Integer Hall transport and filling. A clean two-dimensional electron gas at low temperature in a strong perpendicular magnetic field forms Landau levels with orbital spacing , where . Examples include semiconductor heterojunctions and inversion layers. On integer plateaus,
with integer plateau index . The density of states in one resolved Landau branch is per unit area, so the actual filling factor is
It varies continuously with density and field. Within a disorder-broadened plateau, localized states can change occupation without changing the integer number of transporting edge branches; the filling need not equal the plateau integer at every point in that interval.
At a boundary, the confining potential bends the Landau energies through the Fermi energy, giving chiral edge states, interpreted semiclassically as skipping orbits. Opposite edges carry opposite propagation directions. An ideal spin-resolved transmitted edge channel contributes ; such channels give . Chirality and suppressed backscattering between well-separated edges explain vanishing longitudinal voltage. Ideal reservoirs and appropriate probe equilibration are part of this edge-state transport model.
A gated antidot. A local repulsive gate potential depletes an island inside the Hall bar. Edge states circulate around its boundary as closed antidot orbits. When a localized orbit is weakly coupled to extended channels on opposite sides, resonance at the reservoir electrochemical potential permits backscattering and produces conductance dips on an otherwise quantized transmitting plateau. If the path instead adds a transmission route between otherwise disconnected channels, resonant peaks can occur: the sign depends on the device's tunnel connectivity and what conductance is measured. An isolated antidot too far from every conducting edge has negligible transport signature.
For the simplest opposite-edge backscattering picture with one active branch,
where branches would otherwise transmit. A gate moves the resonance through the Fermi energy by changing both confinement and orbit area. Stronger depletion of the constrictions also changes , producing broad conductance plateaus or pinch-off, with narrow resonances superposed where coupling is finite. Low temperature resolves individual resonances; thermal and tunnel broadening can merge them.
For a fixed-area single-electron orbit, a phase change of corresponds to
Sweeping gate voltage at fixed field shifts enclosed area and level energy, giving oscillatory resonance tracks. This period is not automatically set by the lithographic gate area. Charging energy, self-consistent screening and spin branches modify spacings; in particular coupled spin branches in a charging model can generate two resonances per cycle without changing the electron flux quantum.[ref]
Figure 1.
Original schematic antidot resonances on transmitting plateaus: varied coupling and gate-controlled channel opening; illustrative coordinates rather than experimental data
. Details.
No antidot dimensions, capacitances, lever arms or measured spectrum are supplied, so absolute periods and resonance voltages cannot be extracted. The sketch illustrates the mechanisms and regimes requested, rather than inventing a numerical device data set.
Improving the bare edge potential. A picture of noninteracting Landau levels simply intersecting a prescribed smooth confinement ignores the redistribution and screening of electron charge. A self-consistent electrostatic calculation combines gate and donor potentials, electron density and Coulomb interactions. Where a partially occupied Landau level has a large density response, electrons screen strongly and create a compressible strip with nearly pinned level energy. Regions with the chemical potential in a gap are incompressible and support much of the potential change. Consequently the screened edge alternates between compressible and incompressible strips, rather than preserving an arbitrary externally drawn slope. Finite temperature, disorder, exchange and edge reconstruction can require refinements beyond the simplest electrostatic model.[ref]
Fractional states and composite fermions. Very clean two-dimensional systems show plateaus at selected fractional fillings, with small longitudinal resistance and a many-electron excitation gap. Electron-electron correlations are essential; partial filling of a noninteracting Landau level is not enough. The simplest composite fermion binds two statistical flux quanta to each electron. This is a representation of correlated electron motion, not a physical solenoid attached to a particle. With , , and density , the mean effective field is
Define a signed effective filling . Then
For , filled composite-fermion levels produce . For reversed effective field write , giving ; the nontrivial fractional upper sequence starts with . If effective filling is defined as nonnegative using , retain these as separate field-direction branches instead of using the signed expression blindly. At the mean vanishes and the effective filling diverges, so it is not an integer composite-fermion Hall plateau in this simplest construction. Attaching two flux quanta preserves fermionic statistics; the emergent integer-like gaps organize a prominent sequence of fractional electronic states.[ref]
A gated quantum dot is an electron island confined in all spatial directions, weakly coupled by tunnel barriers to source and drain and tuned by a plunger gate. Small capacitance makes charge addition costly, while confinement resolves orbital levels. In the constant-interaction model,
The charging contribution to successive addition potentials is ; the often used charging-energy scale differs by a factor of two. Orbital spacing and spin filling add further structure.
For weak coupling, and lifetime broadening must be smaller than the relevant addition energies to see Coulomb blockade. Sequential tunnelling proceeds when an addition level is inside the source-drain bias window and the appropriate charge states are accessible. A gate sweep gives conductance peaks near charge degeneracies and low conductance between them. A bias-versus-gate map shows Coulomb diamonds, with excited-state lines when additional levels enter the window. Their slopes and sizes depend on source, drain and gate capacitances and the bias convention. Cotunnelling gives higher-order transport inside nominally blocked regions; stronger coupling and many-body effects can invalidate the simple sequential picture.
Coherent dot states as a qubit. A single-electron spin has basis , in a magnetic field, split by . A qubit is a controllable coherent state , not just a pair of classical current levels. Initialize through spin-selective loading or relaxation; resonant magnetic or spin-orbit-assisted electrical driving produces rotations. Adjacent occupied dots can couple through a gate-controlled exchange interaction. In the weak-tunnel symmetric Hubbard limit,
Local spin rotations combined with a suitable exchange entangling operation provide universal control in the ideal spin-qubit proposal. Gate pulses must avoid unwanted orbital excitation and leakage, and complete coherent operations before dephasing destroys the information.[ref]
For measurement, place the reservoir electrochemical potential between Zeeman levels so that only one spin state can tunnel out, or use Pauli spin blockade in a double dot. A nearby quantum point contact or single-electron transistor detects the resulting charge change. Such spin-to-charge conversion makes transport useful for reading a spin even when the stored information is not itself a net current.[ref]
A double dot can alternatively encode a charge qubit in left/right occupation, with Hamiltonian . It allows electrical control and charge sensing, but couples strongly to charge noise. Spin qubits also suffer hyperfine, electrical and spin-orbit-related noise, as well as relaxation and readout errors. An observed Coulomb diamond alone establishes charging physics, not initialization, coherent control or a functioning qubit.
Carrier confinement changes both the energies and the available optical transitions of a semiconductor. A quantum well confines one direction and leaves two continuous momentum coordinates; a wire confines two directions and leaves one; a quantum dot confines all three and has discrete ideal levels. Confinement becomes important when its level spacing is comparable with thermal, lifetime and disorder energy scales, and strong excitonic confinement involves comparison with the exciton Bohr radius.
Transition energies. In a simple infinite-well effective-mass model of width , a same-index electron-hole transition has threshold
Thus decreasing generally blue-shifts interband absorption and emission through the confinement contribution. Finite barriers, band mixing, strain, nonparabolicity, dielectric environment and Coulomb interactions alter this elementary estimate. In dots, confinement shifts and exciton binding have different size dependences, so a single inverse-square law is not an exact nanocrystal spectrum.
Dimensional density of states. For a parabolic continuum the phase-space volume below kinetic energy scales as , hence the density of states scales as . Each subband threshold therefore contributes a square-root onset in three free dimensions, a constant step in two, and an inverse-square-root singularity in one. A zero-dimensional ideal dot has discrete lines rather than a continuum power law. Real temperature, disorder and lifetime broadening smooth singularities and lines. Optical absorption uses the joint electron-hole density of states multiplied by transition matrix elements and occupations; a bare electronic density of states is not the entire absorption spectrum.
Figure 1.
Original ideal dimensional joint-density-of-states comparison and confinement-induced optical-threshold scaling; arbitrary broadening shown for dot levels
. Details.
Selection and Coulomb effects. Envelope-function overlap and Bloch-state dipole selection rules determine allowed transitions and their polarization. For equal ideal infinite-well envelopes, orthogonality favors matching transverse indices; finite barriers and asymmetric fields can relax that envelope rule. Reduced dimensionality can enhance electron-hole attraction and oscillator strength near an exciton resonance, but the binding energy depends on the actual confinement and dielectric screening. Intersubband transitions within a conduction band are different from interband recombination; in a quantum well they require an electric-field polarization component along the confinement direction.
Devices. Quantum wells, wires and dots allow wavelength engineering, carrier localization and altered optical gain for LEDs and semiconductor lasers. Concentrating states near selected transition energies can improve differential gain and reduce thresholds under appropriate injection and loss conditions. Dot ensembles can instead have substantial inhomogeneous broadening from size variation; nonradiative surface traps and carrier capture can limit an otherwise attractive design. Material confinement does not alone ensure high quantum efficiency.
An applied field across a quantum well shifts electron and hole envelopes apart, usually red-shifting the exciton transition and reducing overlap: the quantum-confined Stark effect. This supports electroabsorption modulation and tuneable optical transitions. Conduction-band intersubband energies can also be engineered for infrared detectors and cascade-laser designs. Optical waveguides and cavities confine photons and affect mode overlap or spontaneous-emission rates, but that photonic confinement is distinct from the carrier quantization derived above. Both must be specified when predicting a real device's threshold, spectrum and output.
A high-mobility modulation-doped GaAs-AlGaAs electron gas is grown by molecular beam epitaxy as a clean layered semiconductor heterostructure. An undoped gallium arsenide region is followed by an undoped aluminium gallium arsenide spacer and a donor-doped barrier region, commonly with a protective cap. The closely matched crystal structures allow a high-quality heterojunction. The spacer supplies a crucial separation: the mobile electrons reside away from the ionized donors, reducing impurity scattering compared with putting the donors directly in the conducting layer.
The larger conduction band energy on the aluminium gallium arsenide side permits donor electrons to transfer into gallium arsenide. The resulting charge separation creates band bending; together with the band offset, it forms a roughly triangular quantum well at the interface. The normal-direction wavefunction is confined, while motion parallel to the interface remains approximately free:
When only the lowest confinement subband is occupied, this is a two-dimensional electron gas. It is the quantized normal motion, not a physically zero layer thickness, that makes the low-energy system two-dimensional.
Figure 1.
Remote donors supply a clean interface channel with quantized normal motion
. Details.
At zero magnetic field, one occupied spin-degenerate parabolic subband has constant density of states per area per energy, above its edge. A perpendicular field quantizes the in-plane orbital motion into Landau levels:
Here is the material's effective spin factor and is the positive elementary charge; no free-electron assumption is made for this semiconductor. Each resolved spin branch contains states per unit area. The ideal density of states becomes
with Landau-level broadening in a real sample. The Landau filling factor
counts the carrier density in units of one spin-resolved level's degeneracy. Two unresolved spin branches have twice that degeneracy; resolved branches must not each be counted twice.
Disorder localizes states in the broadened level tails, while extended states occur near level centres. As varies, occupation of localized states can change without changing the number of current-carrying edge channels. This produces a finite-width quantum Hall plateau, rather than quantization only at isolated fields. In a mobility gap, longitudinal resistivity approaches zero and the Hall magnitude is for occupied transmitting branches. When the chemical potential passes through extended states, longitudinal dissipation peaks and the Hall value changes to another plateau. A spectral density of states can remain nonzero where transport is localized. Very strong disorder can destroy the resolved quantum Hall regime; the statement is not that any amount of disorder improves it.
Figure 2.
Broadened Landau levels and an illustrative integer Hall staircase with longitudinal peaks
. Details.
The original plot is schematic, not fitted data. At fixed sheet density, increasing decreases Landau filling factor, so the Hall magnitude climbs through plateaus while longitudinal peaks separate the plateaus. The signed Hall voltage depends on carrier and probe conventions.
For the gate calculation, the target sheet density is fixed by the desired Landau filling factor:
Use top-gate density tuning in the parallel-plate approximation. The geometric capacitance per unit area is
Therefore
The gate must become more negative relative to the electron gas, reducing its density. The voltage is the change from the gate setting associated with the stated initial density; if that setting is defined as zero, it is the required gate voltage. Work-function offsets, trapped charge and quantum capacitance are neglected. An absolute voltage referenced to some other uncalibrated potential cannot be inferred from geometry alone. Numerical values use exact SI and , and .[ref]
For the subsequently specified five-channel plateau, the chemical potential between the fifth and sixth resolved branches means , not ten. The physical contact order in the PDF is along one side of the mesa. Use ideal equilibrating Ohmic contacts and the Landauer-Büttiker formula, rather than inferring a longitudinal measurement merely from the contacts being drawn on one edge.
Choose one field polarity so the chiral order is . With ,
Contacts 2 and 4 are voltage probes, so . With , this gives , , and . Hence
for this circulation. Reversing the field reverses the contact order and gives with the same voltage ordering. The resistance magnitude is ; it is not zero. Contact 2 samples the outgoing source potential and contact 4 the outgoing drain potential for the chosen chirality.
The antidot is a depleted island supporting closed quantum Hall edge states. Tunnelling between those states and opposite propagating edges can produce resonant backscattering and resistance peaks as varies. One electronic Aharonov-Bohm phase winds by when flux through a fixed effective orbit area changes by . Using the supplied area as that effective area,
With the two spin-split branches of the lowest orbital level occupied, the common Coulomb-dominated antidot oscillation model has two charge rearrangements per added flux. Both branches contribute to charge buildup; screening and their capacitive coupling can make tunnelling through the outer edge occur twice during the cycle. It then gives
This is two electron-tunnelling resonances per flux cycle, not evidence that the mobile particles have charge . The primary charging model specifically addresses this two-spin regime.[ref]
Figure 3.
Chiral reservoir potentials and the distinction between flux period and two-spin charging resonances
. Details.
The sketch shows resistance peaks in a weak-backscattering configuration, with arbitrary height and linewidth because tunnel couplings and temperature are unspecified. A two-spin count alone does not force two independent noninteracting resonance series to be exactly half a flux period apart: their relative positions also depend on spin splitting and confinement. Thus describes the stated charging-model interpretation; is the single-electron fixed-area flux period. The actual enclosed edge-orbit area can differ from the geometrically depleted area.
For bulk filling two and total forward transmission in spin-resolved units, ideal chiral probes give the longitudinal four-terminal resistance
Resonant loss of transmission therefore gives peaks. Their size, background and detailed shape cannot be calculated from the supplied area and bulk filling alone. If the gates instead make a tunnelling path that enhances forward transmission, the resonant contrast can be reversed; the plotted peak convention is explicitly the backscattering one.
In a p-n junction, diffusion and electron-hole recombination near the contact leave a depletion region of ionized dopants. Its built-in electric field opposes further majority-carrier diffusion. At thermodynamic equilibrium drift and diffusion currents cancel. Forward bias lowers the electrostatic barrier and injects electrons and electron holes across the junction; reverse bias raises the barrier and suppresses that majority-carrier injection. For an ideal diode below breakdown,
Thus a modest forward voltage gives a rapidly increasing current, whereas reverse current remains approximately . This asymmetric current-voltage relation makes the junction a rectifier. Real leakage, electron-hole recombination and breakdown limit the ideal expression.
A straight line in against means . Reading its intercept and slope gives approximately and ; the graphical precision is only a few percent. Hence the molar heat capacity is approximately
The linear electronic heat capacity comes from conduction electrons within energy of order of the Fermi energy; the Pauli exclusion principle prevents deeply occupied states from contributing freely. The cubic lattice term is the low-temperature Debye heat capacity of three-dimensional acoustic phonons, whose low-frequency density of states is proportional to frequency squared. These are molar coefficients, so the temperature powers carry the extra kelvin factors indicated.
Exchange interactions arise from quantum electronic motion, Coulomb interactions and fermionic antisymmetry. A localized-spin description can be written . In this explicit plus-sign convention favors parallel spins and favors antiparallel spins; many texts put a minus sign into the Hamiltonian and reverse that convention.
Direct exchange involves overlapping orbitals and their Coulomb exchange matrix elements. The Pauli exclusion principle correlates spin symmetry with spatial symmetry, changing the electronic energy. Orbital occupation and competing kinetic processes determine which spin state is favored; the preference is not universally ferromagnetic.
Superexchange couples moments through virtual hopping, often via a nonmagnetic ligand. For two half-filled orbitals in the simple repulsive one-band model, the antiferromagnetic coupling is : virtual double occupation lowers the antiparallel-spin state more effectively. Orbital geometry and intermediate-state interactions can change the sign in other configurations. Real charge transport can remain insulating while this magnetic coupling acts.
Double exchange instead uses actual carrier motion between mixed-valence sites. Local Hund's coupling ties the mobile electron's spin to a core moment. Parallel neighboring cores allow a larger effective hopping amplitude and a lower carrier kinetic energy, favoring ferromagnetism. The original model explicitly connected conduction and magnetic order in manganese perovskites.[ref]
Conduction-electron-mediated exchange couples localized moments through a metal's electronic spin response. Its strength and sign depend on separation and the Fermi surface; in a simple three-dimensional asymptotic model the range factor oscillates as . The original nuclear-moment calculation was motivated by resonance-line broadening in silver.[ref] In an itinerant metal, an alternative description compares the kinetic-energy cost of unequal spin populations with the exchange-energy gain; the Stoner criterion expresses when spontaneous polarization is favorable.
The resulting order also depends on the lattice and competing couplings. In ferromagnetism, moments align to give a nonzero moment within a domain. In antiferromagnetism, opposing sublattices cancel their moments. In ferrimagnetism, oppositely ordered sublattices have unequal moments and leave a net one. A bulk zero magnetization alone cannot distinguish antiferromagnetic order from a disordered state or canceling magnetic domains.
The manganese monoxide neutron diffraction experiment makes that distinction experimentally. A monochromatic neutron beam scatters from powdered material, and a counter records angular intensity. Comparing the same compound at room temperature and reveals additional low-temperature magnetic reflections, indexed by a larger magnetic unit cell, while nuclear reflections persist. That spatial periodicity is evidence of alternating order even though the net moment cancels.[ref]
Charge carrier mobility measures weak-field drift speed per electric field. For electrons and electron holes,
Both mobilities are positive, with SI units ; the opposite drift signs reflect the opposite carrier charges. In a simple isotropic relaxation-time model, electron mobility is and hole mobility is . These are momentum relaxation times, not the minority carrier lifetime for electron-hole recombination.
Scattering by phonons, ionized impurities and defects limits mobility. Increasing phonon populations commonly lowers mobility at high temperature; ionized-impurity scattering can dominate at low temperature and high semiconductor doping. Approximate addition of independent inverse relaxation times is the Matthiessen's rule. At sufficiently strong field, velocity saturation invalidates the constant-mobility drift law.
The Hall effect provides a measurement: a current-carrying bar in a perpendicular magnetic field develops a transverse voltage. In a one-carrier model and , combining the transverse voltage with longitudinal electrical conductivity. Multiple carrier types and scattering-dependent Hall factors require a more detailed interpretation.
Generation increases the mobile electron or hole populations; interband excitation creates an electron-hole pair. Thermal excitation and absorbed photons are important sources, and impact ionization can multiply carriers in a strong field. Ordinary single-photon interband absorption needs enough photon energy to bridge the band gap, with the required momentum balance.
Electron-hole recombination removes a pair. Radiative electron-hole recombination emits a photon, with simple rate ; trap-assisted electron-hole recombination uses localized defect levels and transfers energy to the lattice; Auger recombination transfers the electron-hole recombination energy to another carrier. The last process becomes especially important at high injection because its rate contains products such as and . The detailed band structure and available defects determine which channel dominates.
At thermal thermodynamic equilibrium, generation and electron-hole recombination continue at equal rates. For the simple radiative model the net electron-hole recombination rate is , enforcing the semiconductor mass-action law. Under weak excitation with the majority density nearly fixed, an excess minority density often decays as , defining its minority carrier lifetime.
A short light pulse followed by time-resolved electrical conductivity or luminescence measures the relaxation. Spatial diffusion, trapping and instrumental response must be separated from electron-hole recombination before identifying a single fitted decay constant with the intrinsic lifetime. These processes control photodetector response and light-emitting-device efficiency.
An n-channel MOSFET has two heavily n-doped source and drain regions in a p-type body, with an insulated gate above the intervening surface. A positive gate voltage first depletes surface electron holes and then induces an electron semiconductor inversion layer. Above threshold this layer connects source to drain. Gate voltage controls the channel charge through the oxide capacitance, while the insulating gate permits a very small steady gate current.
Figure 1.
An induced electron channel connects the source and drain of an n-channel MOSFET
. Original schematic cross-section in the on state. The oxide separates the gate electrically from the body; the thin surface channel is an inversion layer rather than a permanently n-doped bridge. Details.
For the long-channel MOSFET current law, let be oxide capacitance per area, channel width and length, and use constant mobility . In the gradual-channel approximation,
At larger drain voltage the ideal channel pinches off near the drain and the current saturates at
Carriers still flow through the pinch-off region; pinch-off does not mean zero drain current. These formulas neglect channel-length modulation, short-channel effects and velocity saturation. A p-channel device reverses the carrier type and operating polarities. Gate control makes MOSFETs useful as electronic switches and amplifiers.
For an isotropic free-electron gas at zero temperature, the Fermi wavevector is the radius of the occupied region in wavevector space. Its energy is . The first Brillouin zone is the Wigner-Seitz cell of the reciprocal lattice; it contains one distinct crystal momentum per primitive cell and per band, with spin counted separately.
For a two-dimensional sample of area , allowed wavevectors have density . Including two spin states, filling a circle gives . Dividing by area therefore yields
The square lattice has one atom per area , so for valence the free-electron density is . Its Brillouin zone has . Thus
The monovalent Fermi circle lies inside the square. The divalent circle crosses the faces but misses the corners; its area equals the zone's area. These are the free-electron contours before distortion by the periodic potential.
Figure 1. . Original reciprocal-space diagrams in units of . The divalent circle has the same area as the square zone but a different shape, extending beyond the faces while leaving corner regions outside the circle. Details.
At a Bragg plane, the periodic potential mixes degenerate plane waves differing by a reciprocal lattice vector. The two standing-wave combinations have different charge densities relative to the ions and split in energy, opening the gap. In a two-wave approximation, the boundary energies are , with .
The boundary wavevector magnitude is along and along . The free-electron boundary energies are therefore
Within the stated direction-independent gap picture, the upper band's lowest face-edge energy is approximately , while the lower band's corner-edge energy is approximately . There is consequently a small overlap, about , rather than a global insulating gap. The divalent Fermi level lies in that overlap, producing occupied upper-band states and unfilled lower-band states.
Figure 2.
An equal local splitting can leave overlap between different zone-edge directions
. Original schematic two-wave dispersions near the and boundaries. The shaded Fermi-level range marks the overlap implied by the question's direction-independent gap approximation; no precise Fermi energy is inferred. These separate directional sketches do not specify a complete two-dimensional periodic potential. Details.
Thus the intended isotropic-gap approximation predicts a metal, with small electron and hole pockets. Positive direct gaps can coexist with band overlap. A fully specified square-lattice potential would require simultaneous treatment of the corner degeneracies; a numerical boundary splitting alone does not uniquely determine an arbitrary two-dimensional band structure. The conclusion here uses the given simplified gap picture, rather than electron count alone.
Semiconductor doping introduces electrically active impurities. In gallium arsenide, silicon has one more valence electron than gallium but one fewer than arsenic. Silicon on a gallium site can therefore supply a shallow donor electron, while silicon on an arsenic site can accept an electron and leave a mobile hole. It is an amphoteric dopant, so its net effect depends on site occupation and growth conditions.[ref]
For isotropic parabolic bands, shift the energy origin in the given free-electron density of states to the appropriate band edge and use its effective mass:
and, for valence electron states,
The stated normalization includes the two spin states and assumes one effective valley. In a nondegenerate semiconductor, the conduction occupation is approximately and the probability of a valence hole is approximately . Substituting in the first integral, and the corresponding hole energy in the second, gives
where the effective density of states values are and . The factor comes from the supplied Gaussian-weighted integral. Multiplying cancels the shared thermodynamic equilibrium chemical potential and proves the semiconductor mass-action law:
For the given sample and . With complete donor ionization and occupied acceptors, charge neutrality gives . At the given masses and gap give
Solving the compensated semiconductor equations, or using , yields
The very small minority density is consistent with the wide gap and the strongly n-type balance. Also and , checking the nondegenerate approximation. The acceptor levels are occupied in this n-type regime; complete acceptor ionization in the compensation equation is appropriate to the model.
At low temperature dopant freeze-out reduces the conduction-electron population; a quantitative curve would require dopant binding energies and occupation factors. Once donors are ionized while intrinsic excitation is negligible, gives an extrinsic plateau. At higher temperature intrinsic pairs eventually dominate, so if the gap and masses are treated as constant. Real gap and mass changes modify that last expression.
In a direct optical transition, a photon promotes an electron between the valence band and conduction band at essentially the same crystal wavevector: optical photon momentum is small on the scale of the Brillouin zone. An indirect optical transition also needs a phonon or another momentum source. Near an indirect gap, phonon emission requires photon energy approximately , while phonon absorption permits with a thermally occupied phonon.
Strong direct interband absorption needs both many allowed transitions and a nonzero optical matrix element. The joint density of states counts pairs with ; nearly parallel bands and critical points of this energy difference can enhance it. Dipole selection rules and polarization weight that count, so a large joint density of states alone does not guarantee a strong absorption peak.
The supplied infrared spectrum lies below the interband threshold and instead probes free-carrier response. In the Drude model, , with . At long wavelengths the mobile electrons screen the field and the reflectivity is high. As wavelength decreases through the screened plasma edge, the real dielectric function becomes positive and propagating light can enter. The reflectivity reaches its minimum near index matching, , then rises toward the bound-electron background reflectance.
For background , its refractive index is four and the normal-incidence Fresnel equations give . The short-wavelength side of the figure is approaching a reflectance of this order, consistent with that background; its shortest plotted wavelength still has a carrier correction. Here “infinity” means high frequency relative to the free-carrier scale while remaining below the remote interband resonances.
The Drude-Lorentz reflectivity minimum is near , not the plasma-edge zero . Reading the deep minimum as and neglecting damping there gives . The carrier effective mass from a reflectivity minimum is therefore
The graph supports only a rough read-off: shifting the minimum by changes this mass by about five percent. The deep narrow minimum supports the weak-loss assumption in this region, although finite scattering explains why the long-wavelength reflectivity is below unity. The estimate also assumes one dominant carrier species, a nonmagnetic bulk sample and a nearly constant background dielectric function. If the plasma-edge zero is used instead, its denominator is and its wavelength is slightly longer; the two wavelengths must not be interchanged.
Figure 1.
Drude-model reflectivity minimum and screened plasma edge
. Original calculation using , and a mass chosen to place the lossless reflectivity minimum at . The finite-scattering curve uses an illustrative relaxation time, not a fit to the exam's data. The supplied figure has not been copied or traced. Details.
Put primitive cells in a periodic box. In each reciprocal-space direction, the allowed Bloch wavevectors are spaced by , giving independent values in the first Brillouin zone. There are consequently wavevectors per band and, including two electron spin states at each wavevector,
The total and per-atom counts are different; a factor cannot remain in the per-atom count for this monatomic lattice.
In independent-electron band theory, a partially occupied band permits low-energy changes of occupancy and gives a metal. Filled bands separated from empty bands by a finite band gap give a band insulator at zero temperature. An odd number of electrons per primitive cell cannot fill spin-degenerate bands, whereas an even number can; even filling alone does not ensure an insulator if bands overlap. Magnetic symmetry breaking and strong correlations, such as a Mott insulator, go beyond this simple counting criterion.
A plasmon is a quantum of a collective longitudinal oscillation of electron density against the positive background. A small charge displacement creates an electric restoring field; Newton's law then gives the plasma angular frequency. Assuming approximately one conduction electron per atom and spacing gives . Hence
The ordinary frequency is about , with energy . A different conduction-electron count per atom changes this estimate by its square root; dielectric and band-structure corrections also modify the simplest free-electron result.
Thomas-Fermi screening treats the carrier density locally as that of a uniform electron gas whose chemical potential is shifted by the slowly varying electrostatic potential. Linearizing gives for electrons. The resulting screened Poisson equation has inverse screening length
For a degenerate gas, including both spins, giving Thomas-Fermi screening length . A nondegenerate semiconductor instead has , giving the Debye length . Electrons and holes contribute additively to the charge susceptibility when both are present; the lattice permittivity replaces the vacuum value.
The approximation requires a potential varying slowly compared with microscopic electronic length scales and a small perturbation for the linearized result. It captures smooth electrostatic screening, but not the full nonlocal response or Friedel oscillations. Low carrier density or carrier freeze-out can make a semiconductor's screening much weaker than a metal's.
In a two-dimensional electron system under a perpendicular magnetic field, orbital energies form Landau levels with spacing . Each resolved spin level has states in area . At integer filling, the integer quantum Hall effect has Hall conductance in magnitude and vanishing longitudinal conductance in the ideal plateau regime; inversion of the conductivity tensor gives Hall resistance .
A Hall-bar experiment cools the sample, passes a small current and records longitudinal and transverse voltages while sweeping the field. The Hall resistance develops plateaus while the longitudinal resistance develops minima. Disorder broadens the Landau levels and localizes many bulk states, allowing the chemical potential to move through a range of carrier density without changing the number of conducting edge channels. Extended states near a Landau-level center allow transitions between plateaus. Spin splitting determines which integer sequence is resolved. The robustness comes from the quantum state and its edge transport, rather than the Hall bar having a specially calibrated geometric width.
For photon absorption or emission, electron energy changes by and crystal wavevector by modulo a reciprocal lattice vector. Optical photon momentum is normally tiny on the Brillouin zone scale, so interband optical transitions are approximately vertical on an energy-wavevector diagram. A direct-gap semiconductor can therefore absorb a photon between valence and conduction states near the same wavevector; an indirect transition usually needs an additional phonon or another source of momentum. Occupation and optical matrix elements impose further restrictions.
Within one ideal parabolic band of a clean metal, such a small photon momentum cannot normally supply the required finite energy difference. Intraband optical absorption then relies on momentum relaxation by impurities, phonons or boundaries, as in the finite-scattering-time Drude response. Interband transitions can still occur. The first panel shows the near-vertical direct transition.
For an acoustic phonon with , energy and crystal momentum conservation require and . The sound speed is usually much smaller than the relevant electron velocity in a metal, so scattering can change the electron's direction substantially while changing its energy only slightly. It is approximately elastic for many transport calculations, though its finite energy transfer is essential for cooling.
The middle panel gives an allowed backscattering example with a small energy loss. In a degenerate metal, the Pauli exclusion principle blocks occupied final states, restricting low-temperature scattering to a thermal neighborhood of the Fermi surface. Phonon occupations also shrink on cooling. A normal process has ; an Umklapp process transfers reciprocal-lattice momentum. In semiconductors, accessible valleys and their separation add further momentum constraints.
An optical phonon often has approximately constant energy over the relevant wavevector range. Its absorption or emission therefore moves the electron between energy surfaces separated by this finite amount, with the phonon supplying the associated crystal momentum modulo a reciprocal vector. The last panel shows emission between two points on a parabolic conduction band.
Emission from a band with a lower edge requires at least of available kinetic energy and an unoccupied final state. For nondegenerate hot carriers this produces a threshold and can lead to rapid energy loss in successive phonon emissions. Absorption is weighted by the Bose-Einstein distribution , while emission has the factor ; absorption is strongly suppressed at . In a metal, Pauli blocking also prevents an electron near the Fermi energy from simply dropping into the occupied Fermi sea.