Blue light-emitting diode 2026-10-18
Blue transitions motivate wide-bandgap semiconductors, but a large band gap alone cannot guarantee efficient emission. Gallium nitride has a direct band gap; indium gallium nitride composition tunes the transition energy.[ref]
https://www.kapitza.ras.ru/~glazkov/students/Nobel-akasaki-lecture.pdf. §2, printed pp. 8–10: direct/indirect gaps and nitride composition range
For an emitted photon, with frequency and vacuum wavelength ,where is the Planck constant and the vacuum speed of light. Multiplying energy by wavelength gives . Thus chosen wavelengths and correspond to and : blue requires more energy per photon than red. A stipulated transition energy instead gives , in the ultraviolet. These are conversions, not measured emission lines.
For near-edge emission, estimates the photon energy from the emitting material's band gap. Quantum well confinement or impurity transitions can change it. The 1994 blue light-emitting diode used zinc-doped indium gallium nitride, emitting below its near-edge transition.[ref]
Candela-class high-brightness InGaN⁄AlGaN double-heterostructure blue-light-emitting diodes by Shuji Nakamura and others. p. 1688, Fig. 2 discussion: Zn-related emission
The measured forward terminal electric potential difference is also not fixed by , where is the elementary charge. It depends on electric current, temperature, contacts and series electrical resistance. Even the simple Shockley diode equation with series electrical resistance has , whereas an optical transition does not acquire an extra energy merely because the contact drop increases. Consequently, extracting a band gap from one terminal-voltage reading is not justified.
Indirect band gap 2026-10-18
An indirect band gap separates a valence band maximum and a conduction band minimum at different values of crystal momentum. A near-edge radiative transition then usually needs a phonon or another momentum-transfer process in addition to the photon, whose momentum is small on the Brillouin zone scale. A direct band gap has the extrema at the same crystal momentum and more readily supports efficient band-edge light emission. A material can have direct transitions at higher energy while its smallest gap is indirect.
A semiconductor has a filled valence band and an empty conduction band at zero temperature in the intrinsic idealisation, separated by a modest band gap. Thermal excitation or deliberately introduced impurities can create mobile Electrons and electron holes. Its conductivity is consequently very sensitive to temperature and doping. A metal has available electronic states at the occupied energy boundary, through a partly filled band or overlapping bands, and need not thermally excite carriers across a gap.
For a direct band gap, the conduction-band minimum and valence-band maximum occur at the same crystal momentum. An Electron can recombine with a hole near these extrema and emit a photon while conserving crystal momentum, since optical photon momentum is small on the lattice scale. For an indirect band gap, the extrema lie at different crystal momenta. A band-edge radiative transition then ordinarily needs a phonon as well, making it less probable and allowing nonradiative processes to compete more effectively.
gallium arsenide has a direct fundamental gap, while silicon has an indirect one. This makes efficient band-edge emission and hence a light-emitting diode easier to obtain from gallium arsenide. It does not mean silicon has no optical transitions or that every direct-gap sample emits efficiently: defects, surfaces and carrier confinement also matter.
Past exam of the quantum condensed matter course of the University of Cambridge 2012 2 b Solution 2026-10-18
Different measurements reveal different aspects of electronic band structure; a convincing determination combines their constraints.
Angle-resolved photoemission. In angle-resolved photoemission spectroscopy, photons of known energy eject occupied Electrons. Measuring their kinetic energy and emission angle reconstructs binding energy and the component of crystal momentum parallel to the surface:Here is the sample work function when kinetic energy is referenced to the nearby vacuum; an analyzer energy scale requires its own work-function calibration. Momentum is conserved modulo a surface reciprocal lattice vector, neglecting photon momentum. Tracking the peaks maps occupied dispersion relations and the Fermi surface. The measured intensity also contains the matrix element, the Fermi-Dirac distribution and the spectral function, so an absent bright feature does not establish an absent band. For a three-dimensional solid, the perpendicular momentum requires a final-state model. Inverse photoemission spectroscopy probes unoccupied states by injecting Electrons and detecting emitted photons.
Optical spectroscopy. Photon absorption and ellipsometry measure interband transitions, optical selection rules and the complex dielectric response. Because optical photon momentum is small on the scale of the Brillouin zone, direct transitions approximately preserve crystal momentum. Their onset constrains a direct band gap; a threshold involving a phonon can reveal an indirect band gap. Peak positions constrain energy differences between bands, but the response also depends on the joint density of states and optical matrix elements, so it does not uniquely determine every .
Quantum oscillations and cyclotron resonance. In clean samples at low temperature, the de Haas-van Alphen effect measures oscillations in magnetization and the Shubnikov-de Haas effect measures oscillations in electrical resistivity as the inverse magnetic field is varied. Their period in inverse magnetic field is , where Onsager quantization relates to an extremal Fermi-surface area perpendicular to the field:Rotating the magnetic field maps the geometry of extremal orbits. The thermal damping determines the cyclotron effective mass,with the appropriate magnitude for a hole orbit. Cyclotron resonance supplies the corresponding dynamical mass through . These are detailed probes near the Fermi level, rather than measurements of all occupied bands. Diffraction supplies the reciprocal lattice needed to label the measured momenta, but diffraction by itself is not a measurement of electronic dispersion.
Past exam of the quantum condensed matter course of the University of Cambridge 2017 3 Solution 2026-10-18
Band edges and optical transitions. A direct band gap has the conduction minimum and valence maximum at the same crystal momentum. A near-edge photon then connects the two almost vertically on an energy-versus-wavevector plot, because its momentum is small on the Brillouin zone scale. An indirect band gap has the extrema at different momenta, so an additional momentum transfer, commonly supplied by phonon absorption or emission, is required for a near-edge radiative transition. This reduces its probability relative to an allowed direct transition.
Near the zone centre, an isotropic direct-gap model has and downward valence dispersions . The heavy-hole and light-hole bands are the upper branches with large and small positive hole masses: the heavy branch is flatter. In common cubic semiconductors these arise from the manifold, while spin-orbit coupling places the split-off valence band lower by . Its thermally generated hole population is suppressed by approximately relative to upper-valence holes, apart from density-of-states factors. Neglect is justified when ; it is not a universal exclusion of this band at arbitrary temperature.
Original schematic direct and indirect band edges, including heavy, light and split-off hole branches
. Details. For an indirect material such as Si, the conduction minimum need not be at . In applying the carrier-density formulae, must mean the actual minimum of the included conduction valley. The supplied scalar effective masses and densities of states constitute a simplified band-edge model; they do not specify Si's full valley anisotropy or multiplicity.
Carrier populations. Let be the Fermi-Dirac distribution. In the nondegenerate conduction tail, . Set and integrate the given density of states:The integral is . Defining the effective density of states givesThe factor two is already included in the supplied density of states; it must not be added a second time.
A hole is an unoccupied valence state. For sufficiently below , . Substitution of gives in exactly the same wayTheir product eliminates the chemical potential:This is the semiconductor mass-action law at thermal equilibrium. In an intrinsic semiconductor, charge neutrality additionally givesIn a doped semiconductor the product still applies in this nondegenerate equilibrium model, but the two populations need not be equal.
Intrinsic chemical potential. Taking logarithms of yields the intrinsic-semiconductor chemical potentialFor unequal band degeneracies, use the first form with the full . For the supplied mass ratio , the shift from midgap at is approximately , toward the valence edge.
Three temperature regimes. The original plot runs from high temperature on the left to low temperature on the right. At high temperature, thermal excitation across the gap dominates and rises rapidly with temperature. In the middle, donors and acceptors are effectively ionized, the material is extrinsic, and makes the plateau. At low temperature, dopant freeze-out binds increasing numbers of Electrons to donor levels, reducing the mobile-electron population as the sample cools. Its activation scale is a donor binding energy, not the full band gap. Compensation and incomplete ionization affect that regime.
Gap estimate from the original figure. On the dashed intrinsic branch, . Hence band-gap extraction from intrinsic carrier activation uses the slope of versus . With and expressed in eV/K, two points giveThe very compressed intrinsic branch is only approximately readable: near and near . These give , rather than a precision determination. Neglecting the thermal prefactor gives about from those same rough points. Thus a gap of order – is justified by this schematic plot; its resolution does not support distinguishing a few hundredths of an electronvolt. The declining freeze-out branch must not be used to infer the full gap.
Room-temperature densities. At , the supplied masses giveIn the fully ionized extrinsic plateau, put . Charge neutrality and the mass-action law implySince , is insensitive to the imprecise gap. The minority density is much more sensitive:Using gives and . Using instead gives and . These are explicitly conditional estimates within the stated mass model. The plot alone cannot fix a precise minority density because the uncertain gap occurs inside an exponential.
Equilibrium junction. Put the p-type side on the left and n-type side on the right. When they are joined, Electrons diffuse from n to p and electron holes diffuse from p to n. This leaves negative ionized acceptors on the p-side and positive ionized donors on the n-side of the depletion region. The resulting built-in electric field points from n to p, opposing further diffusion. At equilibrium there is one constant Fermi level, and drift and diffusion currents cancel for each carrier species.
In the nondegenerate, fully ionized limit, the neutral-region carrier densities areThe conduction band and valence band lie higher on the p-side and bend down towards the n-side. The gap between them stays fixed for a homojunction. If increases towards the n-side, both edges shift by , whileThus rises and falls continuously across the junction; neither mobile population is an exact step function. Their depletion exposes fixed dopant charge density, rather than an absence of every kind of charge. The built-in voltage is
Light emission. Forward bias lowers the barrier and injects minority carriers across the p-n junction. In a light-emitting diode, electron-hole recombination converts some of their energy into photons. A direct band gap permits efficient radiative transitions with nearly conserved crystal momentum; nonradiative channels compete. Near-edge emission has and . Material composition and confinement select the emission colour. Reverse-bias saturation is not the ordinary LED operating mode.
Reverse current. Take and to mean reverse voltage and reverse current magnitudes. The Shockley diode equation in this convention isThe bias-independent term is the supply of thermally excited minority carriers from the neutral regions, swept across the junction by its electric field. The opposing injection current is reduced by the extra barrier energy and is . Their equality gives zero net current at zero bias; for , the reverse current approaches until leakage or breakdown invalidates this ideal law. The collecting field need not create the minority carriers; their thermal supply limits the diffusion-dominated current.
For an ideal long junction of area , steady diffusion with recombination gives the diode minority-carrier diffusion currentIt depends on doping, geometry, carrier diffusion coefficients and lifetimes, and especially the intrinsic carrier concentration. Depletion-region generation current and surface leakage can add nonideal contributions to the measured reverse current.
Band-gap estimate from the data. Read a nearly flat region well above the small-bias knee and below the high-bias upturn, rather than estimating in the breakdown region. For a diffusion-dominated junction with nearly temperature-independent gap and effective masses,so , where includes transport and doping factors. Extracting a semiconductor band gap from diode saturation current amounts to measuring the slope of against : it is . If the prefactor is taken approximately constant over a short interval,Approximate readings from the original PDF plateaus areUsing the two warmer curves and givesKeeping the factor but taking the residual transport factor constant changes this estimate to approximately . The justified graphical estimate is thereforeThe colder curve is a genuine limitation of the supplied data: the to pair gives only about with a constant prefactor, and the endpoint pair gives about . Thus all three cannot support one precise diffusion-only activation slope. A depletion-region generation current, approximately proportional to rather than , can have a roughly half-gap activation energy; other leakage and temperature-dependent transport can also alter the slope. The PDF alone does not identify their relative contributions. A reliable precision gap measurement would use more temperatures and verify the transport regime instead of forcing one fit through these three readings.
Energy and momentum measurement. In angle-resolved photoemission spectroscopy, monochromatic photons illuminate a clean surface in vacuum, and an electron energy analyzer measures the outgoing kinetic energies and emission directions. Measuring both gives the occupied electronic band structure, rather than only a momentum-integrated distribution of removal energies.
Choose a common energy reference for initial and final states. Let be the initial electron energy, the Fermi energy, and the vacuum level immediately outside the sample. The binding energy is . For a direct emission event without additional losses, conservation of energy givesHere the work function is the energy from the Fermi level to the local vacuum. The initial and final energies are total single-electron energies on the same scale, while is measured above vacuum. The diagram illustrates each interval independently.
Neglecting ultraviolet photon momentum, photoemission momentum conversion giveswhere is measured from the surface normal. Parallel crystal momentum is conserved modulo a surface reciprocal lattice vector; the surface breaks perpendicular translation symmetry. A three-dimensional sample therefore generally needs a final-state model to infer perpendicular momentum. The stated two-dimensional sheet avoids that ambiguity. The kinetic energy used in this formula is the sample-vacuum value; if the analyzer and sample have different work functions, their contact potential must be included when converting the analyzer's reading, as in photoelectron binding energy reference.
Spectral information. Define and the electron spectral function by . In the sudden approximation, the basic photoemission intensity and spectral function relation isbefore instrumental broadening and background are included. Here is the Fermi-Dirac distribution, and is the transition matrix element. The electron removal spectral function contains the occupied part of the spectrum. In a noninteracting band it has a delta peak at the band energy; interactions shift and broaden peaks and can add incoherent weight. Thus peak trajectories reveal dispersion, while line shapes can constrain lifetimes after resolution effects are accounted for. Dividing by known matrix and occupation factors can estimate where those factors are appreciable; intensity alone is not identical to , and a missing peak can reflect a matrix-element suppression. States well above are not accessible to ordinary low-temperature photoemission.
Photoemission energy accounting and qualitative upper valence-band dispersion
. Original schematic energy diagram and illustrative nearest-neighbour graphene pi-band curves. The left panel labels every requested energy and energy interval. The right panel shows an ideal two-dimensional pi band with hopping , not a fit or reproduction of the measured graphite spectra; other occupied orbital bands are omitted. Details.Two independent band-structure probes. First, the de Haas-van Alphen effect measures oscillatory magnetization as Landau levels cross the Fermi level when a magnetic field changes. The inverse-field frequency iswhere is an extremal Fermi surface cross-sectional area perpendicular to the field. Changing field orientation maps its shape. This reveals the momentum-space geometry of occupied bands; the related Shubnikov-de Haas effect measures oscillatory resistance.
Second, absorption or reflectance spectroscopy detects interband transitions. Photon energies at absorption edges and peaks constrain the band gap and interband energy differences. For a direct band gap, negligible photon momentum selects approximately vertical transitions in the band diagram, weighted by the joint density of states and transition matrix elements. An indirect transition needs a phonon to carry the extra crystal momentum. These measurements provide evidence beyond a free-electron parabola, although an optical spectrum alone does not reconstruct every band's dispersion.
Reading the graphite spectra. For each direction, follow a moving peak through successive angles and convert each peak's own kinetic energy to ; angle is not itself proportional to momentum over this wide range. The prominent dispersing valence feature starts at roughly – binding energy near and moves towards lower binding energy as increases. Along it approaches the Fermi level at the corner, then turns back to larger binding energy on continuing beyond the corner. Along it reaches a finite minimum binding energy of roughly – near the edge midpoint and turns back; it does not reach the Fermi level there. Additional deeper peaks describe other occupied valence branches, with visibility varying across the spectra.
A useful qualitative description is the upper occupied band of the nearest-neighbour model of graphene: . It rises from at to zero at , but only to at . The schematic curve in the figure captures those two different behaviours. It is not a full multi-orbital assignment or a quantitative fit to graphite, whose deeper valence features are also visible in the supplied spectra.
Angle needed to reach the corner. The corner's parallel wavevector isUse the near-zero binding energy of the upper valence band at that point. With the sample work function interpreted as the stated separation below vacuum,HenceThe energy and angle readings in the PDF are approximate. If a peak at the corner were instead assigned a small binding energy , the estimate becomesFor – this gives about –, consistent with the near-Fermi feature in that angular range. Substituting the full photon energy for the kinetic energy would omit the work-function cost and underestimate the required angle.


