Let be the current -form on an oriented -dimensional spacetime. For a slab bounded by two spacelike hypersurfaces and a side boundary , the Stokes theorem gives
Thus is conserved if the side flux vanishes, for example for a spatially compact current or appropriate falloff at infinity. With side flux it instead obeys the corresponding charge-balance equation. This is the differential-form version of current conservation.
For the Abelian Chern--Simons theory, take with a smooth compactly supported gauge parameter. The change in the gauge-field term is a boundary term because . For the source,
Discarding the boundary terms, the action variation is
Gauge invariance for every such and therefore gives . If , the current decouples and gauge invariance places no condition on it. On a spacetime with boundary, boundary conditions or boundary degrees of freedom are also needed to handle the discarded terms; on a nontrivial compact gauge bundle, large-gauge invariance is an additional global issue.
For the field equation, use
The one-form commutes with the two-form under the wedge product, so
up to the boundary term. Consequently
Applying and using again gives current conservation for . The factor two comes from varying both occurrences of .
Orient a spatial region so its boundary is , and define . Applying Stokes theorem and the field equation yields
For a U(1) connection, in a convention with unit minimal charge, the gauge-invariant quantity is its holonomy , the Wilson-loop or Aharonov-Bohm phase. A large gauge transformation can change the chosen representative of by . Therefore is a phase angle modulo , rather than an absolute gauge-invariant real number. A particle of charge has phase in the corresponding normalization. The flux-charge relation thus attaches a gauge phase to enclosed charge.
The metric variation requires specifying the independent source. The pure Chern-Simons term has no metric dependence, hence contributes zero stress-energy tensor. If the one-forms named in the question have fixed covariant components , the Hodge star in the source does depend on the metric:
Using gives
Under that literal fixed-one-form convention,
There is another common convention in the topological source theory: hold the conserved two-form , equivalently the vector current density, fixed as the metric varies. Then both and are metric-independent, and for this action. These are different variations, not contradictory calculations. The Chern-Simons source stress convention explains why a source prescription is necessary; a dynamical matter source would contribute its own action and stress as well.
Assume global four-dimensional N=1 supersymmetry with canonical kinetic terms and no explicit gaugino mass. Write and . To match the displayed stationarity equation, use ; this differs by a minus sign from the eliminated auxiliary field in the component convention of Solution 2. The real D-terms are , with Hermitian gauge generators. A constant Fayet–Iliopoulos term is permitted only for an appropriate Abelian factor. The scalar potential is
Differentiate with respect to , holding independent:
Thus stationary point conditions gives the first requested identity. Gauge invariance of the superpotential gives . Conjugating it and using Hermiticity gives , the second condition in the form needed below.
At the vacuum, define and . The two conditions combine as
Here the upper equation is stationarity and the lower equation is conjugated gauge invariance. The chiral-superfield fermion mass matrix contributes , and the gauge Yukawa interaction contributes the mixed chiral-fermion/gaugino bilinear. With canonical Weyl fermion and gaugino kinetic terms, and choosing the gaugino phase to put the mixed bilinear in real-sign convention, these terms are
The factor is important: the matrix directly acting on the printed is the same mass bilinear with rescaled gauginos, rather than literally the canonical matrix. In detail, for ,
Since supersymmetry breaking makes this vector nonzero, there is at least one zero mass eigenvalue. A normalized massless fermion is
With the consistent gaugino phase, the inhomogeneous vacuum supersymmetry transformation of is proportional to the same vector . Therefore shifts by a nonzero constant times the transformation parameter: it is the Goldstino, the Goldstone fermion of broken global supersymmetry. The argument guarantees at least one Goldstino zero mode, not the absence of other massless fermions.
For the second calculation, first take only canonical chiral superfields and F-term breaking. At a stationary vacuum , let , and
These follow by differentiating twice. The quadratic scalar potential is
The doubled scalar mass matrix has blocks
Transforming to the canonically normalized real components of preserves its trace, so the sum of real scalar mass squares is . The Weyl fermion mass squares are the eigenvalues of and their sum is . Each Weyl mass eigenstate has two physical spin states. The printed supertrace has scalar sign and fermion weight , hence
The frequently used boson-minus-fermion definition has the opposite overall sign and gives the same zero. The mixing block can split scalar masses but cannot change this trace. This proves the tree-level supertrace mass sum rule; it uses canonical kinetic terms and a renormalizable global theory, rather than a general supergravity or noncanonical effective theory.
In the MSSM, trying to make all squarks and sleptons heavy through direct canonical tree-level F-term breaking encounters this constraint. In an unbroken electric-charge and color sector, the scalar mass-squared trace is twice the trace for its ordinary fermionic partners. More explicitly, take a unit vector minimizing . For , choose so that . The curvature along this real scalar direction is then at most , so at least one scalar mass square is no larger than the smallest fermion mass square in that sector. For one isolated pair the scalar masses are . Thus light quarks can force an unacceptably light squark, or a tachyon, under these assumptions. A hidden supersymmetry-breaking sector with mediation produces effective soft supersymmetry breaking; radiative effects, noncanonical kinetic terms, or supergravity can change the assumptions and allow a viable spectrum. The trace over an arbitrary enlarged theory alone would not locate the light state in the visible sector; the MSSM conclusion uses the conserved-charge block structure.
Use anti-Hermitian matrices, with invariant positive inner product . On an adjoint-valued field , define the adjoint covariant derivative and gauge curvature by
Equivalently, and . Put , with . The monopole Bogomolny equations are .
For a smooth SU(2) gauge transformation , use
Differentiating a transformed adjoint field shows : the derivatives of cancel the inhomogeneous term in . Applying the commutator of these derivatives gives , and therefore . Both sides of transform identically, establishing gauge invariance of the solution condition. Individual matrix components are covariant, rather than invariant numbers.
The monopole boundary condition is a nonzero asymptotic Higgs norm,
together with finite three-dimensional Yang-Mills-Higgs energy. Standard monopole asymptotics have and . The normalized Higgs field at infinity defines a map , whose topological degree is the magnetic charge. A nonzero charge gives a genuine non-Abelian magnetic monopole; the nonzero Higgs boundary value alone also allows the zero-charge vacuum. Thus the relevant nontrivial solutions are Bogomolny-Prasad-Sommerfield monopoles in the zero-Higgs-potential limit.
Now form the four-dimensional connection with -independent components. Its gauge curvature has
The self-duality sign requires an orientation. Choose the Euclidean metric and orientation . For cyclic , the Hodge star operator satisfies
Using and , the curvature is
Each term has negative star eigenvalue, so
This proves the Anti-self-dual Yang-Mills equations in the stated convention. The orientation of a monopole lift matters: with instead, the same connection is self-dual. With that opposite orientation, the anti-self-dual lift would use .
To fix the action normalization, take the Euclidean Yang-Mills action
Both sums are over ordered index pairs. The component identity
gives
Hence the four-dimensional action density in terms of the three-dimensional curvature is
A different overall action normalization rescales all three equal expressions together.
A Yang-Mills instanton is a smooth finite-Euclidean-action self-dual or anti-self-dual connection in pure Yang-Mills theory, with the usual asymptotic pure-gauge behavior. Physically the term generally refers to a nontrivial field; its asymptotic gauge winding labels an instanton number. The Bianchi identity , together with , implies , so the first-order equations already imply the second-order Yang-Mills equations. Finite action is a separate requirement.
Here is independent of . If the monopole has nonzero curvature, the density is positive on an open set in , and integrating its infinite -extent gives
For a finite-energy monopole this can also be written as its positive action per unit length times . Thus a nontrivial monopole lift is not a Yang-Mills instanton on . The flat solution , constant is the zero-action exception: it is a vacuum, or a trivial charge-zero instanton if that terminology includes flat connections. It is not a counterexample to the nontrivial-monopole assertion.
More generally, finite Yang-Mills action forbids nontrivial translation symmetry, even when the translation preserves a connection only up to gauge. Such a symmetry would preserve its positive gauge-invariant action density. A nonflat field has a ball on which this density is bounded below by some positive constant. Repeated translations by a nonzero symmetry vector produce infinitely many disjoint copies of a sufficiently small such ball, all with the same positive action contribution, contradicting finiteness. Continuous translation invariance is a special case. Therefore a nonflat ASDYM instanton is localized in all four Euclidean directions and has no nonzero translational symmetry. Translating an instanton still produces another instanton with a shifted center; these position parameters belong to the instanton moduli space, rather than being invariances of one localized solution.
Use four-dimensional Minkowski spacetime with and . The Clifford algebra duality identity makes the displayed epsilon-form equation equivalent, up to a nonzero convention-dependent phase, to
This is the Euler-Lagrange equation of the first-order Rarita-Schwinger field action , with the overall phase adjusted to the chosen Majorana convention. Varying the Majorana spinor action accounts for both occurrences of the field and cancels the one-half normalization.
A vector times a spinor contains spin- and unwanted spin- pieces, so the tensor type alone does not establish the physical spin. The field equation has gauge invariance
since the two derivatives contract an antisymmetric pair of gamma indices. Put and . Gamma matrix multiplication gives
Hence . Use the gauge transformation, under which , to impose . The equations then imply
with residual gauge freedom satisfying .
For a plane wave with nonzero momentum satisfying the null condition along the third axis, this residual freedom sets the temporal component to zero. Transversality then removes the longitudinal component, leaving the tensor product of two transverse vector polarizations with the two massless spinor helicities. The possible total helicities are and . The gamma trace is a rotation-covariant map to a spinor, which has only helicities . It therefore vanishes on the aligned combinations and removes the two mixed combinations. Equivalently, the transverse gamma trace condition has rank two on the four remaining complex positive-frequency coefficients. The massless Rarita-Schwinger polarization count is thus
The Majorana spinor reality condition relates negative-frequency coefficients to their conjugates; it does not introduce a separate antiparticle multiplet. A complex vector-spinor would also have independent antiparticle states.
A nonzero standard Rarita-Schwinger field mass term destroys the massless gauge invariance and adds the two longitudinal helicities. To see the constraints explicitly, choose its momentum-space sign so the equation is
Contracting with gives . Its gamma trace then gives . For these imply , and the remaining Dirac equation is . In the rest frame . Three spatial vector components times two positive-energy spinor components give six coefficients, and the gamma trace removes two, leaving the irreducible spin- representation. Therefore
In supergravity a consistent spontaneous mass generation is the super-Higgs mechanism, which supplies those extra states from the goldstino.
The massless graviton also has two physical helicities, so the graviton and gravitino already match on shell. The reason for auxiliary fields is the off-shell component count of minimal supergravity mismatch, not a mismatch of these physical states. After removing gauge functions but before using field equations, a metric has independent bosonic components, while a Majorana vector-spinor has fermionic components. In vierbein language the same bosonic count is , subtracting local Lorentz and diffeomorphism gauges. Old-minimal supergravity adds a complex scalar and a real vector, supplying six real nonpropagating bosonic components. This gives off-shell components and closure without imposing equations of motion. Their algebraic elimination leaves the physical graviton–gravitino spectrum unchanged.
The strong equivalence principle asserts universality of free fall, including gravitational self-energy, and local independence of nongravitational and gravitational experiments from a freely falling laboratory's location and velocity. In a sufficiently small local inertial frame, uniform gravitational acceleration is removed and local physics takes its special-relativistic form. The Riemann curvature tensor remains measurable through tidal effects; a finite laboratory is not made exactly flat. Freely falling test bodies follow geodesics, clocks measure proper time, and minimally coupled light follows null geodesics in geometrical optics. Local nongravitational laws retain their special-relativistic form even when different laboratories observe gravitational redshift.
The comma-to-semicolon prescription replaces flat partial derivatives by the Levi-Civita connection, and the Minkowski metric by the curved metric tensor. It implements this local correspondence for minimally coupled matter. However, an identity obtained by commuting partial derivatives need not survive unchanged when they become covariant derivatives.
Raising the indices of the field-strength definition in flat spacetime gives . Substitution into the sourced Maxwell equations yields
so the first potential equation is
Partial derivatives commute, giving the second form
No Lorenz gauge assumption was used.
Apply the comma-to-semicolon prescription before commuting derivatives. The two candidate left-hand sides become
Use the cover curvature from Question 1, with . The vector commutator is . Hence
This is the derivative-order ambiguity in covariant Maxwell potential equations. At a point in Riemann normal coordinates, the connection itself vanishes but its derivatives need not; the strong equivalence principle does not dispose of this curvature term by a coordinate choice.
Covariantizing the antisymmetric field strength and its Maxwell equations directly gives , or
This formulation has gauge invariance under , since is unchanged. In contrast, the uncorrected acquires under that transformation. Thus preserving the original electromagnetic gauge symmetry singles out the directly covariantized Maxwell equations, rather than treating the two potential equations as interchangeable in matter. The equivalence principle alone is not a unique recipe for every possible higher-derivative or curvature coupling.
In a Ricci-flat vacuum spacetime, , so and this particular ambiguity disappears even though the full Riemann curvature tensor may be nonzero. This uses vacuum with zero cosmological constant; an Einstein vacuum with nonzero cosmological constant is not Ricci flat.
For the terrestrial estimate, the relevant effect is Ricci curvature inside matter, not merely the tidal field outside the Earth. If a typical material density is , the Einstein field equations give a characteristic scale
For a field varying over scale , the derivative terms are whereas the disputed term is . Their relative size is : about for a metre-scale experiment. Even substituting the Earth's radius gives only
A curvature length comparable to would be needed for an order-one effect. In principle non-vacuum measurements could distinguish different curvature couplings, but an ordinary terrestrial laboratory has an exceedingly small signal, overwhelmed by its ordinary electromagnetic response to matter. This is a practical scale estimate, not a theorem that an arbitrarily precise experiment is impossible.
Take incoming electron momentum and positron momentum , with outgoing photon momenta , so . The leading electron-positron annihilation into two photons has two tree-level Feynman diagrams, differing by the order in which the two outgoing photons attach to the charged-fermion line.
The arrows indicate fermion flow. An incoming positron has the opposite flow direction to its physical momentum; the lower row uses an outgoing electron instead.
The required QED Feynman rules, with interaction , are a vertex , a Dirac propagator , an incoming electron spinor , an incoming positron adjoint , and an outgoing photon polarization . Here Feynman slash notation means , and the external Dirac equations are and .
Put , omitting only the propagator's overall factor . Multiplying the two vertices and the propagator gives
The diagrammatic expression is . The relative sign is plus because the two photons are bosons; exchanging their attachments does not exchange external fermions. The amplitude is of order .
A physical photon polarization vector obeys and , with the gauge equivalence . One can choose a transverse representative with and normalize . There are two physical transverse polarizations.
To prove the requested two-photon fermion Ward identity, replace by . Away from an internal pole, is the inverse of , with the boundary prescription understood. The first term simplifies because
For the second term, four-momentum conservation gives , so
The two contributions are therefore and , which cancel. Interchanging the photon labels proves the other contraction vanishes. By linearity, adding a multiple of either photon momentum to its polarization leaves the summed amplitude unchanged. This is gauge invariance: longitudinal gauge representatives do not describe an additional physical photon state. An individual diagram does not generally have this property.
For Compton scattering, let be incoming electron and photon momenta and the outgoing ones. The diagrams in the lower row have intermediate electron momenta and respectively. The same QED Feynman rules give
Their denominators are and , the - and -channel denominators. In annihilation the two exchanged-electron channels instead carry and . Crossing symmetry relates the two expressions by moving the positron to an outgoing electron and one outgoing photon to an incoming photon, with the corresponding momentum and polarization replacements. There is no two-photon contact vertex for the minimally coupled Dirac electron. Both processes require the sum of the two photon orders to satisfy the Ward identity.
Let , where . In the given basis, the Adjoint representation of a Lie algebra is
The Jacobi identity gives , so , as required for a Lie algebra representation. The Killing form is the symmetric Trace form of a Lie algebra representation
Cyclicity of the trace proves its invariance directly:
In components this is precisely , so the Killing form is an invariant bilinear form on a Lie algebra.
Choose the infinitesimal gauge transformation convention , with , and write . A gauge covariant derivative must satisfy for ; hence
Equivalently . Expanding makes the cancellation transparent:
Thus : it transforms in the same representation as . In adjoint covariant derivative notation, .
The commutator of two gauge covariant derivatives defines the gauge field strength:
Thus
Conjugating the derivative commutator gives , so the gauge field strength transforms homogeneously in the Adjoint representation:
Even if the matrices in a particular matter representation are not faithful, the displayed component formula defines the Lie-algebra-valued curvature independently of that representation.
Only contributes to the Yang-Mills theory Lagrangian, since is symmetric in . Thus take to be a constant real symmetric bilinear form. Its infinitesimal variation is
Arbitrary local field strengths and gauge parameters give the necessary and sufficient invariant gauge kinetic form condition
An antisymmetric part is unconstrained but contributes nothing. A nondegenerate kinetic term additionally needs a nondegenerate bilinear form; positive energy additionally needs a positive internal metric in the signature convention. Neither extra condition follows solely from gauge invariance. For a compact simple real Lie algebra, is positive definite and is the standard choice up to a positive factor.
For the intended complex-simple setting, the Killing form is nondegenerate. Consequently write any invariant bilinear form on a Lie algebra uniquely as . Invariance of both forms implies
for every , so commutes with the Adjoint representation. A subspace invariant under all adjoint maps is an ideal, hence simplicity makes the adjoint representation irreducible. By Schur lemma, , giving the uniqueness of an invariant bilinear form on a simple Lie algebra:
The same conclusion holds for compact simple real algebras by complexification, with real; nondegeneracy excludes , and positive energy selects in the stated convention.
There is a genuine real-simple exception to uniqueness of the Killing form if “simple” is read as an arbitrary real simple algebra. Regard as real. It is real simple: its complexification consists of two complex simple factors exchanged by conjugation, so a conjugation-stable ideal is zero or the whole algebra. Both and are real symmetric invariant forms, while . With , the Killing form of the special linear Lie algebra gives and . Therefore the imaginary part cannot be a real multiple of . The uniqueness conclusion requires the customary complex-simple or compact-real interpretation.
Use the free Maxwell Lagrangian in mostly-minus signature. In terms of the spatial electromagnetic four-potential, define and . Thus . Taking the Cartesian components of as coordinates gives the canonical momenta
This sign convention treats here as Cartesian spatial-vector labels; it is not a claim that covariant and contravariant four-vector components coincide.
The temporal momentum vanishes because no occurs. This is the primary momentum constraint of the electromagnetic potential, so one cannot treat all four components as independent unconstrained oscillators. The Legendre transformation for the spatial components gives . After integration by parts, the Hamiltonian is
Surface terms vanish for decaying fields or the corresponding regulated boundary conditions. The total constrained Hamiltonian also contains an arbitrary multiplier of . Preserving under time evolution requires
which is the Gauss law constraint in gauge theory. Both constraints are first-class constraints; they express the gauge invariance , . The electric and magnetic fields are unchanged, so different gauge potentials need not describe different physical states.
One consistent canonical quantization of the electromagnetic field first reduces this redundancy. Choose Coulomb gauge . In the absence of charges, the Gauss law constraint in gauge theory gives ; decay at infinity sets . Residual spatially constant gauge parameters do not change . The remaining variables are the transverse pairs . Their gauge reduction of the Maxwell Hamiltonian is
The two transverse coordinates for each nonzero momentum are the physical degrees of freedom. Treating the constraints as operator identities while retaining unconstrained componentwise commutators would be inconsistent: differentiating would give a nonzero right side even though .
The reduced Dirac bracket, promoted to a canonical commutation relation, instead gives the transverse equal-time commutator:
where
Indeed the spatial transverse projector of a vector field is symmetric, has and . Projecting both entries of the unconstrained canonical bracket onto the transverse subspace therefore produces , equivalently the constrained Dirac bracket. The spatial zero mode is excluded by the decay condition; in a finite-volume regulator it must be treated separately.
Choose two orthonormal transverse photon polarization vectors , so that
The canonical transverse photon field has mode expansion
Differentiate in time to obtain : the annihilation coefficient acquires and the creation coefficient . The oscillator canonical commutation relations are
Substitution into gives times the sum of the two Fourier kernels with phases . The polarization completeness relation and the evenness of make that sum exactly . This derives, rather than presumes, the correspondence between the oscillator and field commutators.
Substitute the mode expansions into . Spatial integration sets paired momenta equal or opposite. The and terms from the electric and magnetic energies cancel because and . The remaining terms are harmonic-oscillator energies. Removing the state-independent zero-point energy by normal ordering gives
The corresponding momentum operator is . These expressions imply and .
Define the Fock vacuum by . Applying creates a photon of energy , momentum , and one of two transverse polarizations. Its mass is zero because . The relativistically normalized state is , with inner product . Smearing these momentum eigenstates gives normalizable wave packets. Repeated commuting bosonic creation operators construct the symmetric multiphoton bosonic Fock space. Circular combinations of the two transverse photon polarization vectors transform with opposite phases under rotations about , giving the two physical helicities .
The same physical states can be obtained while retaining manifest Lorentz covariance through Gupta-Bleuler quantization. Add the Feynman gauge term and quantize four auxiliary oscillator polarizations. Their algebra has an indefinite metric, including a negative-norm temporal excitation. Impose and take the Gupta-Bleuler null-state quotient. Temporal and longitudinal excitations then do not survive as independent physical states. The result agrees with the positive, two-polarization space obtained by Coulomb gauge reduction; covariant gauge fixing is a different implementation of the same physical constraint, not four physical photon states.
Choose a Euclidean string worldsheet and the usual normalization of the Polyakov action. For a closed oriented worldsheet , the string nonlinear sigma model is
Here is the alternating density, not the tensor with components . The imaginary coefficient in the Kalb–Ramond field term is the Euclidean continuation; in Lorentzian signature this term is real. is the spacetime metric and the dilaton.
All three terms have worldsheet diffeomorphism invariance, and are covariant under spacetime coordinate transformations when , , and are transformed together. Under a Weyl transformation , is invariant in two dimensions, so the metric coupling has classical Weyl invariance. The antisymmetric coupling is independent of the worldsheet metric, so it too has classical Weyl invariance.
The curvature coupling requires care. An infinitesimal Weyl transformation gives . Integration by parts on the closed worldsheet therefore gives the Weyl variation of a nonconstant dilaton coupling:
A constant dilaton coupling is topological and Weyl invariant; a general varying dilaton coupling is not separately classically Weyl invariant. Its classical variation participates in canceling the quantum worldsheet Weyl anomaly, producing the improved background equations below.
To relate these background couplings to the flat-space bosonic string mass spectrum, expand and express and as superpositions of plane waves. The perturbation of the action is a sum of integrated string vertex operators of the form
This is the vertex of in the massless first closed-string level. Its conformal weights are , so marginality gives . The primary operator conditions give transversality, and the string-state gauge redundancy removes longitudinal components. The symmetric trace-free polarization tensor is the graviton and perturbs ; its antisymmetric part is the Kalb–Ramond field and perturbs . The scalar physical polarization is the dilaton. At the level of background fields its vertex involves the metric trace and the curvature improvement, so an arbitrary off-shell metric trace should not simply be identified with the physical dilaton without this distinction.
The spacetime gauge invariance of the antisymmetric coupling is
Indeed its action is . Its variation is
for a closed worldsheet, by Stokes theorem. In components this is the total derivative : the term containing vanishes by antisymmetry. Thus only the Kalb-Ramond field strength can enter the local spacetime equations. With boundaries, a compensating boundary gauge-field transformation is needed.
Separate the dilaton into a constant and a varying part. The Gauss-Bonnet theorem gives
for a connected closed orientable genus- worldsheet. Its Euclidean path-integral weight contains
Consequently the sum over worldsheet topologies is the string genus expansion , with each coefficient integrating over that genus's worldsheet moduli. Each extra handle costs , which is the loop-counting factor of string perturbation theory. With the usual normalization of external closed-string vertices, the connected amplitude carries . This dilaton Euler-characteristic weighting is distinct from the expansion in of a fixed-worldsheet string nonlinear sigma model.
Finally quantize that two-dimensional theory. The background fields are its couplings. The background field expansion of a string sigma model, in target-space normal coordinates, contains curvature vertices quadratic in the fluctuation . Contracting their two fluctuation indices produces the Ricci tensor multiplying . Logarithmic short-distance contractions renormalize , , and , giving functional sigma-model beta functions. Gauge independence requires vanishing of the worldsheet Weyl anomaly, including the classical improvement from the varying dilaton, not merely an arbitrary choice of renormalization scale.
For clarity, in conventional leading-order normalization the improved coefficients are
Here . The constant term in the dilaton coefficient is the matter-plus-ghost central charge deficit. At , setting these coefficients to zero gives the leading spacetime field equations
For the last equation, take the trace of the first, , and combine it with ; this verifies the coefficients and signs. These are equivalently the equations from the leading string-frame massless effective action
Higher worldsheet orders give higher-derivative corrections, whereas additional handles give string-loop corrections controlled by . Thus quantum consistency of a two-dimensional string nonlinear sigma model determines the dynamics of its spacetime background fields. These leading coefficient conventions agree with the primary string-theory lectures' background-field calculation.
Take and the hypercharge generator on the scalar. The two commuting factors of the electroweak interaction have independent invariant gauge kinetic terms and therefore independent coupling constants. Non-Abelian gauge invariance requires the same for all three generators, while the factor has its own ; no symmetry of this product group requires .
A nonzero Higgs doublet can be rotated by to
The fundamental representation acts transitively on normalized complex doublets, so this fixes an internal direction without changing the vacuum norm. A general infinitesimal generator annihilates this vacuum only if
For real parameters this means and . Thus the connected stabilizer subgroup is one-dimensional:
This proves the claimed electroweak symmetry breaking and identifies the unbroken electric charge generator.
The gauge covariant derivative is
Writing the connection as , its local transformation is . Direct substitution gives . Unitarity then proves
so the scalar kinetic term is gauge-invariant.
At the constant vacuum the gauge covariant derivative becomes
Consequently
where and
The factor is the canonical real-vector mass-term normalization; the displayed electroweak doublet gauge-boson mass matrix contains squared masses when the gauge kinetic terms are canonical.
The electric charge generator acts on gauge fields through the Adjoint representation, not through the scalar's two-by-two matrix. With , the brackets and give , , and neutral . Hence the electromagnetic charge matrix of electroweak gauge fields in the requested basis is
Choose positive gauge couplings by the gauge-field sign convention. Set and . The Weinberg angle rotation diagonalizes the neutral block, while obey . The physical electroweak gauge bosons are
The charges are in units of . Thus the tree-level electroweak gauge-boson masses satisfy , and the unbroken photon is massless.
The electron and neutrino form the left-chiral lepton doublet, while the right-chiral electron is a weak singlet. In four-component notation use chiral projectors and package
Here each entry can be obtained by projecting a Dirac field; only the indicated chirality propagates. The hypercharges follow from : gives , and gives . The minimal theory has no right-handed neutrino.
The gauge-invariant lepton kinetic Lagrangian is
If unprojected Dirac spinors are used as notation instead, insert in the first kinetic term and in the second. The inactive components are not additional physical degrees of freedom. Each term is invariant because the gauge covariant derivative transforms in the same gauge group representation as its field.
No bare Dirac mass term is possible: and vanish by opposite adjoint projectors, while a cross term has an uncontracted weak-doublet index and hypercharge . A neutrino Dirac mass would additionally require the absent right-handed field. A Majorana mass term pairs a chiral field with itself; has hypercharge and has , so neither is invariant. These statements concern quadratic masses before electroweak symmetry breaking, not masses involving scalar insertions.
For the Higgs conjugate doublet, put . The given identity exponentiates to for . Therefore
In particular its weak isospin remains while its hypercharge reverses. Since , both and transform in the trivial representation of the full gauge group. They remain a Lorentz spinor and its adjoint; gauge singlet does not mean Lorentz scalar.
Finally the Yukawa interaction
is gauge invariant: the first term has total hypercharge , and its doublet indices are contracted. At the Higgs field vacuum it becomes . Rephase to make the coefficient real and positive and assemble . Then
This explicitly generates the gauge-invariant electron Yukawa mass, without a bare mass in the unbroken theory.
Absorb the gauge coupling into a matrix-valued connection 1-form, and use
for an adjoint-valued -form . The matrix trace supplies the usual invariant nondegenerate pairing of the Lie algebra, and the spacetime metric defining the Hodge star is fixed during the gauge-field variation. Since and the two-form Hodge pairing is symmetric,
For variations fixed at the boundary, the Yang-Mills equations are therefore
They accompany, rather than replace, the gauge-theory Bianchi identity , which follows directly by substituting and using .
Fix the Yang-Mills gauge transformation convention
Taking gives
The curvature variation also follows from . If the group parameter is defined with the opposite sign, both displayed infinitesimal variations change sign together.
The Hodge star acts only on spacetime indices, so . Consequently
This proves exact off-shell gauge invariance, with no surviving boundary term, even for a gauge parameter nonzero at the boundary. It does not require the Yang-Mills equations.
One can check the surface terms explicitly in the integrated variation. The Lie-algebra-valued four-form vanishes: writing , the coefficients are symmetric in , and multiply the antisymmetric commutator . Thus , and the gauge substitution in the variation gives
The last equality is Stokes theorem on the closed boundary; equivalently the cancellation is already pointwise in the preceding derivation. Keeping only the first surface term from an arbitrary variation would incorrectly produce a gauge boundary term.
For the additional Yang-Mills theta term, denote its coefficient-free integral by . Its gauge variation is again pointwise zero:
Under an arbitrary connection variation, its boundary variation of the Yang-Mills theta term is
The bulk term vanishes by the gauge-theory Bianchi identity. Therefore adding a constant multiple of does not change the bulk Yang-Mills equations. With fixed boundary potential, it also leaves the usual variational problem unchanged. If boundary variations are allowed, it changes the boundary term: has surface variation , so compatible boundary conditions or a boundary action must account for that change.
Locally , the unnormalized Chern-Simons 3-form identity. That three-form need not be globally defined on a nontrivial bundle, so absence of a bulk variation does not force itself to vanish. Its exact gauge invariance is the curvature-conjugation calculation above, independently of the choice of local gauge potential.
Write the superconducting order parameter as , with carrier mass . Minimal electromagnetic coupling gives mechanical momentum , so the current density is
It also follows by substituting into . In a gauge where the phase is constant, this reduces to the London equation .
Under , the phase changes by . The two gradient changes cancel, proving gauge invariance of the actual current. A formula omitting the phase term is valid only in its chosen gauge.
For a uniform superconductor without vortices, taking a curl gives . Combine this with the stationary Ampère's law and to obtain
For a magnetic field parallel to the planar interface, translation symmetry reduces the equation to . Boundedness and decay as , together with the tangential boundary value, give the Meissner effect
Here is the London penetration depth.
The parallel-field assumption is necessary for this one-dimensional Meissner solution. If the printed arbitrary constant has a nonzero normal component, forces that component to be constant across a translation-invariant half-space, whereas the London equation forces it to vanish. Thus no decaying planar Meissner state with that boundary value exists; one must change the geometry or allow a different magnetic state.
In the Landau-Ginzburg theory functional, is the magnetic field energy density; the covariant-gradient term is the carrier kinetic energy including phase gradients and electromagnetic coupling. The terms give the local condensation energy. With the normalization in the question, is the carrier density.
For a uniform field-free equilibrium, minimize over . Stability for large requires , and a nonzero minimum requires . Therefore
The factor two follows from the question's quartic coefficient , rather than a convention using .
Let . Under the gauge transformation,
Its squared magnitude is unchanged, is unchanged, and is unchanged. Thus the full energy has gauge invariance.
For uniform , write . The kinetic density is . Varying with compactly supported variations and integrating the magnetic term by parts gives
At a minimum its coefficient vanishes, giving the London equation
Taking another curl, using and a smooth phase so , yields
For a planar surface this has the decaying solution inside the material; the growing solution is excluded by boundedness in the bulk. Hence magnetic fields penetrate only a surface layer of thickness and vanish deep in the macroscopic bulk, the Meissner effect. This conclusion uses the uniform-density, smooth-phase setting; a vortex has a singular phase and a nonuniform core and is outside those assumptions.
For adjoint-valued quantities write . Substituting the infinitesimal transformation into the gauge field strength and using the Jacobi identity gives
A useful way to organize the calculation is : the gauge field strength transforms covariantly because the gauge covariant derivative does. Thus by antisymmetry. This proves gauge invariance of the Yang-Mills action.
The Yang-Mills equations are . They determine physical evolution only modulo gauge redundancy: gauge transformations with arbitrary spacetime-dependent parameters take solutions to equivalent solutions. In Hamiltonian mechanics, has no independent quadratic time-derivative term, and the corresponding equation is a Gauss law constraint in gauge theory. A gauge parameter can vanish with its necessary derivatives on the initial slice yet change the later potential energy, so the potential energy itself is not uniquely fixed by initial physical data.
In the uncorrected path integral, integration along gauge orbits overcounts equivalent fields. At the perturbative level the quadratic operator of the kinetic term has gauge zero modes and no inverse, so it does not supply a quantum field theory propagator. Gauge fixing together with the Faddeev-Popov determinant removes this obstruction in the local perturbative construction.
For the odd BRST transformation, products obey the graded Leibniz rule. The adjoint product with Grassmann variables satisfies
In particular, is not zero, and . The supplied transformations give
since the even covariant derivative obeys . For the ghost,
The final equality is the graded Jacobi identity; in components it is the Jacobi identity for contracted with the totally antisymmetric product of three ghosts. Also and . The square of an odd derivation is an even derivation, because its two mixed product terms cancel. Hence on every polynomial in the fields, off shell, without imposing field equations.
Let be the gauge-fixing fermion. Since , . The BRST-exact operator in has zero variation by BRST nilpotence, so
To see the resulting kinetic terms and signs, expand the exact term with :
After integration by parts,
The auxiliary Nakanishi-Lautrup field can be completed into a square and integrated out, giving the gauge-fixing term for . At , retain as the multiplier enforcing the gauge condition rather than divide by . The Grassmann Gaussian integral gives the determinant of the gauge-condition operator . Field-independent normalizations cancel in the normalized integral; insertions involving can be handled before integration or through its source terms.
At the gauge-fixed quadratic operator is invertible with the usual prescription, and the ghosts have a quadratic kinetic term. The remaining terms are cubic gauge interactions of order , quartic gauge interactions of order , and a ghost-gauge interaction of order . Expanding them and using Wick contractions gives a perturbative expansion for any defined polynomial insertion of the fields. The exponent is the gauge-fixed action , as printed in the PDF; the converted TeX incorrectly substitutes .
At , the free gauge action, up to a boundary term, is . Its Fourier kernel is . With the mostly-plus convention used above, the Feynman-gauge adjoint propagator is
This is consistent with the scalar-line convention in Question 2.
Finally define the odd functional . Then . Differentiating the normalized expectation, including its denominator, gives
for an insertion with no explicit dependence. A physical gauge-invariant insertion is BRST-closed, since its infinitesimal gauge variation vanishes also when the parameter is replaced by . The assumed BRST Ward identity gives and . For an even with , the latter says . Therefore
The same conclusion holds for any BRST-closed insertion. Mere color-singlet invariance of an arbitrary ghost-dependent expression need not imply ; the physical-observable qualification is essential. The proof uses the invariant-measure assumptions encoded in the stated Ward identity.
Take the Minkowski metric with signature and a coupling . For a charged scalar field use the gauge covariant derivative
A scalar electrodynamics Lagrangian is
Any real potential bounded below and depending only on the modulus gives gauge invariance. Indeed,
The derivative of the phase cancels the shifted gauge field in the first identity; commuting partial derivatives proves the second. These identities verify invariance of every term, including the interaction hidden in the kinetic term.
For an unbroken example choose with and . The minimum is at zero. There is no vector mass term in the quadratic expansion and no Higgs mechanism. Pure electromagnetic theory has a neutral massless spin-one photon with two physical transverse polarizations, equivalently helicities and ; longitudinal and time-component polarizations are gauge redundancies. In the unbroken scalar theory, the same massless photon is accompanied by a spin-zero charged particle and its oppositely charged antiparticle, both of mass . A complex scalar has two real physical degrees of freedom, rather than two unrelated charged species.
For a Higgs example choose
The vacuum modulus is nonzero. Around one vacuum representative, unitary gauge removes the phase and writes . Then
Thus the quadratic spectrum is
The gauge boson is a massive spin-one particle with three polarizations, and is a neutral massive spin-zero Higgs boson. The scalar phase supplies the longitudinal vector polarization; it is not an extra physical massless Goldstone boson. The degree count is unchanged: two massless-vector polarizations plus two scalar degrees become three massive-vector polarizations plus one radial scalar degree. The underlying gauge invariance remains a redundancy of the description.
For the two-charge theory, use
and retain the same gauge transformation of . Both derivatives transform with the phase of their own field. A manifestly stable two-charge scalar gauge potential is, for positive , and a nonzero complex constant ,
Since has charge , its modulus is gauge-invariant. Expanding its square exhibits the direct coupling
In particular the charge in is , which uses the stated charge ratio. The potential is real, bounded below and has the zero-field minimum, while the kinetic terms have the standard positive signs. A complete example is therefore
There is genuine direct interaction even with because . In four spacetime dimensions has mass dimension , but the expanded potential contains only quadratic, cubic and quartic field monomials; the cubic coefficient has dimension one. Thus the example is also power-counting renormalizable.