a nonempty closed subset of compact , hence compact. If , the Hahn-Banach separation theorem provides a continuous real linear functional with . Its maximizer set on is a nonempty compact face, which contains an extreme point of . But and , a contradiction. Thus , proving Krein-Milman theorem.
For a nonempty compact Hausdorff space , the extreme points of the dual unit ball of C(K) are
This is the permitted description without proof, with denoting the complex space of continuous functions on a compact space equipped with the supremum norm. If is empty, and the closed unit ball of its continuous dual space has the single extreme point instead.
The complex Banach–Stone theorem states that a surjective complex-linear isometric isomorphism of normed spaces has the form
where and is a homeomorphism. Conversely, every such map is a surjective complex-linear isometric isomorphism of normed spaces for the supremum norm.
To prove this, suppose first that are nonempty. The Banach-space adjoint is a bijective isometric isomorphism of normed spaces on the continuous dual spaces, so it bijects their closed unit balls and preserves extreme points. The displayed extreme point description gives uniquely
Uniqueness follows by evaluating at the constant function , and then using that continuous functions separate points of a compact Hausdorff space. Evaluation gives the required formula for , and is continuous. Surjectivity of on extreme points proves surjectivity of : the preimage of any is for some . If , every function in the range of has equal values at these two points after division by ; surjectivity of and separation of points force . Thus is bijective.
For every , is continuous. The evaluation map , , is a continuous injection of a compact Hausdorff space into a Hausdorff product topology, hence a homeomorphism onto its image. Continuity of every coordinate proves continuity of . A continuous bijection between compact Hausdorff spaces is a homeomorphism. Conversely the weighted-composition formula plainly preserves the supremum norm, and its inverse is
If one compact space is empty, a surjective isometric isomorphism of normed spaces forces the other to be empty, and the empty homeomorphism gives the corresponding trivial case. This completes Banach–Stone theorem.
Neither the space of sequences converging to zero nor can be isometrically a continuous dual space of a Banach space. Indeed, every nonzero continuous dual space has a nonempty weak-star compact closed unit ball by Banach-Alaoglu theorem, and Krein-Milman theorem then guarantees an extreme point. A bijective linear isometry preserves extreme points of closed unit balls.
The closed unit ball of has no extreme points. Given with , choose with and . The two distinct elements remain in that closed unit ball and have midpoint .
The closed unit ball of the complex Lp space also has no extreme points. An element of norm less than one can be perturbed by a sufficiently small nonzero Lp space element in both directions. If , the non-atomic measure admits a measurable set of mass ; for example the continuous function attains . Put . For , the distinct functions both have Lp norm
with the two coefficients interchanged for the minus sign. Their midpoint is . Thus neither proposed space is isometrically a Banach dual.
Finally, is a connected space, whereas is disconnected. They cannot be homeomorphic. By Banach–Stone theorem, and are not isometrically isomorphic as complex Banach spaces.
We prove the required Hahn-Banach theorem for a seminorm directly. First suppose the vector space is real. At an intermediate extension stage, let be a linear functional with , and let . Extending to amounts to choosing . The upper domination requires
The interval is nonempty: for all ,
Its endpoints are finite since inserting zero gives bounds and , while every lower candidate is below every upper candidate. Choose in the interval and put . For , the upper bound with proves . For , writing and applying the lower bound with proves the same inequality. The case is already known. Applying this domination to and using gives .
Partially order all dominated linear functional extensions of the original by extension of their domains and values. They form a nonempty set. The union along any chain is a well-defined dominated linear functional on a vector subspace, so every chain has an upper bound. The Zorn lemma gives a maximal extension. If its domain were not , the preceding one-dimensional construction would enlarge it, a contradiction. Thus the required extension exists on .
For a complex vector space, apply the proved real result to on the underlying real vector subspace. Let be the resulting real linear functional, with , and set
It is additive and real-linear, and , so it is complex-linear. On , the identity proves . Choose with and when . Then
The bound is immediate if . This proves the real and complex seminorm forms of Hahn-Banach theorem without invoking any version of that theorem.
For the distance to a set assertion, let . Define on the linear functional . The decomposition is unique because , and for ,
For the bound is immediate. Apply the just-proved Hahn-Banach theorem with to get , , , and . Choose with . Since
and , passage to the limit gives . Thus . This version of the Hahn-Banach distance formula needs neither a closed nor an attained distance to a set.
For the Banach limit construction below, take the real l-infinity sequence space, let be its left shift on bounded sequences, put , and let . This is a vector subspace and its distance to a set from determines the construction.
A linear map between normed spaces is a bounded linear operator if for one finite and every . This implies , hence continuity. Conversely, continuity at zero supplies such that implies . Apply this to to obtain for nonzero . Thus boundedness and continuity are equivalent for linear maps.
The operator norm is , equivalently . The bounded operators form a vector space, since and scalar multiples remain bounded. Taking suprema proves the triangle inequality and absolute homogeneity for the operator norm; forces for every . Thus is a normed space, whether or not are complete.