Put . In the Unscaled Papkovich–Neuber representation, choose the componentwise harmonic vector field
Both and are harmonic away from the origin: the latter is a linear combination of derivatives of the harmonic function . Also , so the representation gives . The no-slip boundary condition requires and , giving
Thus the Rotational Stokes flow between concentric spheres is
The divergence of is zero: the cross-product field itself has zero divergence, and is radial and perpendicular to . Hence in this pressure gauge.
There is also a symmetry argument. Take the rotation axis as the polar axis. Linearity of Stokes flow makes velocity and pressure perturbations change sign when the rotation reverses. Reflection in any plane containing that axis reverses the axial rotation vector. Combined with axial symmetry, this excludes meridional velocity components and forces the pressure perturbation to be both unchanged and sign-reversed by that reflection. Equivalently a purely azimuthal axisymmetric Stokes flow has no meridional component of its vector Laplacian, so its meridional pressure gradient vanishes. Thus the pressure is constant; setting that arbitrary constant to zero gives the same result without solving the radial coefficients.
For the Newtonian fluid stress tensor, let . The symmetric part of the velocity gradient is
because the gradient of rigid rotation is antisymmetric. Consequently the full stress tensor, with , is
For , its only nonzero spherical-coordinate components are . On the inner sphere the traction exerted by the fluid, using the sphere's outward normal , is
Its torque is
using . Therefore the applied Torque in rotational Stokes flow between concentric spheres is
For , the relevant speed and length are and , so negligible inertia requires the rotational Reynolds number
For a narrow gap , the viscous gradients are controlled by , not . A centrifugal acceleration of scale is then compared with viscous scale , rather than . Their ratio is . This explains why the large-gap condition is not a necessary narrow-gap criterion; a thin gap greatly strengthens viscous resistance. This base-flow scaling is distinct from a criterion for stability to arbitrary short-scale disturbances.
The Minimum-dissipation theorem for Stokes flow compares a Stokes solution with all sufficiently regular incompressible trial velocities in the same fluid domain that have the same prescribed boundary velocities. With no body-force work, the dissipation functional is
If and on the prescribed boundary, integration by parts with and makes the cross term vanish. Thus
The comparison fixes velocities, rather than applied torques or forces.
Now let the particles take their actual rigid translations and rotations in the particle-containing flow. Extend the fluid velocity through each particle by its rigid velocity. No-slip boundary conditions make this extension continuous; rigid motion has zero rate-of-strain tensor and zero divergence. The extension is therefore an admissible trial field in the original particle-free annulus, and its dissipation equals that of the fluid outside the particles. Hence .
The Stokes boundary-work identity gives . The outer sphere is stationary, the maintained inner sphere has zero translational velocity, and every added particle has zero total force and torque, so none of those other boundaries contributes power. Likewise . Therefore
For nonzero rotation and a particle of positive volume the inequality is strict: equality in the dissipation identity would force the extension to be the unique original flow, but that original flow has nonzero strain on every open particle region, whereas a rigid interior has zero strain. This proves that force-free inclusions increase rotational resistance:
No dilute-suspension approximation or assumption about the particle shapes was used.
In a slender symmetric viscous sheet, the two broad faces have zero tangential traction. A cross-thickness variation of on the thickness scale would produce leading shear , whereas is smaller by the square of the aspect ratio. The leading transverse momentum balance and the shear-free conditions therefore give : write .
Incompressibility gives . Symmetry about sets the integration constant to zero, so
The normal traction on either nearly vertical face matches the ambient hydrostatic pressure, giving to leading order. The Newtonian fluid stress tensor then yields
The factor four is the planar extensional resistance, as in the planar viscous-sheet stretching equations, rather than the factor three for uniaxial extension with two contracting transverse directions.
The following slice diagram shows all axial-force contributions per unit -width; the end arrows indicate positive tensile stress and reverse if that signed stress is negative.
Figure 1.
Signed end tractions, ambient side pressure and weight on a widening viscous-sheet slice
. Details.
The two end tractions have net -component . The normal pressure on the inclined side faces contributes , and gravitational acceleration gives the weight . Hence force balance is
Substitute the stress expression and :
so
Keeping the side-pressure component is essential: dropping it would retain an incorrect dependence on the arbitrary ambient pressure level. The remaining equation from conservation of mass is
It follows either by integrating incompressibility across the moving faces or directly from the face kinematic boundary condition.
When effective gravitational acceleration vanishes, is independent of . It equals the applied excess tensile force , with ambient pressure removed from the end loading. Along a material element labeled by its initial position ,
Integration gives uniform material thinning under planar-sheet tension:
A material interval conserves its area: . Thus
With the specified fixed material origin, integrate the latter relation to obtain
These formulas hold while the material thickness remains positive.
For the quadratic initial profile, put . If , evaluating the integral at gives
For it instead gives
For a constant positive pulling force, first reaches the minimum initial thickness at
Both expressions for diverge there. Write . If , the inverse tangent tends to and , giving
For ,
This is finite-time extension of a quadratically thickened sheet. With nonzero , the dominant extension comes from the small material region near the thickness minimum, where the integrand is proportional to . Its width shrinks like , giving an integrated divergence . The fixed ends are asymptotically far away in those local coordinates, so does not depend on . For a uniform sheet the entire material interval has denominator , giving the stronger divergence and retaining its length in . The singularity is a prediction of the ideal slender-sheet model as its minimum thickness tends to zero.
For a stationary film of uniform thickness, thermal conduction gives , so . The cooling boundary condition determines :
Consequently the surface temperature is
This is the quasistatic temperature of a conductively cooled film, with a weak-cooling expansion when .
Let the thickness and longitudinal scales be , with . Incompressibility gives transverse speed of order , and film evolution has the kinematic time scale . For the temperature variation scale , longitudinal diffusion divided by transverse diffusion is . Each advective term, and the time derivative on that evolution scale, divided by transverse diffusion is
Thus and make the leading thermal profile locally linear and quasistatic. Retaining the weak-cooling condition gives the same surface-temperature approximation with the local . For any independently imposed faster time variation one would also require its thermal relaxation ratio to be small.
Define the positive surface-tension gradient coefficient
The weak-cooling approximation gives , so the Marangoni stress is . The Young–Laplace equation gives the leading liquid pressure , with constant ambient pressure. In lubrication theory, and . The no-slip boundary condition at the wall and the tangential surface condition give
Hence the volume flux is
Conservation of mass gives the thermocapillary thin-film equation
The replacement of surface tension by in the capillary term needs . For comparable capillary and thermocapillary fluxes,
so the fractional tension change is only . Both the tension correction to and the differentiated-tension contribution are then higher-order. Weak cooling alone would not justify that replacement if were allowed to grow without bound.
The capillary term smooths the film: a crest has negative curvature and higher liquid pressure, causing flow away from it. The thermal term has the opposite effect. A thicker region has a colder surface and therefore higher surface tension; Marangoni stress pulls surface fluid toward that region, reinforcing the thickness disturbance. These mechanisms give fourth-order damping and second-order growth respectively.
Use , , and . The two dimensionless flux-divergence coefficients are and . Setting both equal to one gives the balanced scales for a thermocapillary film:
These choices yield . The predicted must be small for the assumed long-wave approximation.
Linearize about using a normal mode of amplitude . The resulting equation is , so the dispersion relation is
Modes with grow, while modes decay. Differentiating gives the most unstable wavenumbers
The physical fastest wavenumber is .
Figure 1.
Thermocapillary film growth rate showing the unstable band and fastest-growing wavenumber
. Details.
For a positive steady film with zero volume flux, . Divide by and integrate once:
Choosing the thickness scale so that when sets . Multiply by and integrate to obtain the zero-flux thermocapillary film profiles relation
Thus the stated potential is and the integration constant is the corresponding first integral.
For a stationary solid skeleton, the Darcy velocity is liquid volume transport per unit total cross-sectional area, while the pore velocity is the intrinsic mean fluid velocity within the connected pore space. Thus
For an incompressible liquid in a saturated region, conservation of mass is . With time-independent but spatially varying porosity, it becomes
not generally . Neglecting dispersion, a fluid interface is advected by the pore velocity; its mean normal speed is .
For the thin layer on the inclined plane, the gravitational acceleration components are downslope and normal to the plane. The hydrostatic approximation and constant pressure above the current give
With permeability of a porous medium , Darcy's law therefore gives
Here denote the components of the Darcy velocity. Integrate over depth, using the prescribed power laws:
Both integrals are finite for the positive exponents in the model. Conservation of the stored fluid gives , or
For , set , and
Since , the depth-dependent inclined porous-current equation is
The longitudinal flux carries fluid downslope, while the thickness-gradient terms spread it. The degenerate horizontal or vertical slope limits need their own coordinate scaling.
The cell conservation equation has the form , with
The first term is advection by the suspension's fluid velocity, the second is active swimming at fixed speed in direction , and the last is an isotropic diffusive flux due to random swimming. Here has units length squared per time, is cell number per volume, and the divergence measures local loss by transport. No birth or death term is included.
For a spherical cell of radius , its excess buoyancy force is . The Stokes drag law gives passive settling speed . Neglecting individual settling requires , not exact neutral buoyancy. A dilute suspension can still generate appreciable collective buoyancy because many small excess masses contribute to the bulk density.
Use the half-rate convention for the gyrotactic reorientation time , required by the coefficients printed in the question:
The first torque tends to point the bottom-heavy cell upward; the second rotates a sphere with half the fluid vorticity. This is a quasistatic torque balance, assuming orientation relaxation is fast enough to follow the local flow. Keeping orientation dynamics instead would put on the left. The convention with aligning rate uses a reorientation parameter twice this . Thus the factor of two is a definition, not a physical discrepancy. Close to the upward state the quasistatic gyrotactic balance with half-rate reorientation gives .
For a dilute Newtonian suspension with the Boussinesq approximation, the other equations are
The background-water hydrostatic pressure is absorbed in . The cell volume is , density is , cell density is , dynamic viscosity is , and is the volume fraction. Extra cell mass produces the downward buoyancy term. Constant viscosity and no explicit swimming stress are part of this closure. Rigid impermeable plates impose no-slip boundary condition and zero normal total cell flux.
At rest, the stable cell direction is upward and the steady vertical flux is . It is constant in depth by conservation and zero at an impermeable plate, so
The pressure gradient balances its excess weight. The mean-concentration formula follows by averaging over and is continuous at .
Use , , , , and . Then
where
The dimensionless base concentration is .
Linearize with the horizontal Fourier mode and . Write the first-order orientation perturbation as . Unit length gives , while torque balance gives . Incompressibility implies
Let . The perturbation of fluid advection is , and swimming contributes . Cell conservation therefore gives
or
This explains the destabilizing concentration-advection term and the gyrotactic redistribution term with their signs.
To eliminate pressure from the fluid equations, take their divergence, giving . Apply to the vertical equation . The concentration second derivatives cancel, leaving
No-slip conditions give and at each plate; for nonzero , the latter follows from the vanishing horizontal velocity and incompressibility. Zero perturbed normal cell flux gives
The normal orientation correction is zero at this order, and the fluid velocity is zero at the plate, so neither adds another term to this concentration condition.
Now use the stated distinguished scalings , , , , , and . Here is a scaled wavenumber, unrelated to Question 2's shear rate. At order one, the concentration equation and boundary conditions give , at both endpoints, so is constant. Absorb its nonzero value into the perturbation amplitude and choose
At order , the fluid equation is with at both ends. Its unique solution is
A homogeneous difference is cubic and the four clamped conditions make it zero.
The concentration equation at order gives
so , where fixes the amplitude normalization. At order it gives
The boundary conditions expand to at each endpoint. Integrating this equation from zero to one cancels against . Also and
Thus the required solvability condition is
Since , the clamped-quartic solvability in shallow bioconvection gives
For nonzero long horizontal waves, gives decay and gives growth; the leading neutral threshold is . The leading instability is stationary and independent of and . The exactly uniform horizontal mode has zero growth at this order because total cell number is conserved, so it does not determine the threshold. Upward swimming produces a dense upper layer; the unstable disturbance is its buoyancy-driven overturning, or bioconvection. Higher orders are needed for wavelength selection and finite-depth threshold corrections.
With fixed material parameters and mean concentration, for small , so a sufficiently thin chamber is stable to this branch. Formally its threshold corresponds to when the weak-stratification and distinguished-gyrotaxis assumptions apply. In particular, the assumed is a specified asymptotic analysis; at fixed and decreasing , one instead has . The leading result should not be asserted unchanged in that different ordering without redoing the expansion.
The constitutive convolution is the response of a linear viscoelastic fluid close to its relaxed state. Deformations and rotations during the material's memory time must be small, so the stress is linear in the deformation history and evaluating that history at a fixed position is consistent with linearization about rest. For an isotropic incompressible flow, the deviatoric stress is proportional to the history of the rate-of-strain tensor; an arbitrary isotropic pressure is separate. Small amplitude permits arbitrary frequency: the approximation does not require in an oscillatory experiment. Large accumulated deformation, substantial advection of memory, and nonlinear normal-stress differences are outside this formula's scope.
If a small step of strain is imposed at time zero and then held, to linear order. The convolution consequently gives for . In simple shear flow, this reads for a shear-strain step . Thus is the remaining shear stress per unit imposed step of shear strain, which explains the name relaxation modulus and directly describes stress relaxation.
Use the convention . Substitution into the convolution defines the complex viscosity:
Write . Its real part multiplies the component in phase with the rate-of-strain tensor, causing dissipation; its imaginary part describes the out-of-phase, elastic response. More precisely the complex shear modulus is , so the storage modulus and loss modulus are
For shear-rate amplitude the mean dissipated power per unit volume is . For the exponential Maxwell fluid memory kernel, direct integration gives
The zero-shear viscosity is , and the high-frequency storage modulus tends to .
For the channel, let and interpret as the signed amplitude of , not the positive pressure drop. The Cauchy momentum equation and no-slip boundary conditions give
Define and , choosing either square-root branch consistently; the flux expression is even in . The symmetric solution is
Its integral across the channel gives the oscillatory channel flux of a linear Maxwell fluid:
This includes inertia while using the linear constitutive response. The pressure-gradient amplitude must be small enough that the resulting deformation stays in that response regime.
As , . Hence
In particular , the usual plane Poiseuille flow flux with viscosity . The fluid has enough time to relax and behaves as a Newtonian fluid at leading order.
For fixed positive , let . At large frequency the square root with positive real part satisfies
Its real part tends to a positive constant, so remains bounded although it oscillates. Thus and
The leading volume-integrated response is an inertial balance and is in quadrature with the driving force . It is not necessary for the local profile to be a nearly uniform plug: the Maxwell fluid is elastic at these frequencies, and shear waves with speed can cross the gap. The oscillatory part of largely cancels on integration. Small attenuation allows resonance-like enhancements at finite frequencies; the leading flux limit still holds for fixed nonzero relaxation and gap parameters. A Newtonian thin viscous-layer argument would not justify the Maxwell profile here.
Finally take the different ordering but . Now is small, so the small- expansion remains appropriate even at a large Deborah number. The result is
Here inertia is negligible throughout the narrow gap. Dividing the velocity by gives the displacement amplitude, whose parabolic profile is determined by an elastic shear balance with modulus . The velocity therefore grows like frequency for a fixed displacement response. This is not the fixed-gap high-frequency limit just obtained: with fixed, the condition eventually fails.
The usual elastic secondary flow around a rotating sphere is inward towards the equator, then poleward beside the sphere and outward near both poles. It is superposed on the primary azimuthal rotating sphere in Stokes flow. Tensile normal stresses along curved azimuthal streamlines act as hoop stresses, pulling liquid towards the rotation axis. Incompressibility supplies the axial return flow. Unlike the primary rotation, this meridional circulation does not reverse when the rotation is reversed.
The direction assumes the usual polymeric sign and negligible inertia. A general second-order fluid has circulation proportional to : a negative value reverses the arrows and eliminates the leading elastic circulation. Inertial secondary circulation is a different contribution, so slow rotation alone does not determine which contribution dominates. The sketch shows the elastic contribution for :
Figure 1.
Elastic meridional circulation entering at the equator and leaving near the poles of a rotating sphere
. Details.
For a quantitative check of the sketch, take sphere radius , angular velocity and . The primary azimuthal velocity is , with measured from the rotation axis. Its only nonzero strain components in the spherical orthonormal basis are . The leading elastic secondary circulation around a rotating sphere has the stream function
with and . The bracket is outside the sphere. Thus at the equator and near the poles when , and both components vanish on the sphere. The diagram uses these velocities, not independently chosen arrows.
Two other manifestations of the same elastic normal-stress differences are rod climbing, in which inward hoop stresses raise a free surface around a rotating rod, and die swell, in which relaxation of the axial stress and stored polymer deformation allows an extrudate to expand sideways after leaving the die. These are not explained by a scalar shear viscosity alone. A Newtonian extrudate can also swell through velocity-profile rearrangement, so the elastic contribution should not be identified with every instance of swelling.
The second-order fluid is a slow, weak-flow expansion of the objective constitutive history of an isotropic simple fluid. Material frame indifference requires objective tensor rates. For an incompressible flow, the leading isotropic stress is arbitrary pressure, the linear deviatoric term is , and at the next order the independent contributions can be represented by and an objective rate of . Isotropic scalar contributions are absorbed into the pressure. Their coefficients can be expressed through the two low-rate normal-stress differences, giving
Here is the lower-convected derivative, not a division by . This local expansion is appropriate when deformation and temporal change over the relevant viscoelastic relaxation time are small: both the Weissenberg number and the appropriate Deborah number must be small. It captures leading normal stresses in slow flows, but not arbitrary finite-strain history, rapid transients or strongly nonlinear shear thinning. In particular its restrictions are stronger than small-amplitude linear oscillatory response at arbitrary frequency.
For steady simple shear flow , use component-first , so the paper's is . The relevant tensors are
Substitution gives
Thus the first and second normal-stress differences are and , and the shear stress is .
For the velocity-preservation results, the definitions imply . Consequently the non-Newtonian stress can be written
where is the Jaumann derivative. Let solve the steady incompressible Stokes flow problem with the prescribed boundary velocities. The supplied identity says that is curl-free. If , then for a scalar on the ordinary simply connected flow domain. The momentum equation at is
Hence the Newtonian velocity itself is a solution of the second-order constitutive model, with altered pressure . For nontrivial topology one also needs the curl-free force to admit a single-valued pressure; this is implicit in the usual boundary-value problem.
On the regular weakly non-Newtonian branch, Uniqueness of Stokes flow fixes the velocity correction. At first order it solves homogeneous Stokes flow, with zero boundary velocity, after the gradient force has been absorbed into pressure. Multiplying its equation by the correction and integrating gives , hence the correction vanishes. Higher perturbative corrections vanish in turn because the previous velocities remain . The velocity is in this second-order-fluid solution; only the pressure and stresses change. This is Newtonian velocity preservation in a second-order fluid. It does not assert global uniqueness of distant nonlinear solution branches or exact equality for a real fluid whose higher-order constitutive terms have been omitted.
For a planar incompressible velocity , the rate-of-strain tensor has the form
All quantities are independent of , so . The extra quadratic term is therefore also a pressure gradient. Together with the supplied identity for the Jaumann derivative, the entire non-Newtonian force is a gradient for arbitrary . The same boundary-value and weak-branch argument proves for every such planar second-order-fluid flow with prescribed boundary velocities, without requiring . Specifying stresses or a free surface instead of velocities would not give the same conclusion automatically, because the extra stresses affect those boundary conditions.
Let the perturbation velocity and pressure be , with real . Linearizing the Euler equations about the inviscid parallel shear flow gives
Use , to satisfy incompressibility. The first momentum equation gives ; differentiate it and use the second equation. The Rayleigh equation for inviscid shear flow follows:
A growing temporal normal mode has and growth rate .
Rayleigh's inflection-point theorem states that such an instability of a smooth parallel profile requires to change sign somewhere. To prove it, divide by , multiply by , integrate over and integrate the second derivative by parts. Decay removes the endpoint terms, giving
Taking the imaginary part yields
The weighting is nonnegative. A one-signed that is not identically zero cannot satisfy this identity for a nontrivial mode; otherwise the mode vanishes on an interval and uniqueness of the differential equation forces it to vanish throughout. If , the real part of the identity is already a strictly positive integral for a nontrivial decaying mode. This proves the necessary sign-change condition.
Fjørtoft's theorem strengthens this: if is the velocity at an inflection point, instability requires somewhere. This is a necessary condition, not a sufficient criterion. For , and
The possibility of instability is therefore consistent with Fjørtoft's theorem.
For the piecewise-linear approximation, within each of the three regions. The decaying solutions outside and the two independent interior solutions can be written
At each corner, the normal velocity is continuous, so is continuous. Pressure matching at a piecewise-linear shear interface additionally gives , hence . At the slope jumps from to ; at it jumps from to . Substituting the decaying outer solutions gives
Thus the inviscid instability of a piecewise-linear mixing layer has dispersion relation
At , , so the root with positive imaginary part is an explicitly growing mode, with growth rate . More generally the unstable interval is , where the unique solves . This direct calculation establishes instability of the approximation; passing a necessary inflection test alone would not have established it.
For an inviscid fluid of constant density, with irrotational velocity and conservative body-force potential , the Unsteady Bernoulli equation is
It holds throughout a connected irrotational fluid region, up to the time-dependent gauge of . Indeed the Euler equations and imply that the gradient of the left side is zero. In the bubble problem there is no body-force contribution compatible with the assumed spherical symmetry.
Spherical incompressibility gives . The moving interface imposes , so
This potential tends to zero at infinity, where the velocity tends to zero and . Differentiate at fixed spatial , not along the moving interface: . At , pressure continuity without surface tension gives . Bernoulli therefore yields , or the Rayleigh equation for an inviscid spherical bubble
Integrating the kinetic energy over the exterior fluid gives
Differentiate and use the radius equation:
With and , the pressure-work energy balance for a spherical bubble integrates to
or
The collapsing branch takes the negative square root for . The energy gain is exactly the pressure difference times the lost bubble volume, providing a check on the sign and numerical factor.
For steady uniform-density inviscid flow with no body force, the Euler equations read . Dotting with gives
Thus the Bernoulli equation states that is constant along each streamline; the constants need not be the same on unrelated streamlines.
In the slowly varying tube approximation, mass conservation gives , so . The upstream Bernoulli constant and the wall pressure law give
Subtracting the internal radius obtains
This is choking by wall thickness in an elastic tube. The function tends to as either or , and . Its derivative is
It is positive before and negative afterwards, so the unique maximum is
The maximum is nonnegative because the arithmetic-geometric mean inequality gives ; it is zero only at . If any prescribed thickness exceeds , no positive velocity can satisfy the mass/Bernoulli conditions there, so no flow of this assumed form is possible. Equality is the double-root critical case.
For each , strict monotonicity on and , together with the two negative-infinite limits, gives exactly two positive roots. The upstream condition is as . Therefore
For , the upstream value lies on the rising branch; for , it lies on the falling branch. Smooth continuation preserves this choice because the branches meet only at , which is excluded by the strict bound. At the upstream state is already critical: , so the requirement cannot hold, and any positive wall thickness is incompatible with the approximation. With the critical root is .
Figure 1.
Velocity branches and critical wall thickness for steady flow through an elastic tube
. Details.
The graph shows the unique maximum and the upstream point on the three parameter regimes. Only the portion with represents nonnegative wall thickness. The vertical maximum line separates the two roots when the prescribed thickness lies strictly below the maximum.
Kelvin's circulation theorem states that a smooth inviscid barotropic fluid subject to a conservative body force preserves circulation around every closed material curve. Write the pressure term as with , and the body force per mass as . Then the Euler equations give . For a moving parametrization with ,
The last integral is the increment of a single-valued scalar around a closed curve. Consequently
Constant density is a special barotropic case with . Viscosity, nonconservative forcing or baroclinic pressure gradients can invalidate this conservation law; the exterior-cylinder conclusions use the smooth inviscid hypotheses.