Use units , metric , and . Treat the complex scalar field and its adjoint as independent variables when varying the action. Their canonical momenta are
Canonical quantization in the Heisenberg picture imposes, at the same time ,
All other independent equal-time commutators vanish: in particular , together with the same-type field and momentum commutators. The Legendre transform gives the Hamiltonian density
The Euler-Lagrange equations are . The positive- and negative-frequency plane waves form a complete basis of solutions of the Klein-Gordon equation. Since the field is complex, their operator coefficients are independent rather than being adjoints of each other. Define the Lorentz-invariant phase space measure . A convenient expansion is
The minus sign is a phase convention: replacing by produces the usual plus-sign expansion without changing its commutators or number operator. The normalization is fixed by the canonical commutation relations. For example,
when . The cross commutators vanish and the other canonical relation follows by taking adjoints with the operator order reversed. Conversely these mode commutators can be obtained by Fourier inversion of the equal-time relations. This is canonical quantization of a complex scalar field.
Substitution into the spatial integral for makes the diagonal terms proportional to and . Terms creating or annihilating a pair have and a coefficient , so they cancel. The result before vacuum subtraction is
Commuting past leaves a divergent field-independent vacuum energy. The displayed zero-vacuum-energy form must therefore be understood as a normal-ordered Hamiltonian:
A regulator can be introduced before subtracting the constant. This is the normal-ordered Hamiltonian of a free complex scalar field; the unrenormalized Hamiltonian is not literally equal to this expression without that convention.
The scalar-field vacuum is annihilated by both annihilation operators. Their adjoints create two species of spin-zero bosons with the same positive energy and mass , because
Repeated creation operators give the bosonic Fock space. The negative-frequency part does not create a negative-energy physical state; it creates the antiparticle of positive energy. The charge distinguishes the two species.
For the global phase transformation , , Noether theorem gives . Its divergence is
With vanishing boundary flux, the integral of is a conserved charge. Substituting the modes gives, before charge normal ordering, . The pair terms cancel because their frequency difference is zero when their spatial momenta sum to zero. Taking the vacuum charge to vanish gives the complex scalar charge operator
The mode commutators imply and , so
Thus the particle carries charge , the antiparticle carries charge , and a state with occupation numbers has charge . Also and , agreeing with the phase transformation and charge conservation.
Use natural units and the Minkowski metric . For the real scalar field, choose . The conjugate momentum is . Under an active translation , the density changes by . The Noether theorem therefore gives the canonical stress-energy tensor
Its divergence is , which vanishes on the Klein-Gordon equation. With vanishing flux at spatial infinity, the charges are conserved. In particular,
The minus sign is required because and . These are the four-momentum of a free real scalar field.
For canonical quantization, impose , with both equal-time field-field commutators zero. Inverting the mode expansion gives
The equal-time canonical commutation relation then yields
For example, the two mixed field-momentum terms in the first commutator have coefficients and ; the delta function sets their sum to one.
Insert the mode expansion into the quadratic energy. Spatial integration supplies . In the and terms, the coefficient is proportional to . The remaining terms give
Here is the divergent zero-point energy, formally . Thus the vacuum-free energy formula requires normal ordering, or equivalently subtraction of this constant. In a finite box with a cutoff this is the ordinary sum , so the subtraction is explicit before passing to the continuum.
Likewise, use the Hermitian momentum expression . Terms containing two annihilators or two creators vanish by antisymmetry under , leaving the symmetric number-operator expression. Its vacuum term is zero with an inversion-symmetric regulator. Therefore the normal-ordered free scalar four-momentum is
The creation operator commutators follow directly from :
Starting from a vacuum annihilated by every , each creation adds a particle of mass , energy and momentum . The real scalar field has one spin-zero species: its antiparticle is the same species. Products of creation operators commute, so multiparticle states are invariant under exchange of their labels. In a normalized discrete mode, exists for every ; there is no exclusion restriction. These are bosonic statistics from commuting creation operators and prove Bose-Einstein statistics. For completeness, the single-mode thermal sum gives , the Bose-Einstein distribution at zero chemical potential.
Canonical mode mixing and its inverse. Treat annihilation operators as column vectors and keep complex conjugation, transpose and Hermitian adjoint distinct. Computing the canonical commutation relations for gives
Consequently the required conditions are
For complete invertible mode mixing, put
The canonical identities for a bosonic Bogoliubov transformation are , giving . Its upper blocks yield
Equivalently, the column identities are and . In finite dimension invertibility follows from the canonical matrix identity. In infinitely many modes, the row identities alone need not give a complete inverse: preserves them but discards one mode. Here completeness of the two field-mode expansions supplies the needed invertible transformation.
Obtaining coefficients from the modes. Use the Klein-Gordon inner product, antilinear in its first argument,
The normalized positive-frequency solutions satisfy , and . Current conservation makes this product independent of the Cauchy hypersurface when boundary flux vanishes. Taking the product of the field with a mode gives and hence
With this operator convention, the corresponding mode expansion is
The minus sign comes from the negative norm of conjugate modes. Using a different convention for mode coefficients can move this sign and the complex conjugates; the operator formula fixes them unambiguously here.
Particle count. In the in-vacuum, only the contraction survives. Therefore
This is particle number from Bogoliubov coefficients: the old vacuum contains that expected number of particles in the new mode . Nonzero negative-frequency mixing is the source of particle production. For continuum modes one uses normalized wave packets and replaces the sum by the corresponding integral.
The squeezed-state relation. First use finitely many modes, or an implementable infinite-mode limit. Seek
The canonical commutation relations give
All further nested commutators vanish since contains only creation operators. Thus
The old annihilation conditions hold exactly when
The inverse transformation's canonical identity shows , so the required symmetry is automatic. Also gives
Hence the singular values of are less than one. The Autonne-Takagi factorization changes to independent canonical oscillators. For each factor, the squared norm of is the even-occupation series
Multiplying these norms gives the finite-mode normalization
The phase of is arbitrary. The resulting multimode squeezed vacuum is annihilated by all old annihilation operators, so uniqueness of the normalized Fock vacuum identifies it with .
The PDF's squeezed-vacuum claim needs qualification for infinitely many modes. Bosonic mode mixing implementability requires to be a Hilbert-Schmidt operator, , for a common ordinary bosonic Fock space. For a counterexample, take and on countably many modes with fixed . The algebraic canonical conditions hold, but and the finite- normalization is . Every mode has a fixed positive probability of nonzero occupation in the required product state; the probability that all but finitely many modes are empty is zero. Ordinary Fock space vectors instead have total occupation finite with probability one, even if their expected occupation is infinite. Thus there is no nonzero common-Fock-space vector of the prescribed form. The squeezed expression is a normalizable vacuum relation with a finite-mode regulator or the implementability condition, not solely from the commutator identities.
Black-hole radiation. In a collapse spacetime, choose early positive-frequency solutions with respect to affine incoming time on past null infinity, and late outgoing modes proportional to on future null infinity. The early state is their in-vacuum. The Hawking exponential ray map has
for late outgoing rays, with . Tracing a late mode backwards therefore gives a profile proportional to
It is not a pure positive-frequency incoming wave, so the Bogoliubov transformation has nonzero .
To see the thermal factor, put and . The positive- and negative-frequency Fourier pieces have, apart from common normalization and phases, the regulated integrals
As , the positive-frequency piece has squared-modulus factor and the negative-frequency piece has . Consequently the thermal ratio of Hawking Bogoliubov coefficients is
For a normalized narrow-frequency outgoing wave packet, combine this ratio with . The occupation is the Bose-Einstein distribution
The Hawking temperature is thus the same one found by Euclidean regularity. For Schwarzschild, gives in natural units. Propagation through the exterior potential multiplies the asymptotic occupation by the greybody factor .
The outgoing radiation has partner-mode correlations across the horizon: the total state can be pure while the reduced outgoing state is thermal. A complete mode basis must include modes entering the horizon as well as those reaching infinity. The particle statement is made for normalized packets and finite observation intervals; idealized infinite-duration emission need not define the two vacua in one global Fock space. This explains both the squeezed-state structure and the physically measurable Hawking radiation.
For the real scalar field, the mostly-plus Minkowski metric gives a positive kinetic energy. Its canonical momentum and Hamiltonian operator are
The Euler-Lagrange field equation is , or . Canonical quantization of a real scalar field promotes the fields to Hermitian operators and replaces the equal-time Poisson brackets by canonical commutation relations:
The Heisenberg equation of motion then gives and , so the classical field equation remains an operator identity. Products at coincident points need a regulator; equivalently, the field is an operator-valued distribution.
Resolve the free field into positive- and negative-frequency plane waves. With and ,
Reality pairs the two terms by Hermitian conjugation. The equal-time canonical commutation relations are equivalent to
For example, the two mixed terms in each supply half the Dirac delta function. Thus the normalization is fixed, not optional. Each independent mode is a quantum harmonic oscillator, with and its annihilation operator and creation operator.
Choose the Fock vacuum by . Repeated creation operators construct the bosonic Fock space. Substitution into the Hamiltonian operator yields
where a finite volume can be used as a regulator. Normal ordering sets the flat-space vacuum reference to zero. The spatial momentum operator is
In particular, and . A one-particle state therefore has positive energy, momentum , and invariant mass . A scalar field transforms in the trivial spin representation, so its particles have spin zero. Because the field is real there is only one set of oscillators: the particle is its own antiparticle, with no distinct conserved particle-minus-antiparticle charge. The free theory does conserve its occupation-number sum, though generic scalar interactions need not.
A momentum eigenstate extends throughout space. A localized particle is described by a superposition such as
Its wave packet evolves through the phase ; a narrow packet has group velocity , whose magnitude is at most one. Localization and dispersion concern these superpositions, rather than classical trajectories attached to individual field modes.
Relativistic spacetime behavior is encoded by microcausality. Directly from the oscillator commutators,
This is a Lorentz-invariant distribution and vanishes at equal time. Any spacelike separation can be transformed to an equal-time separation, so for spacelike . Thus local operations at spacelike-separated points commute. The vacuum Wightman function need not vanish outside the light cone, but that correlation does not transmit a controllable signal. The Feynman propagator is
which propagates positive energy forward and negative energy backward in the time-ordered product. For causal response one uses the retarded Green function, whose support lies in or on the future light cone.
Finally, commuting creation operators imply
The multiparticle state is symmetric under the particle exchange operator, which is Bose statistics. For a normalized single mode, the occupation states are with : any number of identical bosons can occupy it. There is no Pauli exclusion principle for these particles. This construction agrees with the Spin-statistics theorem relating integer spin to bosonic exchange symmetry under relativistic locality and positive-energy assumptions. It demonstrates the required scalar case without assuming that theorem as the quantization prescription.
The quantized real scalar field describes positive-energy, mass-, spin-zero bosons that are their own antiparticles; commuting creation operators give Bose statistics, and local field commutators enforce microcausality.
Use , transverse coordinates , , and the Minkowski metric
The relativistic particle phase-space action becomes
In the light cone gauge , solve the mass-shell condition for , assuming . The reduced phase-space action is , with
The last equality selects the future-directed momentum sector and makes positivity transparent. With and , the Schrödinger equation is
The inverse acts only on Fourier modes with nonzero . Multiplication by gives . Therefore
The light-cone Hamiltonian thus gives the same Klein-Gordon equation as covariant quantization.
For the massive two-form field, take . Apply to its field equation. Antisymmetry of makes , so
Expanding , the other divergence terms vanish by this condition, leaving . The light-cone decomposition of a massive two-form makes its dependent components explicit. The divergence equation is
Taking and , respectively, gives
The equation follows from these expressions: the two terms containing cancel and . Consequently and are independent, each satisfying the Klein-Gordon equation with mass . The number of independent particle polarizations is
This is the exterior square of the vector representation of the massive little group . In the analogous Proca equation, determines from and , leaving components. A massive field has no gauge freedom that would justify setting these longitudinal components to zero. If , instead use the two-form gauge field symmetry : the light-cone gauge for a two-form removes , leaving transverse particle polarizations. The massive and massless counts are different.
In the closed-string mode expansion, are center-of-mass canonical variables, while are independent left- and right-moving transverse string oscillators. Their complex conjugates are . The two zero-mode Lagrange multipliers impose the remaining mass-shell condition and closed-string level matching. The string level operators are
Their quantum definitions use normal ordering. The symplectic terms in the phase-space action give
with all brackets between distinct sectors zero. The nonzero-index string oscillators obey and similarly for the right-moving sector. Define the momentum-labelled oscillator vacuum by
For , has . Hence
Starting with , a finite product with creation operators of mode has eigenvalue . The Fock space is generated by these products; both level operators have nonnegative integer eigenvalues. This establishes the integer string oscillator level property. Subtracting their physical zero-mode constraints enforces .
There is a distinction between the displayed classical zero modes and their quantum constraints. With the normal-ordering constant of a string , these are
At the massless first closed-string level, the states are
Their transverse polarization tensor splits into a symmetric trace-free part, an antisymmetric part, and its trace. These are the graviton, Kalb–Ramond field, and dilaton, with respective particle polarization counts , , and one. They have the transverse little group representations of massless particles. In a Lorentz-consistent bosonic string theory, the first chiral level is a massless vector, not a massive vector with one missing physical polarization; the closed-string products are therefore massless. This fixes . Equivalently, regularized transverse zero-point energy gives , and Lorentz consistency fixes the critical dimension of the bosonic string .
It follows that the bosonic string mass spectrum is
The ground state has and is a tachyon; level one is massless; for the mass is . The masslessness claim uses the consistent quantum theory, rather than an unshifted reading of the classical .
A massive two-form at closed-string level two is present. To see it without confusing it with the level-one massless Kalb–Ramond field, the level-two states in one chiral sector are
They have components and assemble into the symmetric traceless square of the massive little group vector space . The full closed-string level is . For two symmetric trace-free matrices , the map
is an equivariant map onto antisymmetric matrices. To verify surjectivity, take diagonal with distinct entries in positions and with only its symmetric entry nonzero. Their commutator gives the antisymmetric basis element. Finite-dimensional representations of the compact little group are completely reducible, so this quotient representation is also a subrepresentation. It has exactly particle polarizations and is described by the massive field equation with . At this gives 300 particle polarizations, consisting in light-cone coordinates of 24 components and 276 components .
Fix a classical globally hyperbolic spacetime with metric signature ; in this solution take . A free real Klein-Gordon field can be specified by
where is its mass, its curvature coupling and the scalar curvature. Global hyperbolicity ensures a well-posed initial-value problem on a Cauchy hypersurface and the existence of retarded and advanced propagators. Thus compactly supported field and normal-derivative data determine a classical solution. This fixes the dynamics, but not a Fock vacuum.
For real solutions with suitable support or falloff, the symplectic form on scalar-field solutions is
with the future unit normal. The field equation makes the current conserved, so this symplectic form is independent of when boundary flux vanishes. Quantize the initial data by the canonical commutation relation: with and the delta function defined relative to , and the two equal-field commutators vanish. Equivalently, construct the field algebra using the causal propagator. A state on that algebra is additional input.
To construct a particle representation, complexify the classical solution space. Its conserved Klein-Gordon inner product is
It is indefinite on all complex solutions. Choose a complete positive-norm subspace and an orthonormal mode basis with , and . Such a choice is encoded by a compatible complex structure on the Klein-Gordon solution space. Its positive subspace gives the one-particle Hilbert space, and the associated bosonic Fock space contains symmetrized many-particle states. The field expansion is
The creation operator adds a particle in mode , the annihilation operator removes one, and the number operator is . For continuous mode labels the sums and Kronecker deltas become integrals and delta functions, or one can work with normalized wave packets.
The ambiguity is precisely that the field equation and global hyperbolicity do not select that positive subspace. A different normalized basis may mix and by a Bogoliubov transformation, and then its annihilation operators mix and . Its Fock vacuum and number operators differ. The Hadamard condition constrains physically acceptable short-distance singularities and allows local renormalization, but it still leaves many states. Hence there is generally no observer-independent particle count on an arbitrary dynamical geometry.
In a stable strictly stationary spacetime, a globally future timelike Killing vector field gives a preferred time translation. Fix its normalization and suitable boundary conditions, and choose positive-frequency solutions satisfying with . The corresponding positive spectral subspace gives the preferred vacuum state in a stationary spacetime. Unitary changes of basis within it leave the vacuum and the particle notion unchanged. This construction assumes a well-defined positive stationary generator; stationarity by itself is insufficient if becomes spacelike, as in a Kerr ergoregion, or if unstable or zero modes obstruct the ground-state construction. It selects a preferred ground state under the stated assumptions, not a unique state among all thermal and excited states.
If the geometry is suitably stationary in the asymptotic past and future, choose those preferred mode spaces separately, giving the in-vacuum and out-vacuum. Propagate the past modes through the intervening region using the field equation and compare them to the future modes using the conserved Klein-Gordon inner product. Adopt the convention
The canonical identities for a bosonic Bogoliubov transformation read and . Extracting the future annihilation operator with the same inner product gives
In the in-vacuum, only contributes to . Therefore the particle number from Bogoliubov coefficients is
Nonzero is the production of future particles from the past vacuum. Summing over future modes gives the total expected particle number when that sum is finite. For infinitely many modes, a Hilbert-Schmidt operator is the condition for unitary implementability between these pure bosonic Fock space representations; finite-volume or wave-packet calculations must respect the relevant measures and convergence. Particle production is determined by the negative-frequency mixing, rather than by identifying a single instantaneous vacuum throughout the time-dependent region.
Solving the massive subsidiary conditions. In light-cone coordinates, use and write . The divergence condition reads
Thus, when is invertible,
First apply this with , then with , and finally with ; symmetry supplies the mixed components already determined. The trace condition becomes
The independent components are , and the trace-free part of . Under transverse rotations they form a scalar representation, a vector representation, and a symmetric traceless rank-two tensor. Therefore
This is the light-cone decomposition of a massive spin-two field for . In , the trace and divergence give and . The massive wave equation then forces , so there are no polarizations, consistent with the zero value of the printed count. The massive particle little group is , and its symmetric traceless square branches as
The mixed components with the extra direction give the vector; one independent trace combination gives the scalar. These are exactly the polarizations of a massive spin-two field. The remaining independent components retain the massive Klein-Gordon equation.
Transverse bosonic modes and mass levels. The variables are Fourier amplitudes of the physical transverse open-string mode expansion. Classically, reality requires . The symplectic term in the action fixes their quantum commutators:
With string tension convention , the zero mode of the constraint gives
The longitudinal nonzero modes have already been removed in light-cone gauge in string theory. Quantum normal ordering introduces the string intercept , giving the open bosonic string mass spectrum
Each bosonic occupation number is a nonnegative integer, so is a nonnegative integer weighted by oscillator frequency.
Suppressing the common momentum label, the lowest light-cone levels of an open bosonic string are
The oscillator vacuum is annihilated by every positive . At level one there are only vector polarizations. For a Lorentz-consistent vector, these are the transverse polarizations of a massless particle, transforming under the rotation part of its massless particle little group. A massive vector would need polarizations, including a scalar under that is absent here. Thus the first bosonic vector level must be massless, fixing .
At level two the commuting creation operators give a symmetric square. Its scalar trace and symmetric traceless square, together with the mode-two vector, are the massive-spin-two decomposition above. In the consistent bosonic theory they form one massive spin-two field with . The covariant equations describe its propagation while eliminating the redundant components. For the transverse counts are , the symmetric traceless rank-two tensor dimension of .
Half-integer fermionic modes. The Neveu–Schwarz sector has antiperiodic worldsheet Majorana fermions. Its Neveu–Schwarz fermionic oscillators obey
The oscillator vacuum satisfies for and for . A negative fermion mode is a fermionic creation operator for a transverse worldsheet excitation. The Neveu–Schwarz level operator and mass condition are
The smallest positive frequency is , so the only first-excited states are
The same vector-polarization argument requires them to be massless in Lorentz-consistent quantization, fixing .
At , is a vector, while is the exterior square: interchanging the indices changes the sign and equal indices give zero. Together they branch from an antisymmetric tensor:
Thus the Neveu–Schwarz level-one massive tensor has polarizations and mass squared . It differs from spin two because the two-fermion tensor is antisymmetric and has neither the symmetric trace-free representation nor its scalar trace. At , the count is , compared with for a massive spin-two field. The specified states are before the GSO projection; the usual tachyon-removing GSO projection also removes this integer level.
Use and . The free real scalar field has action
The canonical momentum is , and the Hamiltonian operator is obtained by the Legendre transform of the density:
Canonical quantization promotes and to Hermitian operator-valued fields and imposes the equal-time canonical commutation relations
Their Heisenberg equation of motion gives , , hence the Klein-Gordon equation .
Let and . The Hermitian field mode expansion is
The scalar field oscillator inversion extracts
and its adjoint obtained by Hermitian conjugation extracts . Substitute these expressions into the equal-time canonical commutation relation. The two mixed field-momentum terms give
For , the corresponding coefficient is a difference of those square roots and multiplies ; it vanishes because . Taking the adjoint gives . Thus these are bosonic annihilation operators and creation operators. The vacuum satisfies , and normal ordering gives , after removing the constant zero-point energy. A one-particle excitation has energy and spin zero.
The Feynman propagator is the vacuum expectation value of the time-ordered product of two field insertions. For , the field at creates a one-particle excitation from the vacuum and the field at annihilates it; the opposite time ordering reverses the roles. It is a propagation amplitude and correlation function of vacuum fluctuations, rather than a transition probability. From the oscillator expansion, only the - contraction survives, so with and ,
Here is the Heaviside step function, and changing to in the second term gives the last line.
For the Fourier transform convention , insert a positive damping factor and integrate the positive and negative half-lines separately:
The last equality is a distribution identity; the infinitesimals in the partial fractions need not have the same finite magnitude as the infinitesimal in the combined denominator. The Feynman i-epsilon prescription means that the positive-frequency pole is just below the real energy axis and the negative-frequency pole is just above it. Closing the contour integral below for , and above for , reproduces the oscillator result by the residue theorem. This prescription fixes which homogeneous solutions are added to the Green function. As an independent normalization check, has derivative jump at , so
It is the expectation-value convention for , including the numerator , that determines this source normalization.
The vacuum is a centered free Gaussian state. The Wick theorem expresses the four-field time-ordered product as the sum of all pair Wick contractions plus terms containing a normal-ordered product. The latter terms have zero vacuum expectation value. There are exactly three complete pairings, with no fermionic signs for this bosonic field. Thus the free scalar four-point function is
These formulas describe canonical quantization of a real scalar field; in particular, a real scalar field uses a single oscillator family rather than independent charged-particle and antiparticle families.
Distinguish the slow-roll approximation parameter from the infinitesimal positive contour regulator . In the interaction picture, the ordered unequal-time Wick contraction is
A differentiated vertex field instead supplies . These conjugates are fixed by the annihilation operators and creation operators and cannot be dropped while retaining the same contour.
Convert the interaction time integral to conformal time. Since and each cosmic-time derivative is , the integrated cubic vertex is
The in-in formalism supplies multiplying the expectation of the Hamiltonian, so its negative sign gives multiplying this vertex. At nonzero external momenta, the connected contractions join each of the three external fields to one vertex field. There are six bijections, not three. Choosing which external field meets the undifferentiated vertex gives three cyclic choices; swapping the two differentiated fields gives a further factor of two. This is the Wick-pairing multiplicity for a zeta zeta-prime-squared vertex.
For example, before the internal momenta are integrated, one cyclic contribution includes
The factors of cancel to leave one overall and the external momentum delta. Thus the properly normalized reduced expression is
The vacuum prescription for inflationary in-in integrals damps the early-time oscillations and selects the Bunch-Davies vacuum. Internal self-contractions correspond to disconnected zero-momentum tadpole terms and are excluded from this connected three-point function.
The printed intermediate expression has unconjugated modes and only three literal cyclic terms with coefficient . The conjugate form of the result above would use , together with the conjugated contour. A literal with only three terms gives half the final printed answer. The six-contraction expression above is the consistent reduction of the supplied Hamiltonian and leads to that final answer.
The oscillator-generated covariant photon Fock space has an indefinite Hermitian form, not a positive Hilbert space inner product. For a normalizable one-photon wave packet of polarization , its squared norm is proportional to . Thus gives a negative-norm photon state. The divergent of an unsmeared momentum eigenstate is a separate normalization issue, avoided by the wave packet.
Choose contravariant polarization vectors , , and two with for . The third spatial polarization is longitudinal polarization; the first two are transverse polarization. The timelike photon polarization is distinct from the longitudinal one.
The Gupta-Bleuler quantization condition sets the divergence of the positive-frequency part of a quantum field to zero on physical states:
Restore the factors to the annihilation terms. Since and , Fourier transform gives the equivalent condition
Its sign depends on the chosen sign of the longitudinal polarization vector; the covariant condition does not.
To see its content for a general Fock state, temporarily discretize momentum and decompose one unphysical oscillator sector as , where . The temporal oscillator obeys , while . The condition therefore becomes
Equivalently, the allowed finite-particle states use the transverse creation operators and only in the unphysical sector. Indeed the constraint acts on a polynomial of the two unphysical creation operators as , whose kernel consists of polynomials in their difference. Also , and a state containing is orthogonal to every constrained state because annihilates every such state. This argument applies mode by mode and extends by smearing to continuum momentum.
For one photon, is constrained only when , producing a null state. The Gupta-Bleuler null-state quotient removes these null directions. The condition excludes negative-norm physical states; quotienting its null states leaves the two positive-norm transverse photon polarizations. The condition alone gives a positive semidefinite Hermitian form, not yet a positive definite Hilbert space.
Set . Work on the strip in conformal gauge, with worldsheet signature and target signature . In light-cone gauge in string theory, the independent fields are the transverse coordinates. Put the Neumann boundary condition at and the Dirichlet boundary condition at ; reversing the endpoints exchanges cosine and sine modes without changing the spectrum. The fixed endpoint is .
Varying the transverse Polyakov action gives and the spatial boundary contribution . At the free endpoint this vanishes precisely when ; at the fixed endpoint . Separation of variables then gives with , hence , . These are Neumann-Dirichlet open-string boundary conditions. No dynamical transverse worldsheet zero mode survives: a constant solution must equal the prescribed , and a linear-in- solution violates the free-end condition.
Write . The orthogonality relation reduces the action to independent harmonic oscillators:
The canonical commutation relations determine normalized annihilation operators at
Thus . These formulas derive the quantization from the action rather than import integer-moded open-string rules.
For the usual phased string oscillators, set and for . Then the half-integer open-string oscillator expansion and algebra are
The corresponding field momentum density is . Completeness of the mixed-boundary eigenfunctions gives , where . This is a distribution identity on the mixed-boundary function space, not an unrestricted value at a fixed endpoint with a Dirichlet boundary condition.
Classically, the transverse Virasoro algebra zero-mode generator is
There is no transverse momentum term. If the two light-cone directions are common directions with Neumann boundary conditions, the full zero-mode constraint adds : . This assumption about the longitudinal directions is needed to interpret oscillator levels as target-space masses.
Quantizing the symmetrically ordered transverse generator gives , where the string level operator is . Each harmonic oscillator contributes to the vacuum energy. Use zeta function regularization and the Riemann zeta function with the actual half-integer spectrum:
Consequently the Neumann-Dirichlet string zero-point energy is
In the common convention , the normal-ordering constant of a string is . This positive shift differs from the vacuum energy of 24 integer-moded transverse bosons. The difference between those two vacuum energies is . To distinguish zero-mode conventions, the ND twist conformal weight is per transverse boson. With 24 bosons, the plane matter generator is ; its physical open-string condition is exactly the strip/light-cone constraint used here. The transverse plane and strip constants differ by the central charge shift . A common exponential frequency cutoff independently gives , confirming the finite part and avoiding invalid termwise manipulation of divergent sums.
Let . The lowest levels of a fully transverse ND bosonic string are
The third level has two excitations; there is no oscillator. Its indices are symmetric because the creation operators commute. With and the common longitudinal momentum convention, the rest energies and masses obey
At fixed positive the corresponding light-cone energies are ; the table lists excitation levels, not a spectrum that remains discrete if longitudinal momentum is varied continuously.
The surviving transverse rotations form . The ground state is a scalar, the next level its vector, and the third level the symmetric square of the vector. Separating its trace gives
The trace state is proportional to ; subtracting this trace gives the 299-dimensional symmetric traceless square.
There is a qualification to the printed “little group”. The little group with mixed string boundary conditions must preserve the endpoints as well as momentum. These boundary conditions break the full 26-dimensional Lorentz group, so the massive states above cannot be classified as representations of the unbroken 26-dimensional massive little group . In a D1–D25 realization the common worldvolume has Lorentz group and trivial connected massive little group; acts on the ND coordinates as an internal rotation group. The scalar, vector and symmetric trace-free decomposition is under the surviving transverse SO(24), with this boundary-background qualification.
Factorization. Put and use the canonical commutation relation :
It follows that
The arises from quantum operator ordering; treating and as commuting would lose the zero-point energy.
commutators. Direct use of gives . The product rule for commutators then yields and , hence
Raising the energy. If , then
Thus the creation operator produces an energy eigenstate with energy . It is nonzero: for a normalized physical oscillator eigenstate, . Normalize by this norm if a normalized state is wanted.
Lowest wavefunctions and orthogonality. In the position representation in quantum mechanics,
The annihilation condition therefore gives . Applying to its solution gives
Their inner product is proportional to , since the integrand is odd. These are the even and odd lowest wavefunctions shown in A2, with energies and .
For the Quantum harmonic oscillator define
The Canonical commutation relation gives , and
Thus the creation operator and annihilation operator raise or lower the energy by one quantum. Positivity of and termination of downward stepping give , . Normalized actions are and . The annihilated ground state obeys
The nonzero Ground state energy is the zero-point energy, consistent with position-momentum quantum uncertainty. Since , a perturbation linear in position connects only neighbouring number states. The algebra is especially useful for matrix elements and selection rules.[ref]
Figure 1.
Creation and annihilation connect equally spaced oscillator levels while the ground-state lowering action vanishes
. Source. Details.
Let and , so and . The canonical commutation relation gives
Hence . Similarly,
Using the product rule for a commutator, , gives
Thus is the number operator, while and are the annihilation operator and creation operator.
In the position representation , so becomes
Integrating and using the Gaussian integral for wavefunction normalization gives
The creation operator gives , and therefore
Its norm is one since . Moreover is even and is odd, so the overlap integrand is odd and integrable. Integration over the whole real line gives , establishing orthogonality.
Inverting the definitions of the creation operator and annihilation operator gives . Their actions and the orthogonality of the oscillator energy eigenstates give
Thus the electric dipole transition selection rule is
with the lower alternative absent for . The field exchanges one oscillator quantum in first-order dipole coupling. For a long weak monochromatic drive, its frequency must also be resonant with the level separation, here , to give a substantial transition probability. Higher-order multiphoton processes are beyond the stated single-position-matrix element approximation.
Write and . Inverting the annihilation operator and creation operator definitions gives
The ladder operators take to orthogonal quantum harmonic oscillator energy eigenstates and . Thus , and
For , the lowering term is simply zero. The conclusion concerns an individual energy eigenstate; interference between different eigenstates can produce nonzero expectation values.
Each energy eigenstate picks up its own phase under unitary time evolution. The relative phase therefore changes at . After removing an irrelevant global phase, the state is
The diagonal position matrix elements vanish, but the annihilation operator and creation operator give
The two off-diagonal cross terms in the expectation value yield
Thus the angular frequency is , and the magnitude of the oscillation, meaning its amplitude, is
The peak-to-peak displacement is . The phase fixes where the oscillation starts but does not change . A pure or preparation has no mean oscillation, whereas an equal-weight quantum superposition maximizes its amplitude within this two-state family. The motion is produced by interference between energy eigenstates, rather than by a changing occupation of either one.
For either number operator , positivity follows from
Hence an eigenvalue cannot be negative. The commutators
show that , if nonzero, is an eigenstate with eigenvalue . For a normalized eigenstate, .
If were not an integer, successive nonzero lowerings would eventually reach an eigenstate with . Its next lowering would have nonzero norm but a negative eigenvalue, contradicting positivity. The ladder must therefore terminate at , with . Conversely, successive applications of the creation operator never vanish, because
The normalizable bottom state exists explicitly: solving gives . Thus the number operator has exactly the non-negative integer eigenvalues.
Since the two coordinate number operators commute, use the product eigenstates . Their energy eigenvalues are
At fixed , the allowed pairs are . Thus the energy level has quantum degeneracy , and the ground-state energy is .
Write and . Insert the mode expansion of a free field for each quantity into the commutator. Only the mixed creation operator and annihilation operator terms survive. The Dirac delta function in their canonical commutation relation sets the two momenta equal, so the square-root factors multiply to :
In the second equality, each Fourier transform is the same Dirac delta function, since the integration domain is invariant under . This is the equal-time canonical commutation relation. The analogous calculation gives , because their two mixed terms have opposite signs.