For a photon gas in thermal and chemical equilibrium, photon number is not a conserved thermodynamic charge. Number-changing processes can create and absorb photons without a corresponding conserved-number constraint, so the equilibrium photon chemical potential is zero.
At , . The other light species are electrons, Positrons, three neutrino species and their antiparticles. Neutrinos are ultrarelativistic; electrons and Positrons are only moderately relativistic at this particular temperature because . The later simple counting formulas use the intended ultrarelativistic approximation for them. Baryons, muons and heavier particles are not an abundant relativistic bath at this temperature.
Pair equilibrium implies . Approximate charge symmetry, with the net electron excess tied to the much smaller baryon asymmetry, then makes both electron and Positron chemical potentials small compared with . For neutrinos one additionally assumes negligible lepton asymmetry. Their near-zero chemical potentials are not implied merely by their statistics. After neutrino decoupling, a distribution initially having negligible chemical potential retains a redshifted Fermi-Dirac distribution, with its own temperature.
For zero chemical potential, each species contributes . Thus
Entropy density scales as at fixed relativistic particle content; total entropy also includes the changing proper volume. An isolated adiabatically expanding comoving gas has conserved total entropy and constant, rather than its total entropy falling as .
At equal temperature, single electrons and photons each have two spin/polarization states. In the ultrarelativistic approximation,
Positrons are a separate species with the same contribution, so . This distinction is needed for the heating count in part d. At the exact supplied temperature the electron rest mass gives corrections to the ideal ratio; it is the limiting relativistic value requested by the problem.
There is also a sign convention issue in the introductory entropy formula. With the chemical-potential convention used in the supplied distribution, the Euler relation is , so . Its chemical-potential term has the opposite sign to the printed one. For a concrete counterexample, a dilute monatomic ideal gas with one internal state and , where is the thermal de Broglie wavelength, has , and . Its entropy is ; the printed plus sign would instead give . All chemical potentials have been neglected here, so this source error does not change any of the above results.
Use the observed present photon temperature . This is an additional observational input, consistent with [ref]. Standard neutrino decoupling and electron-positron entropy transfer give
For nonrelativistic relic neutrinos this is the temperature parameter of the redshifted momentum distribution, not the temperature of a newly thermalized gas of massive particles.
The photon number density from part b is
One neutrino mass eigenstate and its antineutrino have two populated helicity states. Thus
The total over three species is about , including antineutrinos. Comoving number conservation preserves these abundances after the particles become nonrelativistic.
For the supplied ,
Assuming nonnegative other energy components, relic neutrino rest-mass density cannot exceed the near-critical total density. With the common per-species abundance ,
Using the total would instead bound the mean mass, not the sum. This critical-density bound on the sum of relic neutrino masses is deliberately conservative: baryons, dark matter and dark energy leave less density available. It assumes the standard thermal abundance, negligible chemical potentials, no later dilution or extra populated states, and the idealized decoupling count. Small non-instantaneous-decoupling corrections do not matter for this estimate.
A quasi-Fermi level is the chemical potential parameter of an approximately thermalized carrier population within one energy band. Rapid intraband scattering can establish a Fermi-Dirac distribution in each energy band before slower interband recombination equilibrates their populations. Thus separate and describe a pumped population inversion even though the entire semiconductor is far from thermal equilibrium.
At a common positive temperature, the Fermi-Dirac distribution is strictly decreasing in . Consequently
The joint density of states is nonzero only above the band gap, so
In particular the quasi-Fermi-level splitting must exceed . The upper boundary is transparency, where stimulated emission balances absorption; the lower boundary has zero joint density of states in this ideal three-dimensional parabolic model. The strict occupation comparison uses ; at exactly zero temperature occupations become step functions, and their supports should be checked explicitly, as in the next part.
For a mixture with phase compositions , its molar Gibbs free energy is the straight-line combination at overall . Minimizing over phase compositions gives equal slopes and equal tangent intercepts: the common-tangent construction expresses equality of both component chemical potentials. The equilibrium curve is the lower convex envelope of the candidate phase curves. Phase fractions follow the lever rule.
The Boltzmann distribution for two atomic levels at thermodynamic equilibrium is
where is the statistical weight of an atomic level. For a resolved level of total angular momentum , when magnetic substates are unresolved.
To extend this counting to the continuum, assume an ideal, nondegenerate plasma with classical free electrons and neglect the small difference between the translational masses of the two heavy ionic species. Let be the electron fugacity in the Saha equation, with the electron chemical potential measured relative to its rest energy. The two electron spin states and the phase-space cell volume give
Chemical equilibrium for capture equates the bound species' chemical potential to the sum for its parent ion and free electron. Thus applying Boltzmann factors to a bound level at energy gives . Eliminating the electron fugacity proves the level-specific Saha ionization equation:
The factor two is the electron spin multiplicity; the factor with power is the inverse free-electron translational state density. A total-ionization Saha equation sums the bound states into an internal partition function, whereas this expression refers to one specified level.
For dielectronic recombination, write the entrance ion as in ground state , and the intermediate state of as . Capture excites the core from to while binding the incident electron. The resonance energy relative to the entrance continuum is . The doubly excited state can eject the electron by autoionization, or undergo radiative stabilization to a bound state.
Let be the partial autoionization rate back to the entrance ion, the total autoionization rate, the total radiative decay rate, and the rate of radiative decays that stabilize into bound levels. For an isolated narrow resonance, the Saha-Boltzmann equilibrium ratio has the bound-state energy replaced by the positive resonance energy:
At equilibrium, inverse dielectronic capture and autoionization fluxes balance: . This establishes the capture coefficient even when the actual plasma is not in local thermodynamic equilibrium. In the low-density, weak-radiation recombining plasma, the intermediate level instead has the stationary balance
Multiplying its population by the successful stabilization rate gives the actual recombination coefficient
Here the equilibrium population was used only to determine the capture rate by detailed balance; it was not assumed to equal the intermediate population when photons escape. This is precisely why the competing decay probabilities appear.
Use the supplied core-transition relation between the Einstein coefficients and atomic oscillator strength,
Here is the fine-structure constant and the Bohr radius, not a recombination coefficient. Factor out and define
Substitution yields
This definition accommodates several entrance and decay channels. In the common spectator-electron approximation with one autoionization channel and stabilization by the core transition, and . If all coupled substates of the captured electron are summed, , giving
For an intermediate state resolved by fine structure, retain its actual instead of that summed weight. The stabilization probability itself is ; the requested is not just this branching probability, because the prefactor has already factored out the core radiative rate and statistical weights of atomic levels. Radiative transitions to another still-autoionizing state require that state's eventual survival probability, rather than automatically counting every emitted photon as stabilization.
The total dielectronic recombination coefficient sums all accessible positive-energy resonances. In this isolated-resonance approximation it has the form
with atomic factors included in . The resonance-temperature dependence of dielectronic recombination follows by differentiating a single term's logarithm:
Thus low temperatures suppress a positive-energy resonance, although resonances very near threshold can still matter; at sufficiently high temperature a fixed set of resonances falls as . Several core-excitation series can produce several peaks. When autoionization is much faster than radiation, the capture-and-survival product is limited by the stabilizing radiative rate; when capture is weak, autoionization is the limiting inverse-capture rate. For a fixed Rydberg angular channel, autoionization typically decreases at high principal quantum number while the core radiative rate changes little. Capture into very high levels is vulnerable to subsequent collisional or field ionization, so finite-density survival can suppress the total rate. dielectronic recombination is resonant and strongly temperature-selective; its magnitude can be important in coronal ionization balance.
Use , so counts deuterium nuclei per baryon, not baryons bound into deuterium. For the radiative capture reaction, chemical equilibrium and the zero photon chemical potential give . Dividing the three nonrelativistic Maxwell--Boltzmann number densities removes all chemical potentials:
Here and . The binding convention in this PDF is a negative mass defect, . The positive nuclear binding energy is , so the abundance is enhanced by , not by .
Since , insert the baryon-to-photon ratio and the photon number density . This gives
At equal nucleon mass in the prefactors, , the deuterium equilibrium abundance simplifies to
The dimensionless prefactor is about . These expressions describe thermal equilibrium; residual primordial deuterium after nuclear reactions cease must instead be obtained from the reaction kinetics.
Use radiation-era , with . The stipulated interaction rate is , not . Decoupling therefore gives
At the threshold , the assumed is self-consistent with the stated high-temperature condition. Smaller masses decouple nonrelativistically, with .
For an thermal equilibrium species with zero chemical potential, , while . Thus
The numerical coefficient before rounding is about for and . This is mass-dependent fermion freeze-out. It assumes the rate maintains chemical equilibrium until sudden cosmological particle freeze-out and that entropy is conserved afterwards. Elastic scattering alone would not justify the thermal equilibrium number-density estimate. For decoupling below the high-temperature range, changes in effective degrees of freedom modify the numerical estimate; the requested formula treats them as roughly constant.
Above the transition,
for . The ratio increases during cooling, rather than at higher temperature. A GUT transition at – GeV occurs well above this scale, so the interaction is too slow to establish or maintain thermal equilibrium throughout . In fact its integrated interaction probability from an arbitrarily high temperature down to is at most of order , since .
An initial Fermi-Dirac distribution with zero chemical potential therefore cannot be assumed from this high-temperature rate alone. If imposed initially and collisionlessly redshifted while the particles are massless, its thermal-looking form can persist, but this is not dynamically maintained thermal equilibrium. Other initial states can remain nonthermal. This is the thermalization temperature for a massless gauge mediator.
The below-transition rate stipulated in the model has . If and it includes efficient number-changing reactions, it can restore chemical equilibrium after the transition and erase the initial-state memory, making the estimates in a and b applicable. If it only equilibrates momenta, or if reheating never populates the relevant range, the thermal relic calculation must be reconsidered.
The baryon asymmetry is an excess of net baryon number over zero, conveniently measured by . Ordinary matter contains abundant baryons, whereas no comparable primordial antibaryon population is observed. Large nearby domains of matter and antimatter would produce radiation through particle-antiparticle annihilation at their boundaries. Antiparticles produced in energetic collisions are not evidence for a cosmological antimatter domain. The small nonzero baryon-to-photon ratio inferred from Big Bang nucleosynthesis is independently tested by baryon-density consistency between nucleosynthesis and the microwave background.
Starting with zero net baryon number, the Sakharov conditions require baryon-number violation, C and CP violation, and departure from thermal equilibrium. Conservation of baryon number would keep the initial value zero. C symmetry or CP symmetry would pair baryon production with equal antibaryon production; CP rate cancellation in baryogenesis explains why C violation alone does not suffice. In thermal equilibrium with zero imposed charge chemical potentials, CPT symmetry forbids the required net baryon number. An asymmetric rate in one reaction must not be mistaken for net production after all reverse reactions are included.
A simple example is heavy-boson decay baryogenesis. Take equally many heavy bosons and their antiparticles, with decay channels
The symbols in parentheses are branching fractions. The two channels carry baryon numbers and , so both cannot conserve one assigned baryon number for . Their mean baryon number is , while the mean for is . Consequently,
where is the asymmetry per decaying particle. CP violation permits without violating the equality of total decay widths required by CPT symmetry. Microscopically a direct CP asymmetry requires interference between decay amplitudes with both relative weak phases and absorptive phases; specifying complex couplings alone would not establish unequal partial decay widths.
For radiation domination, a sufficient decay condition is . The heavy population can then survive as the equilibrium abundance drops, before decaying while inverse production is suppressed. Its actual abundance differs from its thermal equilibrium value. If subsequent baryon-number washout is negligible and cosmological entropy conservation holds, an initial total abundance produces
Here is the entropy density. Residual baryon-number washout multiplies this expression by an efficiency factor below one. The example realizes all three Sakharov conditions; it illustrates a mechanism, rather than identifying the actual cosmological source of the baryon asymmetry.
At neutrino decoupling, the interaction rate is comparable with the Hubble parameter. Equating the supplied rates gives
Here the Planck mass is the unreduced in natural units, , and the effective number of relativistic energy degrees of freedom is . The supplied rate gives an order-of-magnitude neutrino decoupling estimate; a precise neutron-proton conversion temperature uses its own weak-rate coefficients.
The chemical equilibrium condition for is . With negligible lepton chemical potentials, . The nonrelativistic Maxwell--Boltzmann number density therefore gives
because and the small mass difference can be neglected in the prefactor. This is the neutron-proton chemical equilibrium relation.
For the deuterium equilibrium abundance, because photons have zero chemical potential. The sign convention in the paper is important: , while the positive nuclear binding energy is . Using spin multiplicities , gives
With , , and photon number density , this becomes
Here is a number fraction; the fraction of baryons bound in deuterium is . The formula estimates the onset of the deuterium bottleneck opening while depletion of free neutrons and protons remains small. Because , stable deuterium becomes abundant only far below the positive nuclear binding energy, not simply at .
Let denote cosmological weak freeze-out of the neutron-to-proton ratio, , and let mark efficient nuclear burning. Free-neutron decay after freeze-out gives
Almost every surviving neutron enters helium-4, whose atomic nucleus contains two neutrons and four baryons. Thus neutron-limited helium synthesis gives
A longer neutron half-life leaves more neutrons available, increasing the primordial helium mass fraction. If the longer lifetime reflects weaker weak interactions, the accompanying earlier cosmological weak freeze-out can reinforce that effect.
During radiation domination, whereas the weak conversion rate is proportional to . Hence . Increasing the effective number of relativistic energy degrees of freedom raises , increasing , and shortens the interval for free-neutron decay after freeze-out. Both increase the primordial helium mass fraction while nuclear burning remains efficient. The same reasoning gives the primordial helium response to a varying gravitational constant: larger over this interval produces more helium, with fixed microscopic rates and the approximate Friedmann equation unchanged. Smaller has the opposite effect. A particular varying- model must specify its background expansion and time history; the simple trend must not be extrapolated to changes so large that nuclear burning itself fails.
Use natural units and the unreduced Planck mass . Neutrino decoupling occurs when the weak interaction rate falls below the Hubble parameter. The weak-decoupling temperature estimate equates the given rate with the radiation-era expansion rate:
Here counts the effective number of relativistic energy degrees of freedom, and the Fermi constant is . The omitted reaction-rate coefficients make this an order-of-magnitude estimate: decoupling occurs at a temperature of order one MeV.
The charge-conserving channel is , together with . The positron sign in the printed neutron-capture channel violates electric charge conservation. Chemical equilibrium requires . Negligible lepton chemical potentials therefore give . Since neutrons and protons are nonrelativistic particles, their Maxwell-Boltzmann distribution gives
Both nucleons have two spin states, and their masses agree closely in the prefactor. Thus neutron-proton chemical equilibrium implies
The heavier neutron is suppressed by a Boltzmann factor.
For the deuterium equilibrium abundance, retain the paper's convention ; the positive nuclear binding energy is . Chemical equilibrium of gives because the equilibrium photon chemical potential vanishes. Using the nonrelativistic Maxwell--Boltzmann number density for each species and dividing gives
Here and . With the baryon-to-photon ratio , the photon number density , and , , this becomes
In this convention counts nuclei, so its contribution to the fraction of baryons in deuterium is .
The deuterium bottleneck explains why helium-4 formation waits until is far below . At higher temperature, there are vastly more photons than baryons; even the dilute energetic tail can destroy newly formed deuterium. A crude estimate balances against one, giving for of order . The power-law factors in the deuterium equilibrium abundance and the nuclear reaction rates refine this estimate. Once stable deuterium accumulates, further reactions can efficiently place nearly all surviving neutrons into helium-4.
Write at the onset of nuclear burning. Each helium-4 nucleus requires two neutrons and contains four baryons. Neutron-limited helium synthesis therefore gives the primordial helium mass fraction
For a realistic rough cosmological weak freeze-out estimate, is about and free-neutron decay after freeze-out reduces it to about , giving roughly one quarter of the baryonic mass in helium-4. The survival relation that conserves baryon number is ; the corresponding is .
The rough neutrino decoupling rate by itself does not determine that one-quarter value. Substituting literally into would give and before neutron decay. Neutron-proton chemical equilibrium persists to a lower temperature, approximately -- once the actual conversion rates are included. The rate scaling fixes the MeV scale; accurate abundances need the conversion coefficients and the delay through the deuterium bottleneck. This sequence is described in David Tong's discussion of nucleosynthesis.
Increasing reduces the equilibrium neutron-to-proton ratio, so the primordial helium abundance decreases. Holding the freeze-out temperature and the decay survival factor fixed, the primordial helium response to the neutron-proton mass difference is
For and -- this is about --, a reduction of roughly fifteen percent. A larger also changes neutron decay and detailed weak rates; their quantitative effects require more microscopic information. The sign from the Boltzmann factor is already clear.
Use natural units, assume negligible neutrino chemical potentials, and approximate neutrino decoupling as occurring before electron-positron annihilation in cosmology. At high temperature, weak interactions maintain a common temperature for neutrinos, antineutrinos, electrons, Positrons and photons. Since , the reaction rate eventually loses against expansion. Decoupled relativistic neutrinos then free stream; their momenta redshift as , so their distribution retains a temperature parameter satisfying .
The still-coupled electromagnetic bath receives the entropy of annihilating electrons and Positrons. Its effective number of relativistic entropy degrees of freedom is initially
where the two photon polarizations count as bosonic states and the four electron-positron spin states have the fermion entropy weight . After the pairs disappear, . Cosmological entropy conservation in this coupled bath gives . The three already decoupled neutrino species are excluded from this bath's entropy count. At decoupling , hence
Subsequent expansion preserves this ratio in the idealized history. Residual interactions during annihilation give small corrections to the instantaneous-decoupling approximation. If a relic species later becomes massive, here remains the redshifting momentum-distribution parameter; it need not be its nonrelativistic kinetic temperature.
A single ordinary neutrino species includes one populated neutrino helicity and one antineutrino helicity. For negligible chemical potential, integration of the Fermi-Dirac distribution gives
Therefore the number density of a relativistic neutrino relative to photons, with the antiparticle included, is
The factor is the fermionic number-density weight, distinct from the energy and entropy weight . This relation continues to hold after this species becomes nonrelativistic if its comoving particle number is conserved.
Under the proposed matter-dominated, spatially flat model, the Friedmann equation requires the present relic-neutrino energy density to be approximately the critical density. Using the unreduced Planck mass gives
Thus the critical-density mass of a thermal relic neutrino is
Taking the paper's rounded values, , and , gives
For , this is of order -- with these approximate constants. More precise constants change the coefficient, not the requested mass scale. This mass is much larger than the present momentum scale , validating the nonrelativistic energy density approximation. The result assumes that one thermal relic species dominates the matter density; it is conditional on that model rather than a measurement of a neutrino mass.
Let the uniform background number density be and set . The subtraction of this chemical potential requires a phase rotation as well as a rescaling:
Substitution into the physical Gross–Pitaevskii equation gives
Consequently the requested coefficients follow from
The length unit is the specified healing length. Removing tildes produces the paper's dimensionless equation; in particular the coefficient of its time derivative fixes , not its reciprocal. Without the phase rotation the linear term would not appear.
The dimensionless ground state is for any constant phase , conventionally . Its subtracted energy is proportional to , which is nonnegative and vanishes for this state. In physical variables it has density and phase rotating at .
The Hamiltonian functional is
Treating the field and its complex conjugate as independent variables, and integrating the gradient term by parts with periodic, decaying or fixed-field boundary conditions, gives
Thus is the Gross–Pitaevskii equation. The factor in the interaction energy avoids counting each pair twice.
At prescribed particle number, minimize subject to . Introducing the chemical potential as a Lagrange multiplier, the variation of vanishes at a ground-state profile , proving
The corresponding time-dependent field is . A solution of this stationary equation is only a candidate ground state; the ground state is the minimizer among all fields satisfying the normalization. For the uniform repulsive gas in a periodic volume, the gradient energy is nonnegative and , so the constant-density, constant-phase state is indeed the minimum. The uniform-background solutions below assume and a positive background density.
A nonzero radial lattice prevents a unique universal curve without values of the depth, period, chemical potential, coupling and winding number. An explicit example of the requested profile is shown below for , repulsive coupling, and ; since , this corresponds to .
Figure 1.
Computed unit-vortex amplitude in a radial optical lattice, with the lattice potential and homogeneous-vortex reference
. Details.
The plotted dimensionless amplitude is . The generator solves the nonlinear radial equation
by finite differences and damped Newton iteration; here is in healing length units. It imposes regularity and a zero radial derivative at , well outside the plotted interval . The exterior boundary is at a potential minimum, and its placement is checked by an extended-domain calculation.
The quantum vortex core still forces the amplitude to vanish at the origin. Farther out, amplitude minima occur near potential maxima, where repulsion and trapping reduce the local equilibrium density, and amplitude maxima occur near the low-potential annuli. Gradient energy smooths the modulation, so the profile does not exactly follow the local estimate . It approaches a periodically modulated exterior background rather than the homogeneous limit one; the dashed zero-lattice curve is included solely as a reference. At sufficiently deep lattice barriers the density troughs can become much more pronounced than in this example.
Since each species number is separately conserved, minimize with two independent Lagrange multipliers. Variation with respect to each complex-conjugate field, with boundary terms removed, gives
These are the two stationary Gross–Pitaevskii equations; the time-dependent equilibrium fields are . The cross term contributes to each equation, with no factor two, while differentiating the self-interaction term cancels its factor . Separate number conservation does not require the two chemical potentials to be equal.
Set , so , and . In the overlap region, the Thomas–Fermi approximation for a condensate neglects the gradient terms and requires
Inverting this matrix proves the unambiguous profiles
Using and introducing
these Thomas–Fermi profiles for unequal condensate trap curvatures become
There is a genuine printed error: the PDF puts rather than in the second bracket as well. In the first bracket its coefficient requires , while in the second it requires ; for nonzero cross-coupling these cannot both hold unless the curvatures are equal. The TeX additionally drops both occurrences of . The matrix-inverse formulas above give the corrected general answer directly.
For example, , , , , give the physical overlap profiles , . Using in both printed brackets would instead give , which fails the second equilibrium equation at every in the overlap region.
Only the region where both computed densities are positive belongs to this overlap solution. Beyond its edge, a remaining species has where positive, and both vanish outside the support; simply retaining negative values from the coupled inverse is unphysical. The actual chemical potentials are determined by the two normalization integrals. If the reference uncoupled radii are defined at the coupled solution's chemical potentials, the identities are algebraic scales, not the actual interacting-cloud edges; holding particle numbers fixed and removing cross-coupling generally changes those chemical potentials. The approximation also fails in the healing regions at the edges.
For dilute nonrelativistic nucleons in thermal equilibrium, their Maxwell-Boltzmann distribution gives . The neutron and proton spin degeneracies are equal, and their mass prefactor ratio is nearly one. Thus
Weak reaction equilibrium imposes . Charge neutrality in an electron-positron plasma, together with the small baryon asymmetry, makes very small. Assuming negligible neutrino lepton asymmetry also makes small. Hence the difference, rather than the absolute baryon chemical potentials, is negligible, yielding
A large neutrino chemical potential would invalidate this last approximation; it is an assumption about the lepton asymmetry, not a general rule that baryonic chemical potentials vanish.
In a large volume, one one-particle state occupies momentum-space volume . A spherical shell of radius has volume , so for spin degeneracy the density of states is . With ultra-relativistic dispersion and zero chemical potential, the Bose-Einstein distribution gives
The convergent dimensionless integral is , obtained by expansion into exponentials and summing . Therefore and . Photons are massless bosons with two polarizations; equilibrium emission and absorption do not conserve photon number and force .
For recombination, chemical equilibrium imposes , including rest energies in the chemical potentials. Divide the three nonrelativistic number-density expressions to obtain
Here . Neglect the relative proton/hydrogen mass difference and take the ground-state degeneracy ratio (electron and proton spins give and hydrogen gives ). Charge neutrality gives . This yields the stated Saha equation
With and , the ratio asked for is
Equivalently the prefactor is . Because photons vastly outnumber baryons, even a small high-energy tail can keep hydrogen ionized. Neutralization therefore requires exponential suppression of that tail far below , explaining the much lower recombination temperature. The equilibrium formula is an estimate; the actual expanding-universe recombination kinetics eventually depart from Saha equilibrium.