Here the zero-parameter solution is , but stopping there erases a weakly excited growing mode. Expand at fixed . The first correction satisfies
and therefore
The term eventually dominates the constant, so this is another singular perturbation on the unbounded domain.
Using the exact logarithmic-variable system from part (a), the initial values are now and . Its linear growing/stable modes have matching coefficients
Thus is order one only at , rather than . This is the nonlinear crossover delayed by a small unstable-mode coefficient. The first change in the size of occurs much earlier, at , when its weak growing mode becomes comparable to the initial constant; that is not yet the derivative-nonlinearity crossover.
At the same logistic crossover in a weakly nonlinear Euler equation gives and . The nonlinear-region solution is now , or at the lowest order. A composite asymptotic expansion covering all these regions is
It gives exactly, and its initial derivative is rather than zero, within leading accuracy. At fixed its expansion is precisely ; for it retains the weak growth, and for it gives . The positive equilibrium and boundedness argument from part (a) applies after the initially zero derivative immediately becomes positive. Thus the same eventual slope saturation occurs, but much farther downstream. Both the seeding calculation and the changed scale are essential to a leading approximation on the entire half-line.
Write and . The forcing acts on the fast initial-time scale, so first remove a localized particular solution. Expanding the coefficient there gives
A particular choice is , hence
Its initial value is and its initial derivative is . The localized forcing determines WKB phase constants; omitting it before imposing the initial conditions would miss the permanent free oscillation.
For the homogeneous part, the slow-time equation is . Write its WKB approximation as , normalizing . The leading amplitude transport equation gives and leading phase .
To include every contribution on bounded slow-time intervals, the first phase correction is needed. If the local phase wavenumber is , the real part of the amplitude-phase equation gives . The WKB phase correction for a slowly varying oscillator, anchored to zero at the initial time, is therefore
There is no first-order bulk amplitude correction in this normalization. At , the homogeneous initial value must be and its initial derivative . Since and , these give and . The requested forced approximation is
for with fixed . The approximate initial value is exactly one through this order and its derivative is . The particular-solution residual is uniformly localized and ; the corrected homogeneous residual is on the long interval, producing solution error after integration over times of order .
The WKB approximation requires the relative frequency-change parameter
It therefore fails when , even though the coefficient has no finite-time zero. This is the Bessel transition for an exponentially decaying oscillator. Introduce the shifted slow time and amplitude
The exact rescaled equation is
For fixed its right side is smaller than every algebraic power of . The leading transition problem is consequently
With this becomes , the order-zero Bessel differential equation. This identifies the governing equation without solving it.
The amplitude-phase series also supplies overlap data while , although its bounded- absolute error estimate is not uniform up to the transition. For matching, combine the earlier sine and cosine terms into through first order. In the overlap , their phase is
to the retained order. Thus amplitude and phase matching as require
These are oscillatory amplitude-phase conditions, rather than pointwise ratio statements at zeros. The smaller phase term records the first overlap correction if required. The rapidly varying matching constant must be retained as data; there is no single epsilon-independent limiting phase. The two matching conditions determine the leading transition solution, which is deliberately left unsolved.
Let be kinematic pressure, with the resting hydrostatic part subtracted, and let be the buoyancy perturbation about background buoyancy . The nonrotating inviscid Boussinesq equations, with no buoyancy diffusion, are
Here the third equation is mass conservation for incompressible flow, and the last expresses buoyancy conservation following a parcel. Linearization about rest removes the products of disturbances. For a plane internal gravity wave proportional to , the resulting Linearized Boussinesq equations become
With and , the first and third equations give . Substitution in vertical momentum and buoyancy gives the dispersion relation
Since the velocity is the time derivative of the displacement field, . Thus the complete buoyancy polarization of a plane internal gravity wave is
Both velocity and displacement are perpendicular to the wavevector; pressure and velocity are in quadrature with buoyancy and displacement.
For upward/rightward phase velocity, choose and . Differentiating this dispersion relation gives the group velocity, while the vector phase velocity points along the wavevector:
Their dot product is zero and . Draw from the tip of : the right-triangle geometry of internal-wave velocities has horizontal hypotenuse . This hypotenuse is distinct from the horizontal phase velocity .
At an instant with real complex amplitude , write . The spatial fields are
The constant-phase lines of an internal gravity wave slope down to the right, with . Buoyancy maxima lie a quarter wavelength from pressure maxima; the oscillating displacement and velocity run along the phase lines. The group velocity points down and right along them, despite upward/rightward motion of the wave phase.
Let , using horizontal averaging over a wavelength. This is the displacement pseudomomentum of an internal gravity wave, whose sign convention is opposite to . For complex coefficients, . The above wave polarization consequently gives
Since , these obey . With weak kinematic viscosity, each leading monochromatic velocity component satisfies , . The dissipative term is therefore , so the supplied averaged balance reduces to
For constant and a steady wave envelope, . As is proportional to squared wave amplitude, viscous attenuation of an internal gravity wave gives
Here , so amplitude decreases below a source at : the source is above the receiving level. The same conclusion follows directly because downward group velocity carries energy from the source downward. Upward phase velocity does not locate the source.
For a slowly varying mean shear flow , the local intrinsic frequency is . A local WKB approximation uses , with varying vertical wavenumber and group velocity. The appropriate transported quantity is wave action, or horizontal wave pseudomomentum ; its vertical flux has viscous loss, and the changing polarization factors must be retained. In particular, is no longer constant.
Near a critical level of an internal gravity wave, , so and . The damping per vertical distance, of order , grows rapidly. The waves are strongly attenuated over a narrow altitude range and transfer momentum to the mean flow there or before reaching the critical level. The inviscid WKB approximation eventually fails; viscosity and possibly internal-wave breaking regulate the small scales.
Let be layer thickness and gravitational acceleration. The unforced shallow water equations on the equatorial beta plane are
Linearize about , . Put and , and scale , , and . Dropping capitals, the linearized shallow water equations become
The choice makes both the wave speed and the coefficient of the dimensionless Coriolis parameter equal to one.
Take Fourier modes that decay as . Their equations are
For and nonzero , the first two require . The root gives , and meridional balance becomes . Hence the equatorial Kelvin wave is
It travels eastward at speed in dimensional units. The other sign gives and , so is not trapped.
For , and , inversion of the first two equations gives the equatorial wave velocity polarization
Substitute in the remaining momentum equation. Multiplication by leaves
so
Writing yields , the Hermite differential equation. The trapped solutions have the Hermite oscillator quantization and .
For completeness, quantization follows without assuming that every acceptable solution is a polynomial. On decaying smooth functions, define , and . Integration by parts gives and . If , it is an eigenfunction of with eigenvalue . Repeated lowering must terminate: otherwise it eventually produces an eigenvalue below one. At termination , so the terminal eigenfunction is and has eigenvalue one. Repeated raising gives and ; uniqueness of a decaying solution at one end of this second-order equation fixes each mode up to scale.
Thus, away from the exceptional quotients, all fields are determined by
Insert this and its derivative in the polarization formulae to obtain and . For , the cubic supplies the low-frequency equatorial Rossby wave and two equatorial inertia--gravity wave branches. Their meridional structures are Gaussian-weighted Hermite polynomials.
For , multiplication by factorizes the equatorial shallow-water dispersion relation as
The physically admissible quadratic gives the mixed Rossby-gravity wave, equivalently the Yanai wave:
These fields satisfy all three original equations directly and decay at both infinities, including where the quotient formulae are singular.
To test the other factor, set . The original equations give and . Put ; meridional momentum then gives
Decay of at both infinities requires the integral of the right side to vanish. Hence unless . Ordinarily the extra factor supplies no trapped mode. At the exceptional root of the mixed Rossby-gravity mode, , it coincides with the quadratic root and gives the same physical fields, not an additional branch. This distinction avoids discarding a regular physical mode at the crossing.
These arguments concern nonzero wave angular frequency. At , the oscillatory nonzero- modes have , while zero-frequency geostrophic states must be considered in the original equations rather than in expressions divided by .
Potential-vorticity inversion is the diagnostic recovery of the flow from its advected vortical scalar, using the balance relation and specified boundary conditions. Its usefulness is a separation of tasks: transport the scalar by the current velocity, invert to find the new velocity, and repeat. The inverse is spatially nonlocal even though the transport law is local. The four models differ chiefly in the operator being inverted and the information needed at boundaries.
In two-dimensional vortex dynamics, planar incompressibility permits , and vertical vorticity is . The curl of inviscid momentum gives
There is no vortex stretching in strictly planar motion, so vorticity is materially conserved. The two-dimensional potential-vorticity inversion is the Poisson equation . On the plane, with suitable integrability and far-field behavior, its Green's function is , giving
Differentiation gives the planar Biot-Savart kernel. Here is a harmonic function fixed by boundary, circulation and far-field data. A rigid impermeable wall is a streamline, so is constant on it; constants or circulations around distinct holes require specification. The vorticity alone cannot distinguish two flows differing by a permitted harmonic contribution, such as a uniform current on an unbounded plane. A constant added to has no physical effect.
In nonrotating layerwise-two-dimensional vortex dynamics, strong stable density stratification constrains motion to almost horizontal layers. In the ideal independent-layer limit, vertical velocity vanishes at leading order, and
hold separately at each fixed . Height is a parameter: the horizontal inverse Laplacian contains no vertical derivative. With background buoyancy , the leading Ertel potential vorticity is , so the materially advected normalized scalar is . The same horizontal Poisson equation is inverted layer by layer, using each layer's boundary data. This is an asymptotic constrained model, not arbitrary three-dimensional Euler motion with vertical velocity set to zero: its validity requires small Froude number and controlled vertical scales. At finite buoyancy frequency, the weak vertical motion and tilted isopycnals restore coupling. The inversion may be independent by layer while the reconstructed fields vary with height. The horizontal Euler equations for an inviscid fluid determine the pressure gradient, while hydrostatic balance relates its vertical derivative to buoyancy.
In shallow-water quasi-geostrophic inversion, begin with the exact shallow-water potential vorticity . Linearizing its anomaly about depth gives, after multiplying by , . For small Rossby number, geostrophic balance gives , while . Keeping the beta plane background gradient gives
Thus is inverted with the modified Helmholtz equation , under the specified boundary and far-field conditions. The velocity follows from and surface elevation from . A horizontal Fourier mode of the anomaly satisfies
The Rossby deformation radius therefore limits the reach of the balanced response. Layer stretching, represented by , is absent from ordinary planar vorticity inversion. Unlike the pure Poisson equation, the finite-deformation operator also responds to the constant part of , which specifies mean elevation rather than an arbitrary streamfunction offset. Specified bottom topography adds a known source to ; it is subtracted along with the background before inversion.
In stratified quasi-geostrophic inversion, continuously varying vertical displacement replaces the shallow layer's single stretching term. For positive and constant nonzero , the three-dimensional quasi-geostrophic potential vorticity is
Geostrophic balance and hydrostatic balance give velocity and buoyancy perturbation . Invert the anisotropic elliptic boundary value problem using interior , prescribed top and bottom buoyancy as Neumann boundary conditions, and the lateral, far-field and global-flow data. Boundary buoyancy evolves by its own material conservation when the boundary is impermeable. It cannot be discarded: the Eady edge wave in the preceding solution has zero interior potential vorticity anomaly but nonzero boundary buoyancy and a nonzero induced flow.
For constant , the stretched coordinates for quasi-geostrophic inversion turn the inversion operator into the three-dimensional Laplacian. Its infinite-space Green's function is in coordinates. Hence a horizontal disturbance of scale communicates vertically over scale , explicitly coupling layers. In a bounded domain with homogeneous difference data, multiplying the difference of two inversions by its streamfunction and applying integration by parts gives
This proves uniqueness up to a constant when the relevant boundary terms vanish; a mean or pressure reference fixes the remaining constant. Compatible boundary fluxes are needed for a purely Neumann boundary-value problem.
Across all four models, inversion provides the induced flow, while scalar transport supplies time evolution. The independent horizontal inverse in the first two models becomes a finite-deformation inverse in shallow water and a vertically coupled elliptic inverse in continuous stratification. The principle applies within the stated balance or constrained model. In the unrestricted Boussinesq equations or shallow water equations, gravity waves and divergent motion can share the same potential vorticity, so the vortical scalar alone does not reconstruct every possible flow.
Take increasing upwards and write . The particles have downward settling velocity; their upward volume flux is . Conservation of particle volume in any interval gives
Thus the kinematic sedimentation equation and its characteristic speed are
For this is a scalar hyperbolic partial differential equation: its one characteristic speed is real. The method of characteristics gives and . A concentration disturbance need not descend at the particle settling velocity; is the derivative of the transported flux, not . In particular can be positive even though every particle settles downwards. At , and the equation is ordinary translation. At the packing endpoint the differentiability of the chosen constitutive law depends on ; none of the initial values used below is at that endpoint.
For , , so the characteristic speed is and the conservation law flux is strictly convex. Let and let be the initial vertical position of a characteristic curve.
For the increasing ramp, the characteristic curves within its sloping part satisfy . They spread apart and never cross. The outer plateau characteristic speeds are and , so the complete entropy solution is
The transition widens linearly and its gradient decreases. At large time it approaches a rarefaction wave, with inside its expanding transition.
For the decreasing ramp, and the characteristic curves converge. Before they meet,
All the ramp characteristic curves meet at at
Thereafter a stationary sedimentation shock separates below from above. Indeed the Rankine-Hugoniot condition gives
and the incoming characteristic speeds satisfy , which makes it an admissible entropy shock. The discontinuity transports no net excess particle flux because both plateau fluxes equal . These are local solutions before a finite container's boundaries affect the transition.
Figure 1.
Spreading and shock formation for quadratic hindered-settling flux
. Details.
The dependence on is controlled by the hindered-settling flux inflection:
For any smooth initial profile, the characteristic flow map has derivative
This formula gives the first characteristic crossing: minimize the positive values of . At neither ramp changes shape; both move down at . For , the flux is convex throughout : the increasing ramp spreads and the decreasing ramp steepens, although its entire ramp generally no longer focuses simultaneously. For , the flux is concave throughout that interval and these roles reverse. At the endpoint values the curvature vanishes at one plateau; it does not reverse sign inside the interval.
For , the inflection lies between the plateau concentrations. Below the increasing ramp spreads, while above it that ramp compresses; the decreasing ramp has the opposite local behavior. After characteristic crossing, the entropy solution can contain both a shock wave and a rarefaction wave. Quantitatively, an increasing step is selected by the lower convex envelope of on the interval between its states: curved portions supply rarefaction waves, and straight portions supply shock waves. A decreasing step uses the upper concave envelope. A join between a fan and a shock wave at a state satisfies the tangent-chord relation , where is the other shock state. Thus curvature, not simply the magnitude of , decides the wave pattern; the envelope may reduce to one shock if the tangent lies outside the state interval.
It is helpful to solve using the nonsingular total flux and volume flux before recovering . The relation is quadratic:
The plus sign selects the small-area pure-source branch. Its discriminant vanishes when , giving
Therefore
The specific upward plume and ambient momentum-flux contributions are equal, not opposite. The ambient's transported momentum has the opposite sign from its transported volume, so their product remains positive.
To show that the pure branch actually reaches this fold in finite height and that it is a genuine pole, introduce
Then and
The pure-source condition is . Before the fold, and . Thus for every fixed positive , the derivative is bounded above by a constant times on . If the branch continued for arbitrarily large , would remain bounded, contradicting . Hence it reaches at a finite . Its height is finite because is finite away from the source and behaves like a constant times at the source, an integrable singularity.
For the numerator, write . Then
At the fold , so . On the other hand the dimensionless numerator in the equation at is
It is strictly negative because . The denominator approaches zero from above. Consequently at finite , although the fluxes and velocities themselves remain finite. This proves the confined-plume momentum fold rather than merely noticing a possible zero denominator.
The dimensionless pure-source branch uniquely determines the remaining amplitudes. They can be specified without an elementary antiderivative by integrating the displayed scalar equation for until , and setting
A direct numerical integration gives , , so the dimensional results for this specified entrainment convention are
A convention using instead of would produce different numerical amplitudes; the relative-speed convention was stated in part (a).
Physically is a turnover or breakdown height for a slender steady plume surrounded by uniform counterflow. The opposing streams then occupy equal areas and have equal speeds; the single-valued small-area branch cannot continue smoothly. Above it one expects lateral spreading, stronger recirculation, mixing and unsteady buoyant structures rather than a continuation of the same slender top-hat column. A detailed flow or upper-layer evolution requires restoring pressure and stress dynamics and, eventually, the modified ambient stratification. The model does not predict an infinite physical velocity, nor does it require that all buoyant fluid forever remain below .
For a polygonal domain with finite real prevertices and interior angles , the Schwarz-Christoffel formula has the form
with branches chosen in the complex upper half-plane. A prevertex at infinity is interpreted by the corresponding limiting version of the formula. The exponent records the angle because locally behaves as .
For a slit from to in the upper half-plane, put . The two approaches to its base are separate boundary vertices with angles and , and the tip has angle . With ordered prevertices mapping respectively to the base, tip and base, the Schwarz-Christoffel mapping therefore has
The tip's factor is a simple zero of the boundary derivative, not an interior critical point.
For the specified power product, the principal branches give
throughout the complex upper half-plane, so maps into that half-plane. Logarithmic differentiation gives
There are no zeros of this derivative in the upper half-plane, so the map is locally conformal there. Its boundary values are negative real for , positive real for , and
The positive scalar factor increases from zero to its maximum at and then decreases to zero, since its logarithmic derivative is . Therefore the tip is
The real boundary runs from the negative real axis to zero, out to , back to zero, and then along the positive real axis.
For completeness, these boundary facts give global injectivity and surjectivity. At infinity,
Apply the argument principle on a large upper half-disc, indenting the real prevertices by small semicircles. For a fixed in the upper half-plane off , the limiting image contour is the real boundary with the slit traversed once in each direction, followed by a large upper semicircle. Its winding number about is one. The two slit traversals cancel, so has exactly one zero in the upper half-plane. There are no poles.
Nor can an interior point map onto the open slit. Each point of that slit has two real preimages, one on either side of , with nonzero boundary derivatives. Local continuation across the real line maps the upper half-neighborhoods at these preimages onto the two different sides of the slit. An additional interior preimage would persist for nearby off-slit points and contradict the already proved one-preimage count. The tip cannot be an interior image either: the open mapping theorem would then place nearby open-slit points in the interior image. Finally, never vanishes inside the half-plane. Thus is a conformal bijection onto .
This is the power-product map to a slit half-plane. Its derivative is exactly the Schwarz-Christoffel formula with , , , and . The additive constant is fixed by the boundary value . Thus the power-product expression is an explicit antiderivative of the corresponding Schwarz-Christoffel mapping, with this normalization.
The equilibria have and . Thus
At , the linearization has trace and determinant . Hence is a saddle equilibrium when , a sink equilibrium when , and a source equilibrium when . The sink equilibrium/source equilibrium may be a node equilibrium or a focus equilibrium; the node-focus discriminant is not a bifurcation curve. At , the trace and determinant are and . These points are sink equilibria for and source equilibria for .
The local bifurcation curves are therefore
For on the pitchfork curve, a leading centre-manifold equation is . For , with unfolding parameter , the pitchfork is supercritical and creates two sink equilibria from a sink equilibrium that becomes a saddle equilibrium. For it is subcritical in the centre direction; the nonzero branches are unstable, and the transverse eigenvalue is also positive. The origin of parameter space is a reflection-symmetric double-zero degeneration.
To determine Hopf criticality at the origin, use the energy , whose derivative is . For a small nearly harmonic oscillation , averaging gives . Thus this Hopf bifurcation is supercritical and creates an attracting periodic orbit for . By the supplied opposite-criticality fact, the simultaneous Hopf bifurcations at the two nonzero equilibria are subcritical. A direct calculation confirms this: writing , puts the cubic radial coefficient at , including the contribution from the quadratic terms.
The figure includes these local curves and the global curves derived below. All lines emerging from the double-zero point are local asymptotic sketches.
Figure 1.
Local and global curves near the symmetric double-zero point
. Details.
The relevant saddle equilibrium is the origin, with eigenvalues
For , they have opposite signs. Its saddle index is
near the homoclinic curve, because that curve has . Along its leading asymptote, .
A local passage near the saddle equilibrium contributes a power to the return map. Because , its derivative becomes large as the orbit approaches the separatrix. The periodic orbits meeting the loops are therefore unstable, and their periods diverge logarithmically. On the side between the homoclinic and subcritical Hopf curves there are two unstable single-well periodic orbits, surrounding the two sink equilibria. On crossing the double-loop curve downward, they join into one unstable outer periodic orbit surrounding both wells. The attracting outer periodic orbit is not the one that collides with the saddle equilibrium: it persists across this global event.
The unstable outer periodic orbit must subsequently meet that attracting outer periodic orbit in a fold of periodic orbits. This extra curve is required to obtain the six-region diagram. One can see its position from the same energy-balance calculation. After normalizing , an outer Hamiltonian contour with selects
At , . The derivative of the denominator diverges positively there, while that of the numerator stays finite, so initially decreases. Rescaling at large gives , so it eventually increases. At its minimum the stable and unstable selected periodic orbits meet. Thus the outer-cycle fold in a weakly perturbed double-well oscillator has with ; quadrature gives . The decreasing portion of selects the unstable periodic orbit, and the increasing portion selects the stable one, since the energy drift has sign .
The change of time is , which is positive in the half-plane under consideration. Dividing the two approximate equations by gives
Set . The inhomogeneous system becomes , with eigenvalues . For , write . Integrating with the prescribed initial data gives
and
These expressions also verify both initial values and their initial derivatives. For fixed and small on the outgoing branch, the sine coefficient in is positive and dominates the initial cosine term. The first return to small is near the first positive zero, . Hence
The factor is a half-turn of the growing spiral, not its full rotation period. After this excursion the approximate trajectory approaches the small-, large- region. In the full system the term , omitted during the large excursion, allows the motion to descend along that region and return.
As , the rescaled excursion time diverges and the factor produces arbitrarily large excursions. At the critical value the matrix is a nontrivial Jordan block, and the limiting formula is
For the small outgoing initial data this is positive and unbounded: the unstable manifold no longer turns back. Below the two eigenvalues are real and positive, so there is again no oscillatory return. This quadratic escape desingularization explains loss of the periodic orbit at infinity, together with the unstable-manifold escape, as decreases through . It is not a finite homoclinic bifurcation to the origin. The divergent travel time must not be identified with the physical period without integrating ; the time change becomes singular near .
A global bifurcation joins two mechanisms: a long passage near a hyperbolic equilibrium point and a finite excursion returning the unstable manifold to its neighborhood. Eigenvalue ratios control the local passage, while the geometry of the global return decides reinjection, folding and trapping. In the real symmetric case there are two returning branches and a power-law cusp. In the saddle-focus case rotation adds infinitely many oscillations to that cusp. The following maps display both mechanisms explicitly.
For the Lorenz configuration, enter on at and leave on , where . Solving the linear flow gives a flight time
Put . The outgoing coordinates are
The smooth global map from each outgoing section to the incoming section has, to leading order,
up to the choice of which unstable branch carries the sign of . Reflection symmetry makes the offsets opposite and the leading coefficients equal. Since the stable transverse coordinate is multiplied by the higher power , it contributes only subleading terms to the leading scalar map. Absorbing powers of into a positive constant gives the Lorenz power return map
The line lies on the stable manifold and has no finite return; the discontinuity is therefore a genuine missing return, not an arbitrary value to assign at zero.
If , the derivative tends to zero. For , there are two attracting fixed points, with . They describe two symmetry-related one-lobe attracting flow periodic orbits. For , the orbit alternates between and , where ; its multiplier is . This represents one attracting flow periodic orbit traversing both lobes. At the two homoclinic loops meet: this is the contracting gluing scenario, with diverging flow period at the connection.
If , the local derivative is unbounded, and the small periodic orbits are repelling in the expanding return direction. For , the small positive fixed point has , with a multiplier tending to infinity; there is a symmetry-related negative fixed point as well. More complex motion follows from the two branches, not merely from a large derivative at one fixed point. Choose with . The inverse branches are
For sufficiently small positive , both lie inside , their images are disjoint, and their derivatives are . Nested inverse images for every infinite sign sequence therefore define a Cantor invariant set. Iterating the forward map shifts the sequence. This constructs periodic itineraries of every symbolic period and nonperiodic itineraries; transverse contraction in the full return turns the expanding two-strip mechanism into a horseshoe.
This is the local chaotic Lorenz mechanism. A robust attracting Lorenz set additionally needs a global trapping region and the appropriate return properties. The scalar asymptote and alone do not prove that every nearby orbit is attracted to one chaotic set; periodic windows, escaping orbits and other global returns must be distinguished. Symmetry is crucial to obtaining the two homoclinic branches together in a single parameter variation.